2016-07-13T16:00:12-05:00 2015-08-31 134008324 PricewaterhouseCoopers 600 13th Street NW Suite 1000 Washington DC 20005 990 2014-09-01 362167817 Northwestern University NORT 8474913741 633 Clark St Evanston IL 60208 Ingrid S Stafford Vice President Financial Operations 2016-07-13 true Travis L Patton P00369623 2024141000 2016-07-13 2014 2016-09-27 15:27:22Z Ingrid S Stafford 633 Clark St Evanston IL 60208 4586549026 false X www.northwestern.edu X 1851 IL Education and research 36 33 23769 152 27897331 0 625656043 501895829 1663168510 1716432570 557761612 596154305 49256473 109954202 2895842638 2924436906 400236762 445034378 0 0 1096969922 1147812227 1333120 268012 52337025 832457605 839284990 2330997409 2432399607 564845229 492037299 12773853117 13433515174 2106944047 2636970550 10666909070 10796544624 Northwestern's mission is to provide the highest-quality education for its students, to develop innovative programs in research, and to sustain an academic community that embraces these enterprises. false false 1669940974 318306322 1089072835 EDUCATION OF STUDENTS: FOR THE 2015 ACADEMIC YEAR, 8,247 UNDERGRADUATES AND 8,933 GRADUATES AND PROFESSIONAL SCHOOL STUDENTS ENROLLED FULL-TIME AT THE UNIVERSITY. THE EXEMPT PURPOSE OF NORTHWESTERN UNIVERSITY IS TO PROVIDE EDUCATIONAL SERVICES TO ITS STUDENTS. THIS INCLUDES SUPERIOR UNDERGRADUATE EDUCATION FOR A DIVERSE STUDENT BODY IN A COMPREHENSIVE RANGE OF ACADEMIC AND PROFESSIONAL FIELDS. AT THE GRADUATE LEVEL, NORTHWESTERN'S ROLE ENCOMPASSES OFFERINGS IN THE MAJOR ACADEMIC AND PROFESSIONAL FIELDS, CLOSELY RELATED TO RESEARCH, CREATIVE ACTIVITIES, AND CLINICAL SERVICES. 430370000 126728056 555636109 RESEARCH ACTIVITIES: THE RESEARCH PROGRAM AT NORTHWESTERN UNIVERSITY IS A MAJOR COMPONENT OF UNIVERSITY EFFORTS, ASSURING INSTITUTIONAL LEADERSHIP IN SCIENTIFIC DISCOVERY, INTELLECTUAL INQUIRY, AND CREATIVE PERFORMANCE. THE CHARACTER OF THIS RESEARCH SHAPES ALL AREAS OF UNIVERSITY ENDEAVOR, ESPECIALLY GRADUATE EDUCATION AS WELL AS UNDERGRADUATE STUDIES. 101817000 77225542 AUXILIARY ENTERPRISES SERVE THE EDUCATIONAL MISSION BY PRIMARILY PROVIDING RESIDENCES AND FOOD SERVICES, AND OTHER VARIOUS GOODS AND SERVICES TO SUPPORT UNIVERSITY STUDENT, FACULTY, AND STAFF ACTIVITIES. 2202127974 true true false true false true false false false true true true false false true true false true true true true true true true true false false true true true true false false false false false true false true true true true true false false true true true true true false true 22595 0 true 23769 true true true true UK QA false false false true true false false false false false false false X 36 33 true false false false false false false true true false false true true true true true true true true true false AK CO CA KY NH OH OR MD MA MI MT NV ND OK SC WA X Nancy Pinchar Accounting Director 8474914724 619 Clark St Evanston IL 60208 Peter J Barris Trustee 1.00 X 0 0 0 Christopher B Combe Trustee 1.00 X 0 0 0 A Steven Crown Trustee 1.00 X 0 0 0 Richard H Dean Trustee 1.00 X 0 0 0 Deborah L DeHaas Trustee 1.00 X 0 0 0 Charles W Douglas Trustee 1.00 X 0 0 0 D Cameron Findlay Trustee 1.00 X 0 0 0 Dennis J FitzSimons Trustee 1.00 X 0 0 0 T Bondurant French Trustee 1.00 X 0 0 0 Christopher B Galvin Trustee 1.00 X 0 0 0 Philip L Harris Trustee 1.00 X 0 0 0 Jay C Hoag Trustee 1.00 X 0 0 0 Nancy Trienens Kaehler Trustee 1.00 X 0 0 0 Ellen Philips Katz Trustee 1.00 X 0 0 0 Lester B Knight Trustee 1.00 X 0 0 0 Timothy K Krauskopf Trustee 1.00 X 0 0 0 Edward M Liddy Trustee 1.00 X 0 0 0 J Landis Martin Trustee 1.00 X 0 0 0 Wendy M Nelson Trustee 1.00 X 0 0 0 William A Osborn Trustee 1.00 X 0 0 0 Jane DiRenzo Pigott Trustee 1.00 X 0 0 0 JB Pritzker Trustee 1.00 X 0 0 0 M Jude Reyes Trustee 1.00 X 0 0 0 Patrick G Ryan Jr Trustee 1.00 X 0 0 0 David A Sachs Trustee 1.00 X 0 0 0 Paul L Sagan Trustee 1.00 X 0 0 0 D Gideon Searle Trustee 1.00 X 0 0 0 Andrew E Senyei MD Trustee 1.00 X 0 0 0 Benjamin W Slivka Trustee 1.00 X 0 0 0 Timothy P Sullivan Trustee 1.00 X 0 0 0 Charles A Tribbett III Trustee 1.00 X 0 0 0 Jeffrey W Ubben Trustee 1.00 X 0 0 0 Frederick H Waddell Trustee 1.00 X 0 0 0 David B Weinberg Trustee 1.00 X 0 0 0 Miles D White Trustee 1.00 X 0 0 0 Stephen R Wilson Trustee 1.00 X 0 0 0 Morton O Schapiro President 40.00 X 2163736 0 300259 Daniel I Linzer Provost 40.00 X 670665 0 197574 Nimalan Chinniah Executive Vice President 40.00 X 396906 0 21309 Mary L Baglivo VP Global Marketing 40.00 X 398148 0 42916 Pamela S Beemer VP for Human Resources 40.00 X 588317 0 30558 Thomas G Cline VP and General Counsel 40.00 X 574559 0 140133 Alan K Cubbage VP University Relations 40.00 X 276101 0 26878 John L D'Angelo VP for Facilities Management X 0 0 0 James M Hurley VP for Budget and Planning 40.00 X 628646 0 62547 Marilyn McCoy VP for Administration 40.00 X 314223 0 45225 William H McLean VP and Chief Investment Officer 40.00 X 3230762 0 1171839 Robert E McQuinn VP for Development 40.00 X 554582 0 103831 Ronald Nayler VP Facilities Mgmnt 40.00 X 359108 0 38744 Eric G Neilson VP Medical Affairs 30.00 X 527251 0 31281 James J Phillips VP Athletics 40.00 X 942816 0 116151 Sean Reynolds VP Information Technology 40.00 X 453367 0 32754 Ingrid S Stafford VP for Financial Operations 40.00 X 317105 0 26814 Patricia Telles-Irvin VP Student Affairs 40.00 X 387302 0 48874 Joseph T Walsh Jr VP for Research 40.00 X 337553 0 51464 Patrick W Fitzgerald II Head Coach 40.00 X 3297844 0 52794 Christopher R Collins Head Coach 40.00 X 1251096 0 89568 Peter A Belytschko Investment Manager 40.00 X 1183648 0 437643 Harisha Koneru Haigh Managing Director, Investments 40.00 X 1097984 0 430980 John A Capelli Investment Manager 40.00 X 1066367 0 381847 Morteza A Rahimi Former VP Information Tech 40.00 X 105128 0 22875 Eugene S Sunshine Former Senior VP for Business 40.00 X 657693 0 39681 21780907 0 3944539 2098 true true true NORTHWESTERN MEMORIAL HOSPITAL 251 EAST HURON CHICAGO IL 60611 Clinical SERVICES 4329221 THOMA CRESSEY BRAVO INC 300 N LaSalle St Ste 4350 Chicago IL 60654 INVESTMENT MANAGEMENT 3524008 FREE ENTERPRISE SYSTEM ONE SODREL DRIVE JEFFERSONVILLE IN 47130 TRANSPORTATION SERVICES 3049894 SAPIENT CORPORATION 131 Dartmouth St Boston MA BOSTON MA 02116 IT development and consulting services 3039332 CABOT SQUARE CAPITAL PARTNERS Two London Bridge London UK SE1 9RA investment management 2498578 455 X 2519313 20540687 478835829 144842908 501895829 Tuition and fees 611310 911129670 911129670 Research activities 611310 555636109 555636109 Educational activities 611310 140602805 140602805 Auxilliary enterprises 611310 77225542 77225542 Medical departments 611310 24150447 24150447 7687997 7687997 0 0 1716432570 106381973 5501916 100880057 79687356 79687356 4407293 1864656 2542637 0 2542637 19291 2523346 1241744794 907571626 1093305939 566238149 148438855 341333477 489772332 489772332 504803 2519313 703376 -198573 -198573 Alumni travel study 561520 199156 199156 Scientific services/rental 541990 219230 219230 Investment in partners 523920 27413747 27413747 90649 0 45907 44742 27922782 2924436906 1721934486 27897331 672709260 97611138 97611138 341812829 341812829 5610411 5610411 25725446 8180181 16886852 658413 916107722 860903315 28091860 27112547 66156632 