2016-07-12T11:39:22-05:00 2015-08-31 ERNST & YOUNG US LLP 155 N Wacker Drive Chicago IL 60606 990 2014-09-01 363357006 Ann & Robert H Lurie Childrens Hospital of Chicago Foundation % RON BLAUSTEIN ANN& 3122277133 225 E CHICAGO AVE PR DEPT BOX 269 CHICAGO IL 606112991 RON BLAUSTEIN CFO 3122277133 2016-07-11 true TAMARA TARAZI P01266026 3128792000 2014 2016-09-27 15:27:22Z RON BLAUSTEIN 225 E CHICAGO AVE BOX 269 CHICAGO IL 606112991 24560088 false X www.luriechildrens.org X 1984 IL TO OPTIMIZE PHILANTHROPY IN SUPPORT OF THE MISSION AND FUTURE OF THE CHILDREN'S HOSPITAL OF CHICAGO MEDICAL CENTER. 150 145 0 549 2469 -4181 23263912 22989688 0 0 0 0 -732804 -794437 22531108 22195251 8981182 8817239 0 0 8753328 9385641 1234644 1411739 13790304 3020092 2992924 21989246 22607543 541862 -412292 558471 578102 2423057 3014325 -1864586 -2436223 X TO OPTIMIZE PHILANTHROPY IN SUPPORT OF THE MISSION AND FUTURE OF THE CHILDREN'S HOSPITAL OF CHICAGO MEDICAL CENTER. false false 8817239 8817239 0 Ann & Robert H. Lurie Children's Hospital of Chicago Foundation ("Lurie Children's Foundation"), an Illinois not for profit corporation and an organization described under Section 501(c)(3) of the Code, is responsible for fundraising for the Children's Hospital of Chicago Medical Center ("Parent") (FEIN 36-3357004), Lurie Children's Foundation's sole corporate member, and the Parent's affiliated tax-exempt organizations. Lurie Children's Foundation works with Ann & Robert H. Lurie Children's Hospital of Chicago ("Lurie Children's") to coordinate fundraising. Much of the fundraising conducted is directly contributed to Lurie Children's. Gifts received by Lurie Children's Foundation are primarily held by and available for distribution to Lurie Children's, Stanley Manne Children's Research Institute ("Stanley Manne Research Institute"), and to the other tax-exempt affiliates of the Parent, as appropriate, or as may be designated by the donor. Lurie Children's Foundation seeks to secure the financial resources for Lurie Children's and its affiliates needed to remain leaders in pediatric health care, research, education and advocacy. Lurie Children's Foundation fundraising activities include programs to develop major gifts, leadership gifts, planned giving and annual gifts. Lurie Children's Foundation receives fundraising support from fundraising organizations and an active team of volunteers to cultivate and secure contributions that advance the mission of Lurie Children's and its affiliates. These organizations devote fundraising efforts entirely or in part to Lurie Children's and its affiliates. Fundraising appeals by such organizations are coordinated with the Foundation's fundraising activities in order to avoid conflicting solicitations and to focus support on identified priorities. 8817239 true true false false false false false false false false true false false false false false false true false false false false false true true true false true false true false false false false false false false false true false false false false true false false false true X 11 0 true 0 true true false false false false true true false false false false X 150 145 true false false false true true true true true false false false true true true true true false false false IL X RON BLAUSTEIN 3122277133 225 ECHICAGO AVE Chicago IL 606112991 Jimmy Alexander Director 1.0 0.0 X 0 0 0 Constantine G Alexandrakis Director 1.0 0.0 X 0 0 0 Michael Alvarez Director 1.0 0.0 X 0 0 0 Sarah Baine Vice Chairman 1.0 2.0 X 0 0 0 Troy L Barnett Director 1.0 0.0 X 0 0 0 Juliana R Barrish Director 1.0 0.0 X 0 0 0 Robert R Bellick Director 1.0 0.0 X 0 0 0 Irwin Benuck MD PhD Director 1.0 0.0 X 0 0 0 Erica M Berg Director 1.0 0.0 X 0 0 0 Elizabeth Q Betten Director 1.0 0.0 X 0 0 0 Meredith Bluhm-Wolf Director 1.0 0.0 X 0 0 0 Michael Borkowski Director 1.0 0.0 X 0 0 0 Margaret W Brennan Director 1.0 3.0 X 0 0 0 Suzanne M Burns Director 1.0 0.0 X 0 0 0 John J Buttita Director 1.0 0.0 X 0 0 0 Michael S Canmann Director 1.0 0.0 X 0 0 0 Carlos F Cata Director 1.0 0.0 X 0 0 0 Susan M Chandler Director 1.0 0.0 X 0 0 