2016-05-12T16:13:41-05:00 2015-06-30 205991824 SC&H TAX & ADVISORY SERVICES LLC 910 RIDGEBROOK ROAD SPARKS MD 21152 990 2014-07-01 521753040 KENNEDY KRIEGER EDUCATION AND COMMUNITY SERVICES INC KENN 4439231810 707 NORTH BROADWAY BALTIMORE MD 21205 MICHAEL J NEUMAN SVP OF FINANCE 4439231810 2016-05-10 1 LORI S BURGHAUSER P00370694 4104031500 2016-05-10 2014 2016-08-17 19:52:53Z MICHAEL J NEUMAN 2931 E BIDDLE STREET BALTIMORE MD 21213 52727433 0 X WWW.KENNEDYKRIEGER.ORG X 1991 MD OPERATE SPECIAL ED SCHOOLS & PROVIDE COMMUNITY OUTREACH FOR CHILDREN & FAMILIES W/ SPECIAL NEEDS. 11 9 611 100 0 0 5736566 6688950 45196106 46038483 0 0 0 0 50932672 52727433 0 0 0 0 37894517 38672319 0 0 0 11298787 13290369 49193304 51962688 1739368 764745 10752644 11262458 307293 52362 10445351 11210096 THE ORGANIZATION'S MISSION AND ACTIVITIES INVOLVE OPERATING SPECIAL EDUCATION SCHOOLS FOR CHILDREN WITH SPECIAL EDUCATION NEEDS, AS WELL AS PROVIDING COMMUNITY OUTREACH PROGRAMS FOR FAMILIES WITH CHILDREN WITH SPECIAL NEEDS. 0 0 41752219 0 46038483 EDUCATION PROGRAMS INCLUDE A WIDE RANGE OF EDUCATIONAL PROGRAMS AND SERVICES TO SUPPORT THE INCLUSION OF CHILDREN WITH SPECIAL NEEDS. THESE PROGRAMS ARE OFFERED THROUGH OUR NATIONALLY RECOGNIZED K-8 SCHOOL, HIGH SCHOOL AND AUTISM PROGRAM IN BALTIMORE, MONTGOMERY COUNTY MD, AND OUR PUBLIC/PRIVATE PARTNERSHIP PROGRAMS IN PUBLIC SCHOOLS ACROSS MARYLAND. 5317777 0 0 COMMUNITY SERVICES INCLUDE COMMUNITY BASED PROGRAMS ASSISTING INDIVIDUALS WITH SPECIAL NEEDS AND THEIR FAMILIES. PROGRAMS INCLUDE THERAPEUTIC FOSTER CARE, SUPPORTED COMMUNITY LIVING, AND SUPPORTED EMPLOYMENT. 47069996 1 1 0 1 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 18 0 611 1 0 0 0 0 0 0 0 0 0 0 X 11 9 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 MD X MICHAEL J NEUMAN 4439231810 2931 E BIDDLE STREET BALTIMORE MD 21213 HOWARD MILLER ESQ CHAIRMAN 1.00 0.00 X 0 0 0 NANCY S GRASMICK VICE CHAIRMAN 16.00 1.00 X 72539 0 6482 THOMAS V BROOKS DIRECTOR 1.00 0.00 X 0 0 0 RICHARD W CASS DIRECTOR 1.00 0.00 X 0 0 0 ATWOOD COLLINS III DIRECTOR 1.00 0.00 X 0 0 0 STEPHANIE COOPER GREENBERG DIRECTOR 1.00 0.00 X 0 0 0 MATTHEW A GOTLIN DIRECTOR 1.00 0.00 X 0 0 0 JANET B LIVINGSTON DIRECTOR 1.00 0.00 X 0 0 0 JUDY C WOODRUFF DIRECTOR 1.00 0.00 X 0 0 0 ROBERT L WALLACE DIRECTOR 1.00 0.00 X 0 0 0 GARY W GOLDSTEIN MD PRESIDENT & CEO 8.00 32.00 X X 207424 858713 35908 JAMES M ANDERS JR COO & TREASURER 8.00 32.00 X 145693 603153 29630 MICHAEL VD JOHNSTON MD CMO & SECRETARY 4.00 36.00 X 66195 595756 31530 LAINY LEBOW-SACHS SENIOR VP-EXTERNAL RELATIONS 6.00 34.00 X 59566 337536 31385 MICHAEL J NEUMAN SENIOR VP-FINANCE 8.00 32.00 X 59786 247503 41039 ROBIN CHURCH EDD SENIOR VP-EDUCATION PROGRAM 40.00 0.00 X 260300 0 29628 RAYMOND SHORT VP - HUMAN RESOURCES 8.00 32.00 X 38490 159343 42105 ARTHUR HILL EDD PROGRAM DIRECTOR 40.00 0.00 X 137641 0 7430 DAVID STONE PROGRAM