61382460 2476916 2297256 83573498 77456591 3173549 2943358 56248929 52220722 2089898 1938309 5351989 5351989 863924 863924 413634 413634 268012 268012 59593094 59593094 152029254 143262653 7268358 1498243 23863778 15613121 1724451 6526206 165977654 158571847 3379561 4026246 21974822 19805252 2107722 61848 47889047 47886594 2453 102188210 100152682 1494915 540613 47731115 45574934 698261 1457920 27696999 26629252 168570 899177 37093860 37093860 117831033 112091662 3630494 2108877 Revenue refunds 18168282 18168282 Other 10618295 9194048 1424247 0 0 0 0 2432399607 2202127974 177934608 52337025 799330465 754516141 99963000 169018000 266692594 282925586 3728656 1272582 0 0 145889370 145487585 2782840 2863990 16439170 13446405 3481411534 1437964237 1859851018 2043447297 3213955281 2409687539 6362778468 7608428796 7982 2434273 2421253 12773853117 13433515174 230117868 217634794 266289913 270961990 410327596 405651550 0 140000000 180000000 1060208670 1562722216 2106944047 2636970550 X 6827436070 6826530624 2585463000 2555415000 1254010000 1414599000 10666909070 10796544624 12773853117 13433515174 X 492037299 -365151000 2749255 X false true X true true true X 191440295 265414664 331106325 625656043 501895829 1915513156 191440295 265414664 331106325 625656043 501895829 1915513156 0 1915513156 443099864 467285874 864474845 788554989 686844013 3250259585 14524514 27897331 42421845 379354 394461 234321 -1775 -153831 852530 5209047116 8143914958 0.3677 0.3496 X Schedule A, Part II, Line 10 Other Income DESCRIPTION - , COLUMN A - 379354.0, COLUMN B - 394461.0, COLUMN C - 234321.0, COLUMN D - -1775.0, COLUMN E - -153831.0, COLUMN F - 852530.0; RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X 0 0 778346 0 778346 0 2433956532 0 2434734878 0 1000000 0 250000 0 0 0 0 0 1000000 1000000 1000000 1000000 4000000 6000000 748516 829965 863962 778346 3220789 250000 250000 250000 250000 1000000 1500000 0 0 0 0 0 1 979518 721050 14800342 true true 7501116000 269199000 157310000 53907452 285688548 0 7588029000 6283130000 516836000 1075117000 48218677 325748323 0 7501116000 5574319000 393797000 594849000 59645003 220189997 0 6283130000 5474935000 210535000 204262000 41493408 273919592 0 5574319000 4726940000 146273000 856610000 52624971 202263029 0 5474935000 0.51 0.18 0.31 false false 28388669 28388669 2914646311 1057013069 1857633242 21224876 8426573 12798303 517151678 372524595 144627083 2043447297 2043163988 F Equity, fixed income, real assets, etc 5565264808 F 7608428796 Deposits payable, actuarial liability of annuities payable 123769750 Government advances for student loans 38830000 Asset retirement obligations 121035466 Taxable bonds - series 2012 200000000 Taxable bonds - series 2013 579744000 Taxable bonds - series 2015 499343000 1562722216 X Schedule D, Part III, Line 1a ART COLLECTIONS EXPLANATION: THE UNIVERSITY DOES NOT CAPITALIZE COLLECTIONS. AS STATED IN THE UNIVERSITY NOTES TO THE FINANCIAL STATEMENTS, THE ACCOUNTING POLICY FOR LIBRARY COLLECTIONS IS TO EXPENSE ALL PURCHASES. MUSEUM PURCHASES ARE ACCOUNTED FOR SIMILARLY. GIFTS OF ART AND SIMILAR TANGIBLE PERSONAL PROPERTY ARE ACCOUNTED FOR AS GIFTS-IN-KIND. Schedule D, Part X LINE 5 - ASSET RETIREMENT OBLIGATIONS THE UNIVERSITY RECORDS ALL KNOWN ASSET RETIREMENT OBLIGATIONS (ARO) FOR WHICH THE FAIR VALUE OF THE LIABILITY CAN BE REASONABLY ESTIMATED, INCLUDING CERTAIN OBLIGATIONS RELATING TO REGULATORY REMEDIATION. ARO COVERED INCLUDE THOSE FOR WHICH AN ENTITY HAS A LEGAL OBLIGATION TO PERFORM AN ASSET RETIREMENT ACTIVITY; HOWEVER, THE TIMING AND/OR METHOD OF SETTLING THE OBLIGATION ARE CONDITIONAL ON A FUTURE EVENT THAT MAY OR MAY NOT BE WITHIN THE CONTROL OF THE ENTITY. Schedule D, Part V, Line 4 Intended uses of endowment funds The University's endowment funds purposes include instruction, research, library collections, scholarships and awards, and building construction. Schedule D, Part X, Line 2 FIN 48 (ASC 740) footnote The University makes an assessment of individual tax positions and follows as process for recognition and measurement of uncertain tax positions. Tax positions are evaluated on whether they meet the "more likely than not" standard for sustainability on examination by tax authorities. true true true true true true true false false false false false false false false true false true Schedule E, Part I, Line 3 RACIALLY NONDISCRIMINATORY POLICY Policies are included in student, faculty, and staff handbooks and the student course catalog. Policies are posted on University websites, posted throughout campus including student centers and the admissions office, and distributed to undergraduate students. Schedule E, Part I, Line 6(a) FINANCIAL AID OR ASSISTANCE FROM A GOVERNMENT The University receives financial support from agencies of the federal government for research purposes and for financial aid to students; additional financial aid support for students is received from agencies of the state of Illinois. true Middle East and North Africa 1 134 ,Maintaining offices, employees, or agents International campus in Doha, Qatar for students in journalism and communication 40300963 Central America and the Caribbean 0 0 Investments 1482200000 Europe (Including Iceland and Greenland) 0 0 Investments 141360000 North America (Canada & Mexico only) 0 0 Investments 46660000 Sub-Saharan Africa 0 0 Investments 80880000 Central America and the Caribbean 0 0 Grantmaking 117310 East Asia and the Pacific 0 0 Grantmaking 806926 Europe (Including Iceland and Greenland) 0 0 Grantmaking 2715944 Middle East and North Africa 0 0 Grantmaking 357157 North America (Canada & Mexico only) 0 0 Grantmaking 883389 Russia and Neighboring States 0 0 Grantmaking 20542 South America 0 0 Grantmaking 103706 South Asia 0 0 Grantmaking 196506 Sub-Saharan Africa 0 0 Grantmaking 370928 East Asia and the Pacific 0 0 ,Program-related investments 1668 Europe (Including Iceland and Greenland) 0 0 ,Program-related investments 31002 Middle East and North Africa 0 0 ,Program-related investments 5000 Central America and the Caribbean 0 0 Unrelated Business Activities 16590 East Asia and the Pacific 0 0 Unrelated Business Activities 2631 Europe (Including Iceland and Greenland) 0 0 Unrelated Business Activities 16727 North America (Canada & Mexico only) 0 0 Unrelated Business Activities 1811 South America 0 0 Unrelated Business Activities 1931 Sub-Saharan Africa 0 0 Unrelated Business Activities 1631 Central America and the Caribbean 0 0 Program Services Business travel abroad (includes travel to attend seminars and conferences and research-related travel) 108255 East Asia and the Pacific 0 0 Program Services Business travel abroad (includes travel to attend seminars and conferences and research-related travel) 1730131 Europe (Including Iceland and Greenland) 0 0 Program Services Business travel abroad (includes travel to attend seminars and conferences and research-related travel) 2924275 Middle East and North Africa 0 0 Program Services Business travel abroad (includes travel to attend seminars and conferences and research-related travel) 699228 North America (Canada & Mexico only) 0 0 Program Services Business travel abroad (includes travel to attend seminars and conferences and research-related travel) 479263 