2016-05-02T13:40:52-05:00 2015-06-30 474526160 EFPR GROUP CPAS PLLC 6390 MAIN STREET SUITE 200 WILLIAMSVILLE NY 14221 990 2014-07-01 133808669 UPPER MANHATTAN EMPOWERMENT ZONE DEVELOPMENT CORPORATION UPPE 2124100030 55 WEST 125TH STREET 11TH FLOOR NEW YORK NY 10027 BLAIR M DUNCAN EXEC VP, ADMIN & GENERAL COUNSEL 2124100030 2016-04-29 1 JOHN T O'BRIEN P01253588 7166340700 2014 2016-08-17 19:52:53Z BLAIR M DUNCAN 55 WEST 125TH STREET 11TH FLOOR NEW YORK NY 10027 7082674 0 X WWW.UMEZ.ORG X 1995 NY TO SUSTAIN THE ECONOMIC REVITALIZATION OF ALL COMMUNITIES IN UPPER MANHATTAN 14 14 20 0 0 0 2022083 4756868 895531 2244073 101842 71238 350 10495 3019806 7082674 1346473 3161895 0 0 2037500 2139469 0 0 0 1256364 1790169 4640337 7091533 -1620531 -8859 82812765 80328470 21411868 18936432 61400897 61392038 TO SUSTAIN THE ECONOMIC REVITALIZATION OF ALL COMMUNITIES IN UPPER MANHATTAN 0 0 5677953 3161895 2254568 TO SUSTAIN THE ECONOMIC REVITALIZATION OF ALL COMMUNITIES IN UPPER MANHATTAN THROUGH JOB CREATION, CORPORATE ALLIANCES, STRATEGIC INVESTMENTS AND SMALL BUSINESS ASSISTANCE. 5677953 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 13 0 1 20 1 0 0 0 0 0 0 0 0 0 0 X 14 14 0 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 0 0 NY X GAFFAR MOHAMED 2124100030 55 WEST 125TH STREET 11TH FLOOR NEW YORK NY 10027 X MARIO L BAEZA CHAIRMAN 5.00 0.00 X X 0 0 0 RONALD BENJAMIN DIRECTOR 5.00 0.00 X 0 0 0 KEVIN G CHAVERS DIRECTOR 5.00 0.00 X 0 0 0 MAURICE COLEMAN DIRECTOR 5.00 5.00 X 0 0 0 NANCY DEVINE DIRECTOR 5.00 0.00 X 0 0 0 ANTHONY Q FLETCHER DIRECTOR 5.00 0.00 X 0 0 0 JOSEPH J JOHNSON DIRECTOR 5.00 0.00 X 0 0 0 HARRIET MICHEL DIRECTOR 5.00 5.00 X 0 0 0 PAMELA PALANQUE NORTH DIRECTOR 5.00 0.00 X 0 0 0 ZEAD RAMADAN DIRECTOR 5.00 0.00 X 0 0 0 O PETER SHERWOOD ESQ DIRECTOR 5.00 0.00 X 0 0 0 DR KEITH TAYLOR DIRECTOR 5.00 0.00 X 0 0 0 CARMEN VAZQUEZ DIRECTOR 5.00 0.00 X 0 0 0 MATTHEW WASHINGTON DIRECTOR 5.00 0.00 X 0 0 0 KENNETH J KNUCKLES C.E.O. 37.50 5.00 X 282503 0 76294 HOPE D KNIGHT C.O.O. 37.50 5.00 X 173914 0 9358 BERTRAM GIBSON C.F.O. 37.50 0.00 X 129224 0 7022 BLAIR DUNCAN GENERAL COUNSEL 37.50 0.00 X 168657 0 32176 VERDERY ROOSEVELT SVP CULTURAL AFFAIRS 37.50 0.00 X 134628 0 15716 888926 0 140566 5 0 1 0 0 4736868 20000 4756868 RECOVERY FROM LOAN LOS 925120 1442788 1442788 INTEREST INCOME-LOANS 925120 801285 801285 2244073 71238 71238 SERVICE FEES 925120 9000 9000 OTHER 900099 1495 1495 10495 7082674 2254568 0 71238 3161895 3161895 1029492 566220 463272 738818 406350 332468 38925 21409 17516 213620 117491 96129 118614 65238 53376 194830 107158 87672 38900 38900 92843 51064 41779 18395 10117 8278 299147 164531 134616 11490 6319 5171 65436 35990 29446 36820 