2016-07-13T11:12:54-05:00 2015-08-31 410746749 CLIFTONLARSONALLEN LLP 220 SOUTH SIXTH STREET SUITE 300 MINNEAPOLIS MN 55402 990 2014-09-01 950948050 SOUTHERN CALIFORNIA UNIVERSITY OF HEALTH SCIENCES SOUT 5629023355 16200 E AMBER VALLEY DRIVE WHITTIER CA 90604 THOMAS K ARENDT VP-ADMINISTRATION AND FINANCE 5629023355 2016-07-11 1 KAREN GRIES P00078514 6123764500 2014 2016-09-27 15:27:22Z THOMAS K ARENDT 16200 E AMBER VALLEY DRIVE WHITTIER CA 90604 43460677 0 X WWW.SCUHS.EDU X 1948 CA SEE SCHEDULE O. TO EDUCATE STUDENTS AS COMPETENT, CARING AND SUCCESSFUL PRACTITIONERS OF INTEGRATIVE HEALTHCARE. 14 14 275 14 70191 -4646 292712 476494 21003870 22163506 519688 15122110 260650 80720 22076920 37842830 357857 942344 0 0 12657230 13068352 0 0 96139 8456334 8719676 21471421 22730372 605499 15112458 23028962 32169788 8076261 2747249 14952701 29422539 X THE MISSION OF SCU IS TO EDUCATE STUDENTS AS COMPETENT, CARING AND SUCCESSFUL PRACTITIONERS OF THE INTEGRATIVE HEALTHCARE. THE UNIVERSITY IS COMMITTED TO PROVIDING EXCELLENCE IN ACADEMICS, SCHOLARSHIP, SERVICE AND LEADERSHIP THROUGH THE LOS ANGELES COLLEGE OF CHIROPRACTIC, THE COLLEGE OF EASTERN MEDICINE AND THE COLLEGE OF SCIENCE AND INTEGRATIVE HEALTH. 1 0 14271356 942345 22143257 INTEGRATED HEALTHCARE EDUCATION: THE MISSION OF SOUTHERN CALIFORNIA UNIVERSITY OF HEALTH SCIENCES (SCU) IS TO EDUCATE STUDENTS AS COMPETENT, CARING AND SUCCESSFUL PRACTITIONERS OF INTEGRATIVE HEALTHCARE. THE UNIVERSITY IS COMMITTED TO PROVIDING EXCELLENCE IN ACADEMICS, SCHOLARSHIP, SERVICE AND LEADERSHIP THROUGH THE LOS ANGELES COLLEGE OF CHIROPRACTIC, THE COLLEGE OF EASTERN MEDICINE AND THE COLLEGE OF SCIENCE AND INTEGRATIVE HEALTH. SCU OFFERS FOUR MAIN DEGREE PROGRAMS. 1) DOCTOR OF CHIROPRACTIC(DC), 2) MASTER OF ACUPUNCTURE AND ORIENTAL MEDICINE (MAOM), 3) DOCTOR OF ACUPUNCTURE AND ORIENTAL MEDICINE (DAOM),AND 4) BACHELOR OF SCIENCE IN BIOLOGICAL SCIENCES (BSBS). IN ADDITION TO THESE, SCU OFFERS CERTIFICATE PROGRAMS IN MASSAGE THERAPY, AYURVEDA, AND YOGA TEACHER TRAINING, AND AN ACCELERATED SCIENCE PREREQUISITE COMPLETION PROGRAM (ISP/IOS). IN FY15, THERE WERE 973 STUDENTS ENROLLED AT SCU IN THE FOLLOWING PROGRAMS. 1) 482 IN DC, 2) 58 IN MAOM, 3) 12 IN DAOM, 4) 16 IN BSBS, 5) 7 IN MASSAGE THERAPY, 6) 32 IN AYURVEDA, AND 7) 366 IN ISP/IOS. A TOTAL OF 122 DEGREES WERE GRANTED DURING THE YEAR - 110 DOCTORATE DEGREES AND 12 MASTERS DEGREES. 