2016-06-14T11:53:33-05:00 2015-09-30 521511275 RAFFA PC 1899 L STREET NW SUITE 850 WASHINGTON DC 20036 990 2014-10-01 237088488 NATIONAL ASSOCIATION OF CLEAN WATER AGENCIES NATI 2028332672 1816 JEFFERSON PLACE NW WASHINGTON DC 20036 ADAM KRANTZ CHIEF EXECUTIVE OFFICER 2028332672 2016-06-14 1 FRANK H SMITH P00639053 2028225000 2016-05-18 2014 2016-08-17 19:52:53Z ADAM KRANTZ 1816 JEFFERSON PLACE NW WASHINGTON DC 20036 7868557 0 X WWW.NACWA.ORG X 1970 DC BE THE LEADING ADVOCATE FOR RESPONSIBLE NATIONAL POLICIES THAT ADVANCE CLEAN WATER. 32 32 26 647 30334 -15423 305500 99500 5258061 5701681 28796 26679 -9735 13000 5582622 5840860 149850 82270 0 0 2995079 3078792 0 0 0 2472952 2643654 5617881 5804716 -35259 36144 3905746 3573795 3224571 2870118 681175 703677 NACWA PLAYS A PROMINENT ROLE IN CLEAN WATER LEGISLATION, REGULATIONS, AND LITIGATION. 0 0 THE NATIONAL ASSOCIATION OF CLEAN WATER AGENCIES (NACWA) IS THE LEADING ADVOCATE FOR RESPONSIBLE NATIONAL POLICIES THAT ADVANCE CLEAN WATER. NACWA REPRESENTS THE COLLECTIVE INTERESTS OF AMERICA'S PUBLICLY OWNED WASTEWATER, STORMWATER, AND COLLECTION SYSTEM UTILITIES - DEDICATED PUBLIC SERVANTS AND TRUE ENVIRONMENTAL CHAMPIONS. FOR NEARLY 45 YEARS, NACWA HAS BEEN A LEADING VOICE IN CONGRESS, AT THE U.S. ENVIRONMENTAL PROTECTION AGENCY, IN THE MEDIA, AND IN THE COURTS. NACWA MAINTAINS A KEY ROLE IN THE DEVELOPMENT OF ENVIRONMENTAL LEGISLATION AND WORKS CLOSELY WITH FEDERAL REGULATORY AGENCIES IN THE IMPLEMENTATION OF SOUND ENVIRONMENTAL PROGRAMS. 0 1 0 1 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 22 0 1 26 1 1 1 0 0 0 1 1 0 X 32 32 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 X ADAM KRANTZ 2028332672 1816 JEFFERSON PLACE NW WASHINGTON DC 20036 ADEL H HAGEKHALIL PRESIDENT 2.00 X X 0 0 0 RAYMOND J MARSHALL VICE PRESIDENT 2.00 X X 0 0 0 CATHY GERALI TREASURER 2.00 X X 0 0 0 DAVID ST PIERRE SECRETARY 2.00 X X 0 0 0 JON E ADAMS DIRECTOR 1.00 X 0 0 0 RAJENDRA P BHATTARAI DIRECTOR 1.00 X 0 0 0 JULIUS CIACCIA DIRECTOR 1.00 X 0 0 0 RICKY L CLIFTON DIRECTOR 1.00 X 0 0 0 PAMELA A ELARDO DIRECTOR 1.00 X 0 0 0 PHILIP L FRIESS DIRECTOR - UNTIL 07/2015 1.00 X 0 0 0 SUZANNE E GOSS DIRECTOR 1.00 X 0 0 0 GEORGE S HAWKINS DIRECTOR 1.00 X 0 0 0 EDWARD G HENIFIN DIRECTOR 1.00 X 0 0 0 SUSAN T HOLMES DIRECTOR 1.00 X 0 0 0 BENNETT HORENSTEIN DIRECTOR 1.00 X 0 0 0 TIMOTHY HOUGHTON DIRECTOR 1.00 X 0 0 0 SCOTT W JELLISON DIRECTOR 1.00 X 0 0 0 HARLAN L KELLY DIRECTOR 1.00 X 0 0 0 ANDREW H KRICUN DIRECTOR 1.00 X 0 0 0 TERRY LEEDS DIRECTOR 1.00 X 0 0 0 EMILY LLOYD DIRECTOR 1.00 X 0 0 0 JO ANN J MACRINA DIRECTOR 1.00 X 0 0 0 DEAN C MARRIOTT DIRECTOR - UNTIL 12/2014 1.00 X 0 0 0 SAMUEL T MCGHEE DIRECTOR 1.00 X 0 0 0 STEPHEN A MEYER DIRECTOR 1.00 X 0 0 0 HOWARD M NEUKRUG DIRECTOR 1.00 X 0 0 0 JOHN P O'NEIL DIRECTOR 1.00 X 0 0 0 KAREN L PALLANSCH DIRECTOR 1.00 X 0 0 0 JAMES A PARROTT DIRECTOR - UNTIL 09/2015 1.00 X 0 0 0 DAVID E RAGER DIRECTOR 1.00 X 0 0 0 MARK S SANCHEZ DIRECTOR 1.00 X 0 0 0 KEVIN L SHAFER DIRECTOR - UNTIL 07/2015 1.00 X 0 0 0 THOMAS W SIGMUND DIRECTOR 1.00 X 0 0 0 DENNIS W STOWE DIRECTOR - UNTIL 