20251 16569 PROJECTS & INITIATIVES 835899 835899 TELEPHONE 49756 27366 22390 MISCELLANEOUS 26824 14751 12073 EQUIPMENT RENTAL 23740 13057 10683 96089 52847 43242 7091533 5677953 1413580 0 52308958 50502120 4178043 3593241 22570186 22487214 37743 36604 898655 602482 357931 296173 3359904 3413118 82812765 80328470 448812 269810 19859102 17475104 1103954 1191518 21411868 18936432 X 61400897 61392038 61400897 61392038 82812765 80328470 -8859 0 X X 0 1 X 1 1 1 X 7473308 3822261 3254870 2022083 4756868 21329390 7473308 3822261 3254870 2022083 4756868 21329390 21329390 1415036 1727545 1053243 997373 872523 6065720 97237 31512 37912 350 10495 177506 27572616 4047517 0.77360 0.79310 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 403430 147943 255487 385527 366899 18628 109698 87640 22058 296173 DEFERRED COMPENSATION 866627 DEFERRED RENT OBLIGATION 187691 DUE TO AFFILIATE 137200 1191518 X PART X, LINE 2: UMEZ IS EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE CODE), THEREFORE, NO PROVISION FOR INCOME TAXES IS REFLECTED IN THE CONSOLIDATING FINANCIAL STATEMENTS. UMEZ HAS BEEN CLASSIFIED AS A PUBLICLY SUPPORTED ORGANIZATION THAT IS NOT A PRIVATE FOUNDATION UNDER SECTION 509(A) OF THE CODE. UMEZ PRESENTLY DISCLOSES OR RECOGNIZES INCOME TAX POSITIONS BASED ON MANAGEMENT'S ESTIMATE OF WHETHER IT IS REASONABLY POSSIBLE OR PROBABLE THAT A LIABILITY HAS BEEN INCURRED FOR UNRECOGNIZED INCOME TAXES. MANAGEMENT HAS CONCLUDED THAT THE UMEZ HAS TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT IN THE CONSOLIDATING FINANCIAL STATEMENTS. U.S. FORMS 990 FILED BY UMEZ ARE SUBJECT TO EXAMINATION BY TAXING AUTHORITIES. UMEZ IS NO LONGER SUBJECT TO TAX EXAMINATION FOR THE YEARS ENDED JUNE 30, 2011, AND PRIOR. 1 APOLLO THEATRE FOUNDATION 253 WEST 125TH STREET NEW YORK NY 10027 133630066 501(C)(3) 128560 DEVELOPMENT BUSINESS RESOURCES AND INVESTMENT SERVICE CENTER 55 WEST 125TH STREET 11TH FLOOR NEW YORK NY 10027 133925609 501(C)(3) 1099554 DEVELOPMENT CLASSICAL THEATER OF HARLEM 566 WEST 159TH STREET SUITE 44 NEW YORK NY 10032 134046782 501(C)(3) 102702 DEVELOPMENT FIRELIGHT MEDIA INC 68 EAST 131ST ST 7TH FLOOR NEW YORK NY 10037 113489379 501(C)(3) 20730 DEVELOPMENT GRAMEEN AMERICA INC 1440 BROADWAY 10TH FLOOR NEW YORK NY 10018 208497991 501(C)(3) 275000 DEVELOPMENT HARLEM BUSINESS ALLIANCE 275 LENOX AVENUE NEW YORK NY 10027 133591350 501(C)(3) 30000 DEVELOPMENT HISPANIC FEDERATION 55 EXCHANGE PLACE 5TH FLOOR NEW YORK NY 10005 133573852 501(C)(3) 90000 DEVELOPMENT HOT BREAD KITCHEN 1607 PARK AVE NEW YORK NY 10029 263332972 501(C)(3) 7500 DEVELOPMENT MUSUEM OF THE CITY OF NEW YORK 1220 FIFTH AVENUE NEW YORK NY 10029 131624098 501(C)(3) 799772 DEVELOPMENT NATIONAL