DIRECTOR 40.00 0.00 X 131942 0 9660 NA YOUNG JI PROGRAM DIRECTOR 40.00 0.00 X 125658 0 14960 JACQUELINE STONE PROGRAM DIRECTOR 40.00 0.00 X 122098 0 29809 PATRICK MILLARD PROGRAM DIRECTOR 40.00 0.00 X 121306 0 29834 1548638 2802004 339400 17 0 1 0 MONTGOMERY COUNTY PUBLIC SCHOOLS 45 WEST GUDE ROAD SUITE 3202 ROCKVILLE MD 20850 EDUCATIONAL SERVICES 149971 SYSCO FOOD SERVICE CORPORATION PO BOX 1099 JESSUP MD 20794 FOOD SERVICE 100041 2 800542 5435349 453059 6688950 TUITION REVENUE 611600 43533770 43533770 MEDICAL SERVICES FOR STUDENTS 621400 2504713 2504713 46038483 52727433 46038483 0 0 903868 613940 289928 29607988 27844452 1763536 1900889 1772958 127931 4032208 3762262 269946 2227366 2077463 149903 110644 110644 50042 50042 72744 72744 3451778 2523551 928227 13423 13423 2133701 1817809 315892 6428703 5921624 507079 406333 384741 21592 15154 15154 163329 163329 MISCELLANEOUS 274649 233481 41168 NON-CAPITAL EQUIPMENT 105291 78968 26323 DUES & PERMITS 64578 38747 25831 51962688 47069996 4892692 0 787399 1429876 5992529 3914439 185000 199678 3787716 5718465 10752644 11262458 307293 52362 307293 52362 X 10262205 10759011 183146 451085 10445351 11210096 10752644 11262458 764745 0 X X 0 1 X 1 1 1 X 7757286 6908705 6747520 5736566 6688950 33839027 7757286 6908705 6747520 5736566 6688950 33839027 33839027 33839027 223557863 1.00000 1.00000 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 0 0 1 72744 0 1 33092 105836 0 PART II-B, LINE 1: KENNEDY KRIEGER INSTITUTE, INC. PAYS ITS LOBBYISTS ALEXANDER & CLEAVER, POTOMAC STRATEGIC DEVELOPMENT AND MCALLISTER & QUINN TO DIRECTLY CONTACT LEGISLATORS ON MATTERS AFFECTING HEALTH CARE, EDUCATION, COMMUNITY SERVICES, AND RESEARCH PROGRAMS. A PORTION OF THIS EXPENSE HAS BEEN ALLOCATED TO THIS ENTITY. LAINEY LEBOW- SACHS IS A KEY EMPLOYEE OF THE ORGANIZATION. A PORTION OF HER COMPENSATION ($33,092) HAS BEEN ALLOCATED TO LOBBYING EXPENSES FOR HER LOBBYING RESPONSIBILITIES ON BEHALF OF THE ORGANIZATION. 0 INTERCOMPANY RECEIVABLES 5718465 5718465 X 1 1 X X X X 0 0 0 0 0 0 0 0 0 GARY W GOLDSTEIN MD PRESIDENT & CEO 100273 415121 48639 201361 58512 242231 2529 10471 4457 18451 214410 887635 0 0 JAMES M ANDERS JR COO & TREASURER 71539 296165 35020 144980 39134 162008 2529 10471 3235 13395 151457 627019 0 0 MICHAEL VD JOHNSTON MD CMO & SECRETARY 35180 316624 12500 112500 18515 166632 1300 11700 1853 16677 69348 624133 0 0 LAINY LEBOW-SACHS SENIOR VP-EXTERNAL RELATIONS 36518 206933 12000 68000 11048 62603 1950 11050 2758 15627 64274 364213 0 0 MICHAEL J NEUMAN SENIOR VP-FINANCE 44782 185391 6810 28191 8194 33921 2529 10471 5455 22584 67770 280558 0 0 ROBIN CHURCH EDD SENIOR VP-EDUCATION PROGRAM 182475 0 35000 0 42825 0 12582 0 17046 0 289928 0 0 0 RAYMOND SHORT VP - HUMAN RESOURCES 30686 127036 2918 12081 4886 20226 1929 7987 6262 25927 46681 193257 0 0 JACQUELINE STONE PROGRAM DIRECTOR 113999 0 0 0 8099 0 