2016-06-13T12:26:10-05:00 2015-07-31 263839190 BURR PILGER MAYER INC 2000 UNIVERSITY AVENUE SUITE 201 EAST PALO ALTO CA 94303 990 2014-08-01 942650833 MATHEMATICAL SCIENCES RESEARCH INSTITUTE MATH 5106420143 17 GAUSS WAY BERKELEY CA 94720 DAVID EISENBUD DIRECTOR 5106420143 2016-06-09 1 CAROLYN R AMSTER P00189994 6508556800 2016-06-09 2014 2016-08-17 19:52:53Z DAVID EISENBUD 17 GAUSS WAY BERKELEY CA 94720 15090121 0 X WWW.MSRI.ORG X 1980 CA MSRI FOSTERS MATHEMATICAL RESEARCH BY BRINGING TOGETHER THE FOREMOST MATHEMATICAL SCIENTISTS FROM AROUND THE WORLD IN AN ENVIRONMENT THAT PROMOTES CREATIVE AND EFFECTIVE COLLABORATION. 38 35 22 65 0 0 12885872 7396924 408879 430218 310812 796782 0 287 13605563 8624211 2647498 3448728 0 0 1751760 2097873 0 0 301732 3361436 4129645 7760694 9676246 5844869 -1052035 33817959 32856375 561227 483194 33256732 32373181 X THE MATHEMATICAL SCIENCES RESEARCH INSTITUTE (MSRI) EXIST TO FURTHER THE ADVANCEMENT AND COMMUNICATION OF FUNDAMENTAL KNOWLEDGE IN MATHEMATICS AND THE MATHEMATICAL SCIENCES, THE DEVELOPMENT OF HUMAN CAPITAL FOR THE GROWTH AND USE OF SUCH KNOWLEDGE, AND THE CULTIVATION IN THE LARGER SOCIETY OF AWARENESS AND APPRECIATION OF THE BEAUTY, POWER AND IMPORTANCE OF MATHEMATICAL IDEAS AND WAYS OF UNDERSTANDING THE WORLD. 0 0 6006955 3071522 430218 SCIENTIFIC PROGRAMS: MSRI CONDUCTS BROADLY-BASED RESEARCH PROGRAMS IN THE MATHEMATICAL SCIENCES AND CLOSELY RELATED FIELDS.IN ANY GIVEN YEAR, MSRI CONDUCTS BETWEEN TWO AND FOUR THEMATIC RESEARCH PROGRAMS, EACH LASTING EITHER 5 MONTHS OR 10 MONTHS. EACH SUCH PROGRAM HOSTS 40-100 MATHEMATICAL SCIENTISTS FROM ALL OVER THE WORLD WHOSE RESEARCH CENTERS ON THE PROGRAM'S THEME, DURING WHICH TIME, THEY COLLABORATE ON RESEARCH, CONDUCT SEMINARS AND WORKSHOPS, AND TRAIN AND MENTOR POSTDOCTORAL FELLOWS IN THE DISCIPLINE.MSRI ALSO HOSTS, EACH YEAR, SEVERAL STAND-ALONE WORKSHOPS ON SPECIAL TOPICS, EACH ONE LASTING FOR A PERIOD BETWEEN ONE DAY AND TWO WEEKS AND BRINGING TO MSRI BETWEEN 40 AND 150 PARTICIPANTS. MSRI ALSO COLLABORATES WITH OTHER MATHEMATICS INSTITUTES IN SCIENTIFIC PROGRAMS AND IN ITS EFFORTS TO ENCOURAGE A DIVERSE POPULATION TO PARTICIPATE IN MATHEMATICS RESEARCH PROGRAMS. 1653899 377206 MATH AND SOCIETY PROGRAMS: MSRI SPONSORS A LARGE NUMBER OF PROGRAMS AND ACTIVITIES WHOSE GOAL IS TO ENHANCE K-12 MATHEMATICS EDUCATION AND TEACHER TRAINING. THESE INCLUDE SUPPORTING SEVERAL MATH CIRCLES (AFTERSCHOOL ACTIVITIES IN MATHEMATICS FOR SCHOOL CHILDREN) IN THE BAY AREA; THE NATIONAL ASSOCIATION OF MATH CIRCLES (WHICH PROMOTES A MATH CIRCLES NATIONWIDE; MATHEMATICS RELATED EVENTS FOR CHILDREN (THE BAY AREA MATHEMATICS OLYMPIAD); CIRCLE ON THE ROAD (A PROGRAM TO FOSTER ESTABLISHMENT OF NEW MATH CIRCLES); CRITICAL ISSUES IN MATHEMATICS EDUCATION (A FORUM FOR EXCHANGE OF IDEAS BETWEEN MATHEMATICS RESEARCHERS AND EDUCATORS).IN ADDITION, EACH YEAR, A SERIES OF FILMS, AND PUBLIC LECTURES AND OTHER EVENTS ARE HOSTED AT MSRI FOR THE PUBLIC. THAT HELPS THE INTERESTED LAY PERSON TO UNDERSTAND THE IMPORTANCE OF MATHEMATICS AND ITS APPLICATIONS IN OUR SOCIETY AND CULTURE AND TO APPRECIATE THE SIGNIFICANT RECENT ADVANCES IN THE DISCIPLINE. 