2016-05-13T15:29:30-05:00 2015-06-30 DELOITTE TAX LLP 111 SOUTH WACKER DRIVE CHICAGO IL 606064301 990 2014-07-01 310734115 OCLC ONLINE COMPUTER LIBRARY CENTER INC OCLC 6147646000 6565 KILGOUR PLACE DUBLIN OH 43017 WILLIAM ROZEK TREASURER & CFO 6147646000 2016-05-11 1 ANNE FULTON P00941863 3124861000 2014 2016-08-17 19:52:53Z WILLIAM ROZEK 6565 KILGOUR PLACE DUBLIN OH 43017 231693157 0 X WWW.OCLC.ORG X 1967 OH ESTABLISH, MAINTAIN AND OPERATE A COMPUTERIZED LIBRARY NETWORK AND TO (CONTINUED ON SCHEDULE O) PROMOTE THE EVOLUTION OF LIBRARY USE, OF LIBRARIES THEMSELVES AND OF LIBRARIANSHIP, AND TO PROVIDE PROCESSES AND PRODUCTS FOR THE BENEFIT OF LIBRARY USERS AND LIBRARIES, INCLUDING SUCH OBJECTIVES AS INCREASING AVAILABILITY OF LIBRARY RESOURCES TO INDIVIDUAL LIBRARY PATRONS AND REDUCING THE RATE-OF-RISE OF LIBRARY PER-UNIT COSTS, ALL FOR THE FUNDAMENTAL PUBLIC PURPOSE OF FURTHERING EASE OF ACCESS TO AND USE OF THE EVER-EXPANDING BODY OF WORLDWIDE SCIENTIFIC, LITERARY AND EDUCATIONAL KNOWLEDGE AND INFORMATION. 14 14 1030 0 61284 46005 2041508 1451109 205490516 194053695 43085541 20751798 327692 323418 250945257 216580020 250465 155096 0 0 120963202 126638913 0 0 0 95373268 86937619 216586935 213731628 34358322 2848392 425908617 434213056 158996757 184441335 266911860 249771721 X ESTABLISH, MAINTAIN AND OPERATE A COMPUTERIZED LIBRARY NETWORK AND TO PROMOTE THE EVOLUTION OF LIBRARY USE, OF LIBRARIES THEMSELVES AND OF LIBRARIANSHIP, AND TO PROVIDE PROCESSES AND PRODUCTS FOR THE BENEFIT OF LIBRARY USERS AND LIBRARIES, INCLUDING SUCH OBJECTIVES AS INCREASING AVAILABILITY OF LIBRARY RESOURCES TO INDIVIDUAL LIBRARY PATRONS AND REDUCING THE RATE-OF-RISE OF LIBRARY PER-UNIT COSTS, ALL FOR THE FUNDAMENTAL PUBLIC PURPOSE OF FURTHERING EASE OF ACCESS TO AND USE OF THE EVER-EXPANDING BODY OF WORLDWIDE SCIENTIFIC, LITERARY AND EDUCATIONAL KNOWLEDGE AND INFORMATION. 0 0 196472728 155096 194053695 OCLC IS A NONPROFIT GLOBAL LIBRARY COOPERATIVE THAT ADVANCES SHARED TECHNOLOGY, EXPANDS LIBRARIES' COLLECTIVE DATA AND IMPROVES THE VISIBILITY OF LIBRARIES WITHIN THE INFORMATION ENVIRONMENT-ALL WITH THE PURPOSE OF FURTHERING ACCESS TO KNOWLEDGE.AS A MEMBERSHIP ORGANIZATION, OCLC MEMBER LIBRARIES HAVE OPPORTUNITIES TO CONTRIBUTE THEIR VOICE TO OCLC. THREE REGIONAL COUNCILS-AMERICAS; EUROPE, MIDDLE EAST AND AFRICA (EMEA); AND ASIA PACIFIC-SERVE TO IDENTIFY LOCAL NEEDS AND OPPORTUNITIES, FOSTERING COLLABORATION AMONG MEMBERS AND VISIBILITY ON A GLOBAL SCALE. GLOBAL COUNCIL BRINGS THESE WORLDWIDE VIEWPOINTS TOGETHER, INFORMING AND GUIDING THE COOPERATIVE WITH THIS UNIQUE PERSPECTIVE.OVER 1,000 PEOPLE PARTICIPATED IN REGIONAL COUNCIL MEETINGS IN FY2015. IN ADDITION, MEMBER FORUMS HELD IN 25 CITIES IN THE US AND CANADA HOSTED MORE THAN 1,500 LIBRARIANS, WHO SHARED IDEAS AND DISCUSSED NEEDS WITH COLLEAGUES AND OCLC STAFF.IN FY 2015, OCLC WELCOMED 61 NEW MEMBER LIBRARIES IN 11 NEW COUNTRIES. THERE ARE CURRENTLY 16,912 MEMBERS IN 118 COUNTRIES.WORLDCATOCLC MEMBER LIBRARIES COOPERATIVELY PRODUCE AND MAINTAIN WORLDCAT, THE MOST COMPREHENSIVE GLOBAL NETWORK OF DATA ABOUT LIBRARY COLLECTIONS AND SERVICES. WORLDCAT CONTINUES TO GROW. REGIONAL AND NATIONAL INSTITUTIONS SUCH AS THE SHANGHAI LIBRARY, THE NATIONAL LIBRARY OF THE NETHERLANDS AND THE PUBLIC READING NETWORK OF EUSKADI IN SPAIN HAVE RECENTLY ADDED MILLIONS OF TITLES TO WORLDCAT.WORLDCAT DATA SUPPORTS A RANGE OF OCLC AND PARTNER SERVICES, ENABLING SEAMLESS DAY-TO-DAY OPERATIONS, DELIVERING ON END-USER NEEDS AND INCREASING THE VISIBILITY OF LIBRARIES ON THE WEB.MEMBERS CONTINUED THEIR 40-YEAR COMMITMENT TO COMMUNITY-BASED MAINTENANCE, VOLUNTARILY IMPROVING NEARLY 1.2 MILLION RECORDS IN WORLDCAT.INCREASING VISIBILITYOCLC CONTINUED TO IMPROVE THE USER EXPERIENCE OF LIBRARY SEARCH WITH ADVANCEMENTS TO WORLDCAT DISCOVERY.OCLC HAS AGREEMENTS IN PLACE WITH MORE THAN 200 CONTENT PARTNERS WHO REPRESENT NEARLY 6,000 PUBLISHERS TO ENSURE DISCOVERY OF LIBRARIES' MOST CRITICAL RESOURCES. IN FY2015, VALUABLE E-CONTENT WAS ADDED TO WORLDCAT THROUGH 24 NEW AGREEMENTS WITH PUBLISHER PARTNERS AND PROVIDERS SUCH AS LEXISNEXIS AND ELSEVIER.RESEARCHOCLC RESEARCH ADVANCED WORLDCAT IN FY2015 BY STUDYING THE CREATION AND CURATION OF INSTITUTIONAL RESEARCH ASSETS AND OUTPUTS, INCLUDING DIGITIZED SPECIAL COLLECTIONS, RESEARCH DATA AND RESEARCHER PROFILES. TWO NEW REPORTS ENCOURAGED THE DEVELOPMENT OF NEW WAYS FOR LIBRARIES TO BUILD AND PROVIDE NEW TYPES OF COLLECTIONS AND DISTINCTIVE SERVICES: MAKING ARCHIVAL AND SPECIAL COLLECTIONS MORE ACCESSIBLE FOCUSES ON WAYS THAT LIBRARIES CAN CREATE AND DELIVER NEW VALUE BY