Russia and Neighboring States 0 0 Program Services Business travel abroad (includes travel to attend seminars and conferences and research-related travel) 33624 South America 0 0 Program Services Business travel abroad (includes travel to attend seminars and conferences and research-related travel) 321651 South Asia 0 0 Program Services Business travel abroad (includes travel to attend seminars and conferences and research-related travel) 184265 Sub-Saharan Africa 0 0 Program Services Business travel abroad (includes travel to attend seminars and conferences and research-related travel) 282545 Central America and the Caribbean 0 0 Program Services Study abroad programs and courses abroad 390377 East Asia and the Pacific 0 0 Program Services Study abroad programs and courses abroad 3350322 Europe (Including Iceland and Greenland) 0 0 Program Services Study abroad programs and courses abroad 2881834 Middle East and North Africa 0 0 Program Services Study abroad programs and courses abroad 1791499 North America (Canada & Mexico only) 0 0 Program Services Study abroad programs and courses abroad 570178 South America 0 0 Program Services Study abroad programs and courses abroad 256598 South Asia 0 0 Program Services Study abroad programs and courses abroad 164859 Sub-Saharan Africa 0 0 Program Services Study abroad programs and courses abroad 790965 East Asia and the Pacific 0 0 Fundraising 216509 Europe (Including Iceland and Greenland) 0 0 Fundraising 42372 Middle East and North Africa 0 0 Fundraising 18893 North America (Canada & Mexico only) 0 0 Fundraising 4482 South Asia 0 0 Fundraising 25834 Sub-Saharan Africa 0 0 Fundraising 2000 1 134 0 0 1 134 1797006041 17316280 1814322321 Middle East and North Africa Grant subaward from sponsored research funds 12777 ACH direct deposit or Check North America (Canada & Mexico only) Grant subaward from sponsored research funds 25978 ACH direct deposit or Check Europe (Including Iceland and Greenland) Grant subaward from sponsored research funds 69145 ACH direct deposit or Check North America (Canada & Mexico only) Grant subaward from sponsored research funds 51500 ACH direct deposit or Check North America (Canada & Mexico only) Grant subaward from sponsored research funds 18715 ACH direct deposit or Check Europe (Including Iceland and Greenland) Grant subaward from sponsored research funds 60422 ACH direct deposit or Check Europe (Including Iceland and Greenland) Grant subaward from sponsored research funds 32659 ACH direct deposit or Check North America (Canada & Mexico only) Grant subaward from sponsored research funds 3900 ACH direct deposit or Check Europe (Including Iceland and Greenland) Grant subaward from sponsored research funds 75159 ACH direct deposit or Check North America (Canada & Mexico only) Grant subaward from sponsored research funds 14522 ACH direct deposit or Check North America (Canada & Mexico only) Grant subaward from sponsored research funds 42276 ACH direct deposit or Check East Asia and the Pacific Grant subaward from sponsored research funds 297138 ACH direct deposit or Check Sub-Saharan Africa Grant subaward from sponsored research funds 81740 ACH direct deposit or Check Europe (Including Iceland and Greenland) Grant subaward from sponsored research funds 93427 ACH direct deposit or Check North America (Canada & Mexico only) Grant subaward from sponsored research funds 6250 ACH direct deposit or Check North America (Canada & Mexico only) Grant subaward from sponsored research funds 550329 ACH direct deposit or Check Middle East and North Africa Grant subaward from sponsored research funds 42134 ACH direct deposit or Check Europe (Including Iceland and Greenland) Grant subaward from sponsored research funds 94512 ACH direct deposit or Check North America (Canada & Mexico only) Grant subaward from sponsored research funds 101648 ACH direct deposit or Check North America (Canada & Mexico only) Grant subaward from sponsored research funds 23500 ACH direct deposit or Check Europe (Including Iceland and Greenland) Grant subaward from sponsored research funds 108189 ACH direct deposit or Check North America (Canada & Mexico only) Grant subaward from sponsored research funds 28203 ACH direct deposit or Check Europe (Including Iceland and Greenland) Grant subaward from sponsored research funds 78578 ACH direct deposit or Check South Asia Grant subaward from sponsored research funds 72360 ACH direct deposit or Check Sub-Saharan Africa Grant subaward from sponsored research funds 111966 ACH direct deposit or Check Europe (Including Iceland and Greenland) Grant subaward from sponsored research funds 185213 ACH direct deposit or Check Europe (Including Iceland and Greenland) Grant subaward from sponsored research funds 50741 ACH direct deposit or Check Sub-Saharan Africa Grant subaward from sponsored research funds 41023 ACH direct deposit or Check Sub-Saharan Africa Grant subaward from sponsored research funds 18198 ACH direct deposit or Check Europe (Including Iceland and Greenland) Grant subaward from sponsored research funds 9751 ACH direct deposit or Check Middle East and North Africa Grant subaward from sponsored research funds 228894 ACH direct deposit or Check East Asia and the Pacific Grant subaward from sponsored research funds 100439 ACH direct deposit or Check Sub-Saharan Africa Grant subaward from sponsored research funds 12618 ACH direct deposit or Check Sub-Saharan Africa Grant subaward from sponsored research funds 48589 ACH direct deposit or Check Central America and the Caribbean Grant subaward from sponsored research funds 117310 ACH direct deposit or Check East Asia and the Pacific Grant subaward from sponsored research funds 160176 ACH direct deposit or Check East Asia and the Pacific Grant subaward from sponsored research funds 27098 ACH direct deposit or Check Europe (Including Iceland and Greenland) Grant subaward from sponsored research funds 38871 ACH direct deposit or Check South Asia Grant subaward from sponsored research funds 80166 ACH direct deposit or Check South Asia Charitable contribution raised by student organization 12770 ACH direct deposit or Check Sub-Saharan Africa Charitable contribution raised by student organization 38000 ACH direct deposit or Check 2 39 Grants disbursed during student's enrollment in international program East Asia and the Pacific 17 222075 Applied to student account; credits are refunded by check Grants disbursed during student's enrollment in international program Europe (Including Iceland and Greenland) 138 1819278 Applied to student account; credits are refunded by check Grants disbursed during student's enrollment in international program Middle East and North Africa 12 73352 Applied to student account; credits are refunded by check Grants disbursed during student's enrollment in international program North America (Canada & Mexico only) 1 16570 Applied to student account; credits are refunded by check Grants disbursed during student's enrollment in international program Russia and Neighboring States 1 20542 Applied to student account; credits are refunded by check Grants disbursed during student's enrollment in international program South America 8 103706 Applied to student account; credits are refunded by