623457 COMPUTING AND COMMUNICATION: MSRI PROVIDES INFORMATION TECHNOLOGY (IT) RESOURCES AND SERVICES TO ITS RESEARCHERS AND THE BROADER MATH COMMUNITY WORLDWIDE. MSRI MAINTAINS AN IT PLATFORM THAT FEATURES THE MOST ADVANCED MATHEMATICAL SOFTWARE AND THAT GRANTS ACCESS TO AND SUPPORTS VIRTUAL COLLABORATIVE RESEARCH AMONGST MATHEMATICIANS AT THE INSTITUTE. MSRI DEVELOPS AND MAINTAINS A VMATH WEBSITE THAT STREAMS VIDEOS OF PAST PROGRAM LECTURES FOR MATHEMATICIANS AND THE GENERAL PUBLIC. ALSO, MSRI DEVELOPED AND CURRENTLY MAINTAINS AND PROMOTES THE NATIONAL ASSOCIATION OF MATH CIRCLES WEBSITE, ENABLING A NATIONWIDE NETWORK OF MATH CIRCLES TO SHARE ONLINE MATH RESOURCES AND TOOLS AND FOR USE IN MATH CIRCLE AFTER-SCHOOL PROGRAMS AND CHILDHOOD EDUCATION. IN ADDITION, MSRI PRODUCES AND DISTRIBUTES DIGITAL VERSIONS OF ITS MOST POPULAR SCIENTIFIC AND PUBLIC EVENTS. 8284311 1 1 0 0 0 0 0 0 0 1 1 1 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 133 0 22 1 0 0 0 0 0 1 1 0 0 0 0 X 38 35 1 0 0 0 0 0 0 1 1 0 0 1 1 1 0 1 1 1 1 0 AL AK AR CA CT FL GA IL KS KY MA MD MI MN MS NC NH NJ NM NY OK OR PA RI SC TN UT VA WI WV X STEFANIE YURUS 5106429238 17 GAUSS WAY BERKELEY CA 947205070 EDWARD BAKER SECRETARY AND TREASURER 1.00 X X 0 0 0 DEBORAH LOEWENBERG BALL TRUSTEE 1.00 X 0 0 0 GEORGIA BENKART TRUSTEE 1.00 X 0 0 0 ELWYN BERLEKAMP TRUSTEE 1.00 X 0 0 0 JENNIFER CHAYES TRUSTEE 1.00 X 0 0 0 MAY CHU TRUSTEE 1.00 X 0 0 0 CHARLES FEFFERMAN TRUSTEE 1.00 X 0 0 0 JERRY FIDDLER TRUSTEE 1.00 X 0 0 0 DAN FREED TRUSTEE 1.00 X 0 0 0 JEFF GOODBY TRUSTEE 1.00 X 0 0 0 PHILLIP A GRIFFITHS TRUSTEE 1.00 X 0 0 0 SANFORD J GROSSMAN TRUSTEE 1.00 X 0 0 0 BRENDAN HASSETT TRUSTEE 1.00 X 0 0 0 MARGARET HOLEN TRUSTEE 1.00 X 0 0 0 CRAIG HUNEKE TRUSTEE 1.00 X 0 0 0 RONALD KAHN TRUSTEE 1.00 X 0 0 0 MARIA M KLAWE TRUSTEE 1.00 X 0 0 0 MARK KLEIMAN TRUSTEE 1.00 X 0 0 0 HENRY LAUFER TRUSTEE 1.00 X 0 0 0 DUSA MCDUFF TRUSTEE 1.00 X 0 0 0 MICHAEL MORGAN TRUSTEE 1.00 X 0 0 0 ANDREI OKOUNKOV VICE CHAIR OF THE BOARD 1.00 X X 0 0 0 ANNA PATTERSON TRUSTEE 1.00 X 0 0 0 JAMES H SIMONS TRUSTEE 1.00 X 0 0 0 HUGO SONNENSCHEIN TRUSTEE 1.00 X 0 0 0 ROGER A STRAUCH CHAIR OF THE BOARD 1.00 X X 0 0 0 SANDOR STRAUS TRUSTEE 1.00 X 0 0 0 EVA TARDOS TRUSTEE 1.00 X 0 0 0 KAREN UHLENBECK TRUSTEE 1.00 X 0 0 0 BOB WISE TRUSTEE 1.00 X 0 0 0 GIGLIOLA STAFFILANI EX-OFFICIO TRUSTEE 1.00 X 0 0 0 RICHARD TAYLOR EX-OFFICIO TRUSTEE 1.00 X 0 0 0 JUDY WALKER EX-OFFICIO TRUSTEE 1.00 X 0 0 0 DEANNA HAUNSPERGER EX-OFFICIO TRUSTEE 1.00 X 0 0 0 LLOYD DOUGLAS EX-OFFICIO TRUSTEE 1.00 X 0 0 0 DAVID EISENBUD DIRECTOR 40.00 X X 111574 0 11157 HELENE BARCELO DEPUTY DIRECTOR 40.00 X X 263882 0 37937 STEFANIE YURUS CONTROLLER 40.00 X X 115703 0 45788 491159 0 94882 3 0 1 0 UPTIME USA LLC MT DIABLO BLVD SUITE A130 LAFAYETTE CA 94549 IT CONSULTING 430603 GEORGE CSICSERY 3853 HOWE STREET OAKLAND CA 94611 MOVIE PRODUCTION