IMPROVING HOW THESE MATERIALS ARE DESCRIBED, DISCLOSED, DISCOVERED AND DELIVERED. STEWARDSHIP OF THE EVOLVING SCHOLARLY RECORD: FROM THE INVISIBLE HAND TO CONSCIOUS COORDINATION DESCRIBES THE KEY FEATURES OF FUTURE STEWARDSHIP MODELS ADAPTED TO THE CHARACTERISTICS OF A DIGITAL, NETWORKED SCHOLARLY RECORD, AND DISCUSSES SOME PRACTICAL IMPLEMENTATION IMPLICATIONS.LINKED DATAIN FY2015, OCLC CONTINUED PIONEERING WORK WITH LINKED DATA TO MAKE IT EASIER FOR INFORMATION SEARCHERS TO FIND LIBRARY RESOURCES ON THE WEB.OCLC IS WORKING WITH LIBRARIES TO UNDERSTAND THEIR WORKFLOW REQUIREMENTS AS THEY BEGIN TO WORK WITH LINKED DATA. OCLC IS ALSO WORKING WITH THE LIBRARY OF CONGRESS AND THE BIBFRAME COMMUNITY TO EVALUATE PILOT DATA AND FINALIZE THE BIBFRAME STANDARD. IN ADDITION, OCLC IS WORKING WITH SCHEMA.ORG TO IMPROVE STANDARDS FOR PUBLISHING ENTITY DATA ON THE WEB.TWO DOCUMENTS IN FY2015 DETAIL OCLC'S WORK IN PUBLISHING LINKED DATA DERIVED FROM TRADITIONAL LIBRARY METADATA. LIBRARY LINKED DATA IN THE CLOUD: OCLC'S EXPERIMENTS WITH NEW MODELS OF RESOURCE DESCRIPTION DESCRIBES OCLC'S CONTRIBUTIONS TO THE TRANSFORMATION OF THE INTERNET FROM A WEB OF DOCUMENTS TO A WEB OF DATA. COMMON GROUND: EXPLORING COMPATIBILITIES BETWEEN THE LINKED DATA MODELS OF THE LIBRARY OF CONGRESS AND OCLC COMPARES AND CONTRASTS THE COMPATIBLE LINKED DATA INITIATIVES AT BOTH INSTITUTIONS.WORLDSHARELIBRARIES' MOVE TO THE CLOUD WITH THE WORLDSHARE PLATFORM AND WORLDSHARE MANAGEMENT SERVICES (WMS) CONTINUES-AND HAS ACCELERATED. AT THE END OF 2015, OCLC HAD 380 LIBRARIES LIVE, SPANNING FIVE CONTINENTS-AFRICA, ASIA, AUSTRALIA, EUROPE AND NORTH AMERICA.NEW ANALYTICS TOOLS ROLLED OUT THIS YEAR-BASED ON COMMUNITY INPUT-PROVIDE A RANGE OF NEW FUNCTIONALITY TO HELP LIBRARIANS BETTER UNDERSTAND LOCAL ACTIVITY AND MAKE DATA-DRIVEN DECISIONS ABOUT COLLECTIONS, WORKFLOWS AND OTHER KEY ASPECTS OF LIBRARY OPERATIONS. THE RESULT IS EVERYONE SPENDS LESS TIME SEARCHING FOR ANSWERS AND MANAGING PROCESSES AND MORE TIME ENGAGING WITH USERS.PRINT MANAGEMENTAS LIBRARY COLLECTIONS CONTINUE TO MOVE FROM PRINT TO DIGITAL, SPACES ONCE USED TO HOUSE BOOKS ARE NOW DEDICATED TO COLLABORATION AND RESEARCH. BUT DECIDING HOW TO SHIFT THESE COLLECTIONS IS A DIFFICULT TASK. WORLDCAT PROVIDES KEY DATA TO HELP LIBRARY GROUPS AND CONSORTIA MAKE DATA-DRIVEN DECISIONS ABOUT WHICH TITLES TO KEEP LOCALLY, WHICH TO DISCARD AND WHICH ARE THE BEST CANDIDATES FOR SHARED COLLECTIONS.IN FY2015, OCLC ACQUIRED SUSTAINABLE COLLECTION SERVICES (SCS) TO HELP MEMBERS WORK TOGETHER TO ACCOMPLISH THEIR SHARED PRINT OBJECTIVES.VIVA, THE VIRTUAL LIBRARY OF VIRGINIA, WORKED WITH SCS TO BETTER UNDERSTAND THE COMBINED PRINT COLLECTIONS OF ITS MEMBER INSTITUTIONS BY EXAMINING THE HOLDINGS OF 12 REPRESENTATIVE MEMBER LIBRARIES. USING THE DATA TO IDENTIFY PATTERNS OF LOCAL STRENGTHS, WIDELY HELD PUBLISHERS, USAGE AND OVERLAP IN PRINT COLLECTIONS, VIVA NOT ONLY DETERMINED SHARED PRINT AND DESELECTION CANDIDATES BUT IS BUILDING A COHERENT, ORDERED PLAN FOR PROACTIVELY DEVELOPING ELECTRONIC COLLECTIONS. THIS MEANT THAT ALL OF ITS MEMBER LIBRARIES CAN TAKE ADVANTAGE OF DEEP, SUBJECT-SPECIFIC COLLECTIONS IN THE GROUP, IDENTIFY KEY E-RESOURCE PACKAGES AND CREATE A STRATEGY FOR FUTURE COLLABORATIVE COLLECTION DEVELOPMENT BASED ON DATA.FOR SEVERAL YEARS, OCLC RESEARCH HAS BEEN EXPLORING THE TREND FROM LOCALLY OWNED TO JOINTLY MANAGED PRINT AND DIGITAL LIBRARY COLLECTIONS. INTEREST IN SHARED PRINT MANAGEMENT AMONG OCLC MEMBER LIBRARIES REFLECTS A GROWING AWARENESS THAT LONG-TERM PRESERVATION OF THE PUBLISHED RECORD CAN BE ORGANIZED AS A COLLECTIVE EFFORT. OCLC AND SCS HAVE WORKED AS STRATEGIC PARTNERS TO HELP LIBRARIES MANAGE PRINT MATERIALS SINCE 2011. THIS ACQUISITION WILL SUBSTANTIALLY ACCELERATE SHARED PRINT EFFORTS ACROSS THE GLOBAL LIBRARY COOPERATIVE.FINANCIALREVENUES FROM LIBRARY SERVICES DECREASED FROM FY2014, MAINLY DUE TO THE CHANGE IN ACCOUNTING FOR USER CREDITS, WHICH ARE NOW REFLECTED IN LOWER SUBSCRIPTION PRICING FOR PARTICIPATING LIBRARIES WITH A CORRESPONDING REDUCTION IN OPERATING EXPENSE. THIS DECREASE ALSO REFLECTS UNFAVORABLE EXCHANGE RATES, PRIMARILY THE EURO TO U.S. DOLLAR. 