2016-05-31T14:05:06-05:00 2015-09-30 521511275 RAFFA PC 1899 L STREET NW SUITE 850 WASHINGTON DC 20036 990 2014-10-01 526055762 NATIONAL LEAGUE OF CITIES INSTITUTE INC NATI 2026263064 1301 PENNSYLVANIA AVENUE NW NO 550 WASHINGTON DC 20004 CLARENCE E ANTHONY EXECUTIVE DIRECTOR 2026263064 2016-05-31 1 FRANK H SMITH P00639053 2028225000 2016-05-10 2014 2016-08-17 19:52:53Z CLARENCE E ANTHONY 1301 PENNSYLVANIA AVENUE NW NO 550 WASHINGTON DC 20004 6152381 0 X WWW.NLC.ORG X 1958 DE DEV. & DISTRIBUTE KNOWLEDGE TO ELECTED OFFICIALS IN MEETING THE CHALLENGES OF LOCAL MUNICIPALITIES. 52 52 31 62 0 0 5007635 6136912 88700 0 3527 9484 113357 5985 5213219 6152381 0 0 0 0 2500864 2858842 0 0 27873 3484439 3925383 5985303 6784225 -772084 -631844 9324334 7721375 4121499 3151721 5202835 4569654 THE LEAGUE'S MISSION IS TO EQUIP LOCALLY ELECTED OFFICIALS WITH KNOWLEDGE, TOOLS, AND TECHNIQUES TO ENHANCE THEIR ABILITY TO GOVERN EFFECTIVELY IN THEIR CITIES. 0 0 6430030 INSTITUTE FOR YOUTH, EDUCATION, AND FAMILIES (IYEF) - SEEKS TO STRENGTHEN THE CAPACITY OF MUNICIPAL LEADERS TO ADDRESS THE NEEDS OF CHILDREN AND FAMILIES IN THEIR OWN COMMUNITIES. ITS OWN WORK FOCUSES ON FIVE CORE PROGRAM AREAS - EDUCATION, YOUTH DEVELOPMENT, EARLY CHILDHOOD DEVELOPMENT, THE SAFETY OF CHILDREN AND YOUTH, AND FAMILY ECONOMIC SECURITY. THE YEF INSTITUTE PROVIDES TECHNICAL ASSISTANCE SUPPORT TO MAYORS, COUNCIL MEMBERS, AND THEIR STAFFS IN PROGRAM AREAS. 301099 RESEARCH - DEVELOPS, CONDUCTS AND REPORTS RESEARCH ON PROGRAMS AND ISSUES OF IMPORTANCE TO CITIES AND TOWNS AND TO THE LEAGUE. 6731129 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 59 0 1 31 1 0 0 0 0 0 0 0 0 0 0 X 52 52 0 0 1 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 X CLARENCE ANTHONY EXECUTIVE DIR 2026263064 1301 PENNSYLVANIA AVENUE NW NO 550 WASHINGTON DC 20004 HON RALPH E BECKER PRESIDENT 1.00 1.00 X X 0 0 0 HON MELODEE COLBERT-KEAN FIRST VICE PRESIDENT 1.00 1.00 X X 0 0 0 HON MATT ZONE SECOND VICE PRESIDENT 1.00 1.00 X X 0 0 0 HON CHRISTOPHER B COLEMAN IMMEDIATE PAST PRESIDENT 1.00 1.00 X X 0 0 0 HON TED ELLIS PAST PRESIDENT 1.00 1.00 X X 0 0 0 HON BRIAN J O'NEILL PAST PRESIDENT 1.00 1.00 X X 0 0 0 HON MATTHEW APPELBAUM DIRECTOR 1.00 1.00 X 0 0 0 HON TENNELL ATKINS DIRECTOR 1.00 1.00 X 0 0 0 HON KEVIN AVILLA DIRECTOR (UNTIL 11/2014) 1.00 1.00 X 0 0 0 HON RICKI BARLOW DIRECTOR 1.00 1.00 X 0 0 0 HON ROBERT BAUMAN DIRECTOR 1.00 1.00 X 0 0 0 HON JOE BUSCAINO DIRECTOR 1.00 1.00 X 0 0 0 HON MARY L CAMERON DIRECTOR (UNTIL 11/2014) 1.00 1.00 X 0 0 0 HON WALLY CAMPBELL DIRECTOR 1.00 1.00 X 0 0 0 HON LELAND CHEUNG DIRECTOR 1.00 1.00 X 0 0 0 HON JOE DAVIS SR DIRECTOR (UNTIL 11/2014) 1.00 1.00 X 0 0 0 HON DENNIS DOYLE DIRECTOR 1.00 1.00 X 0 0 0 HON SAMUEL FERRERI