check Grants disbursed during student's enrollment in international program South Asia 2 31210 Applied to student account; credits are refunded by check Grants disbursed during student's enrollment in international program Sub-Saharan Africa 13 56794 Applied to student account; credits are refunded by check true false true true true true Schedule F, Part I, Line 2 Procedures for monitoring use of grant funds Grants or other assistance are awarded to foreign organizations or entities pursuant to the University policies and procedures for all grant subawards. Such subawards are monitored through the University's office for Sponsored Research (OSR) and the University's office of Accounting Services for Research and Sponsored Programs (ASRSP). All subaward documentation including purchase orders, related charges and invoices are reviewed and monitored by ASRSP and confirmed with the principal investigator. The principal investigator must certify that the subaward costs are in accordance with OMB A-21 cost principles; also, ASRSP requests and collects audit reports from subaward recipients to monitor compliance. If the information is not furnished to ASRSP, payment may be withheld. Grants and other assistance are awarded to students on the basis of financial need following University policies developed to meet regulatory requirements (federal methodology) and guided by the College Board (institutional methodology). Merit scholarships are awarded based upon talent (eg, academic, music, and athletic). All of these awarded grants are allowed to be used by the students towards any type of costs; no subsequent monitoring is required. Schedule F, Part II, Line 1 Method used to account for cash grants In connection with the monitoring of subawards through OSR, approved purchase orders and invoices are documented and accounted for in the University's electronic financial recording system, and such amounts are reflected in Part II, Line 1. Of the 41 organizations that received grants in Part II, 32 are universities, colleges, and hospitals; five are research centers; one is a healthcare NGO; and two are section 501(c)(3) organizations. Schedule F, Part III(c) Estimated number of recipients Cash grants given to individuals are recorded in an electronic reporting tool. The data recorded includes information as to participation by undergraduate students in study abroad programming. Individual recipients of cash grants are coded with unique identifying numbers. Grants associated with undergraduate students coded as participating in a study abroad are reviewed to assess whether there is an overlap between the grant disbursement date and the date of the applicable study abroad program. The number of such students, based on their unique identifying numbers, are summed and reflected in Part III, column (c). Schedule F, Part I, Line 1 Program Services The program services listed in Part I reflect international educational programs in which the University has material involvement in the design, development and/or control of the program and/or curriculum. While Northwestern University provides its students with access to a multitude of study abroad programs and exchanges located throughout the world, the University does not administer or operate the educational courses taught by all of these programs. Rather, under reciprocity and affiliation agreements, the University helps facilitate its student's access to such international programs and recognizes credit earned by students at such foreign educational institutions, and such exchange programs are excluded from Schedule F, Part I. Under Northwestern University's current accounting procedures, all expenses associated with study abroad programs are not separately tracked, and therefore some expenditures per program are not listed in Part I, column (f). Schedule F, Part I, Line 3(f) Method used to account for expenditures Expenditures reported in Part I are prepared using the accrual method of accounting. University activities are assigned a unique identifying number. Direct expenses are recorded with respect to each activity in the University's electronic financial recording system. Such direct expenses, for the relevant tax year, are reflected in column (f) X X X X X X X true Helen Brown Group 48 Summer Street Watertown MA 02472 Fundraising campaign consultant false 0 41196 -41196 Alexander Ross Group 2406 Prairie Ave Evanston IL 60201 Fundraising campaign consultant false 0 39585 -39585 Stelter 10435 New York Ave Des Moines IA 50322 Fundraising marketing consultant false 0 8500 -8500 Linda Meadow 576 East Channel Rd Santa Monica CA 90402 Fundraising campaign consultant false 0 30248 -30248 Syndio Social 800 W Huron St Suite 200 Chicago IL 60642 Fundraising marketing consultant false 0 8000 -8000 Ruffalo Noel Levitz PO Box 718 Des Moines IA 50303 Phone solicitation false 213885 57267 156618 Meeting Achievements Inc 232 E 500 N Valparaiso IN 46383 Symposium sponsorship solicitor true 499500 83216 416284 713385 268012 445373 AK CO DC MD MI NH OH OR SC WA AL AR CA HI ME MS NY UT VA Dance Marathon 1016211 947301 68910 76884 9894 Golf and Dinner Reception 494900 484175 10725 31776 5641 30209 16 1513005 1087837 425168 35029 239028 11943 262972 3024116 2519313 504803 111913 270804 17584 303075 703376 -198573 Schedule G, Part I, Line 3 State Solicitation Registrations No registration is required in Arizona, Connecticut, Delaware, Florida, Georgia, Idaho, Illinois, Indiana, Iowa, Kansas, Minnesota, Missouri, Montana, Nebraska, New Jersey, New Mexico, North Carolina, Pennsylvania, Rhode Island, South Dakota, Tennessee, Texas, Vermont, West Virginia, Wisconsin, and Wyoming. Schedule G, Part I, Line 2b(v) Reimbursement of Expenses The following professional fundraisers received reimbursements for expenses associated with their services to the University (the amount of expenses reimbursed are reflected): Linda Meadow ($1,648) in accordance with the agreement with professional fundraiser which permits reimbursement for direct expenses such as travel; Ruffalo Noel Levitz ($2,067) as agreed for printing and postage. Schedule G, Part I, Line 2b(iii) Custody of funds Meeting Achievements received $152,500 of funds on behalf of the University and remitted the entire amount to the University. Schedule G, Part I, Line 2b(ii) Describe the custody or control arrangement. MEETING ACHIEVEMENTS INC.