0 Alan S Chapman Director 1.0 2.0 X 0 0 0 Mohini Chopra Director 1.0 0.0 X 0 0 0 Cedric N Clark Director 1.0 0.0 X 0 0 0 Eleanor O Clarke Director 1.0 3.0 X 0 0 0 James M Clary Director 1.0 0.0 X 0 0 0 Thomas Coleman Jr Director 1.0 0.0 X 0 0 0 Adam C Cooper Director 1.0 0.0 X 0 0 0 Samantha A Costanzo Director 1.0 0.0 X 0 0 0 Lester Crown Director 1.0 2.0 X 0 0 0 Blake Cunneen Director 1.0 0.0 X 0 0 0 Thomas P Danis Jr Director 1.0 0.0 X 0 0 0 Susan B DePree Director 1.0 2.0 X 0 0 0 Maureen C DeRose Director 1.0 0.0 X 0 0 0 Debra DiMaggio Director 1.0 0.0 X 0 0 0 David S Dobkin MD Director 1.0 2.0 X 0 0 0 John O Doerge Jr Director 1.0 2.0 X 0 0 0 Holly K Duran Director 1.0 0.0 X 0 0 0 John D Eisel Director 1.0 0.0 X 0 0 0 Elizabeth A Engelmann Director 1.0 0.0 X 0 0 0 Leon G Epstein MD Director 1.0 0.0 X 0 350699 26000 Eleanor M Evangelides Director 1.0 0.0 X 0 0 0 Michael C Evangelides Vice Chairman 1.0 2.0 X 0 0 0 Lesli Falk Director 1.0 1.0 X 0 0 0 Gail Fitzpatrick Director 1.0 0.0 X 0 0 0 Walter C Florence Director 1.0 0.0 X 0 0 0 Kimberly G Friesen Ex-Officio Director 1.0 0.0 X 0 0 0 Philip K Fuentes Director 1.0 0.0 X 0 0 0 Patrick R Gallagher Director 1.0 0.0 X 0 0 0 Robert Gallo Director 1.0 0.0 X 0 0 0 Catherine H Gledhill Director 1.0 0.0 X 0 0 0 Michael P Goldman Director 1.0 0.0 X 0 0 0 Lauren Gorter Ex-Officio Director 1.0 2.0 X 0 0 0 Louis J Grabowsky Director 1.0 0.0 X 0 0 0 Sabrina P Gracias Director 1.0 0.0 X 0 0 0 Matthew Gray Director 1.0 0.0 X 0 0 0 Melvin Gray Director 1.0 0.0 X 0 0 0 Lisa Naparstek Green Director 1.0 0.0 X 0 0 0 Thomas P Green MD EX-OFFICIO DIR/PRES&CHAIR PFF 1.0 43.0 X 0 775505 57141 John J Greisch Director 1.0 2.0 X 0 0 0 David D Grumhaus Jr Director 1.0 2.0 X 0 0 0 Francia E Harrington PRESIDENT FOUNDATION 1.0 41.0 X X 0 192069 4675 Andee Harris Director 1.0 0.0 X 0 0 0 John A Hatherly Director 1.0 0.0 X 0 0 0 Robert W Hauswirth Director 1.0 0.0 X 0 0 0 Richard A Heise Jr Director 1.0 0.0 X 0 0 0 David I Heller Ex-Officio Director 1.0 0.0 X 0 0 0 Mary JC Hendrix PHD EX-OFFICIO DIR/PRES SCI OFF 1.0 43.0 X 0 655798 88430 Daniel J Hennessy Director 4.0 2.0 X 0 0 0 Elizabeth B Herrington Ex-officio Dir/Pres&Chair PFF 1.0 41.0 X 0 0 0 Vicki S Heyman Director 1.0 0.0 X 0 0 0 Jeniece Higgins Director 1.0 0.0 X 0 0 0 Megan K Hodes Director 1.0 0.0 X 0 0 0 Diane C Holmes MD Director 1.0 0.0 X 0 0 0 Robert D Horne Director 1.0 0.0 X 0 0 0 Julie M Howard Director 1.0 0.0 X 0 0 0 Timothy M Hurd Director 1.0 0.0 X 0 0 0 Linda L Imonti Director 1.0 0.0 X 0 0 0 Justin R Ishbia Director 1.0 0.0 X 0 0 0 Keith W Jaffee Director 1.0 0.0 X 0 0 0 Prananatha Jha Director 1.0 0.0 X 0 0 0 Kirk B Johnson Director 1.0 4.0 X 0 0 0 Jennifer Just Director 1.0 0.0 X 0 0 0 Malcolm S Kamin Director 1.0 1.0 X 0 0 0 Ronald G Kaminski Director 1.0 0.0 X 0 0 0 William K Kane Director 1.0 0.0 X 0 0 0 Michael D Kelleher MD EX-OFFICIO DIRECTOR/CMO/HOSP. 1.0 41.0 X 0 588476 55728 Brian P Kerwin Director 1.0 0.0 X 0 0 0 Michael B Klein Director 1.0 0.0 X 0 0 0 Kurt F Kohlmeyer Director 1.0 0.0 X 0 0 0 Thomas J Kotel Director 1.0 0.0 X 0 0 0 Michael B Kraines Director 1.0 0.0 X 0 0 0 Livia M Krzeminski Director 1.0 0.0 X 0 0 0 Bernard L Layton Director 1.0 0.0 X 0 0 0 Zachary D Lazar Jr Director 1.0 0.0 X 0 0 0 Nicole Legere Director 1.0 0.0 X 0 0 0 Peter I Liber MD Ex-Officio Director 1.0 2.0 X 0 0 0 G Anthony Lorenz Director 1.0 0.0 X 0 0 0 Daniel TW Lum MD Ex-Officio Director 1.0 2.0 X 0 0 0 Robert D Luse Director 1.0 0.0 X 0 0 0 Patrick M Magoon EX-OFFIC DIR/CEO-MED CTR, HOSP 1.0 43.0 X 0 1295181 611875 Mitchell J Manassa Director 1.0 2.0 X 0 0 0 Sean M Margiotta Director 1.0 0.0 X 0 0 0 Peter J Marino Director 1.0 0.0 X 0 0 0 Barry Masek Director 1.0 0.0 X 0 0 0 Peter D McDonald Director 1.0 2.0 X 0 0 0 David P McHugh EX-OFFICIO DIRECTOR 1.0 3.0 X 0 0 0 William J McKenna Director 1.0 2.0 X 0 0 0 Louise C Mills Director 1.0 2.0 X 0 0 0 Steven H Mogul Director 1.0 0.0 X 0 0 0 Frank A Moroni Director 1.0 0.0 X 0 0 0 Mimi Murley Ex-Officio Director 1.0 0.0 X 0 0 0 Robert S Murley Chairman & Ex-Officio Director 1.0 2.0 X 0 0 0 James C Murray