DIRECTOR 1.00 1.00 X 0 0 0 HON KAREN FREEMAN-WILSON DIRECTOR 1.00 1.00 X 0 0 0 HON JASMINE GORE DIRECTOR 1.00 1.00 X 0 0 0 HON ELVI GRAY-JACKSON DIRECTOR 1.00 1.00 X 0 0 0 HON RONALD C GREEN DIRECTOR 1.00 1.00 X 0 0 0 MR MATTHEW GRELLER DIRECTOR 1.00 1.00 X 0 0 0 HON ANDY HAFEN DIRECTOR 1.00 1.00 X 0 0 0 HON MARY HAMANN-ROLAND DIRECTOR 1.00 1.00 X 0 0 0 MR SCOTT A HANCOCK DIRECTOR 1.00 1.00 X 0 0 0 HON KLAUS HANSON DIRECTOR 1.00 1.00 X 0 0 0 HON ELIZABETH HURST DIRECTOR 1.00 1.00 X 0 0 0 HON JACQUELYN E JOHNSON DIRECTOR (UNTIL 11/2014) 1.00 1.00 X 0 0 0 HON VAN R JOHNSON II DIRECTOR 1.00 1.00 X 0 0 0 HON R MICHAEL KASPERZAK JR DIRECTOR 1.00 1.00 X 0 0 0 MR ALAN KEMP DIRECTOR 1.00 1.00 X 0 0 0 HON KEVIN KRAMER DIRECTOR 1.00 1.00 X 0 0 0 HON DOROTHY LAMARCHE DIRECTOR 1.00 1.00 X 0 0 0 HON CINDY LERNER DIRECTOR 1.00 1.00 X 0 0 0 MR CHRISTOPHER G LOCKWOOD DIRECTOR 1.00 1.00 X 0 0 0 HON PATRICIA LOCKWOOD DIRECTOR 1.00 1.00 X 0 0 0 MR SAM MAMET DIRECTOR 1.00 1.00 X 0 0 0 HON KATHY MANESS DIRECTOR 1.00 1.00 X 0 0 0 HON JESSE MATTHEWS DIRECTOR 1.00 1.00 X 0 0 0 HON THOMAS MCCARTHY DIRECTOR 1.00 1.00 X 0 0 0 HON A KEITH MCDONALD DIRECTOR (UNTIL 11/2014) 1.00 1.00 X 0 0 0 HON GENE F MCGEE DIRECTOR 1.00 1.00 X 0 0 0 HON FELICIA A MOORE DIRECTOR (UNTIL 11/2014) 1.00 1.00 X 0 0 0 HON JEFF MOORE DIRECTOR 1.00 1.00 X 0 0 0 MR LAMAR NORTON DIRECTOR 1.00 1.00 X 0 0 0 HON BILL PELOZA DIRECTOR 1.00 1.00 X 0 0 0 HON GREGORY S PETTIS DIRECTOR (UNTIL 11/2014) 1.00 1.00 X 0 0 0 HON JERMAINE REED DIRECTOR 1.00 1.00 X 0 0 0 HON JOE MOORE DIRECTOR 1.00 1.00 X 0 0 0 HON DAVID SANDER DIRECTOR 1.00 1.00 X 0 0 0 MR BENNETT SANDLIN DIRECTOR 1.00 1.00 X 0 0 0 HON MICHAEL SESMA DIRECTOR 1.00 1.00 X 0 0 0 MR KEN SMITH DIRECTOR (UNTIL 11/2014) 1.00 1.00 X 0 0 0 HON MARK STODOLA DIRECTOR 1.00 1.00 X 0 0 0 MR KEN STROBECK DIRECTOR 1.00 1.00 X 0 0 0 HON BETTY L TAYLOR DIRECTOR 1.00 1.00 X 0 0 0 HON PRISCILLA R TYSON DIRECTOR 1.00 1.00 X 0 0 0 HON VICKI WELCH DIRECTOR 1.00 1.00 X 0 0 0 HON MURRY WITCHER DIRECTOR (UNTIL 11/2014) 1.00 1.00 X 0 0 0 HON MICHAEL J WOJCIK DIRECTOR 1.00 1.00 X 0 0 0 MR DON ZIMMERMAN DIRECTOR (UNTIL 11/2014) 1.00 1.00 X 0 0 0 CLARENCE E ANTHONY EXECUTIVE DIRECTOR, SEC./TREAS. 6.00 31.50 X 0 426769 43016 ANTOINETTE SAMUEL DEPUTY EXECUTIVE DIRECTOR 6.00 31.50 X 0 214838 31988 CLIFFORD JOHNSON CENTER DIRECTOR, IYEF 37.50 X 182749 0 38901 AUDREY HUTCHINSON DIR, EDUCATION & EXPANDED LEARNING 37.50 X 133895 0 29370 ANDREW MOORE DIR, YOUTH & YOUNG ADULT CONNECTIONS 37.50 X 118089 0 34617 LEON ANDREWS DIRECTOR, REAL 37.50 X 105922 0 32995 TRACY WIEDT PROG. DIR, HEALTH & COMM. WELLNESS 37.50 X 101683 0 15622 642338 641607 226509 5 0 1 0 CHILDREN AND NATURE NETWORK 808 14TH AVENUE SE MINNEAPOLIS MN 55414 RESEARCH AND