14271356 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 124 0 275 1 1 1 0 0 0 0 0 0 0 0 0 X 14 14 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 CA X THOMAS K ARENDT 5629023355 16200 E AMBER VALLEY DRIVE WHITTIER CA 90604 WILLIAM VALUSEK BOARD CHAIR 2.00 X X 0 0 0 MARK DEDERICHS BOARD SECRETARY 2.00 X X 0 0 0 THOMAS BAKEMAN BOARD MEMBER 2.00 X 0 0 0 JEFF BROWNE BOARD MEMBER 2.00 X 0 0 0 ARTURO ESCOBEDO BOARD MEMBER 2.00 X 0 0 0 MICHELLE YANEZ-JIMINEZ BOARD MEMBER 2.00 X 0 0 0 WILLIAM KEPPLER BOARD MEMBER 2.00 X 0 0 0 MARTIN GALLEGOS BOARD MEMBER 2.00 X 0 0 0 DONNA CLOUGHEN BOARD MEMBER 2.00 X 0 0 0 RON LAU BOARD MEMBER 2.00 X 0 0 0 CALEB ZIA BOARD MEMBER 2.00 X 0 0 0 RON HODGES BOARD MEMBER 2.00 X 0 0 0 SONJA GIBSON BOARD MEMBER 2.00 X 0 0 0 LAWRENCE TAIN BOARD MEMBER 2.00 X 0 0 0 JOHN SCARINGE PRESIDENT 40.00 X 273454 0 32661 TODD KNUDSEN VP - ACADEMIC AFFAIRS 40.00 X 138168 0 33942 TOM ARENDT VP - ADMIN & FINANCE/CFO 40.00 X 145237 0 34196 DEBRA BENAVENTE VP - ENROLLMENT MGMT & STUDENT AFFAIRS 40.00 X 131769 0 19591 MELISSA KIMURA AVP - SCU HEALTH 40.00 X 111136 0 25214 DAVE BEHRS VP - ENROLLMENT MGMT & STUDENT AFFAIRS 40.00 X 188499 0 13472 MARTY HARRIS AVP - SCHOOL OF PROFESSIONAL STUDIES 40.00 X 114187 0 12843 JACKIE SILVERMAN AVP - COMMUNICATIONS & BRANDING 40.00 X 90540 0 8739 HUBIE CHANG EXECUTIVE DIRECTOR OF MARKETING 40.00 X 119971 0 17422 GREG SPERBER DEAN OF COLLEGE OF EASTERN MEDICINE 40.00 X 106785 0 20918 NONI THREINEN AVP - ACADEMIC AFFAIRS 40.00 X 106679 0 23451 SAMIR AYAD INSTRUCTOR 40.00 X 106196 0 10715 ROBB RUSSELL EXECUTIVE DIRECTOR OF CENTERS OF EXCELLENCE 40.00 X 102354 0 22587 1734975 0 275751 13 0 1 0 CALIBER CONTRACTING 2340 S EL CAMINO REAL AVE SAN CLEMENTE CA 92672 CONSTRUCTION OF NEW PARKING LOTS 2912183 LIFELONG EDUCATION INSTITUTE 84 LOVELL AVE MILL VALLEY CA 94941 ACCELERATED SCIENCES MARKETING VENDOR 1756728 TIAACREF DEPARTMENT 76113 LOS ANGELES CA 90088 BENEFIT PLAN TRUSTEE 506702 THE CRE8IVE DEPARTMENT 111 W OCEAN BLVD STE 477 LONG BEACH CA 90802 MARKETING CONSULTANT 328392 UNIVERSAL PROTECTION SERVICES LP 1551 N TUSTIN AVE STE 650 SANTA ANA CA 92705 SECURITY SERVICES 162279 14 184637 291857 476494 TUITION AND FEES 611600 20965089 20965089 HEALTH CENTERS 611710 1000024 994415 5609 OTHER SUPPORT SERVICES 611710 198393 183753 14640 22163506 347768 347768 107121 0 107121 107121 107121 4393810 15821019 4219332 1221155 174478 14599864 14774342 14774342 150959 177360 -26401 49942 -76343 37842830 22143257 70191 15152888 X 942344 942344 977627 127799 849828 9931468 8258696 1625730 47042 328587 261788 64708 2091 772249 624937 147312 1058421 816841 236934 4646 62377 62377 104945 104945 85616 85616 96300 96300 96828 96828 3387799 2145163 1207300 35336 428712 21214 405368 2130 284480 110444 173873 163 356698 26572 330126 595221 143343 449386 2492 47951 47951 853480 853480 230738 19457 211281 HOSPITALITY 244712 168146 76491 75 DUES/FEES/SUBSCRIPTIONS 219419 68011 151408 LEASE & RENTAL 208864 107836 101028 1415536 428765 984607 2164 22730372 14271356 8362877 96139 3151479 7294198 335620 330202 10662 21436 403920 200025 155708 144013 238170 231580 389079 437326 30115598 18471434 10622346 11644164 7126089 11529389 595889 337455 23028962 32169788 2593007 1961963 531545 509333 4657589 0 294120 275953 8076261 2747249 X 13597291 28322958 1274410 759869 81000 339712 14952701 29422539 23028962 32169788 15112458 -642620 0 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 0 0 0 0 1 96300 96300 0 PART II-B, LINE 1: FEES FOR PROFESSIONAL SERVICES DIRECTLY RELATED TO LOBBYING. THE UNIVERSITY PAYS A LOBBYIST TO SUPPORT DIFFERENT INITIATIVES (PROPOSED BILLS, ETC.) AFFECTING THE CHIROPRACTIC AND ACUPUNCTURE PROFESSIONS. 81000 258712 339712 81000 81000 0 81000 81000 0.00000 1.00000 0.00000 0 0 20700 3548364 3569064 19777597 13051657 6725940 6103951 5087607 1016344 664986 332170 332816 11644164 ASSET RETIREMENT OBLIGATION 275953 275953 X 21757991 -642620 -642620 22400611 15442219 15442219 37842830 21602804 0 21602804 1127568 1127568 22730372 PART V, LINE 4: ENDOWMENT FUNDS ARE USED IN ACCORDANCE WITH THE DONORS' EXPRESSED INTENTIONS FOR THE FUNDS, SUCH AS SCHOLARSHIPS, RESEARCH, ETC. PART X, LINE 2: THE INTERNAL REVENUE SERVICE HAS DETERMINED THAT THE UNIVERSITY IS EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501 (C)(3) OF THE INTERNAL REVENUE CODE. THE UNIVERSITY IS ALSO EXEMPT FROM STATE INCOME TAXES. HOWEVER, ANY UNRELATED BUSINESS INCOME MAY BE SUBJECT TO TAXATION. THE UNIVERSITY FOLLOWS THE ACCOUNTING STANDARDS FOR CONTINGENCIES IN EVALUATING UNCERTAIN TAX POSITIONS. THIS GUIDANCE PRESCRIBES RECOGNITION THRESHOLD PRINCIPLES FOR THE FINANCIAL STATEMENT RECOGNITION OF TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN ON A TAX RETURN THAT ARE NOT CERTAIN TO BE REALIZED. NO LIABILITY HAS BEEN RECOGNIZED BY THE UNIVERSITY FOR UNCERTAIN TAX POSITIONS AS OF AUGUST 31, 2015 AND 2014. THE UNIVERSITY'S TAX RETURNS ARE SUBJECT TO REVIEW AND EXAMINATION BY FEDERAL AND STATE AUTHORITIES. PART XI, LINE 4B - OTHER ADJUSTMENTS: COGS -177,360. NON-OPERATING ACTIVITIES 14,641,106. HEALTH CENTER WRITE OFFS 36,129. SCHOLARSHIPS 942,344. PART XII, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS 942,344. COGS -177,360. HEALTH CENTER WRITE OFFS 36,129. NON-OPERATING SEVERANCE COSTS 326,455. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE STATEMENT IS PUBLISHED AT VARIOUS TIMES THROUGHOUT THE YEAR IN REGIONAL NEWSPAPERS ANNOUNCING REGISTRATION DATES AND PROGRAMS OFFERED. THE UNIVERSITY FOLLOWS A NON-DISCRIMINATORY POLICY REGARDING ALL PROGRAMS. ENROLLMENT OF STUDENTS IS WITHOUT DISCRIMINATION AS TO RACE, RELIGION, SEX, COLOR OR NATIONAL ORIGIN. RECRUITMENT PROCEDURES ARE DESIGNED AND CARRIED OUT TO REACH STUDENTS OF ALL RACIAL SEGMENTS IN THE GEOGRAPHICAL AREA SERVED. SCHEDULE E, PART I, LINE 6 THE UNIVERSITY RECEIVES SUPPORT FROM THE STATE OF CALIFORNIA AND FROM THE UNITED STATES GOVERNMENT IN CONNECTION WITH STUDENT AID PROGRAMS SUCH AS FEDERAL WORK STUDY PROGRAMS AND FEDERAL FAMILY EDUCATION LOAN PROGRAMS. 1 ALUMNI SCHOLARSHIPS 45 36500 0 N/A N/A ALUMNI OR DUAL PROGRAM AOM STUDENT 5% DISCOUNTS 41 4823 0 N/A N/A INTERNATIONAL 35 81524 0 N/A N/A TUITION REMISSIONS AND DISCOUNTS 64 78832 0 N/A N/A ENDOWED 18 10750 0 N/A N/A OLYMPIC ATHLETE SCHOLARSHIPS 2 20912 0 N/A N/A LEGACY 33 16937 0 N/A N/A MERIT 29 38036 0 N/A N/A NEW PROGRAM SCHOLARSHIPS 42 69016 0 N/A N/A ACCELERATED SCIENCES DISCOUNTS 1606 408105 0 N/A N/A OTHER 57 96539 0 N/A N/A VA BENEFITS 15 80370 0 N/A N/A PART I, LINE 2: SCHOLARSIPS ARE AVAILABLE TO STUDENTS WHO ARE ACTIVE IN THE SCHOOL FUNCTIONS AND THE SOCIAL BETTERMENT OF THE PROFESSION OF CHIROPRACTORS AND ACUPUNCTURE. THE SCHOLARSHIPS REFLECT AN APPRECIATION OF THE SERVICE COMMITMENT AS WELL AS ACADEMIC PERFORMANCE GRANTS, LOANS AND SCHOLARSHIPS ARE AWARDED TO STUDENTS BASED ON FINANCIAL NEED, ACADEMIC STATUS, ABILITY TO BENEFIT AND OTHER CRITERIA. DOCUMENTATION OF STUDENT ELIGIBILITY IS MAINTAINED ON FILE IN THE STUDENT FINANCIAL AID OFFICE AND IS SUBJECT TO ANNUAL INDEPENDENT AUDIT. X X X 1 0 0 0 0 0 0 0 0 JOHN SCARINGE PRESIDENT 265578 0 0 0 7876 0 13000 0 19661 0 306115 0 0 0 TODD KNUDSEN VP - ACADEMIC AFFAIRS 137914 0 0 0 254 0 7081 0 26861 0 172110 0 0 0 TOM ARENDT VP - ADMIN & FINANCE/CFO 145061 0 0 0 176 0 7335 0 26861 0 179433 0 0 0 DEBRA BENAVENTE VP - ENROLLMENT MGMT & STUDENT AFFAI 131346 0 0 0 423 0 6567 0 13024 0 151360 0 0 0 DAVE BEHRS VP - ENROLLMENT MGMT & STUDENT AFFAI 16854 0 0 0 171645 0 1962 0 11510 0 201971 0 0 0 PART I, LINE 4A DAVE BEHRS AND MARTY HARRIS RECEIVED SEVERANCE PAYMENTS FROM THE ORGANIZATION WITH THE AMOUNT PAID REPRESENTING THE PAYMENT OF THE REMAINDER OF THEIR EMPLOYMENT CONTRACT. THE AMOUNT SEVERANCE PAID IS AS FOLLOWS: DAVE BEHRS $155,109 MARTY HARRIS $ 16,650 MELISSA KIMURA EMPLOYMENT OF SPOUSE - KRIS KIMURA 77058 KRIS KIMURA IS EMPLOYED BY THE ORGANIZATION AS THE DIRECTOR OF HUMAN PERFORMANCE. 