-MEETING ACHIEVEMENTS RECEIVED $152,500 OF FUNDS ON BEHALF OF THE UNIVERSITY AND REMITTED THE ENTIRE AMOUNT TO THE UNIVERSITY.; Schedule G, Part I, Line 2b(v) payment of fees or payment of expenses LINDA MEADOW-LINDA MEADOW RECEIVED REIMBURSEMENTS OF $1,648 FOR TRAVEL EXPENSES AS AGREED IN ASSOCIATION WITH SERVICES TO THE UNIVERSITY.;RUFFALO NOEL LEVITZ-RUFFALO NOEL LEVITZ RECEIVED REIMBURSEMENTS FOR EXPENSES OF $2,067 AS AGREED FOR PRINTING AND POSTAGE IN ASSOCIATION WITH SERVICES PROVIDED TO THE UNIVERSITY.; true Access Community Health Network 222 N Canal St Chicago IL 60606 363317058 501(c)(3) 345417 Support of research activities ACLU of Missouri 454 Whittier St St Louis MO 63108 436070952 501(c)(3) 57473 Support of charitable community organization Advocate Health Care 3075 Highland Parkway Suite 600 Downers Grove IL 60515 362169147 501(c)(3) 98829 Support of research activities Aging & In-Home Services of Northeast Indiana Inc 2927 Lake Ave Fort Wayne IN 46805 351341437 501(c)(3) 130918 Support of research activities Alliance of Chicago Community Health Services LLC 215 W Ohio St 4th Floor Chicago IL 60654 364444309 700269 Support of research activities Allowance for Good 990 Grove St Suite 407 Evanston IL 60201 272962097 501(c)(3) 20000 Support of charitable community organization American Brain Tumor Association 8550 E Bryn Mawr Ave Chicago IL 60631 237286648 501(c)(3) 7500 Support of charitable community organization American College of Surgeons 633 N St Clair St Chicago IL 60611 362192800 501(c)(3) 21898 Support of research activities American Institutes for Research 1000 Thomas Jefferson St NW Washington DC 20007 250965219 501(c)(3) 227214 Support of research activities Ann & Robert H Lurie Children's Hospital of Chicago 225 E Chicago Avenue Chicago IL 60611 362170833 501(c)(3) 2928114 Support of research activities Applied Communication Sciences 150 Mount Airy Road Basking Ridge NJ 07920 452826612 11335 Support of research activities Arizona State University Research and Sponsored Projects PO BOX 876011 Tempe AZ 85287 860196696 501(c)(3) 389106 Support of research activities Arkansas Children's Hospital Research Institute One Childrens Way Little Rock AR 77202 710568795 501(c)(3) 64151 Support of research activities Asian Human Services Inc 4753 N Broadway Ste 700 Chicago IL 60640 363005889 501(c)(3) 23136 Support of research activities ASM International 9639 Kinsman Road Materials Park OH 44073 346541397 501(c)(3) 225318 Support of research activities AuraSense Therapeutics LLC 8045 Lamon Avenue Suite 410 Skokie IL 60077 452638444 330668 Support of research activities Banner Alzheimer's Institute 901 E Wiletta Street Phoenix AZ 85006 204862361 501(c)(3) 7078 Support of research activities Banner Health 10515 W Santa Fe Drive Sun City AZ 85351 450233470 501(c)(3) 9960 Support of research activities Baptist Hospital of Miami 8900 N Kendall Dr Miami FL 33176 590910342 501(c)(3) 30630 Support of research activities Battelle Memorial Institute Pacific Northwest National Laboratory 902 Battelle Blvd Richland WA 99354 314379427 501(c)(3) 25000 Support of research activities Baylor College of Medicine 1 Baylor Plaza Houston TX 77030 741613878 501(c)(3) 52320 Support of research activities Baylor Research Institute 3310 Live Oak Suite 501 Dallas TX 75204 751921898 501(c)(3) 61875 Support of research activities Beckman Research Institute of the City of Hope 1500 East Duarte Road Duarte CA 91010 953432210 501(c)(3) 27570 Support of research activities Boston Medical Center One Boston Medical Center Pl Boston MA 02118 043314093 501(c)(3) 865830 Support of research activities Boston University One Silber Way Boston MA 02215 042103547 501(c)(3) 498256 Support of research activities Boys & Girls Clubs of Chicago 550 W Van Buren St Ste 350 Chicago IL 60607 362166997 501(c)(3) 35624 Support of research activities Brigham and Women's Hospital 75 Francis St Boston MA 02115 042312909 501(c)(3) 10644 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organizations. Such grants are extended only for charitable purposes to organizations that are exempt under Code Section 501(c)(3). After qualifications for the grant are met and the grant is disbursed to the charitable organization there is no subsequent monitoring by the University. Grants or other assistance are awarded to organizations or entities in the U.S. pursuant to the University policies and procedures for all grant subawards. Such subawards are monitored through the University's office for Sponsored Research (OSR) and the University's Office of Accounting Services for Research and Sponsored Programs (ASRSP). All subaward documentation including purchase orders, related charges and invoices are reviewed and monitored by ASRP and confirmed with the principal investigator. The principal investigator must certify that the subaward costs are in accordance with the OMB A-21 cost principles; also, ASRSP requests and collects audit reports from subaward recipients to monitor compliance. If the information is not furnished to ASRSP, payment may be withheld. Grants and other assistance are awarded to students on the basis of financial need following University policies developed to meet regulatory requirements (federal methodology) and guided by the College Board (institutional methodology). Merit scholarships are awarded based upon talent (eg, academic, music, and athletic). All of these awarded grants are allowed to be used by the students towards any type of costs; no subsequent monitoring is required. Schedule I, Part III PRIZES AND AWARDS PRIZES AND AWARDS REFLECT PRIZES AND AWARDS EXTENDED TO NON-EMPLOYEES IN RECOGNITION OF AN ACCOMPLISHMENT, ACTIVITY, OR EVENT. PRIZES AND AWARDS GIVEN TO EMPLOYEES ARE INCLUDED AS COMPENSATION AND REPORTED ON AN EMPLOYEE'S FORM W-2. Schedule I, Part I, Line 2 Procedures for monitoring use of grant funds. Explanation: Grants given to support of charitable community organizations. Such grants are extended only for charitable purposes to organizations that are exempt under Code Section 501(c)(3). After qualifications for the grant are met and the grant is disbursed to the charitable organization there is no subsequent monitoring by the University. Grants or other assistance are awarded to organizations or entities in the U.S. pursuant to the University policies and procedures for all grant subawards. Such subawards are monitored through the University's office for Sponsored Research (OSR) and the University's Office of Accounting Services for Research and Sponsored Programs (ASRSP). All subaward documentation including purchase orders, related charges and invoices are reviewed and monitored by ASRP and confirmed with the principal investigator. The principal investigator must certify that the subaward costs are in accordance with the OMB A-21 cost principles; also, ASRSP requests and collects audit reports from subaward recipients to monitor compliance. If the information is not furnished to ASRSP, payment may be withheld. Grants and other assistance are awarded to students on the basis of financial need following University policies developed to meet regulatory requirements (federal methodology) and guided by the College Board (institutional methodology). Merit scholarships are awarded based upon talent (eg, academic, music, and athletic). All of these awarded grants are allowed to be used by the students towards any type of costs; no subsequent monitoring is required. X X X X X X true true X X X X false true false true false false false true false Morton O Schapiro President 924658 0 100000 0 1139078 0 111417 0 188842 0 2463995 0 750000 0 Daniel I Linzer Provost 603182 0 50000 0 17483 0 176000 0 21574 0 868239 0 868239 0 Nimalan Chinniah Executive Vice President 246786 0 150000 0 120 0 16042 0 5267 0 418215 0 0 0 Mary L Baglivo VP Global Marketing 396916 0 0 0 1232 0 26000 0 16916 0 441064 0 0 0 Pamela S Beemer VP for Human Resources 325013 0 5000 0 258304 0 26000 0 4558 0 618875 0 0 0 Thomas G Cline VP and General Counsel 505475 0 50000 0 19084 0 92667 0 47466 0 714692 