07/2015 1.00 X 0 0 0 JOHN P SULLIVAN DIRECTOR 1.00 X 0 0 0 DIANE TANIGUCHI-DENNIS DIRECTOR 1.00 X 0 0 0 DANIEL C THOMPSON DIRECTOR 1.00 X 0 0 0 ADAM KRANTZ CHIEF EXECUTIVE OFFICER 37.50 X 196917 0 65559 KENNETH P KIRK CHIEF EXEC. OFFICER - UNTIL 07/2015 37.50 X 292521 0 56543 PAULA DANNENFELDT CHIEF OPERATING OFFICER 37.50 X 214892 0 69625 MEREDITH RISTIC CHIEF FINANCIAL OFFICER 37.50 X 145365 0 41752 CHRISTOPHER J HORNBACK CHIEF TECHNICAL OFFICER 37.50 X 139723 0 53833 PATRICIA SINICROPI SR. DIR., LEGISLATIVE AFFAIRS 37.50 X 136299 0 44193 AMANDA WATERS GEN. COUNSEL & DIR., PUBLIC AFFAIRS 37.50 X 132709 0 22034 NATHAN GARDNER-ANDREWS CHIEF ADVOCACY OFFICER 37.50 X 127399 0 53172 1385825 0 406711 8 0 1 0 UNC AT CHAPEL HILL CB 3490 MCCOLL BUILDING CHAPEL HILL NC 27599 LEADERSHIP CENTER TRAINING PROGRAM 314500 ALPINE GROUP 660 PENNSYLVANIA AVENUE SE SUITE WASHINGTON DC 20003 ADVOCACY SUPPORT FOR NACWA & WIN 236000 AAI POGGEN POHL 6809 WISCONSIN AVENUE CHEVY CHASE MD 20815 BUILDING IMPROVEMENT PROJECTS 165054 3 99500 99500 MEMBERSHIP DUES 900099 4537253 4537253 MEETING FEES 900099 558003 558003 LEADERSHIP CENTER 900099 382500 382500 SPONSORSHIPS 900099 221900 221900 PUBLICATION SALES 900099 2025 2025 5701681 30376 13054 17322 2024000 2027697 -3697 -3697 4280 -7977 CLEAN WATER CAREERS 900004 13000 13000 13000 5840860 5479781 30334 231245 82270 939908 1550384 201635 236315 150550 105483 27204 320571 87000 18387 190066 111225 221005 96008 589612 145642 29620 UBIT TAX 250 SERVICE CONTRACTS 496257 DUES AND SUBSCRIPTIONS 64967 PROPERTY/SALES/USE TAX 61245 79112 5804716 500 500 798301 308981 12500 0 19588 77397 38617 52347 3415728 1268343 2010151 2147385 958912 941421 67177 45764 3905746 3573795 196320 177882 499300 243970 2528951 2448266 3224571 2870118 X 625934 687445 55241 16232 681175 703677 3905746 3573795 36144 -13642 0 X 0 1 X 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 1 4858653 320576 -132997 187579 142850 44729 984645 984645 1717215 701943 1015272 239115 180814 58301 474753 385586 89167 2147385 X 5827218 -13642 -13642 5840860 0 5840860 5804716 0 5804716 0 5804716 PART X, LINE 2: NACWA PERFORMED AN EVALUATION OF UNCERTAIN TAX POSITIONS FOR THE YEARS ENDED SEPTEMBER 30, 2015 AND 2014, RESPECTIVELY, AND DETERMINED THAT THERE WERE NO MATTERS THAT WOULD REQUIRE RECOGNITION IN THE FINANCIAL STATEMENTS OR THAT MAY HAVE ANY EFFECT ON THE TAX-EXEMPT STATUS OF THE ENTITY. 1 ENVIRONMENTAL LAW INSTITUTE 1730 M STREET NW SUITE 700 WASHINGTON DC 20036 520901863 501(C)(3) 10000 SPONSORSHIP OF ELI'S ANNUAL AWARDS DINNER US WATER ALLIANCE 1816 JEFFERSON PLACE NW WASHINGTON DC 20036 262112661 501(C)(3) 32770 2015 MEMBERSHIP AND CONTRIBUTION TO THE VALUE OF WATER COALITION 2 0 PART I, LINE 2: FOR THE YEAR ENDED SEPTEMBER 30, 2015, NACWA ISSUED 'GRANTS', PER THE IRS' DEFINITION, TO VARIOUS ORGANIZATIONS AS MEMBERSHIP DUES OR TO HELP SUPPORT THE EXEMPT PURPOSE OF THE RECIPIENT ORGANIZATION. ACCORDINGLY, THE USE OF THE GRANT FUNDS WAS NOT DIRECTLY MONITORED UNDER ESTABLISHED CRITERION AS NO RESTRICTIONS WERE IMPOSED ON THE RECIPIENT BY NACWA. X 