JAZZ MUSEUM IN HARLEM 104 EAST 126TH STREET NEW YORK NY 10035 133853627 501(C)(3) 78700 DEVELOPMENT NEW YORK WOMEN'S CHAMBER OF COMMERCE 1524 AMSTERDAM AVENUE NEW YORK NY 10031 141845651 501(C)(3) 70567 DEVELOPMENT REGIONAL PLAN ASSOCIATION 4 IRVING PLACE 7TH FL NEW YORK NY 10003 131624154 501(C)(3) 30000 DEVELOPMENT EAST HARLEM EMPLOYMENT SERVICE INC 240 EAST 123RD STREET 3RD FLOOR NEW YORK NY 100352038 133255679 501(C)(3) 61106 DEVELOPMENT THE FUTURO MEDIA GROUP 361 WEST 125TH STREET 6TH FLOOR NEW YORK NY 10027 272077349 501(C)(3) 70000 DEVELOPMENT THE VUSUAL ARTS RESEARCH AND RESOURCE CENTER 1825 PARK AVE SUITE 602 NEW YORK NY 10035 133054001 501(C)(3) 227204 DEVELOPMENT UNION SETTLEMENT ASSOCIATION 237 EAST 104TH STREET NEW YORK NY 10029 131632530 501(C)(3) 20000 DEVELOPMENT WASHINGTON HEIGHTS & INWOOD DEVELOPMENT CORP 57 WADSWORTH AVENUE NEW YORK NY 100337048 132950346 501(C)(3) 25000 DEVELOPMENT WEBB MANAGEMENT SERVICE 350 FIFTH AVENUE SUITE 4005 NEW YORK NY 10118 133948512 501(C)(3) 25500 DEVELOPMENT X X X 0 0 0 0 0 0 0 0 0 KENNETH J KNUCKLES C.E.O. 282503 0 0 0 0 0 60000 0 16294 0 358797 0 0 0 HOPE D KNIGHT C.O.O. 173914 0 0 0 0 0 0 0 9358 0 183272 0 0 0 BLAIR DUNCAN GENERAL COUNSEL 168657 0 0 0 0 0 0 0 32176 0 200833 0 0 0 VERDERY ROOSEVELT SVP CULTURAL AFFAIRS 134628 0 0 0 0 0 0 0 15716 0 150344 0 0 0 SCHEDULE J, PAGE 2, PART II: KENNETH J. KNUCKLES RECEIVED $60,000 IN DEFERRED COMPENSATION FROM THE ORGANIZATION FOR YEAR ENDED JUNE 30, 2015. FORM 990, PART VI, SECTION B, LINE 11 FORM 990 IS REVIEWED AND APPROVED BY THE AUDIT COMMITTEE AND DISTRIBUTED TO THE BOARD OF DIRECTORS PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C ALL STAFF AND BOARD MEMBERS ARE REQUIRED TO SIGN AN ANNUAL DISCLOSURE FORM. FORM 990, PART VI, SECTION B, LINE 15A THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS WHICH IS COMPRISED OF INDEPENDENT DIRECTORS REVIEWS COMPARABLE DATA PREPARED BY AN INDEPENDENT CONSULTANT. FORM 990, PART VI, SECTION C, LINE 19 FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST AND THROUGH THE OFFICE OF THE NEW YORK STATE ATTORNEY GENERAL. PART VII, SECTION A, LINE 1A: KENNETH J. KNUCKLES, CEO, RECEIVED $60,000 DEFERRED COMPENSATION FOR YEAR ENDED JUNE 30, 2015. FORM 990 PART XII LINE 2C: NO CHANGES HAVE TAKEN PLACE DURING THE FISCAL YEAR ENDED JUNE 30, 2015. BUSINESS RESOURCE AND INVESTMENT SERVICE 55 WEST 125TH STREET 11TH FLOOR NEW YORK NY 10027 133925609 PROVIDES FINANCIAL ASSISTANCE TO ELIGIBLE BUSINESSES NY 501(C)(3) LINE 7 0 1 1 0 1 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 BUSINESS RESOURCE AND INVESTMENT SERVICE CENTER INC B 1099554 FMV BUSINESS RESOURCE AND INVESTMENT SERVICE CENTER INC D 2250000 FMV