0 0 0 Alan K Cubbage VP University Relations 251417 0 0 0 24684 0 26000 0 878 0 302979 0 0 0 James M Hurley VP for Budget and Planning 373392 0 15000 0 240254 0 53777 0 8770 0 691193 0 0 0 Marilyn McCoy VP for Administration 295028 0 0 0 19195 0 26000 0 19225 0 359448 0 0 0 William H McLean VP and Chief Investment Officer 752952 0 2204930 0 272880 0 1144841 0 26998 0 4402601 0 995683 0 Robert E McQuinn VP for Development 462736 0 50000 0 41846 0 74333 0 29498 0 658413 0 0 0 Ronald Nayler VP Facilities Mgmnt 330214 0 5000 0 23894 0 23423 0 15321 0 397852 0 0 0 Eric G Neilson VP Medical Affairs 518571 0 0 0 8680 0 16900 0 14381 0 558532 0 0 0 James J Phillips VP Athletics 635010 0 107000 0 200806 0 96000 0 20151 0 1058967 0 0 0 Sean Reynolds VP Information Technology 398619 0 0 0 54748 0 26000 0 6754 0 486121 0 0 0 Ingrid S Stafford VP for Financial Operations 291821 0 5000 0 20284 0 26000 0 814 0 343919 0 0 0 Patricia Telles-Irvin VP Student Affairs 343555 0 35000 0 8747 0 26000 0 22874 0 436176 0 0 0 Joseph T Walsh Jr VP for Research 319021 0 0 0 18532 0 26000 0 25464 0 389017 0 0 0 Patrick W Fitzgerald II Head Coach 3042528 0 0 0 255316 0 26000 0 26794 0 3350638 0 0 0 Christopher R Collins Head Coach 1222916 0 0 0 28180 0 63000 0 26568 0 1340664 0 0 0 Peter A Belytschko Investment Manager 356086 0 809822 0 17740 0 430889 0 6754 0 1621291 0 199341 0 Harisha Koneru Haigh Managing Director, Investments 348471 0 731773 0 17740 0 415632 0 15348 0 1528964 0 0 0 John A Capelli Investment Manager 337799 0 710040 0 18528 0 363621 0 18226 0 1448214 0 179983 0 Morteza A Rahimi Former VP Information Tech 105128 0 0 0 0 0 11000 0 11875 0 128003 0 0 0 Eugene S Sunshine Former Senior VP for Business 445657 0 150000 0 62036 0 26000 0 13681 0 697374 0 0 0 Schedule J, Part I, Line 1a SCHEDULE J SUPPLEMENTAL INFORMATION Schedule J, Part I, Line 1a First-class or charter travel Charter airplane travel was provided to six listed persons and was treated as a business expense and was not treated as taxable compensation. Schedule J, Part I, Line 1a Travel for companions The President's spouse has accompanied the President at development events for business purposes and such expenses were not treated as taxable compensation. Four listed persons received companion travel. Companion travel was treated as taxable compensation for one listed person. Schedule J, Part I, Line 1a Tax indemnification and gross-up payments Seven listed persons received gross up payments in connection with certain benefits and such amounts were treated as taxable compensation. Schedule J, Part I, Line 1a Housing allowance or residence for personal use The President is required to reside in University-owned housing which is provided for the convenience of the University and is not treated as a taxable compensation pursuant to Internal Revenue Code Section 119. The annual fair market rental value of the housing is included in nontaxable benefits listed on Schedule J, Part II, column (D). Four listed persons were provided with housing allowances and the amounts were treated as taxable compensation. Schedule J, Part I, Line 1a Health or social club dues or initiation fees The President was extended memberships in organizations that are held in the President's individual name but that reflect institutional business requirements and are not treated as taxable compensation. Six listed persons received reimbursement for social club initiation fees and/or dues. The club initiation fees were treated as taxable compensation. The club dues were treated as taxable compensation for three listed persons. One listed person received an airline club membership that was treated as taxable compensation. Schedule J, Part I, Line 1a Personal services In connection with the University-provided presidential housing, the University provides maid/cleaning services at the President's University residence. The value of the benefit for cleaning services associated with the personal living quarters is treated as taxable compensation. Nominal chauffeur services were provided to the President and the value of the benefit is treated as taxable compensation. Schedule J, Part I, Line 4b Supplemental nonqualified retirement plan The following participated in a 457(f) nonqualified retirement plan and the amounts are subject to substantial risk of forfeiture and vest after a number of years Name and amount contributed: Morton O. Schapiro ($85,417), Daniel I. Linzer ($150,000), Nimalan Chinniah ($6,667), Thomas G. Cline ($66,667), Robert E. McQuinn ($48,333), and James J. Phillips ($70,000). William H. McLean ($1,118,842), Peter A. Belytschko ($404,889), John A. Capelli ($337,621), Harisha Koneru Haigh ($389,632) Name and amount paid: Morton O. Schapiro ($1,060,090), Pamela S. Beemer ($239,222), James M. Hurley ($239,222), William H. McLean ($1,172,517), Peter A. Belytschko ($436,702), John A. Capelli ($400,983), Harisha Koneru Haigh ($369,746), James J. Phillips ($345,430) Schedule J, Part I, Line 5a Compensation contigent on revenues of the organization The Chief Investment Officer, Investment Managers and Managing Director of Investments received incentive compensation which was in part calculated contingent on the performance of the University's long term investments. Schedule J, Part I, Line 7 Non-fixed payments The President and eleven interested persons received a non-fixed payment related to a recognition bonus. One officer was offered non-fixed payment related to travel, domestic services, apparel and tickets. A ILLINOIS FINANCE AUTHORITY 861091967 45203HYZ0 2004-09-09 135800000 ACQUIRE, CONSTRUCT OR RENOVATE UNIVERSITY FACILITIES & Equipment false false false B ILLINOIS FINANCE AUTHORITY 861091967 45203HPQ9 2008-06-25 125000000 ACQUIRE, CONSTRUCT OR RENOVATE UNIVERSITY FACILITIES false false false C Illinois Finance Authority 861091967 45203HZ21 2015-06-04 146017057 ACQUIRE, CONSTRUCT OR RENOVATE UNIVERSITY FACILITIES false false false A 144677217 1039400 143637817 2008 false false true true B 126815680 1250000 125565680 2011 false false true true C 146081419 886268 32087808 113107343 false false false true A false true true false true false 0.0 0.008 0.008 false false true B false false false false 0.0 0.01 0.01 false false true C false false false false 0.0 0.006 0.006 false false true A false false false true true false false false true B false false false true true true See Part VI 7.0 false false false false true C false true false false false false false false true A true B true C true Schedule K, Part I, Column (c) Bond Issue B: IFA - Series 2008 Additional CUSIP: 45203HYX4 Schedule K, Part I, Column (c) Bond Issue C: IFA - Series 2015 Additional CUSIPs: 45203HZ39, 45203HZ47, 45203HZ54, 45203HZ62, 45203HZ88, 45203HZ70, 45203HZ96, 45203H2A9, 45203H2B7 Schedule K, Part IV, Line 4b Bond Issue B: IFA - Series 2008 Morgan Stanley Capital Services LLC; Bank of America, NA; JP Morgan Schedule K, Part II, Line 3 Total proceeds of issue The difference between issue prices and proceeds of bonds are a result of investment income earned. Schedule K, Part III, Line 3b Reviews by Bond Counsel The University engages bond counsel and performs a review of management or services contracts at the time of any new bond