1 1 X X X 0 1 0 ADAM KRANTZ CHIEF EXECUTIVE OFFICER 196917 0 0 0 0 0 36984 0 28575 0 262476 0 0 0 KENNETH P KIRK CHIEF EXEC. OFFICER - UNTIL 07/2015 292521 0 0 0 0 0 52000 0 4543 0 349064 0 0 0 PAULA DANNENFELDT CHIEF OPERATING OFFICER 214892 0 0 0 0 0 40545 0 29080 0 284517 0 0 0 MEREDITH RISTIC CHIEF FINANCIAL OFFICER 145365 0 0 0 0 0 27237 0 14515 0 187117 0 0 0 CHRISTOPHER J HORNBACK CHIEF TECHNICAL OFFICER 139723 0 0 0 0 0 25928 0 27905 0 193556 0 0 0 PATRICIA SINICROPI SR. DIR., LEGISLATIVE AFFAIRS 136299 0 0 0 0 0 16081 0 28112 0 180492 0 0 0 AMANDA WATERS GEN. COUNSEL & DIR., PUBLIC AFFAIRS 132709 0 0 0 0 0 11727 0 10307 0 154743 0 0 0 NATHAN GARDNER-ANDREWS CHIEF ADVOCACY OFFICER 127399 0 0 0 0 0 25344 0 27828 0 180571 0 0 0 PART I, LINE 1A KENNETH P. KIRK SERVED AS THE CHIEF EXECUTIVE OFFICER UNTIL JULY 2015. DURING THE YEAR ENDED SEPTEMBER 30, 2015 HE WAS REIMBURSED FOR TRAVEL FOR HIS WIFE IN THE AMOUNT OF $4,100. PART I, LINE 4B DURING 2005, NACWA'S BOARD OF DIRECTORS APPROVED THE ESTABLISHMENT OF AN EXECUTIVE RETIREMENT PROGRAM. THERE WERE NO CONTRIBUTIONS APPROVED NOR ACCRUED FOR THE YEAR ENDED SEPTEMBER 30, 2015. FORM 990, PART VI, SECTION A, LINE 6 NACWA IS A MEMBERSHIP BASED ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 7A NACWA'S MEMBERS ELECT THE BOARD OF DIRECTORS WHO ARE SELECTED FROM WITHIN THE MEMBERSHIP. FORM 990, PART VI, SECTION A, LINE 7B NACWA'S MEMBERS APPROVE ANY CHANGES OR AMENDMENTS TO THE BYLAWS. FORM 990, PART VI, SECTION B, LINE 11 NACWA'S FEDERAL FORM 990 IS INITAILLY REVIEWED BY THE EXECUTIVE DIRECTOR AND THE CHIEF FINANCIAL OFFICER. IT IS THEN REVIEWED IN FINAL DRAFT FORM BY NACWA'S AUDIT COMMITTEE, AND THEN SUBMITTED TO NACWA'S FULL BOARD OF DIRECTORS FOR COMMENT BEFORE IT IS FILED WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C CONSISTENT WITH NACWA'S CONFLICT OF INTEREST POLICY, BOARD MEMBERS, OFFICERS AND KEY EMPLOYEES MUST ANNUALLY COMPLETE A STATEMENT OF DISCLOSURE FORM. NACWA'S AUDIT COMMITTEE REVIEWS THE DISCLOSURE FORMS AND MAKES RECOMMENDATIONS TO THE BOARD OF DIRECTORS ON HOW TO RESOLVE ANY POTENTIAL CONFLICT OF INTEREST DISCLOSED BY A BOARD MEMBER, OFFICER OR KEY EMPLOYEE. NACWA'S BOARD OF DIRECTORS CONSIDERS AND VOTES ON THE AUDIT COMMITTEE'S RECOMMENDATION. THIS ACTION IS DOCUMENTED IN THE BOARD OF DIRECTOR'S MEETING MINUTES. FORM 990, PART VI, SECTION B, LINE 15 NACWA USES A SALARY ADMINISTRATION PROGRAM TO DEVELOP STAFF SALARY RANGES BASED ON CURRENT SALARY SURVEYS THAT REFLECT THE ASSOCIATION'S INDUSTRY, SIZE AND LOCATION. ALL NACWA STAFF SALARY RANGES AND PROPOSED SALARY INCREASES ARE REVIEWED AND ENDORSED BY NACWA'S EXECUTIVE COMMITTEE ANNUALLY. THE TERMS OF THE EXECUTIVE DIRECTOR'S EMPLOYMENT CONTRACT ARE REVIEWED AND NEGOTIATED BY NACWA'S EXECUTIVE COMMITTEE AND EXECUTED BY THE ASSOCIATION'S PRESIDENT AND VICE PRESIDENT UPON AUTHORIZATION BY THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION C, LINE 19 NACWA PROVIDES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, FINANCIAL STATEMENTS, AND ITS FEDERAL FORMS 990 AND 1023 TO THE PUBLIC UPON REQUEST.