AND DIRECTING 143421 2 5409347 1987577 208964 7396924 ACADEM.SVC FEES & OTHER 900099 430218 430218 430218 433594 433594 287 287 6829098 6465910 363188 363188 363188 8624211 430218 0 797069 124502 124502 1363108 1363108 1961118 1961118 622899 351866 208208 62825 922774 521261 308444 93069 82066 48155 29869 4042 360570 256080 97065 7425 109564 64290 39877 5397 8563 1823 6740 50902 50902 109464 109464 15012 4794 6451 3767 195305 133867 17338 44100 172679 151976 18978 1725 127063 98916 19480 8667 701404 634403 61417 5584 28036 24829 2940 267 PURCHASED SERVICES 1309927 1288823 5048 16056 WORKSHOP EXPENSES 1038401 995936 1399 41066 GOVERNANCE COMMITTEES E 151994 93702 58292 EQUIPMENT, SUPPLIES AND 59900 59900 160995 104962 48291 7742 9676246 8284311 1090203 301732 914 236 3754157 3178321 4508556 2571682 5425 47535 14018 18986 17697837 7461260 10549563 10236577 11346160 12911099 3639166 3891939 33817959 32856375 490853 411210 70374 71984 561227 483194 X 11372135 11127021 5990712 4930184 15893885 16315976 33256732 32373181 33817959 32856375 -1052035 168484 0 X 0 1 X 1 1 1 X 9233905 7500875 7936945 12885872 7396924 44954521 9233905 7500875 7936945 12885872 7396924 44954521 8216198 36738323 82123 176667 138973 188876 433881 1020520 45975041 2106486 0.79910 0.75110 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 17774369 422091 854951 249299 18802112 14111232 2530702 1276111 143676 17774369 12025725 1354359 1170539 439391 14111232 10739579 1682517 -394371 2000 12025725 8515267 2207723 150534 10873524 0.01350 0.86780 0.11870 0 0 13454449 4894636 8559813 4243388 2566624 1676764 10236577 ALTERNATIVE INVESTMENTS 3891939 F 3891939 8845519 168484 162288 330772 8514747 109464 109464 8624211 9729070 162288 162288 9566782 109464 109464 9676246 PART V, LINE 4: ENDOWMENTS ARE HELD TO SUPPORT THE WORK OF RESEARCH PROFESSORS, POSTDOCTORAL SCHOLARS, AND MATHEMATICS CIRCLE PROGRAMS. 0 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 INVESTMENTS 3891939 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 GRANTMAKING 198000 0 0 0 0 0 0 4089939 0 4089939 EUROPE (INCLUDING ICELAND & GREENLAND) TO FUND UTUBEPRODUCTION OF VIDEOS ABOUT MATH FOR NUMBERPHILE CHANNEL 198000 WIRE 0 1 STIPENDS FOR RESEARCHERS, PER DIEM AND TRAVEL EXPENSE REIMBURSEMENTS NORTH AMERICA - CANADA AND MEXICO, BUT BUT NOT THE UNITED STATES 47 100540 CHECK, WIRE STIPENDS FOR RESEARCHERS, PER DIEM AND TRAVEL EXPENSE REIMBURSEMENTS RUSSIA AND NEIGHBORING STATES - ARMENIA, AZERBIJAN, BELARUS, 14 15219 CHECK, WIRE STIPENDS FOR RESEARCHERS, PER DIEM AND TRAVEL EXPENSE REIMBURSEMENTS CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 2 1159 CHECK, WIRE STIPENDS FOR RESEARCHERS, PER DIEM AND TRAVEL EXPENSE REIMBURSEMENTS EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 130 426717 CHECK, WIRE STIPENDS FOR RESEARCHERS, PER DIEM AND TRAVEL EXPENSE REIMBURSEMENTS EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIU 162 978739 CHECK, WIRE STIPENDS FOR RESEARCHERS, PER DIEM AND TRAVEL EXPENSE REIMBURSEMENTS