Director 1.0 0.0 X 0 0 0 Brian L Newman Director 1.0 0.0 X 0 0 0 Leslie H Newman Director 1.0 2.0 X 0 0 0 Susan B Noyes Director 1.0 0.0 X 0 0 0 Timothy O'Brien Director 1.0 0.0 X 0 0 0 Sean J O'Scannlain Director 1.0 0.0 X 0 0 0 David Ormesher Director 1.0 0.0 X 0 0 0 Alexander Pancoe Director 1.0 0.0 X 0 0 0 Lorna S Pfaelzer Director 1.0 2.0 X 0 0 0 John BE Pickens Director 1.0 0.0 X 0 0 0 Marc E Pierce Director 1.0 0.0 X 0 0 0 Alexander Pramenko Director 1.0 0.0 X 0 0 0 Joshua J Prangley Director 1.0 1.0 X 0 0 0 Seth A Prostic Director 1.0 0.0 X 0 0 0 Patrica Pulido Sanchez Director 1.0 0.0 X 0 0 0 Maureen M Raihle Director 1.0 0.0 X 0 0 0 Michael A Reinsdorf Director 1.0 0.0 X 0 0 0 J Christopher Reyes Director 1.0 14.0 X 0 0 0 Marleta Reynolds MD Director 1.0 3.0 X 0 0 0 Ellen S Robbins Director 1.0 0.0 X 0 0 0 Elbert O Robinson Director 1.0 0.0 X 0 0 0 Lynn M Rosinsky Director 1.0 0.0 X 0 0 0 Nancy Rodkin Rotering Director 1.0 0.0 X 0 0 0 Gregory H Sachs Director 1.0 0.0 X 0 0 0 Scott D Sagerman MD Director 1.0 0.0 X 0 0 0 Bruce Saltzberg Director 1.0 0.0 X 0 0 0 Robert E Sarazen Director 1.0 0.0 X 0 0 0 Marylynne Schwartz Director 1.0 0.0 X 0 0 0 Peter K Shagory Director 1.0 0.0 X 0 0 0 Thomas P Shanley MD Ex-Officio Dir/Pres&Chair PFF 1.0 43.0 X 0 0 0 Scott Sheridan Director 1.0 0.0 X 0 0 0 John S Smith Director 1.0 0.0 X 0 0 0 Kristi Snyderman Director 1.0 0.0 X 0 0 0 Molly M South Director 1.0 0.0 X 0 0 0 Gary C Stephans Director 1.0 0.0 X 0 0 0 Lisbeth C Stiffel Director 1.0 0.0 X 0 0 0 Daniel P Sullivan Director 1.0 0.0 X 0 0 0 Roslynne Supera Director 1.0 0.0 X 0 0 0 Roger R Taylor Director 1.0 0.0 X 0 0 0 T Sands Thompson Director 1.0 0.0 X 0 0 0 Todd W Tillemans Director 1.0 0.0 X 0 0 0 Mary Tritsis Director 1.0 0.0 X 0 0 0 Monsignor Kenneth J Velo Director 1.0 2.0 X 0 0 0 Kenneth A Viellieu Director 1.0 0.0 X 0 0 0 Donald R Wilson Jr Director 1.0 0.0 X 0 0 0 Robert J Winter Jr Director 1.0 2.0 X 0 0 0 Don Yannias Director 1.0 0.0 X 0 0 0 Robin Zafirovski Director 1.0 2.0 X 0 0 0 Ms Jia Zhao Director 1.0 2.0 X 0 0 0 Elizabeth A Ziegler Director 1.0 0.0 X 0 0 0 Victoria Willer Director 1.0 0.0 X 0 0 0 Nancy M Borders Gen Counsel & Corp Secretary 1.0 44.0 X 0 340204 50080 Ron Blaustein Chief Financial Officer 1.0 44.0 X 0 418494 44685 Jessica Strausbaugh Treasurer 1.0 44.0 X 0 187014 23700 DONNA S WETZLER GEN 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CTR. 1.0 44.0 X 0 652457 43179 Paula M Noble CFO/TREAS/MED CT&AFF-TERM 5/14 0.0 1.0 X 0 1824417 27849 0 7280314 1033342 0 true true false RUSS REID COMPANY 2 NORTH LAKE AVE PASADENA CA 91101 DIRECT MAIL CNSLTNG 659699 ROBBINS KERSTEIN DIRECT 201 Summer Street PO BOX MA 017465838 Fundraising 619399 AGENCYEA 311 W WALTON STREET CHICAGO IL 60610 MKTG EVENT/CNSLTNG 354190 CHILDREN'S MIRACLE NETWORK 205 WEST 700 SOUTH SALT LAKE CITY UT 84101 FUNDRAISING 297849 GRP MEDIA 1 E WACKER DR STE 1600 CHICAGO IL 60601 FUNDRAISING 188508 5 10403152 12586536 142167 22989688 0 0 0 0 0 0 0 0 1203275 10403152 2197557 -994282 -994282 75200 34700 40500 40500 291925 132580 159345 2469 156876 0 22195251 2469 -796906 8817239 8817239 0 0 0 0 0 0 0 0 0 0 0 0 0 0 7800134 0 0 7800134 444608 0 0 444608 736280 0 0 736280 404619 0 0 404619 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1411739 1411739 0 0 0 0 489927 489927 393274 0 0 393274 346010 0 0 346010 429297 0 0 429297 0 0 0 0 322022 0 0 322022 84529 0 0 84529 0 0 0 0 20059 0 0 20059 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 DUES AND LICENSES 592536 0 0 592536 CULTIVATION EVENT EXPENSE 193145 0 0 193145 Cultivation entertainment 54595 0 0 54595 Professional Development 18280 0 0 18280 49250 49250 22607543 8817239 0 13790304 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 558471 578102 1614953 1614953 0 0 0 0 0 0 0 0 0 0 558471 578102 2423057 3014325 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2423057 3014325 X -1864586 -2436223 0 0 0 0 -1864586 -2436223 558471 578102 X -412292 -159345 X false true X true false X 24846108 29193377 22478776 23263912 22989688 122771861 0 0 24846108 29193377 22478776 23263912 22989688 122771861 