DEVELOPMENT 178630 FOOD RESEARCH AND ACTION CENTER 1200 18TH STREET NW 400 WASHINGTON DC 20036 MEAL PROGRAM EXPANSION PROJECT 112803 ALLIES FOR CHILDREN 10 CHILDRENS WAY PITTSBURGH MN 15212 OUTREACH PROGRAM 100083 3 6136912 149927 6136912 9484 9484 REIMBURSEMENTS 900099 5985 5985 5985 6152381 0 0 15469 X 228119 228119 1860691 1847679 13012 126436 125508 928 499670 496147 3523 143926 143007 919 2004337 1993420 10443 474 1330 1330 52442 38453 13530 459 91689 91553 136 33409 33409 352417 346098 699 5620 313240 313240 324287 321349 2938 INDIRECT EXPENSES 730731 730731 DUES AND SUBSCRIPTIONS 15725 15725 EXECUTIVE EXPENSE 5361 5361 MISCELLANEOUS 415 0 415 6784225 6731129 25223 27873 6410061 4028410 2844273 2980633 70000 57982 654350 9324334 7721375 556061 150984 76202 451479 3489236 2549258 4121499 3151721 X -139662 596754 5342497 3972900 5202835 4569654 9324334 7721375 -631844 154 -1491 0 X 0 1 X 1 0 X X X 1 NAT'L LEAGUE OF CITIES 530226780 9 1 0 0 1 0 0 1 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 FORM 990, SCHEDULE A, PART IV, LINE 3B: NATIONAL LEAGUE OF CITIES INSTITUTE (NLCI) IS THE SUPPORTING ORGANIZATION FOR THE NATIONAL LEAGUE OF CITIES (NLC), A 501(C)(4) ORGANIZATION. NLCI PERFORMED THE 509(A)(2) TEST FOR NLC AND FOUND THAT NLC'S SUPPORT PERCENTAGE EXCEEDS THE 33% MINIMUM OF PUBLIC SUPPORT THAT WOULD BE REQUIRED IF NLC WERE DESCRIBED AS SUCH AN ENTITY. ACCORDINGLY, NLCI IS ELIGIBLE TO SUPPORT NLC. PART IV, SECTION A, LINE 3C: FUNDS PROVIDED TO THE SUPPORTED ORGANIZATION (NLC) ARE REVIEWED INTERNALLY AND WITH ITS ACCOUNTING FIRM TO ENSURE PROPER USE. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 DUE TO RELATED ORGANIZATIONS 2549258 2549258 X PART X, LINE 2: THE LEAGUE PERFORMED AN EVALUATION OF UNCERTAIN TAX POSITIONS FOR THE YEARS ENDED SEPTEMBER 30, 2015 AND 2014, AND DETERMINED THAT THERE ARE NO MATTERS THAT WOULD REQUIRE RECOGNITION IN THE FINANCIAL STATEMENTS OR THAT MAY HAVE ANY EFFECT ON ITS TAX-EXEMPT STATUS. 0 0 0 0 0 0 0 0 0 CLARENCE E ANTHONY EXECUTIVE DIRECTOR, SEC./TREAS. 0 396769 0 30000 0 0 0 19532 0 23484 0 469785 0 0 ANTOINETTE SAMUEL DEPUTY EXECUTIVE DIRECTOR 0 214787 0 51 0 0 0 21269 0 10719 0 246826 0 0 CLIFFORD JOHNSON CENTER DIRECTOR, IYEF 182690 0 59 0 0 0 18423 0 20478 0 221650 0 0 0 AUDREY HUTCHINSON DIR, EDUCATION & EXPANDED LEARNING 133844 0 51 0 0 0 13524 0 15846 0 163265 0 0 0 ANDREW MOORE DIR, YOUTH & YOUNG ADULT CONNECTIONS 118030 0 59 0 0 0 12246 0 22371 0 152706 0 0 0 PART I, LINE 3 NLCI DOES NOT DIRECTLY HIRE OR COMPENSATE EMPLOYEES. ALL EMPLOYEES ARE EMPLOYEES OF THE NLC, A RELATED ORGANIZATION THAT IS TAX EXEMPT UNDER IRC SECTION CODE 501(C)(4). THE COST OF NLC'S OFFICERS AND KEY EMPLOYEES ARE ALLOCATED UNDER THE TERMS OF A COST SHARING