196472728 1 1 0 0 0 0 0 0 0 0 1 1 0 0 1 1 0 1 0 1 1 1 1 0 0 0 0 1 0 1 1 0 0 0 0 0 1 0 0 1 0 0 0 0 0 1 1 1 1 0 0 1 X 192 0 1 1030 1 1 1 1 CA MX CH CJ NL FR GM SZ UK AS 0 0 0 0 0 0 0 0 X 14 14 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 1 1 CA IN NH OR X X WILLIAM ROZEK 6147646000 6565 KILGOUR PLACE DUBLIN OH 43017 LARRY P ALFORD TRUSTEE (TERM'D NOV 2014) 5.00 X 35000 0 0 EDWARD W BARRY TRUSTEE (TERM'D NOV 2014) 5.00 X 26996 0 0 BRADY J DEATON TRUSTEE (START NOV 2014) 5.00 X 3833 0 0 BERNDT DUGALL TRUSTEE 5.00 X 29163 0 0 ANTHONY FERGUSON TRUSTEE (TERM'D NOV 2014) 5.00 X 26996 0 0 BERNADETTE G GRAY-LITTLE TRUSTEE (TERM'D NOV 2014) 5.00 X 29000 0 0 CYNTHIA A HILSHEIMER TRUSTEE 8.00 X 34500 0 0 KATHLEEN IMHOFF TRUSTEE (TERM'D NOV 2014) 5.00 X 34500 0 0 KATHLEEN KEANE TRUSTEE (START NOV 2014) 5.00 X 3833 0 0 BARBARA LISON TRUSTEE 8.00 X 29996 0 0 JAMES G NEAL TRUSTEE 5.00 X 31000 0 0 LORETTA O'BRIEN-PARHAM TRUSTEE 8.00 X 31996 0 0 JOHN PATRICK TRUSTEE 8.00 X 34000 0 0 DAVID ROSELLE VICE CHAIR 10.00 X 28996 0 0 BRIAN SCHOTTLAENDER TRUSTEE 5.00 X 31500 0 0 JOHN F SZABO TRUSTEE (START NOV 2014) 5.00 X 4833 0 0 ELLEN TISE TRUSTEE (START NOV 2014) 5.00 X 0 0 0 SANDRA YEE CHAIR 15.00 X 61750 0 0 JENNIFER A YOUNGER TRUSTEE 8.00 X 23996 0 0 DAVID A PRICHARD PRESIDENT & CEO 40.00 X 1067250 0 67368 RICK J SCHWIETERMAN EXECUTIVE VP, CFO, TREASURER 40.00 X 639633 0 99043 JULIE PRESAS GENERAL COUNSEL, VP OF LEGAL SERVICES, SECRETARY 40.00 X 259484 0 62917 ANDREW BORDAS START JUN 2014 VP MANAGEMENT AND CUSTOMER RELATIONS 40.00 X 217594 0 38166 BRUCE CROCCO VP LIBRARY SERVICES FOR THE AMERICAS 40.00 X 152694 0 8545 LORCAN DEMPSEY VP OCLC RESEARCH & CHIEF STRATEGIST 40.00 X 271160 0 33139 JEFF JACOBS START MAY 2014 CHIEF INFORMATION OFFICER 40.00 X 357656 0 90568 WILLIAM NILGES VP BUSINESS DEVELOPMENT 40.00 X 176053 0 10146 MARY SAUER-GAMES VP PRODUCT MANAGEMENT-START OCT 2014) 40.00 X 79327 0 3143 TAMMI SPAYDE VP CORPORATE HUMAN RESOURCES 40.00 X 293057 0 44373 CATHERINE DE ROSA TERM'D DEC 2014 VP GLOBAL MARKETING 40.00 X 338134 0 53903 JIM MICHALKO VP RLG PROGRAMS 40.00 X 258244 0 76564 GEORGE NEEDHAM TERM'D MAR 2015 VP GLOBAL COUNCILS 40.00 X 218796 0 44325 GENE OLIVER TERM'D FEB 2015 VP INFORMATION TECHNOLOGY 40.00 X 229272 0 48191 MIKE TEETS VP ENTERPRISE ARCHITECTURE 40.00 X 261311 0 35842 ANDREW WANG VP OCLC ASIA PACIFIC 40.00 X 271506 0 50676 ERIC VAN LUBEEK VP MANAGING DIRECTOR EMEA & APAC 40.00 X 367652 0 49878 INDY SINGH GENERAL MANAGER OCLC EMEA UK 40.00 X 197181 0 7829 CARL BUSH EXECUTIVE DIRECTOR US LIBRARY SERVICES 40.00 X 216030 0 37078 THOMAS HICKEY CHIEF SCIENTIST 40.00 X 200389 0 67113 BONNIE HOHLBEIN CONTROLLER 40.00 X 198921 0 23527 DENELISE L'ECLUSE DIRECTOR OF SALES - OCLC EMEA 40.00 X 199239 0 17705 PAUL HARVEY DIRECTOR OF TECHNOLOGY 40.00 X 339290 0 0 JAMES HOUFEK FORMER OFFICER (TERM'D FEB 2014) 0.00 X 252979 0 32955 ROBERT L JORDAN FORMER OFFICER (TERM'D JUN 2013) 0.00 X 303689 0 0 ROBIN MURRAY FORMER OFFICER (TERM'D MAY 2014) 0.00 X 489816 0 5250 GREG ZICK FORMER OFFICER (TERM'D JUN 2014) 0.00 X 197783 0 40069 NORBERT WEINBERGER FORMER KEY EMPLOYEE-TERM'D JUN 2014 0.00 X 143209 0 4777 8699237 0 1053090 287 1 1 0 LINCOLN CONSTRUCTION INC 4790 SHUSTER ROAD COLUMBUS OH 43214 CONSTRUCTION SERVICES 4215079 INFORMATION CONTROL CO LLC 2500 CORPORATE EXCHANGE DRIVE COLUMBUS OH 43231 TEMPORARY DEVELOPER SERVICES 1339888 THOUGHTWORKS INC 200 E RANDOLPH STREET 25TH FLOOR CHICAGO IL 60601 IT CONSULTING/DEVELOPER SERVICES 654994 CINCINNATI BELL TECHNOLOGY SOLUTIONS INC 1507 SOLUTIONS CENTER CHICAGO IL 60677 IT CONSULTING/DEVELOPER SERVICES 487679 TURNER CONSTRUCTION COMPANY 262 HANOVER STREET COLUMBUS OH 43215 CONSTRUCTION SERVICES 476427 35 532706 918403 1451109 METADATA 519100 83212767 83212767 RESOURCE SHARE SVCS 519100 48108817 48108817 MANAGEMENT SYSTEMS 519100 34677715 34677715 END USER SERVICES 519100 23823400 23823400 4230996 4230996 194053695 9673926 9673926 1925516 1663382 262134 262134 262134 24516491 11136 13332647 117108 11183844 -105972 11077872 11077872 WEB LINKING COMMISSION 519100 67036 67036 MISC. REVENUE-UNRELATE 900099 -5752 -5752 61284 216580020 194053695 61284 21013932 93629 93629 61467 61467 7286657 3702474 3584183 810249 451248 359001 95784117 88089627 7694490 6769202 6471157 298045 9482808 8063302 1419506 6505880 6090008 415872 675731 675731 667640 667640 307296 307296 6385925 6012285 373640 574377 574377 3359749 3286820 72929 7480260 7404852 75408 4865364 4865364 6542930 6533563 9367 5444631 4783699 660932 1026451 1016042 10409 932713 932713 25496870 25496870 612938 564224 48714 IFM LENDING CREDIT 12083477 12083477 PROGRAM INCENTIVES 1165387 1165387 UNREL BUS INC TAX 12764 12764 9303116 8730143 572973 213731628 196472728 17258900 0 3808 2821 12079895 10243940 315718 83873 30176542 29788235 50000 50000 332281 53945 6900999 7141767 146279937 88509407 49312134 57770530 187247590 184190848 52082919 54351696 72399740 76368404 15006991 14166997 425908617 434213056 40749931 50024772 36796704 35941226 40890457 