issuances, generally every two years. At that time all existing bond issuances and private use are re-examined and re-documented. The University monitors changes in private use on an ongoing basis internally. Schedule K, Part III, Line 4 Private Business Use The University finances acquisition, construction and renovation of University facilities with multiple funding sources including tax exempt bond issues. There is a small amount of monitored private business use within the facilities partially funded by bonds; however, such usage was financed from other sources. Schedule K, Part I, Column (f) Purposes In addition to the purposes listed in Part I, Column (f), bonds were also issued to pay costs of issuance. Schedule K, Part IV, Line 2c Rebate Calculation Issuer name: ILLINOIS FINANCE AUTHORITY The calculation for computing no rebate due was performed on 09/09/2009 Schedule K, Part IV, Line 2c Rebate Calculation Issuer name: ILLINOIS FINANCE AUTHORITY The calculation for computing no rebate due was performed on 06/25/2013 Robert McQuinn EMPLOYEE COMPENSATION X 50000 54781 false true true Robert McQuinn EMPLOYEE COMPENSATION X 130000 144468 false true true James Phillips EMPLOYEE COMPENSATION X 1100000 773333 false true true James Phillips EMPLOYEE COMPENSATION X 300000 300000 false true true 1272582 Kristen Novelline Family member of William A. Osborn, Trustee 84598 Employment false Charlotte Cubbage Family member of Alan K. Cubbage, Officer 77871 Employment false Jennifer Linzer Family member of Daniel I. Linzer, Officer 26554 Employment false Jennifer Burke Family member of Joseph T. Walsh, Officer 52403 Employment false RCPI Landmark Properties LLC A. Steven Crown, Trustee, ownership interest over 35% 738185 Lease of office space false Schedule L, Part II SCHEDULE L SUPPLEMENTAL INFORMATION X 8 688565 Market value X 3018115 Market value X 14720 Market value X 678 140039689 Market value X 36 3291 Market value X Equipment 1 800000 Market value X Events, tickets 271 278528 Market value 6 false true false Schedule M, Part I Explanations of reporting method for number of contributions Art - Works of art: Number of contributions Books and publications: Number of contributions Clothing and household goods: Number of contributions Collectibles: Number of contributions Other: Number of contributions Other: Number of contributions Securities - Publicly traded: Number of contributions Form 990, Part VI, Line 10a LOCAL CHAPTERS, BRANCHES THE UNIVERSITY DOES NOT HAVE LOCAL CHAPTERS, BRANCHES, LODGES, UNITS OR SIMILAR AFFILIATES. AS DESCRIBED IN SCHEDULE F, THE UNIVERSITY HAS ONE INTERNATIONAL CAMPUS, LOCATED IN DOHA, QATAR. THE UNIVERSITY HAS A NUMBER OF AFFILIATION AGREEMENTS AND ARRANGEMENTS WITH OTHER RESEARCH AND EDUCATIONAL INSTITUTIONS BUT THE UNIVERSITY DOES NOT HAVE AUTHORITY TO EXERCISE SUPERVISION AND CONTROL OF SUCH INSTITUTIONS. Form 990, Part VI, Line 16b JOINT VENTURES THE UNIVERSITY DOES NOT HAVE A WRITTEN POLICY REGARDING JOINT VENTURES IN GENERAL. HOWEVER, JOINT VENTURE AGREEMENTS ARE REVIEWED BY THE UNIVERSITY'S OFFICE OF GENERAL COUNSEL TO EVALUATE WHETHER THE AGREEMENT FURTHERS THE MISSION OF THE UNIVERSITY AND TO ENSURE THE SAFEGUARDING OF UNIVERSITY'S ASSETS. THE UNIVERSITY ALSO HAS GUIDELINES CONCERNING JOINT VENTURES IN ITS TECHNOLOGY TRANSFER AND INVESTMENT POLICIES. Form 990, Part VI, Line 1a Delegate broad authority to a committee Executive Committee of the Board of Trustees is comprised of 17 members of the governing body. The Executive Committee may exercise the power of the Board of Trustees between meetings with respect to ordinary business transactions. Form 990, Part VI, Line 2 Family/business relationships amongst interested persons Jay C. Hoag and M. Jude Reyes - Business relationship, Jay C. Hoag and Patrick G. Ryan Jr. - Business relationship, Lester B. Knight and D. Gideon Searle - Business relationship, Lester B. Knight and A. Steven Crown - Business relationship, Lester B. Knight and T. Bondurant French - Business relationship, Lester B. Knight and William A. Osborn - Business relationship, Lester B. Knight and M. Jude Reyes - Business relationship, Lester B. Knight and Christopher B. Galvin - Business relationship, Lester B. Knight and Frederick H. Waddell - Business relationship, Lester B. Knight and Charles Tribbett III - Business relationship, Edward M. Liddy and D. Cameron Findlay - Business relationship, Edward M. Liddy and D. Gideon Searle - Business relationship, Edward M. Liddy and Miles D. White - Business relationship, M. Jude Reyes and A. Steven Crown - Business relationship, M. Jude Reyes and Patrick Ryan Jr. - Business relationship, M. Jude Reyes and Frederick H. Waddell - Business relationship, David B. Weinberg and M. Jude Reyes - Business relationship, Miles D. White and William A. Osborn - Business relationship, Charles A. Tribbett III and Miles D. White - Business relationship, Charles A. Tribbett III and Frederick H. Waddell - Business relationship Form 990, Part VI, Line 11b Review of form 990 by governing body A hard copy of the University's final Form 990 (including all required schedules), was provided to each voting member of the University's governing body prior to filing. That version of the Form 990 is identical to the one ultimately filed with the IRS. Prior to providing a copy to the governing body, a draft of the Form 990 was provided for review to the Audit, Risk, and Compliance Committee of the Board of Trustees, which is comprised of a subset of members from the governing body who review the accounting procedures and controls of the University. Form 990, Part VI, Line 12c Conflict of interest policy University Bylaws and Statutes require that any conflict of interest of any Trustee, Officer or their immediate families be disclosed to the Board of Trustees in writing. An Officer shall call any conflict of interest to the attention of the President. If the matter is being considered by the Board of Trustees or one of its committees, such Officer is not permitted to participate in or make recommendations about the conflict of interest under discussion, except to the extent the Officer is required by the Trustees of other officers to answer pertinent questions related to the conflict. A Trustee having a conflict of interest shall call it to the attention of the Board or committee and shall abstain on voting on the subject. The Trustee is encouraged to answer pertinent questions when his/her knowledge of the subject will assist the Board or any of its committees. In addition, Trustees are subject to a Conflict of Interest Policy, which has been adopted by the Board of Trustees, and disclosures are reviewed annually. Potential conflicts of interest of Trustees and Officers are reviewed by the University's General Counsel. Pursuant to the University's staff and faculty Conflict of Interest Policies, employees are required to disclose potential conflicts of interest to the University on an annual basis. Employees receive annual reminders to complete a conflict of interest questionnaire and responses are submitted electronically and reviewed by each employee's supervisor. Potential conflicts are further reviewed by the University's Department of Human Resources and action