7265765 115506096 0 0 0 0 0 0 29665 29728 11524 4398 2469 77784 0 122849645 11305275 0.94022 0.95229 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 1614953 1614953 0 0 X X X X X X true ROBBINSKERSTEN DIRECT 201 SUMMER ST 201 SUMMER STREET HOLLISTON MA 01746 SEE PART IV false 1135666 1345739 -210073 THOMPSON ASSOCIATES 112 WESTWOOD 112 WESTWOOD PLACE SUITE 250 BRENTWOOD TN 37027 SEE PART IV false 0 66000 -66000 1135666 1411739 -276073 IL Chl Res Fd Ball 2313613 2149639 163974 0 218486 141490 74364 Fdr's Prg Golf 1500923 1343388 157535 50967 138890 129341 29525 194 7791891 6910125 881766 1414494 11606427 10403152 1203275 50967 0 357376 270831 1518383 2197557 -994282 75200 34700 false 75200 34700 34700 40500 IL true false false false 1.00000 Mary Pelican 225 East Chicago Avenue Chicago IL 60611 false Jennifer Steffus 0 Director/officer X false Form 990, Schedule G, Part I, Line 2b RobbinsKersten Direct ("RKD"): It is a multi-channel direct response fundraising agency serving nonprofit organizations exclusively. Professional fundraising efforts for the Direct response/annual giving program including mail acquisition and renewals. Foundation paid a total of $1,345,739 to RKD in FY 15 to provide direct mail packages, design, printing and consulting services. In FY 15, Foundation received $1,135,666 in contributions as a result of the direct mail, annual programs efforts which is reported in Statement of Revenue (Part VIII, Line 1f). This amount only includes contributions received in FY 15 and does not measure future contributions that may result. Form 990, Schedule G, Part I, Line 2b THOMPSON & ASSOCIATES: It is a Planned Giving consultant. The firm provides planned giving expertise and leads donors through a personalized and comprehensive charitable estate planning process to Lurie Children's Hospital. (there is no money received and nothing to report on Part VIII, Line 1f as these are all deferred gifts). true Lurie Children's 225 East Chicago Ave Chicago IL 60611 362170833 501(c)(3) 8807239 0 MISSION SUPPORT The Chicago High School For the Arts 2714 W Augusta Blvd Chicago IL 60622 300440226 501(c)(3) 10000 0 Event sponsor; Mission 2 FORM 990, SCHEDULE I DESCRIPTION OF ORGANIZATION'S PROCEDURES FOR MONITORING THE USE OF GRANTS FOUNDATION FINANCE MANAGEMENT REVIEWS ALL PHILANTHROPIC FUNDS ON A REGULAR BASIS. FINANCIAL FUND MANAGEMENT REPORTS ARE GENERATED MONTHLY AND DISTRIBUTED ELECTRONICALLY TO ALL FUND ADMINISTRATORS AND DIRECTORS FOR REVIEW. FUND ACCOUNTANTS WORK WITH ADMINISTRATORS AND DIRECTORS REGULARLY TO MONITOR ACTIVITY, TO ENSURE COMPLIANCE WITH DONOR INTENT, AND TO REVIEW APPROPRIATENESS OF EXPENDITURES AGAINST BUDGETARY GUIDELINES AND DONOR DIRECTION. false true false false false false false false false Leon G Epstein MD Director 0 319550 0 29625 0 1524 0 26000 0 0 0 376699 0 0 Thomas P Green MD EX-OFFICIO DIR/PRES&CHAIR PFF 0 566776 0 207205 0 1524 0 26000 0 31141 0 832646 0 0 Francia E Harrington PRESIDENT FOUNDATION 0 141433 0 50000 0 636 0 996 0 3679 0 196744 0 0 Mary JC Hendrix PHD EX-OFFICIO DIR/PRES SCI OFF 0 554242 0 100764 0 792 0 67028 0 21402 0 744228 0 0 Michael D Kelleher MD EX-OFFICIO DIRECTOR/CMO/HOSP. 0 430370 0 157590 0 516 0 26000 0 29728 0 644204 0 0 Patrick M Magoon EX-OFFIC DIR/CEO-MED CTR, HOSP 0 807718 0 483107 0 4356 0 588986 0 22889 0 1907056 0 59423 Nancy M Borders Gen Counsel & Corp Secretary 0 275704 0 63329 0 1171 0 18106 0 31974 0 390284 0 0 Ron Blaustein Chief Financial Officer 0 303003 0 115200 0 291 0 16166 0 28519 0 463179 0 0 Jessica Strausbaugh Treasurer 0 163048 0 23838 0 128 0 9376 0 14324 0 210714 0 0 Paula M Noble CFO/TREAS/MED CT&AFF-TERM 5/14 0 191015 0 189830 0 1443572 0 19372 0 8477 0 1852266 0 1388851 DONNA S WETZLER GEN CNSL&CORP SEC/MED. CTR. 0 134920 0 329295 0 188242 0 19915 0 23264 0 695636 0 185816 Form 990, Schedule J, Part I, Line 3 Pursuant to the bylaws of Children's Hospital of Chicago Medical Center ("Medical Center"), the Governance Committee of the Medical Center is charged to review and approve senior executive compensation for the Medical Center and its affiliates. The