58693050 40559665 39782287 158996757 184441335 X 0 0 0 0 266911860 249771721 266911860 249771721 425908617 434213056 X 2848392 -16376600 -3611931 X 0 1 X 1 1 1 X 2538297 1695065 2771624 2041508 1451109 10497603 172428836 166932640 201680684 205490516 194123273 940655949 174967133 168627705 204452308 207532024 195574382 951153552 1680595 920565 1623808 983327 728406 5936701 5125208 4111746 3678595 3975146 3709926 20600621 6805803 5032311 5302403 4958473 4438332 26537322 924616230 8299466 12748260 8116543 16936941 11529864 57631074 62442 37170 68137 39104 206853 8299466 12810702 8153713 17005078 11568968 57837927 183266599 181438407 212606021 224537102 207143350 1008991479 0.91640 0.91510 0.05730 0.05340 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 9765121 9765121 71675197 45461242 26213955 3610656 1332859 2277797 61228963 41715306 19513657 57770530 DOMESTIC FIXED INCOME 18208818 F EMERGING MARKET FIXED INCOME 18049317 F GLOBAL EQUITY INCOME 18093561 F 54351696 DEFERRED RETIREMENT 65619 POST RETIREMENT BENEFITS 10273497 MEMBERS SUBSCRIPTION BALANCES 20570946 OTHER LIABILITIES 8872225 39782287 X PART X, LINE 2: INFORMATION REQUIRED IN SCH D, PART X REGARDING THE FINANCIAL STATEMENT FOOTNOTE FOR LIABILITY FOR UNCERTAIN TAX POSITIONS UNDER FIN 48 (FASB INTERPRETATION NO. 48, ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES). THIS IS NOW CODIFIED AS ACCOUNTING STANDARDS CODIFICATION (ASC) 740-10. THE TEXT OF THE FOOTNOTE IN OCLC'S CONSOLIDATED FINANCIAL STATEMENTS AS AUDITED BY OCLC'S INDEPENDENT AUDITOR, DELOITTE & TOUCHE, IS AS FOLLOWS: OCLC EVALUATED ITS TAX POSITIONS AT JUNE 30, 2015 AND 2014, IN ACCORDANCE WITH ASC 740-10. BASED ON THIS EVALUATION, OCLC DETERMINED THAT THERE WAS NO MATERIAL IMPACT TO THE CORPORATION'S CONSOLIDATED FINANCIAL STATEMENTS AS A RESULT OF THE ADOPTION OF ASC 740-10. 1 EAST ASIA AND THE PACIFIC 2 26 PROGRAM SERVICES CHINA AND AUSTRALIA PROVIDING INFORMATION ABOUT OCLC SERVICES TO LIBRARIES. 3142000 NORTH AMERICA (OUTSIDE USA) 2 8 PROGRAM SERVICES QUEBEC AND MEXICO. SALES SOLICITATION AND INFORMATION ABOUT OCLC PRODUCTS AND SERVICES. 1298000 NORTH AMERICA (OUTSIDE USA) 1 33 PROGRAM SERVICES MANITOBA. TECHNICAL SERVICES FOR OCLC CUSTOMERS. 1871000 EUROPE 7 307 PROGRAM SERVICES 4 DISREGARDED SUBS PROVIDING LIBRARY SERVICES AND SUPPORT TO LIBRARIES IN EUROPE. 40420000 EUROPE 0 0 BOARD AND EMEA REGIONAL COUNCIL MEETING IN FLORENCE, ITALY 143000 EAST ASIA AND THE PACIFIC 0 0 ATTENDANCE OF ONE TRUSTEE AT ASIA PACIFIC REGIONAL COUNCIL MEETING IN SOUTH KOREA. 12200 EAST ASIA AND THE PACIFIC 0 0 GOVERNANCE - REGIONAL COUNCIL MEETING 84000 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 INVESTMENTS 18660454 12 374 0 0 12 374 65630654 0 65630654 NORTH AMERICA - CANADA AND MEXICO, BUT LIBRARY AND INFORMATION SCIENCE RESEARCH GRANT 14306 CHECK 1 FELLOWSHIPS FOR EDUCATIONAL PROGRAM FOR EARLY CAREER LIBRARIANS FROM DEVELOPING COUNTRIES EUROPE 1 400 CASH STIPEND OF $100 PER WEEK 9313 TRAVEL, MEALS, AND LODGING TO VISIT OCLC'S OFFICES IN THE US AND VARIOUS LIBRARIES IN THE US SO THAT THEY CAN OBSERVE AND LEARN ABOUT LIBRARY OPERATIONS IN OTHER COUNTRIES AS WELL AS GOVERNANCE MODELS FOR INTERNATIONAL LIBRARY COOPERATION. ACTUAL COSTS EXPENDED FELLOWSHIPS FOR EDUCATIONAL PROGRAM FOR EARLY CAREER LIBRARIANS FROM DEVELOPING COUNTRIES SUB-SAHARAN AFRICA 2 800 CASH STIPEND OF $100 PER WEEK 18390 TRAVEL, MEALS, AND LODGING TO VISIT OCLC'S OFFICES IN THE US AND VARIOUS LIBRARIES IN THE US SO THAT THEY CAN OBSERVE AND LEARN ABOUT LIBRARY OPERATIONS IN OTHER COUNTRIES AS WELL AS GOVERNANCE MODELS FOR INTERNATIONAL LIBRARY COOPERATION. ACTUAL COSTS EXPENDED FELLOWSHIPS FOR EDUCATIONAL PROGRAM FOR EARLY CAREER LIBRARIANS FROM DEVELOPING COUNTRIES EAST ASIA AND THE PACIFIC 1 400 CASH STIPEND OF $100 PER WEEK 9264 TRAVEL, MEALS, AND LODGING TO VISIT OCLC'S OFFICES IN THE US AND VARIOUS LIBRARIES IN THE US SO THAT THEY CAN OBSERVE AND LEARN ABOUT LIBRARY OPERATIONS IN OTHER COUNTRIES AS WELL AS GOVERNANCE MODELS FOR INTERNATIONAL LIBRARY COOPERATION. ACTUAL COSTS EXPENDED FELLOWSHIPS FOR EDUCATIONAL PROGRAM FOR EARLY CAREER LIBRARIANS FROM DEVELOPING COUNTRIES SOUTH ASIA 1 400 CASH STIPEND OF $100 PER WEEK 8194 TRAVEL, MEALS, AND LODGING TO VISIT OCLC'S OFFICES IN THE US AND VARIOUS LIBRARIES IN THE US SO THAT THEY CAN OBSERVE AND LEARN ABOUT LIBRARY OPERATIONS IN OTHER COUNTRIES AS WELL AS GOVERNANCE MODELS FOR INTERNATIONAL LIBRARY COOPERATION. ACTUAL COSTS EXPENDED 1 0 1 1 1 1 PART I, LINE 2: OCLC PROVIDED A LIBRARY AND INFORMATION SCIENCE RESEARCH GRANT TO A LIBRARY OUTSIDE THE UNITED STATES. THE GRANTEE IS REQUIRED TO FURNISH A FINAL PROJECT REPORT WHICH IS NONPROPRIETARY AND IN THE PUBLIC DOMAIN. 