ARRANGEMENT. THE FOLLOWING IS THE NLC COMPENSATION PROCESS: FOR THE EXECUTIVE DIRECTOR, SEARCH COMMITTEE IS ASSEMBLED AND SALARY DETERMINED BY A BENCH MARKING SURVEY, COMPENSATION REPORTS, AND INPUT FROM THE HUMAN RESOURCE DIRECTOR. ALL OTHER STAFF ARE HIRED THROUGH THE HUMAN RESOURCE DEPARTMENT AS GOVERNED BY THE HUMAN RESOURCE POLICY MANUAL. X 1 149927 FMV 0 0 0 FORM 990, PART VI, SECTION A, LINE 4 THE NLCI BOARD WAS EXPANDED TO 52 MEMBERS IN 2015 AND AN EXECUTIVE COMMITTEE WAS CREATED. THIS WAS DONE BY BOTH A BOARD VOTE AND AN UPDATE IN THE BYLAWS. FORM 990, PART VI, SECTION B, LINE 11 THE FEDERAL FORM 990 IS PREPARED BY NLCI'S INDEPENDENT ACCOUNTING FIRM. UPON SUBMISSION OF THE DRAFT FEDERAL FORM 990, IT IS THEN REVIEWED BY NLCI'S SENIOR STAFF. THE DRAFT FEDERAL FORM 990 IS PROVIDED TO THE FULL BOARD OF DIRECTORS FOR REVIEW AND REVISION IF NEEDED PRIOR TO FILING WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY IS SIGNED BY EACH MEMBER OF THE BOARD OF DIRECTORS. THE BOARD MEMBERS ARE REQUIRED NOT TO ENGAGE IN ANY ACTIVITY THAT IS CONSIDERED TO CONFLICT WITH THE OPERATIONS OF NLCI. FORM 990, PART VI, SECTION B, LINE 15A NLCI DOES NOT DIRECTLY HIRE OR COMPENSATE EMPLOYEES. ALL EMPLOYEES ARE EMPLOYEES OF THE NATIONAL LEAGUE OF CITIES (NLC). THE COST OF NLC'S OFFICERS AND KEY EMPLOYEES ARE ALLOCATED UNDER THE TERMS OF A COST SHARING ARRANGEMENT. THE FOLLOWING IS THE NLC COMPENSATION PROCESS: FOR THE EXECUTIVE DIRECTOR, SEARCH COMMITTEE IS ASSEMBLED AND SALARY DETERMINED BY A BENCH MARKING SURVEY, COMPENSATION REPORTS, AND INPUT FROM THE HUMAN RESOURCE DIRECTOR. ALL OTHER STAFF ARE HIRED THROUGH THE HUMAN RESOURCE DEPARTMENT AS GOVERNED BY THE HUMAN RESOURCE POLICY MANUAL. FORM 990, PART VI, SECTION C, LINE 19 UPON REQUEST, A COPY OF THE REQUESTED FINANCIAL INFORMATION OR POLICY IS E-MAILED TO THE REQUESTING PARTY. FORM 990, PART IX, LINE 11G PHOTOGRAPHIC SERVICES: PROGRAM SERVICE EXPENSES 1,741. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,741. RECRUITING COSTS: PROGRAM SERVICE EXPENSES 89. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 89. CONSULTING FEES: PROGRAM SERVICE EXPENSES 241,005. MANAGEMENT AND GENERAL EXPENSES 10,443. FUNDRAISING EXPENSES 374. TOTAL EXPENSES 251,822. SUBCONTRACTORS: PROGRAM SERVICE EXPENSES 1,750,585. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 100. TOTAL EXPENSES 1,750,685. NATIONAL LEAGUE OF CITIES 1301 PENNSYLVANIA AVENUE NW SUITE 5 WASHINGTON DC 200041763 530226780 STRENGTHENING AND PROMOTING CITIES IL 501(C)(4) N/A N/A 0 NATIONAL LEAGUE OF CITIES SERVICES INC 1301 PENNSYLVANIA AVENUE NW SUITE 5 WASHINGTON DC 200041763 522185034 PAYROLL SERVICES DE NATIONAL LEAGUE OF CITIES C 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0