Governance Committee has adopted a written executive compensation philosophy which it follows when it reviews and approves the compensation and benefits of the organization's senior management, including the President and the other senior managers. The compensation philosophy is subject to periodic review for continued appropriateness by the Governance Committee. With the assistance of a compensation consultant and information from a variety of sources (specified on Schedule J), the Governance Committee confirmed the total amounts to be paid were reasonable and comparable to amounts paid by similarly situated organizations. Outside legal counsel also serves an integral role in advising the Governance Committee with respect to federal tax requirements in setting compensation and the establishment of the "rebuttable presumption of reasonableness" under the federal tax law intermediate sanctions rules. The process followed by the Governance Committee, including a description of the data relied upon and the Governance Committee's decisions, was thoroughly and contemporaneously documented. The Governance Committee has expressly reviewed the reasonableness of all such payments, and has concluded, as the result of a process that is designed to qualify for the rebuttable presumption of reasonableness, that all such amounts are reasonable and do not exceed fair market value for the services provided. The Governance Committee was comprised of members of the Medical Center and the Ann and Robert H. Lurie Children's Hospital of Chicago Boards of Directors who were determined to be disinterested for these purposes. The Governance Committee conducts an ongoing, regular review of the disinterested status of its members, and will take appropriate action with respect to anyone having an interest with respect to one or more executives so as to preserve the application of the rebuttable presumption of reasonableness. Form 990, Schedule J, part I, Question 4b Benefits earned under the supplemental executive plan ("SERP") are non-vested forms of deferred compensation that fund the employee's eventual retirement benefit. These benefits are provided in exchange for all of the employee's years of service to the organization, and the cost of the benefits will vary from year to year based on interest rates, age, and many other factors. The amounts are at risk and will not be paid unless and until the employee has provided substantial future services to the organization. Benefits under the SERP vest at age 62, and are forfeited if the employee leaves the organization voluntarily before age 62 (except upon the sole discretion of the Board, and only if the participant has reached at least age 55 with at least 10 years of service). Participants who voluntarily leave the organization before age 55 forfeit their entire SERP benefit upon termination. The following individual participated in the serp and earned unvested benefits during 2014 which are reported in column (C): Patrick M. Magoon. Also in response to question 4b, the following individuals received vested payments from the supplemental retirement benefits under the SERP, and therefore had SERP benefits included in their taxable income: Donna S. Wetzler $185,816 and Paula M. Noble $1,388,851. In each case, the taxable amount represents The vested amount of benefits for service to the organization, and which became paid and taxable in 2014. Form 990, Schedule J, part II Supplemental Compensation Information The following individuals are not compensated by the reporting organization for his or her service as a director. Rather, the compensation reported on Form 990, Part VII and on Schedule J, Part II reflects compensation paid by Pediatric Faculty Foundation for the individual's substantial and full-time services as an employee. For more details, please refer to the 2014 Form 990 of Pediatric Faculty Foundation, FEIN 36-3279680. Thomas P. Green, MD Michael D. Kelleher, MD Mary J.C. Hendrix, PhD The following individuals are not compensated by the reporting organization for his or her service as a director or officer. Rather, the