1 AMERICAN LIBRARY ASSOCIATION 50 EAST HURON STREET CHICAGO IL 60611 362166947 501(C)(3) 12700 OPERATING SUPPORT AND FUNDING FOR VARIOUS AWARDS. UNITED WAY OF CENTRAL OHIO 360 SOUTH THIRD STREET COLUMBUS OH 43215 314393712 501(C)(3) 10000 OPERATING SUPPORT COUNCIL ON LIBRARY AND INFORMATION SERVICES 1707 L STREET SUITE 600 WASHINGTON DC 20036 521576808 501(C)(3) 7500 OPERATING SUPPORT UNIVERSITY OF SOUTHERN MISSISSIPPI 118 COLLEGE DRIVE HATTIESBURG MS 39406 646000818 501(C)(3) 13650 LIBRARY AND INFO SCIENCE RESEARCH GRANT UNIVERSITY OF WASHINGTON 4333 BROOKLYN AVENEU SEATTLE WA 98105 916001537 501(C)(3) 14999 LIBRARY AND INFO SCIENCE RESEARCH GRANT 5 PART I, LINE 1(H) LIBRARY AND INFORMATION SCIENCE RESEARCH GRANT PROGRAM: FACULTY IN SCHOOLS OF LIBRARY SCIENCE ARE ELIGIBLE TO APPLY. OCLC ISSUES TO ELIGIBLE SCHOOLS AN ANNUAL CALL FOR PROPOSALS. APPLICANTS REPOND WITH A COVER PAGE AND PROPOSAL, A DETAILED BUDGET, AND SUPPORTING MATERIALS SUCH AS A CURRICULA VITAE, STAFFING, AND LETTERS OF SUPPORT. PROPSALS ARE REVIEWED AND SELECTED BY OCLC STAFF AND THEN SUBMITTED TO A REVIEW PANEL FOR FURTHER EVALUATION AND COMMENDATION TO THE VICE PRESIDENT OF OCLC OFFICE OF RESEARCH, WHO MAKES A FINAL DECISION. RESEARCH RESULTS ARE FURNISHED TO OCLC IN A FINAL PROJECT REPORT WHICH MUST BE NONPROPRIETARY AND IN THE PUBLIC DOMAIN. OTHER CONTRIBUTIONS ARE MADE FOR THE GENERAL OPERATING SUPPORT OF VARIOUS GOVERNMENTAL ORGANIZATIONS AND NATIONAL OR LOCAL PUBLIC CHARITIES. X X X X 1 1 X X X X X 0 1 0 0 0 0 0 1 1 1 DAVID A PRICHARD PRESIDENT & CEO 593909 0 469810 0 3531 0 63197 0 4170 0 1134617 0 0 0 RICK J SCHWIETERMAN EXECUTIVE VP, CFO, TREASURER 377847 0 249324 0 12462 0 93491 0 5551 0 738675 0 0 0 JULIE PRESAS GENERAL COUNSEL, VP OF LEGAL SERVICE 177715 0 80556 0 1213 0 55876 0 7042 0 322402 0 0 0 ANDREW BORDAS START JUN 2014 VP MANAGEMENT AND CUSTOMER RELATIONS 173013 0 32913 0 11668 0 36793 0 1373 0 255760 0 0 0 BRUCE CROCCO VP LIBRARY SERVICES FOR THE AMERICAS 98612 0 10000 0 44082 0 6350 0 2194 0 161238 0 0 0 LORCAN DEMPSEY VP OCLC RESEARCH & CHIEF STRATEGIST 165422 0 101824 0 3914 0 28875 0 4263 0 304298 0 0 0 JEFF JACOBS START MAY 2014 CHIEF INFORMATION OFFICER 236328 0 106976 0 14352 0 86575 0 3994 0 448225 0 0 0 WILLIAM NILGES VP BUSINESS DEVELOPMENT 155303 0 18000 0 2750 0 10125 0 21 0 186199 0 0 0 TAMMI SPAYDE VP CORPORATE HUMAN RESOURCES 208134 0 82538 0 2385 0 39072 0 5301 0 337430 0 0 0 CATHERINE DE ROSA TERM'D DEC 2014 VP GLOBAL MARKETING 219451 0 110345 0 8338 0 49270 0 4632 0 392036 0 0 0 JIM MICHALKO VP RLG PROGRAMS 206788 0 46030 0 5426 0 70720 0 5844 0 334808 0 0 0 GEORGE NEEDHAM TERM'D MAR 2015 VP GLOBAL COUNCILS 157944 0 53860 0 6992 0 38447 0 5878 0 263121 0 0 0 GENE OLIVER TERM'D FEB 2015 VP INFORMATION TECHNOLOGY 175790 0 51120 0 2362 0 40746 0 7445 0 277463 0 0 0 MIKE TEETS VP ENTERPRISE ARCHITECTURE 178774 0 81439 0 1098 0 31656 0 4186 0 297153 0 0 0 ANDREW WANG VP OCLC ASIA PACIFIC 179835 0 82187 0 9484 0 44183 0 6493 0 322182 0 0 0 ERIC VAN LUBEEK VP MANAGING DIRECTOR EMEA & APAC 250848 0 92648 0 24156 0 49878 0 0 0 417530 0 0 0 INDY SINGH GENERAL MANAGER OCLC EMEA UK 156582 0 28127 0 12472 0 7829 0 0 0 205010 0 0 0 CARL BUSH EXECUTIVE DIRECTOR US LIBRARY SERVIC 135068 0 76045 0 4917 0 31598 0 5480 0 253108 0 0 0 THOMAS HICKEY CHIEF SCIENTIST 146052 0 37588 0 16749 0 60343 0 6770 0 267502 0 0 0 BONNIE HOHLBEIN CONTROLLER 160985 0 35386 0 2550 0 21573 0 1953 0 222447 0 0 0 DENELISE L'ECLUSE DIRECTOR OF SALES - OCLC EMEA 152177 0 28805 0 18257 0 17705 0 0 0 216944 0 0 0 PAUL HARVEY DIRECTOR OF TECHNOLOGY 165689 0 29027 0 144574 0 0 0 0 0 339290 0 0 0 JAMES HOUFEK FORMER OFFICER (TERM'D FEB 2014) 38541 0 56459 0 157979 0 32635 0 319 0 285933 0 132902 0 ROBERT L JORDAN FORMER OFFICER (TERM'D JUN 2013) 0 0 227800 0 75889 0 0 0 0 0 303689 0 11738 0 ROBIN MURRAY FORMER OFFICER (TERM'D MAY 2014) 145250 0 84143 0 260423 0 4250 0 0 0 494066 0 0 0 GREG ZICK FORMER OFFICER (TERM'D JUN 2014) 107866 0 75519 0 14398 0 37145 0 2924 0 237852 0 0 0 NORBERT WEINBERGER FORMER KEY EMPLOYEE-TERM'D JUN 2014 110470 0 27866 0 4873 0 4777 0 0 0 147986 0 0 0 PART I, LINE 1A FIRST-CLASS OR CHARTER TRAVEL: AT HIS DISCRETION, DAVID A. PRICHARD, PRESIDENT & CEO, IS ALLOWED TO USE FIRST-CLASS AIRLINE TRAVEL FOR BUSINESS PURPOSES FOR FLIGHTS OVER 2.5 HOURS WITHIN THE UNITED STATES. HE DID NOT UTILIZE FIRST-CLASS AIRFARE DURING CALENDAR 2014. TAX INDEMNIFICATION AND GROSS-UP PAYMENTS. SPOT BONUSES AND MOVING EXPENSE PAYMENTS