6258 0 23551 0 151907 0 0 0 PATRICK MILLARD PROGRAM DIRECTOR 112382 0 0 0 8924 0 3783 0 26051 0 151140 0 0 0 PART I, LINE 1A CERTAIN OFFICERS AND KEY EMPLOYEES WERE PROVIDED ADDITIONAL COMPENSATION TO OFFSET THE IMPACT OF EXECUTIVE LIFE INSURANCE AND LONG TERM DISABILITY PREMIUMS MADE ON THEIR BEHALF. THIS BENEFIT WAS TREATED AS TAXABLE COMPENSATION TO THESE INDIVIDUALS. THESE INDIVIDUALS ARE: GARY W. GOLDSTEIN, M.D. JAMES M. ANDERS, JR. MICHAEL V.D. JOHNSTON, M.D. MICHAEL J. NEUMAN ROBIN CHURCH ED.D. LAINY LEBOW-SACHS RAYMOND SHORT FORM 990, PART VI, SECTION A, LINE 6 THE SOLE STOCKHOLDER OF THE ORGANIZATION IS THE KENNEDY KRIEGER INSTITUTE, INC. ("KKI"), A SECTION 501(C)(3) ENTITY THAT SERVES AS THE PARENT CORPORATION OF ALL THE RELATED KENNEDY KRIEGER ENTITIES. FORM 990, PART VI, SECTION A, LINE 7A THE SOLE STOCKHOLDER OF THE ORGANIZATION IS KENNEDY KRIEGER INSTITUTE, INC.("KKI"), A SECTION 501(C)(3) ENTITY THAT SERVES AS THE PARENT CORPORATION OF ALL THE RELATED KENNEDY KRIEGER ENTITIES. KKI HAS THE EXPRESS POWER AND RESPONSIBILITY TO ELECT AND REMOVE THE BOARD OF DIRECTORS AND OFFICERS OF THE CORPORATION. FORM 990, PART VI, SECTION A, LINE 7B THE SOLE STOCKHOLDER OF THE ORGANIZATION IS THE KENNEDY KRIEGER INSTITUTE, INC. THE KENNEDY KRIEGER INSTITUTE, INC. HAS THE POWER TO APPROVE DECISIONS OF THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11 THE IRS FORM 990 WAS DIRECTLY REVIEWED BY THE FINANCE COMMITTEE OF THE BOARD OF DIRECTORS PRIOR TO FILING. THE FORM 990 WAS ALSO EMAILED TO THE ENTIRE BOARD OF DIRECTORS FOR THEIR REVIEW PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C ALL EMPLOYEES ARE REQUIRED TO SUBMIT A CONFLICT OF INTEREST DECLARATION OF OUTSIDE EMPLOYMENT UPON HIRE, ANNUALLY THEREAFTER, OR AT SUCH TIME DURING THE COURSE OF EMPLOYMENT WHEN THE EMPLOYEE ENTERS A BUSINESS, CLINICAL, OR PERSONAL RELATIONSHIP THAT MAY APPEAR TO BE A CONFLICT OR IS IN FACT A CONFLICT OF INTEREST. SENIOR MANAGEMENT WILL REVIEW EACH CONFLICT OF INTEREST DISCLOSURE FORM TO DETERMINE WHETHER A POTENTIAL OR ACTUAL CONFLICT OF INTEREST EXISTS. IF THE DETERMINATION IS MADE THAT A CONFLICT OF INTEREST DOES EXIST, THEN APPROPRIATE MEASURES ARE TAKEN TO RECTIFY THE CONFLICT. BOARD MEMBERS AND SENIOR MANAGEMENT SUBMIT AN ANNUAL CONFLICT OF INTEREST DISCLOSURE QUESTIONNAIRE TO DISCLOSE EXISTING OR POTENTIAL CONFLICTS THAT MAY RELATE TO FUTURE DECISION MAKING. WHEN AN ACTUAL CONFLICT INVOLVING A BOARD MEMBER IS IDENTIFIED, THE DIRECTOR WILL ABSTAIN FROM VOTING AND NOT USE HIS/HER PERSONAL INFLUENCE ON THE MATTER. SITUATIONS INVOLVING SENIOR MANAGEMENT MAY BE HANDLED THROUGH THE HUMAN RESOURCES PROCESS OR CONSIDERED BY THE BOARD OF DIRECTORS. RELATIONSHIPS WITH OTHER PROVIDERS, EDUCATIONAL INSTITUTIONS, MANUFACTURERS AND PAYORS ARE REVIEWED TO DETERMINE WHETHER CONFLICTS OF INTEREST EXIST. ANY CONFLICTS ARE ADDRESSED WHEN THEY ARISE. POLICIES