compensation reported on Form 990, Part VII and on Schedule J, Part II reflects compensation paid by Ann & Robert H. Lurie Children's Hospital of Chicago (Lurie Children's) for the individual's substantial and full-time services as an employee. For more details, please refer to the 2014 Form 990 of Lurie Children's, FEIN 36-2170833. Ron Blaustein Nancy M. Borders Leon G. Epstein, MD Francia E. Harrington Patrick M. Magoon Paula M. Noble Jessica Strausbaugh Donna S. Wetzler X 20 142167 MEDIAN PRICE false true true FORM 990, SCHEDULE M, PART I, LINE 9B EXPLANATION OF NUMBER OF CONTRIBUTIONS OR ITEMS CONTRIBUTED THE NUMBER OF CONTRIBUTIONS REPORTED ON PART I, LINE 9(B) IS THE NUMBER OF STOCK CONTRIBUTIONS RECEIVED AND NOT THE NUMBER OF SHARES. FORM 990, SCHEDULE M, PART I, LINE 32B USE OF OUTSIDE PARTIES TO SOLICIT, PROCESS, OR SELL NON-CASH CONTRIBUTIONS ALL SECURITIES (NON-CASH DONATIONS) ARE SENT DIRECTLY TO NORTHERN TRUST. NORTHERN TRUST AS CUSTODIAN AND BROKER SELLS THE SECURITIES. FOR DONOR RECOGNITION PURPOSES, GIFTS ARE VALUED AT THE MEDIAN PRICES ON THE DAY THE SECURITIES ARE RECEIVED. FOR ACCOUNTING PURPOSES, VALUES ARE RECONCILED MONTHLY FOR ANY GAIN/LOSS ON THE SALE OF SECURITIES. Form 990, Part I, Line 22 Explanation of Negative Net Assets/Fund Balance In 2009, the board of Ann & Robert H. Lurie Children's Hospital of Chicago ("Lurie Children's") approved the consolidation of ownership of the investment assets on the books of Lurie Children's. All balances of cash, restricted investments, restricted net assets, pledge receivable, annuities, and securities lending that were previously on the Ann & Robert H. Lurie Children's Hospital of Chicago Foundation's ("Lurie Children's Foundation") books were re-designated to Lurie Children's books. While Lurie Children's Foundation no longer reports these restricted assets of cash contributions from donors or donor related events on its books, Lurie Children's Foundation does still bear the expenses related to all fundraising events and activities. Form 990, Part V, Question 1a FORM 1099/1096 FILING VENDORS FOR THE FILING ORGANIZATION ARE PAID BY LURIE CHILDREN'S (EIN 36-2170833). AS SUCH, ALL REQUIRED FORM 1099 AND FORMS 1096 REPORTING IS FILED (WITH LIMITED EXCEPTIONS) UNDER THE LURIE CHILDREN'S EIN. FORM 990, PART V, QUESTION 2A ALLOCATION OF SALARY EXPENSES LURIE CHILDREN'S PAYS AND ISSUES FORMS W-2 TO EMPLOYEES WHO WORK FOR LURIE CHILDREN'S FOUNDATION. THE ALLOCATION OF THE SALARY COSTS ARE DISCLOSED ON FORM 990, PART IX, STATEMENT OF FUNCTIONAL EXPENSES. Form 990, Part VI, Question 2 Description of Relationships *Eleanor M. Evangelides is the spouse of Micheal C. Evangelides. *Lester Crown has a business relationship with Michael S. Canmann. *Michael P. Goldman has a business relationship with Keith W. Jaffee. *Julie Howard and Richard Heise have a business relationship. *Elizabeth Betten has a business relationship with Kurt Kohlmeyer. Form 990, Part VI, Question 6 Description of Classes of Members or Stockholders Children's Hospital of Chicago Medical Center ("Medical Center") is the organization's sole corporate member. Form 990, Part VI, Question 7a Description of Classes of Persons and the Nature of Their Rights The organization's sole corporate member, the Medical Center, has certain reserved powers, including the power to appoint and remove all directors of the organization. Form 990, Part VI, Question 7b Describe Classes of Persons, Decisions Requiring Approval & Type of Voting Rights The Medical Center, through its board of directors or designated committee, as the sole corporate member of the organization, has certain reserved powers with respect to appointment and removal of directors, appointment of certain officers, approval of amendments to governing documents, approval of financial matters, and approval of significant transactions including, but not limited to, merger, dissolution, disposition of assets other than in the ordinary course of business, and creation of subsidiaries. Form 990, Part VI, Question 11b Describe the Process Used by Management &/or Governing Body