ARE GROSSED UP. PAYMENTS FOR BUSINESS USE OF PERSONAL RESIDENCE: CARL A. BUSH, DIRECTOR OF US LIBRARY SERVICES, TRAVELS EXTENSIVELY ON BEHALF OF OCLC AND USES HIS PERSONAL RESIDENCE OUTSIDE OF OHIO AS HIS HOME BASE. HE RECEIVES AN ANNUAL ALLOWANCE FOR BUSINESS USE OF HIS PERSONAL RESIDENCE. THIS AMOUNT IS INCLUDED IN TAXABLE COMPENSATION. HEALTH OR SOCIAL CLUB DUES. DAVID A. PRICHARD, PRESIDENT & CEO, AND RICK J. SCHWIETERMAN, TREASURER & CFO, BELONGED TO A HEALTH AND SOCIAL CLUB FOR WHICH DUES WERE PAID BY OCLC UNTIL NOVEMBER 2014. PART I, LINE 4B FORMER PRESIDENT & CEO, ROBERT L JORDAN, RECEIVED A PAYOUT FROM A 457B PLAN WHICH IS REPORTED IN SCHEDULE J, PART II, COLUMN F. SOME INDIVIDUALS REPORTED IN PART VII PARTICIPATED IN A SPLIT-DOLLAR LIFE INSURANCE PLAN. THEY ARE LISTED BELOW TOGETHER WITH THE AMOUNT OF TAXABLE COMPENSATION REPORTED DUE TO THEIR PARTICIPATION. RICK J SCHWIETERMAN 1,655 BRUCE CROCCO 1,330 LORCAN DEMPSEY 2,045 CATHERINE DE ROSA 1,084 WILLIAM NILGES 895 GENE OLIVER 1,341 MICHAEL TEETS 782 ANDREW WANG 1,995 THOMAS HICKEY 774 SONDRA KOWALUK 595 ROBERT L. JORDAN 3,208 PART I, LINE 7 OCLC MAINTAINS THREE DIFFERENT INCENTIVE COMPENSATION PLANS THAT ARE BASED IN PART ON THE GLOBAL PERFORMANCE OF OCLC AND ITS SUBSIDIARIES. THE PLANS ARE THE SALES INCENTIVE PLAN (SIP), THE MANAGEMENT INCENTIVE PLAN (MIP) AND THE LONG-TERM INCENTIVE PLAN (LTIP). OFFICERS ARE PARTICIPANTS IN BOTH THE MIP AND THE LTIP. ALL PERFORMANCE AWARDS FOR THE CEO AND ALL OTHER OFFICERS ARE APPROVED BY THE OCLC BOARD OF TRUSTEES. ALL INCENTIVE PLANS ARE REGULARLY REVIEWED BY OUTSIDE COMPENSATION CONSULTANTS, THE LAST SUCH OCCURRING IN FEBRUARY 2014. THE SIP IS FOR EMPLOYEES RESPONSIBLE FOR THE LIBRARY SALES PROGRAM AND IS BASED ON ACHIEVING SPECIFIC PRODUCT-LINE SALES TARGETS. THE MIP IS A PERFORMANCE-BASED COMPENSATION PROGRAM FOR MANAGEMENT PERSONNEL AT SPECIFIC LEVELS AND IS BASED ON A WEIGHTED AVERAGE OF CORPORATE PERFORMANCE OBJECTIVES. PARTICIPANTS ALL SHARE THE SAME ENTERPRISE FINANCIAL GOALS. REGIONAL OR SEGMENT GOALS INCLUDE REGIONAL PERFORMANCE, SERVICE LINE PERFORMANCE AND WORKFORCE DIVERSITY. PAYOUTS FOR NON-OFFICERS ARE REVIEWED AND APPROVED BY THE CEO. THE LTIP IS A PERFORMANCE-BASED COMPENSATION PROGRAM FOR OFFICERS. THE OCLC BOARD OF TRUSTEES ESTABLISHES THE PLAN'S FINANCIAL AND MEMBER ENGAGEMENT PERFORMANCE MEASURES. GOALS IN THE LTIP PLAN ARE GENERALLY ESTABLISHED THREE YEARS BEFORE THE PERFORMANCE MEASUREMENT DATE. PLAN ACHIEVEMENT IS BASED ON THE AUDITED ENTERPRISE RESULTS FOR OCLC AND ITS OWNED SUBSIDIARIES. PART I, LINE 8 THE ORGANIZATION ENGAGED A NEW EXECUTIVE DURING THE FISCAL YEAR ENDING JUNE 30, 2014, WHO WAS NOT A DISQUALIFIED PERSON PRIOR TO ENTERING INTO THE CONTRACT. THE BASE SALARY WAS FIXED AND THUS SUBJECT TO THE INTITIAL CONTRACT EXCEPTION. NEVERTHELESS, THE ORGANIZATION FOLLOWED THE REBUTTABLE PRESUMPTION PROCEDURES IN DETERMINING THE REASONABLENESS OF THE EXECUTIVE'S COMPENSATION. DESCRIPTION OF OCLC MANAGEMENT SAVINGS PLAN EFFECTIVE JULY 1, 1997, AND EXTENDING THROUGH APRIL 30, 2002, CERTAIN EMPLOYEES AND TRUSTEES ELECTED TO PARTICIPATE IN THE OCLC MANAGEMENT SAVINGS PLAN (THE PLAN), A NON-QUALIFIED INCENTIVE BENEFIT PROGRAM FOR CERTAIN EMPLOYEES AND TRUSTEES WHO CONTRIBUTED TO THE SUCCESS OF OCLC. EFFECTIVE MAY 1, 2002, THE PLAN WAS FROZEN AND NO ADDITIONAL CONTRIBUTIONS HAVE BEEN, OR WILL BE, ACCEPTED. EARNINGS ON EXISTING BALANCES ARE DISTRIBUTED QUARTERLY TO PARTICIPANTS AND INCLUDED ON W-2S AND 1099S IN THE YEAR OF DISTRIBUTION. UNDER THE PLAN, PARTICIPANTS RECEIVE THE RIGHT TO PURCHASE MUTUAL FUND SHARES FOR A FIXED PRICE. SUCH RIGHT CAN, GENERALLY, BE EXERCISED AT ANY TIME WITHIN A 20-YEAR PERIOD FOLLOWING THE DATE OF GRANT. HOWEVER, IN THE CASE OF A PARTICIPANT'S DEATH, RIGHTS HELD BY SUCH PARTICIPANT MUST BE EXERCISED WITHIN SIX MONTHS FROM THE DATE OF DEATH, AND IN THE CASE OF TERMINATION OF EMPLOYMENT (EXCEPT FOR RETIREMENT) RIGHTS HELD BY THE TERMINATED PARTICIPANT MUST BE EXERCISED WITHIN SIX MONTHS OF THE DATE OF TERMINATION (UNLESS EXTENDED BY THE PRESIDENT). COMPENSATION INCOME ATTRIBUTABLE TO RIGHTS GRANTED UNDER THE PLAN, FOR TAX REPORTING PURPOSES, IS NEITHER DETERMINABLE AT THE TIME OF GRANT THEREOF, NOR AT OCLC'S FISCAL YEAR END, IF STILL OUTSTANDING. MORE SPECIFICALLY, IT IS ONLY UPON EXERCISE OF ONE OF THESE RIGHTS THAT A PARTICIPANT MUST RECOGNIZE COMPENSATION INCOME, FOR TAX REPORTING PURPOSES. DURING THE CALENDAR YEAR FALLING WITHIN THE FISCAL YEAR THAT IS THE SUBJECT OF THIS INFORMATION RETURN, ONLY ONE OF THE PARTICIPANTS WHO ARE REPORTED IN THIS INFORMATION RETURN