DESIGNED TO IDENTIFY AND PREVENT POTENTIAL CONFLICTS OF INTEREST PERTAINING TO CONTRACTUAL BUSINESS RELATIONSHIPS ARE ADDRESSED THROUGH THE POLICY ON FAIR BUSINESS PRACTICES. FORM 990, PART VI, SECTION B, LINE 15 THE PRESIDENT/CEO AND OTHER SENIOR EXECUTIVES' COMPENSATION IS REVIEWED ANNUALLY BY THE EXECUTIVE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS. INDEPENDENTLY DEVELOPED EXECUTIVE COMPENSATION SURVEYS ARE USED TO DETERMINE REASONABLENESS OF COMPENSATION LEVELS. THE EXECUTIVE COMPENSATION COMMITTEE APPROVES THE SENIOR EXECUTIVE COMPENSATION. FORM 990, PART VI, SECTION C, LINE 19 CORPORATE DOCUMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. CERTAIN FINANCIAL DOCUMENTS ARE AVAILABLE THROUGH THE ORGANIZATION'S WEBSITE. A COPY OF THE FORM 990 IS ALSO AVAILABLE VIA WWW.GUIDESTAR.ORG. FORM 990, PART XII, LINE 2C: THIS PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. FORM 990 - INFORMATION REGARDING TAX-EXEMPT BOND ISSUE THE ORGANIZATION IS PART OF AN OBLIGATED GROUP UNDER CERTAIN TAX-EXEMPT BOND ISSUES. SCHEDULE K HAS BEEN COMPLETED IN ITS ENTIRETY FOR MADISON STREET PROPERTIES, INC. KENNEDY KRIEGER INSTITUTE INC 707 N BROADWAY BALTIMORE MD 21205 521524965 PARENT ORGANIZATION TO RELATED ENTITIES; SUPPORTS HEALTHCARE MD 501(C)(3) 11C NOT APPLICABLE 0 HUGO W MOSER RESEARCH INSTITUTE AT KENNEDY KRIEGER INC 707 N BROADWAY BALTIMORE MD 21205 521524967 MEDICAL RESEARCH MD 501(C)(3) 4 KENNEDY KRIEGER INSTITUTE INC 0 KENNEDY KRIEGER CHILDREN'S HOSPITAL INC 707 N BROADWAY BALTIMORE MD 21205 520607971 SPECIALTY HEALTHCARE FOR CHILDREN MD 501(C)(3) 3 KENNEDY KRIEGER INSTITUTE INC 0 KENNEDY KRIEGER ASSOCIATES INC 707 N BROADWAY BALTIMORE MD 21205 521633229 SUPPORTS KENNEDY KRIEGER INSTITUTE AND ITS AFFILIATES MD 501(C)(3) 11B KENNEDY KRIEGER INSTITUTE INC 0 MADISON STREET PROPERTIES INC 707 N BROADWAY BALTIMORE MD 21205 521949813 PROPERTY HOLDING COMPANY MD 501(C)(3) 11B KENNEDY KRIEGER FOUNDATION INC 0 KENNEDY KRIEGER FOUNDATION INC 707 N BROADWAY BALTIMORE MD 21205 521734695 RAISES FUNDS TO SUPPORT KENNEDY KRIEGER INSTITUTE AND ITS AFFILIATES MD 501(C)(3) 7 KENNEDY KRIEGER INSTITUTE INC 0 PACT HELPING CHILDREN WITH SPECIAL NEEDS INC 7000 TUDSBURY ROAD BALTIMORE MD 21244 521230183 MEDICAL DAY CARE AND OTHER SERVICES FOR CHILDREN WITH SPECIAL NEEDS MD 501(C)(3) 7 KENNEDY KRIEGER INSTITUTE INC 0 NATIONAL CENTER FOR LEARNING & DEVELOPMENT INC 707 N BROADWAY BALTIMORE MD 21205 582327952 MEDICAL AND EDUCATIONAL SERVICES TO CHILDREN WITH SPECIAL NEEDS GA 501(C)(3) 9 KENNEDY KRIEGER INSTITUTE INC 0 MADISON GROUP VENTURES INC 707 N BROADWAY BALTIMORE MD 21205 900743111 RESEARCH AND DEVELOPMENT MD N/A C 0 CHARITABLE REMAINDER TRUSTS (3) CHARITABLE REMAINDER TRUSTS MD N/A T 0 0 0 1 0 0 0 0 0 0 0 1 0 0 1 1 1 0 1 1 KENNEDY KRIEGER FOUNDATION C 727398 FMV MADISON STREET PROPERTIES S 73143 FMV MADISON STREET PROPERTIES K 6428703 FMV