to Review Form 990 A full copy of the organization's fiscal year 2015 form 990 Was provided to each member of the medical center and Lurie Children's Audit committee (of the board). The audit committee is the committee of The medical center charged with the oversight of audit and tax matters For the parent and affiliates. During a special audit committee meeting, And before the form 990 was filed, the audit committee was provided a Detailed review of the form 990 by the chief financial officer ("CFO"). The cfo and outside tax advisor also responded to the audit committee members' questions and afforded the opportunity for detailed discussion of the Form 990, prior to the audit committee taking action to approve the filing of the form 990. As part of its annual return preparation process, the organization, on an ongoing basis, consulted its tax consulting firm and outside tax legal Counsel, both of which possess expertise in health care and tax-exempt Return preparation, to advise and assist in the preparation of the form 990. These advisors worked closely with the organization's finance and Internal legal personnel and other members of the organization's team assembled to participate in the preparation of the form 990. Prior to presenting the form 990 to the board's audit committee, the Organization's team, including its advisors, met frequently to discuss and review drafts of the form. Form 990, Part VI, Question 12c Description of Process to Monitor Transactions for Conflicts of Interest On an annual basis, the Medical Center and its affiliates submit a comprehensive questionnaire to Board Members, senior management and purchasing personnel requiring disclosure of all interests that could give rise to actual or potential conflicts of interest. The Medical Center initiates follow up contact with those who do not respond and to clarify responses, where necessary. The Medical Center reviews each disclosure and provides a summary of relevant disclosures for the review and approval of its Governance Committee. Pursuant to the conflicts of interest policy of the Medical Center and affiliates ("Corporation"), directors, officers, physician leaders, and others who are subject to the policy are required To promptly and fully disclose in writing any actual, apparent or potential conflict of interest to the president of the Corporation and General Counsel. This disclosure shall be provided to the Governance Committee of the Corporation which shall consider all conflicts of interest issues and, if appropriate, shall provide such written disclosure to the directors, board committees considering the proposed transaction, and/or other appropriate parties. In addition, on an annual basis, the corporation surveys each individual subject to the policy as to the existence of actual or potential conflicts of interest. The corporation will not enter into an agreement, transaction or other arrangement involving a conflict of interest unless the disinterested members of the governance committee of the corporation's Board of Directors determine by a majority vote that appropriate safeguards to protect the charitable mission of the corporation have been implemented. The subject interested person may not be present when the vote is taken. If it is determined that a conflict of interest exists, a disinterested person or committee of disinterested members may be assigned to investigate alternatives to the proposed transaction or arrangement. After exercising due diligence, the Board or Committee shall determine whether the Corporation can obtain a more advantageous transaction or arrangement, with reasonable efforts, from a person or entity that would not give rise to a conflict of interest. If a more advantageous transaction or arrangement is not reasonably attainable under circumstances that would not give rise to a conflict of interest, the board or committee shall determine by a majority vote of the disinterested directors whether the transaction is in the Corporation's best interest and for its own benefit and whether the transaction is fair and reasonable to the