EXERCISED RIGHTS GRANTED UNDER THE PLAN. OTHER THAN THE PAYMENT MADE PURSUANT TO THE EXERCISE OF THIS RIGHT AND EARNINGS ON EXISTING BALANCES WHICH HAVE BEEN DISTRIBUTED, NO OTHER INCOME IS REFLECTED IN THE SCHEDULE PROVIDED ABOVE, WITH RESPECT TO THOSE INDIVIDUALS LISTED THEREIN WHO ARE PARTICIPANTS IN THE PLAN. ANY FUTURE COMPENSATION AMOUNTS ULTIMATELY REALIZED FROM EXERCISE OF RIGHTS GRANTED UNDER THE PLAN, WILL BE APPROPRIATELY DISCLOSED AS COMPENSATION IN OCLC'S INFORMATION RETURN FOR THE YEAR OF EXERCISE. PARTICIPANTS IN THE PLAN REPORTED ON THIS RETURN: ROBERT L JORDAN FORMER PRESIDENT & CEO RICK J SCHWIETERMAN EXECUTIVE VP AND CFO JAMES T HOUFEK FORMER VP & GENERAL COUNSEL LORCAN DEMPSEY VP, RESEARCH & STRATEGIST CATHERINE DE ROSA VP, GLOBAL MARKETING GEORGE NEEDHAM VP, GLOBAL COUNCILS A COLUMBUS-FRANKLIN COUNTY FINANCE AUTHORITY 571239430 NONEAVAIL 2009-08-10 30000000 SEE PART VI 0 0 0 B COLUMBUS-FRANKLIN COUNTY FINANCE AUTHORITY 571239430 NONEAVAIL 2013-06-19 24000000 SEE PART VI 0 0 0 C COLUMBUS-FRANKLIN COUNTY FINANCE AUTHORITY 571239430 NONEAVAIL 2014-10-28 30000000 SEE PART VI 0 0 0 A 16004254 30000000 161760 12314796 17523444 2009 1 0 1 1 B 6582764 24000000 68500 23931500 2013 0 0 1 1 C 2719934 30000000 30000000 2014 0 0 1 1 A 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 B 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 C 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 A 0 0 1 0 0 0 0 0 1 B 0 0 1 0 0 0 0 0 1 C 0 0 1 0 0 0 0 0 1 A 1 B 1 C 1 SCH K, PART I BOND A, COLUMN F - TO REFUND BONDS ISSUED 12/19/1998 AND AQUIRE OFFICE SYSTEMS AND EQUIPMENT BOND B, COLUMN F - TO ACQUIRE REAL PROPERTY, EQUIPMENT, DATABASES, AND SOFTWARE BOND C, COLUMN F - TO ACQUIRE REAL PROPERTY AND EQUIPMENT LORCAN DEMPSEY OFFICER PART V X 50000 50000 0 0 1 50000 CLAIRE L ZICK DAUGHTER OF OFFICER 158111 EMPLOYMENT FAMILY MEMBER OF AN OCLC OFFICER 0 SONYA OLIVER SPOUSE OF OFFICER 99864 EMPLOYMENT FAMILY MEMBER OF AN OCLC OFFICER 0 SCHEDULE L, PART II OCLC LOANED FUNDS TO THIS OFFICER TO FACILITATE HIS RELOCATION TO OCLC'S HEADQUARTERS IN DUBLIN, OHIO DURING A PRIOR FISCAL YEAR. THESE FUNDS WERE USED TO FINANCE A NEW PRINCIPAL RESIDENCE. THE LOAN IS THE RESULT OF ARMS-LENGTH NEGOTIATION AND PROVIDES FOR A BALLOON REPAYMENT AT THE END OF THE TERM. INTEREST IMPUTED ON THIS LOAN AS DESCRIBED IN SECTION 7872 OF THE INTERNAL REVENUE CODE IS REPORTED IN PART VII AND SCHEDULE J OF THIS RETURN. FORM 990, PART VI, SECTION A, LINE 1 THE BOARD OF TRUSTEES MAY DESIGNATE THREE (3) OR MORE TRUSTEES, INCLUDING THE CHAIR OF THE BOARD, TO CONSTITUTE AN EXECUTIVE COMMITTEE, WHICH COMMITTEE SHALL HAVE AND EXERCISE THE AUTHORITY OF THE BOARD OF TRUSTEES IN THE MANAGEMENT OF THE AFFAIRS OF THE CORPORATION WHEN THE BOARD OF TRUSTEES IS NOT IN SESSION. FORM 990, PART VI, SECTION A, LINE 6 MEMBERSHIP IN OCLC IS OPEN TO ANY LIBRARY OR OTHER MEMORY INSTITUTION THAT EMBRACES THE OCLC VALUES OF COLLABORATION AND SHARING. INSTITUTIONS WORLDWIDE BECOME MEMBERS BY CONTRACTUALLY AGREEING TO CONTRIBUTE INTELLECTUAL CONTENT OR SHARE RESOURCES. MEMBERS MAY INCLUDE LIBRARIES, MUSEUMS, ARCHIVES, HISTORICAL SOCIETIES, OR SIMILAR INSTITUTIONS. OCLC MEMBERS IN EACH OF THREE WORLDWIDE REGIONS ORGANIZE INTO REGIONAL COUNCILS. EACH REGIONAL COUNCIL ELECTS DELEGATES TO THE OCLC GLOBAL COUNCIL. THIS BODY CONSISTS OF 48 MEMBER DELEGATES AND IT ARTICULATES THE VARIOUS INTERESTS OF THE OCLC MEMBERS TO THE OCLC BOARD OF TRUSTEES. FORM 990, PART VI, SECTION A, LINE 7A THE OCLC GLOBAL COUNCIL ELECTS SIX MEMBERS OF THE OCLC BOARD OF TRUSTEES. FORM 990, PART VI, SECTION A, LINE 7B THE OCLC GLOBAL COUNCIL RATIFIES CHANGES TO THE ARTICLES OF INCORPORATION OR THE CODE OF REGULATIONS IN ORDER FOR THE CHANGES TO TAKE EFFECT. FORM 990, PART VI, SECTION B, LINE 11 THE 990 RETURN AND RELATED SCHEDULES AND FILINGS (THE "RETURN") ARE PREPARED AND REVIEWED INTERNALLY BY OCLC FINANCE STAFF IN CONSULTATION WITH APPROPRIATE OCLC PERSONNEL. THE RETURN IS THEN REVIEWED BY DELOITTE TAX LLP. UPON DELOITTE'S REVIEW, THE RETURN IS REVIEWED BY APPROPRIATE OCLC MANAGEMENT PERSONNEL, SUCH AS THE CHIEF FINANCIAL OFFICER, GENERAL COUNSEL, AND CONTROLLER. UPON MANAGEMENT'S APPROVAL, THE RETURN IS PROVIDED ELECTRONICALLY TO THE BOARD OF TRUSTEES. UPON BOARD OF TRUSTEE REVIEW, THE RETURN IS SIGNED BY THE CHIEF FINANCIAL OFFICER AND FILED. FORM 990, PART VI, SECTION B, LINE 12C ALL EMPLOYEES ARE REQUIRED TO CERTIFY THEIR KNOWLEDGE OF, AND COMPLIANCE WITH, THE POLICY ON AN ANNUAL BASIS BY SIGNING A STATEMENT. IF IT IS UNCLEAR IF A CONFLICT EXISTS, THE EMPLOYEE MUST CONTACT THE GENERAL