taken by senior management as needed. Form 990, Part VI, Line 15a Process to establish compensation of top management official The Compensation Committee of the Board includes members of the University's governing body who are not related or controlled by the employees whose compensation they are reviewing. To assess the reasonableness of employee compensation, the Compensation Committee of the Board relies on formal survey and comparability data prepared and complied by outside consultants who have expertise in the field of executive compensation assessment and benchmarking. The compensation committee of the board met in June 2013 to review and approve fiscal year 2014 (September 1, 2013 to August 31, 2014) salaries and met in June 2014 to review and approve fiscal year 2015 (September 1, 2014 to August 31, 2015) salaries. Actions undertaken by the compensation committee of the board are contemporaneously documented in the minutes of each meeting. Form 990, Part VI, Line 15b Process to establish compensation of other employees Compensation Committee of the Board reviewed and approved compensation of all current officers listed in Part VII, Section A. Form 990, Part VI, Line 19 Required documents available to the public Governing documents: The University maintains an Office for University Relations where information requests from the public are processed. The organizing document by which the University was created, its charter, is available upon request. Conflict of Interest Policies: The University's conflict of interest policies for faculty and staff are available on the University's website. Financial statements: The University's annual audited consolidated financial statements are available on the University's website. Form 990, Part VIII, Line 2f Other Program Service Revenue plant - Total Revenue: 7687997, Related or Exempt Function Revenue: 7687997, Unrelated Business Revenue: , Revenue Excluded from Tax Under Sections 512, 513, or 514: ; Form 990, Part VIII, Line 11d Other Miscellaneous Revenue Advertising - Total Revenue: 45907, Related or Exempt Function Revenue: , Unrelated Business Revenue: 45907, Revenue Excluded from Tax Under Sections 512, 513, or 514: ; Alumni Affinity card - Total Revenue: 44742, Related or Exempt Function Revenue: , Unrelated Business Revenue: , Revenue Excluded from Tax Under Sections 512, 513, or 514: 44742; Form 990, Part XI, Line 9 Other changes in net assets or fund balances Change in value of derivative instruments - -1552000; Change in value of nonoperating items - 4301255; Form 990, Part XII, Line 2c OVERSIGHT THE AUDIT, RISK AND COMPLIANCE COMMITTEE THAT ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT REVIEW, COMPILATION OF FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT INCREASED IN ITS MEMBERSHIP FROM TWELVE TO FIFTEEN MEMBERS Schedule F, Part I, Line 3 Program-related Investments Program-related investments represent student loans disbursed during student's enrollment in international program. Schedule F, Part I, Line 2 PROCEDURES FOR MONITORING USE OF GRANT FUNDS Grants or other assistance are awarded to foreign organizations or entities pursuant to the University policies and procedures for all grant subawards. Such subawards are monitored through the University's office for Sponsored Research (OSR) and the University's office of Accounting Services for Research and Sponsored Programs (ASRSP). All subaward documentation including purchase orders, related charges and invoices are reviewed and monitored by ASRSP and confirmed with the principal investigator. The principal investigator must certify that the subaward costs are in accordance with OMB A-21 cost principles; also, ASRSP requests and collects audit reports from subaward recipients to monitor compliance. If the information is not furnished to ASRSP, payment may be withheld. Grants and other assistance are awarded to students on the basis of financial need following University policies developed to meet regulatory requirements (federal methodology) and guided by the College Board (institutional methodology). Merit scholarships are awarded based upon talent (eg, academic, music, and athletic). All of these awarded grants are allowed to be used by the students towards any type of costs; no subsequent monitoring is required. RUBICON INSURANCE COMPANY 2020 RIDGE AVENUE EVANSTON IL 60208 363694409 PROVIDING MEDICAL MALPRACTICE COVERAGE IL 501(c)(3 Type II NORTHWESTERN UNIVERSITY true STUDENTS PUBLISHING COMPANY 1999 SHERIDAN RD EVANSTON IL 60208 366002654 PUBLISHES STUDENT PERIODICALS IL 501(c)(3 Type I N/A false MCGAW MEDICAL CENTER OF NORTHWESTERN UNIVERSITY 420 E SUPERIOR ST CHICAGO IL 60611 362656113 COORDINATION OF MEDICAL RESIDENTS IL 501(c)(3 Type I N/A false NORTHWESTERN GLOBAL HEALTH FOUNDATION PO BOX 1969 EVANSTON IL 60204 273159956 DEVELOPING MEDICAL DEVICES FOR PEOPLE IN NEED IN DEVELOPING COUNTRIES IL 501(c)(3 9 NORTHWESTERN UNIVERSITY true THE BIG TEN CONFERENCE INC 1500 W HIGGINS RD PARK RIDGE IL 60068 363640583 FACILITATE QUALITY INTERCOLLEGIATE ATHLETIC COMPETITION IL 501(c)(3 Type II N/A false NORTHWESTERN UNIVERSITY EMPLOYEES BENEFIT TRUST PO BOX 803878 CHICAGO IL 60680 363180819 PROVIDING HEALTH INSURANCE BENEFITS TO CURRENT AND FORMER ELIGIBLE EMPLOYEES IL 501(c)(9 NORTHWESTERN UNIVERSITY true NORTHWESTERN UNIVERSITY EMPLOYEES BENEFIT TRUST DENTAL PO BOX 803878 CHICAGO IL 60680 363591834 PROVIDING HEALTH INSURANCE BENEFITS TO CURRENT AND FORMER ELIGIBLE EMPLOYEES IL 501(c)(9 NORTHWESTERN UNIVERSITY true NORTHWESTERN UNIVERSITY DISABILITY TRUST 135 S LASALLE ST CHICAGO IL 60603 366784987 PROVIDING DISABILITY BENEFITS TO CURRENT AND FORMER ELIGIBLE EMPLOYEES IL 501(c)(9 NORTHWESTERN UNIVERSITY true SON CONSORTIUM INC CAMPUS BOX 1058 ONE BROOKINGS DR ST LOUIS MO 63130 462932954 FACILITATE DELIVERY OF EDUCATION OF ITS MEMBER INSTITUTIONS DE 501(c)(3 Type I N/A false COMMITTEE ON INSTITUTIONAL COOPERATION 1819 S NEIL ST CHAMPAIGN IL 61820 463254996 ACADEMIC CONSORTIUM TO ADVANCE MISSION OF MEMBER INSTITUTIONS IL 501(c)(3 Type III-O N/A false WOMANS EDUCATIONAL AID ASSOC 804 OAKTON ST 1E EVANSTON IL 60202 363049387 PROVIDING FINANCIAL AID TO STUDENTS IL 501(c)(3 Type III-FI N/A false CHARITABLE REMAINDER UNITRUSTS (119) IL N/A Trust false Charitable Remainder Annuity Trusts (19) IL N/A Trust false Bensell US Feeder LP 50 Lothian Rd Festival Square Edinburgh UK EH3 9WJ 980492320 Investments UK Northwestern University C Corporation 969709 5858610 0.566 true Conquest Managed Futures Select Fund III Ltd 45 Market Street Suite 3205 Camana Bay Grand Cayman CJ KYI9003 Investments CJ Northwestern University C Corporation 9540881 60001963 1 true false false true false false false false false false true false false false true true true true true true Rubicon Insurance Company Q 4136493 Cash Rubicon Insurance Company R 3733407 cash Northwestern Global Health Foundation S 1313163 cash Northwestern University Employees Benefit Trust - Health R 49841809 cash Northwestern University Employees Benefit Trust - Dental R 3360276 cash Bensell US Feeder LP S 3275850 Cash Schedule R, Part IV, Column (c) The Charitable Remainder Unitrusts and Charitable Remainder Annuity Trusts are predominantly domiciled in Illinois