0 FORM 990, PART III, LINE 2 THE UNIVERSITY LAUNCHED ITS DOCTORATE OF ACUPUNCTURE AND ORIENTAL MEDICINE AND A BACHELOR COMPLETION PROGRAM IN BIOLOGICAL SCIENCES IN THE FALL OF 2014. FORM 990, PART VI, SECTION A, LINE 1 THE EXECUTIVE COMMITTEE OF THE BOARD OF REGENTS SHALL CONSIST OF FIVE TO SEVEN MEMBERS. THE BOARD SHALL ELECT A CHAIR, A VICE CHAIR, A SECRETARY AND UP TO FOUR ADDITIONAL MEMBERS AT ITS ANNUAL MEETING. THE EXECUTIVE COMMITTEE SHALL POSSESS NO POWERS BEYOND THOSE SPECIFICALLY DELEGATED TO IT BY THE BOARD. THE MINUTES AND ANY ACTION TAKEN ON BEHALF OF THE BOARD OF REGENTS SHALL REQUIRE FORMAL RATIFICATION AT THE BOARD'S NEXT MEETING. THE EXECUTIVE COMMITTEE OF THE BOARD SHALL HAVE AND EXERCISE THE AUTHORITY OUTLINED IN THE BYLAWS CONCERNING THE MANAGEMENT OF THE BUSINESS AFFAIRS OF THIS CORPORATION DURING THE PERIODS BETWEEN THE MEETINGS OF THE BOARD, EXCEPT FOR THE POWERS EXPLICITLY RESERVED TO THE BOARD UNDER SECTION 5212 OF NON-PROFIT PUBLIC BENEFIT CORPORATION LAW. SPECIFICALLY, THE FOLLOWING MATTERS SHALL BE RESERVED FOR THE BOARD OF REGENTS: PRESIDENTIAL SELECTION, COMPENSATION AND TERMINATION; BOARD OF REGENTS MEMBERSHIP AND BOARD OFFICER SELECTION; BOARD BYLAW AMENDMENTS; CHANGES TO THE INSTITUTION'S MISSION; THE INCURRENCE OF INDEBTEDNESS; THE APPROVAL OF THE ANNUAL BUDGET; AND THE CONFERRAL OF DEGREES. IN ADDITION, THE EXECUTIVE COMMITTEE SHALL OVERSEE THE WORK OF THE STANDING COMMITTEES OF THE BOARD AND THE INSTITUTION'S PLANNING PROCESS, AS WELL AS PROVIDE GUIDANCE AND SUPPORT TO THE UNIVERSITY PRESIDENT. FORM 990, PART VI, SECTION B, LINE 11 THE 990 IS FIRST REVIEWED BY THE EXECUTIVE DIRECTOR OF ACCOUNTING AND THE VP OF ADMINISTRATION AND FINANCE. IT IS THEN PRESENTED TO THE FINANCE AND INVESTMENT COMMITTEE OF THE BOARD OF REGENTS FOR REVIEW AND APPROVAL, AND FINALLY TO THE FULL BOARD, PRIOR TO THE ISSUANCE OF THE FINAL 990. FORM 990, PART VI, SECTION B, LINE 12C THE UNIVERSITY HAS DEVELOPED A PROCESS FOR REGULARLY MONITORING AND ANNUALLY DISCLOSING CONFLICTS OF INTERESTS. AN INTERESTED PERSON MAY MAKE A PRESENTATION AT THE BOARD OF COMMITTEE MEETING, BUT AFTER SUCH PRESENTATION, HE OR SHE SHALL LEAVE THE MEETING DURING THE DISCUSSION OF, AND VOTING ON, THE TRANSACTION OR ARRANGEMENT THAT RESULTS IN THE CONFLICT OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15A THE COMPENSATION FOR THE PRESIDENT IS DETERMINED IN AN ANNUAL REVIEW BY THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS. THE REVIEW INCLUDES DATA FROM COMPARABLE INSTITUTIONS AND A DEFINED TARGET WITHIN THOSE INSTITUTIONS. THE COMPENSATION OF THE OFFICERS OF THE COLLEGE ARE DETERMINED BY ANNUAL REVIEW OF THE PRESIDENT AND INCLUDES COMPARABLE DATA. THIS PROCESS WAS LAST PERFORMED IN 2014. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION PROVIDES THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, FINANCIAL STATEMENTS UPON REQUEST. FORM 990, PART IX, LINE 11G OTHER PROFESSIONAL FEES: PROGRAM SERVICE EXPENSES 2,145,163. MANAGEMENT AND GENERAL EXPENSES 1,207,300. FUNDRAISING EXPENSES 35,336. TOTAL EXPENSES 3,387,799.