MIDDLE EAST AND NORTH AFRICA - ALGERIA, BAHRAIN, DJIBOUTI, EGYPT, 39 182270 CHECK, WIRE STIPENDS FOR RESEARCHERS, PER DIEM AND TRAVEL EXPENSE REIMBURSEMENTS SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 6 4274 CHECK, WIRE STIPENDS FOR RESEARCHERS, PER DIEM AND TRAVEL EXPENSE REIMBURSEMENTS SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, 24 53099 CHECK, WIRE STIPENDS FOR RESEARCHERS, PER DIEM AND TRAVEL EXPENSE REIMBURSEMENTS SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA, FASO, 2 1100 CHECK, WIRE 1 0 1 0 0 0 FORM 990, SCHEDULE F, PART V: EXPLANATION: THE GRANTS WERE PAID TO THE FOREIGN INDIVIDUALS DURING THEIR VISITS TO THE UNITED STATES. 1 GUERILLA SCIENCE 30 JOHN ST BROOKLYN NY 11201 471817568 124502 TO FUND PRODUCTION AND EXHIBITING OF SCULPTURES OF INTERACTIVE INSTALLATION EVOKING MATH, MUSIC & ART 0 1 STIPENDS, PER DIEM AND TRAVEL REIMBURSMENT 508 1363108 PART I, LINE 2: MSRI REQUIRES SUBMISSION OF TRAVEL RECEIPTS BEFORE REIMBURSING THE GRANTEES' EXPENSES. IN ADDITION, FOR NATIONAL SECURITY GRANTS, VERIFICATION OF THE RECIPIENTS' UNITED STATES CITIZENSHIP IS OBTAINED. X X 1 1 X X X X 0 0 0 0 0 0 0 1 0 HELENE BARCELO DEPUTY DIRECTOR 203882 0 13500 0 46500 0 21323 0 16614 0 301819 0 0 0 STEFANIE YURUS CONTROLLER 115703 0 0 0 0 0 11944 0 33844 0 161491 0 0 0 PART I, LINE 7 THE BONUS RECEIVED BY HELENE BARCELO, DEPUTY DIRECTOR, WAS DETERMINED BY THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS. SCHEDULE J, PART I, LINE 1A THE ANNUAL COST OF SPOUSAL TRAVEL AND RELOCATION ALLOWANCE RECEIVED BY THE DEPUTY DIRECTOR, HELENE BARCELO, WAS $1,398 AND $46,500 RESPECTIVELY. THE SPOUSAL TRAVEL AND RELOCATION ALLOWANCE WERE FULLY INCLUDED IN HER TAXABLE INCOME. X 27513 FMV X 1 181451 FMV 0 1 0 FORM 990, PART VI, SECTION A, LINE 2 SOME OF THE DIRECTORS HAVE CAREERS AS INVESTORS AND FELLOW DIRECTORS HOLD INVESTMENTS IN FUNDS THEY MANAGE. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS DISTRIBUTED TO THE FINANCE COMMITTEE FOR REVIEW. COMMITTEE MEMBERS PROVIDE FEEDBACK AND CHANGES TO CONTENT IN THE FORM 990 DIRECTLY TO THE CONTROLLER. ALL CHANGES ARE REFLECTED IN THE FORM 990 BY THE CONTROLLER PRIOR TO FILING THE FORM 990 WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12 CONFLICT OF INTEREST STATEMENTS ARE PROVIDED TO THE BOARD OF TRUSTEES AT THE ANNUAL TRUSTEE MEETING. THE BOARD OF TRUSTEES SIGN AND RETURN THE COMPLETED FORMS FOR REVIEW. CONFLICTS OF INTERESTED THAT ARE IDENTIFIED ARE ADDRESSED AT THAT TIME. FORM 990, PART VI, SECTION B, LINE 15 THE OPERATIONS MANAGER PREPARES AND SUBMITS A COMPARATIVE SALARY ANALYSIS FOR EACH OFFICER LEVEL POSITION TO THE COMPENSATION COMMITTEE FOR REVIEW. BASED ON REVIEW, THE STEERING COMMITTEE SUBMITS A RECOMMENDATION FOR APPROVAL OF OFFICER COMPENSATION BY THE BOARD OF TRUSTEE. KEY EMPLOYEE COMPENSATION IS AUTHORIZED BY THE DIRECTOR AND APPROVED BY THE BOARD OF TRUSTEES IN THE ANNUAL BUDGETING PROCESS. FORM 990, PART VI, SECTION C, LINE 19 DOCUMENTS ARE MADE AVAILABLE UPON REQUEST.