COUNSEL FOR CLARIFICATION. IN ADDITION TO THE GENERAL POLICY FOR ALL EMPLOYEES, MEMBERS OF THE OCLC BOARD OF TRUSTEES AND THE STRATEGIC LEADERSHIP TEAM ARE REQUIRED TO ANSWER MORE DETAILED QUESTIONS IN WRITING ON AN ANNUAL BASIS AND ALL RESPONSES ARE REVIEWED BY THE AUDIT COMMITTEE OF THE OCLC BOARD OF TRUSTEES. FORM 990, PART VI, SECTION B, LINE 15 FOR ALL EXECUTIVES, THE PERSONNEL AND COMPENSATION COMMITTEE OF THE OCLC BOARD OF TRUSTEES REVIEWS THE PROPOSED COMPENSATION AND AN ANALYSIS OF COMPENSATION IN THE MARKETPLACE FOR COMPARABLE POSITIONS PREPARED BY AN OUTSIDE CONSULTANT. ONCE APPROVED BY THE COMMITTEE, THE ENTIRE BOARD OF TRUSTEES MEETS IN EXECUTIVE SESSION TO REVIEW AND VOTE ON THE COMPENSATION PACKAGES. THE COMMITTEE AND THE FULL BOARD CONSIST ONLY OF INDIVIDUALS WHO DO NOT HAVE A CONFLICT OF INTEREST WITH RESPECT TO SETTING THE COMPENSATION FOR THE EXECUTIVES. WRITTEN MINUTES OF ALL BOARD COMMITTEES AND BOARD OF TRUSTEE MEETINGS ARE PREPARED. MORE INFORMATION ABOUT OCLC EXECUTIVE COMPENSATION CAN BE FOUND ON THE OCLC WEBSITE AT THE FOLLOWING LINK: HTTP://WWW.OCLC.ORG/EN-US/ABOUT/FINANCE/EXECUTIVE_COMPENSATION.HTML FORM 990, PART VI, SECTION C, LINE 19 THE ARTICLES OF INCORPORATION AND THE ANNUAL AUDITED FINANCIAL STATEMENTS ARE AVAILABLE ON THE OCLC WEBSITE. HTTP://WWW.OCLC.ORG/EN-US/MEMBERSHIP/COUNCILS.HTML HTTP://WWW.OCLC.ORG/EN-US/ABOUT/FINANCE.HTML IN ADDITION, THE ANNUAL REPORT (INCLUDING CONDENSED FINANCIAL STATEMENTS) IS PROVIDED TO THE DIRECTORS OF ALL MEMBERS. THE ANNUAL REPORT IS ALSO AVAILABLE ON THE OCLC WEBSITE HTTP://WWW.OCLC.ORG/EN-US/ABOUT/FINANCE.HTML FORM 990, PART XI, LINE 9: FOREIGN CURRENCY TRANSLATION -2,102,293. UNREALIZED GAIN POST RETIREMENT PLAN -1,011,923. INCOME ON INVESTMENT IN SUBSIDIARIES 1,035,190. SUBPART F INCOME INCLUDED IN PART VIII, LINE 3 -1,532,905. PHILOSOPHY STATEMENT ON BOARD OF TRUSTEES COMPENSATION SINCE 1979, THE OCLC BOARD OF TRUSTEES HAS DETERMINED THAT COMPENSATION FOR TRUSTEE SERVICE IS APPROPRIATE IN ORDER TO ATTRACT AND RETAIN THE MOST QUALIFIED AND ABLE INDIVIDUALS, TO PROMOTE ECONOMIC DIVERSITY BY PROVIDING AN OPPORTUNITY TO CONTRIBUTE TO THE WORK OF THE BOARD BY THOSE WHO MIGHT OTHERWISE BE UNABLE TO DO SO, AND TO PROVIDE TANGIBLE COMPENSATION FOR THE CONSIDERABLE TIME AND EFFORT OF TRUSTEES IN SUPPORT OF OCLC'S MISSION. BECAUSE OF THE SIGNIFICANT TIME COMMITMENT INVOLVED IN BOARD SERVICE, MANY TRUSTEES MUST LIMIT CONSULTING AND OTHER ACTIVITIES FOR WHICH THEY WOULD BE COMPENSATED. COMPENSATION WILL BE PROVIDED TO NON-EMPLOYEE TRUSTEES, BY ACTION OF THE BOARD, AT LEVELS CONSISTENT WITH THOSE PROVIDED BY OTHER NON-PROFIT ORGANIZATIONS THAT ALSO COMPENSATE THEIR BOARD MEMBERS/TRUSTEES (WITH MARKET DEFINED BY DATA FROM 990 FILINGS, SUPPLEMENTED BY NON-PROFIT PUBLISHED SURVEY DATA). COMPENSATION LEVELS ARE ALSO REVIEWED FROM TIME TO TIME BY INDEPENDENT COMPENSATION CONSULTANTS FOR BENCHMARKING AGAINST OTHER NON-PROFIT ORGANIZATIONS. BOARD COMPENSATION CONSISTS OF CASH PAYMENTS STRUCTURED AS A COMBINATION OF RETAINERS AND MEETING FEES, WITH HIGHER COMPENSATION AMOUNTS FOR CHAIRS OF THE BOARD AND BOARD COMMITTEES REFLECTING THE ADDITIONAL TIME REQUIREMENTS OF THESE POSITIONS. FROM TIME TO TIME, THERE MAY ALSO BE ADDITIONAL TRUSTEE COMPENSATION FOR SPECIAL PROJECTS/ASSIGNMENTS AS DETERMINED BY THE BOARD, DEPENDING ON DURATION AND ADDITIONAL TIME REQUIREMENTS. MORE INFORMATION ABOUT OCLC BOARD COMPENSATION CAN BE FOUND ON THE OCLC WEBSITE AT THE FOLLOWING LINK: HTTP://WWW.OCLC.ORG/EN-US/ABOUT/FINANCE/COMPENSATION_Q_AND_A.HTML OCLC EMEA BV SCHIPHOLWEG 99 2300 AW LEIDEN NL 981065403 HOLDING COMPANY NL 2984951 14561777 OCLC ONLINE COMPUTER LIBRARY CENTER INC OCLC BV SCHIPHOLWEG 99 2300 AW LEIDEN NL 981065524 INFORMATION SERVICES NL 15546488 11355666 OCLC EMEA BV OCLC GMBH GRUNWALDER WEG 28G 82041 OBERHACHING GM 981063976 INFORMATION SERVICES GM 16937234 5913109 OCLC EMEA BV OCLC (UK) LIMITED 8 ST MARYS GATE SHEFFIELD S1 4LW UK 981067510 INFORMATION SERVICES UK 7365581 4230988 OCLC EMEA BV OCLC INFORMATION DISTRIBUTION INC 6565 KILGOUR PLACE DUBLIN OH 43017 870374788 INFORMATION SERVICES OH OCLC ONLINE COMPUTER LIBRARY CENTER INC C 174980 1.00000 1 OCLC AG ST JAKOB-STRASSE 96 CH-4052 BASEL SZ INFORMATION SERVICES SZ OCLC GMBH C 530979 293539 1.00000 1 HUIJSMANS & KUIJPERS AUTOMATISERING BV GRONINGERWEG 13-C 9765 TA PATERSWOLDE NL INFORMATION SERVICES NL OCLC EMEA BV C 5024916 8066525 1.00000 1 0 0 0 0 0 1 0 0 0 0 0 1 1 0 0 0 0 0 0 HUIJSMANS & KUIJPERS AUTOMATISERING BV F 1064162 DIVIDEND DECLARED OCLC AG L 259961 PER CONTRACT OCLC AG M 84753 PER CONTRACT