Corporation, and shall make its decision as to whether to enter into the transaction or arrangement. FORM 990, PART VI, QUESTIONS 15A & 15B OFFICES & POSITIONS FOR WHICH PROCESS WAS USED, & YEAR PROCESS WAS BEGUN THE AUTHORITY TO REVIEW AND APPROVE EXECUTIVE COMPENSATION HAS BEEN DELEGATED TO THE GOVERNANCE COMMITTEE OF CHILDREN'S HOSPITAL OF CHICAGO MEDICAL CENTER AND ANN & ROBERT H. LURIE CHILDREN'S HOSPITAL OF CHICAGO BOARDS OF DIRECTORS ("GOVERNANCE COMMITTEE"). THE GOVERNANCE COMMITTEE HAS ADOPTED A WRITTEN EXECUTIVE COMPENSATION PHILOSOPHY WHICH IT FOLLOWS WHEN IT REVIEWS AND APPROVES THE COMPENSATION AND BENEFITS OF THE ORGANIZATION'S SENIOR MANAGEMENT, INCLUDING THE PRESIDENT/CHIEF EXECUTIVE OFFICER AND THE OTHER SENIOR MANAGERS. THE COMPENSATION PHILOSOPHY IS SUBJECT TO PERIODIC REVIEW FOR CONTINUED APPROPRIATENESS BY THE GOVERNANCE COMMITTEE. WITH THE ASSISTANCE OF A COMPENSATION CONSULTANT AND INFORMATION FROM A VARIETY OF EXTERNAL SOURCES (SPECIFIED ON SCHEDULE J), THE GOVERNANCE COMMITTEE CONFIRMED THE TOTAL AMOUNTS TO BE PAID WERE REASONABLE AND COMPARABLE TO AMOUNTS PAID BY SIMILARLY SITUATED ORGANIZATIONS FOR FUNCTIONALLY SIMILAR POSITIONS. OUTSIDE LEGAL COUNSEL ALSO SERVES AN INTEGRAL ROLE IN ADVISING THE GOVERNANCE COMMITTEE WITH RESPECT TO FEDERAL TAX REQUIREMENTS IN SETTING COMPENSATION AND THE ESTABLISHMENT OF THE REBUTTABLE PRESUMPTION OF REASONABLENESS. THE PROCESS FOLLOWED BY THE GOVERNANCE COMMITTEE, INCLUDING A DESCRIPTION OF THE DATA RELIED UPON AND THE GOVERNANCE COMMITTEE'S DECISIONS, WAS THOROUGHLY AND CONTEMPORANEOUSLY DOCUMENTED. THE GOVERNANCE COMMITTEE HAS EXPRESSLY REVIEWED THE REASONABLENESS OF ALL SUCH PAYMENTS, AND HAS CONCLUDED, AS THE RESULT OF A PROCESS THAT IS DESIGNED TO QUALIFY FOR THE REBUTTABLE PRESUMPTION OF REASONABLENESS UNDER FEDERAL TAX LAW, THAT ALL SUCH AMOUNTS ARE REASONABLE AND DO NOT EXCEED FAIR MARKET VALUE FOR THE SERVICES PROVIDED. THE GOVERNANCE COMMITTEE WAS COMPRISED OF MEMBERS OF CHILDREN'S HOSPITAL OF CHICAGO MEDICAL CENTER AND ANN & ROBERT H. LURIE CHILDREN'S HOSPITAL OF CHICAGO BOARDS OF DIRECTORS WHO WERE DETERMINED DISINTERESTED FOR THESE PURPOSES. THE GOVERNANCE COMMITTEE CONDUCTS AN ONGOING AND PERIODIC REVIEW OF THE DISINTERESTED STATUS OF ITS MEMBERS, AND WILL TAKE APPROPRIATE ACTION WITH RESPECT TO ANYONE HAVING AN INTEREST WITH RESPECT TO ONE OR MORE EXECUTIVES SO AS TO PRESERVE THE APPLICATION OF THE REBUTTABLE PRESUMPTION OF REASONABLENESS. Form 990, Part VI, Question 19 Avail of Gov Docs, Conflict of Interest Policy, & Fin Stmts to Gen Public The organization's financial statements are publicly available online at www.dacbond.com. The organization's articles of incorporation and annual reports are available through the Illinois Secretary of State. The organization also makes its general governing documents available to the general public upon request. FORM 990, PART XI, LINE 5 OTHER CHANGES IN NET ASSETS OR FUND BALANCES FOUNDERS' BOARD ACTIVITY ($159,345) STANLEY MANNE CHILDREN'S RESC INSTITUTE 225 E CHICAGO AVE Chicago IL 60611 363357005 RESEARCH IL 501(c)3 4 Medical Ctr false PEDIATRIC FACULTY FOUNDATION INC 225 E CHICAGO AVE CHICAGO IL 60611 363279680 HLTH CRE/RSCH IL 501(c)3 9 Medical Ctr false CHILDREN'S HOSPITAL OF CHICAGO MED CTR 225 E CHICAGO AVE CHICAGO IL 60611 363357004 Health Care IL 501(c)3 9 NA false LURIE CHILDREN'S 225 E CHICAGO AVE CHICAGO IL 60611 362170833 Hospital IL 501(c)3 3 Medical Ctr false CMH SELF INSURANCE FOUNDATION 225 E CHICAGO AVE CHICAGO IL 60611 366638400 INSURANCE IL 501(c)3 11 III-FI Medical Ctr false KINDNESS IS DOING SOMETHING SPCL FR KIDS 1 S DEARBORN ST CHICAGO IL 60603 363778441 SUPPORT IL 501(c)3 7 medical ctr false ALMOST HOME KIDS 7 S 721 ROUTE 53 NAPERVILLE IL 60540 363822010 TRANSITION CR IL 501(C)(3) 9 MEDICAL CTR false LURIE CHILDRENS CIN LLC 225 E CHICAGO AVE CHICAGO IL 606112991 901025439 CONTRACTING SVCS IL NA CMMC INSURANCE CO LTD 225 E CHICAGO AVE Chicago IL 60611 981049532 SELF INSURANCE CJ MEDICAL CTR CORPORATION false true false false false false false false false false false false false false false true false false false