2016-04-27T14:43:30-05:00 2015-06-30 390859910 BAKER TILLY VIRCHOW KRAUSE LLP 1650 MARKET STREET SUITE 4500 PHILADELPHIA PA 191037341 990 2014-07-01 231639911 THE UNIVERSITY OF THE ARTS UNIV 2157176000 320 SOUTH BROAD STREET PHILADELPHIA PA 19102 STEPHEN J LIGHTCAP VP FOR FINANCE AND ADMINISTRAT 2157176000 2016-04-25 1 JULIUS C GREEN CPA P00350393 2159720701 2014 2016-08-17 19:52:53Z DAVID YAGER 320 SOUTH BROAD STREET PHILADELPHIA PA 19102 109785132 0 X WWW.UARTS.EDU X 1876 PA INSPIRING, EDUCATING & PREPARING INNOVATIVE ARTISTS AND CREATIVE LEADERS FOR THE 21ST CENTURY ARTS. 27 25 1779 140 0 0 13120508 13858218 82048914 79489563 2370052 7452716 1311384 1187527 98850858 101988024 35857987 36363213 0 0 36382688 35692045 0 0 734817 27350322 26481512 99590997 98536770 -740139 3451254 150525500 146095180 70553198 64016097 79972302 82079083 THE ARTS HAVE THE POWER TO TRANSFORM SOCIETY. THEY PLAY AN ESSENTIAL ROLE IN ENSURING AND ENHANCING THE QUALITY OF LIFE. THE UNIVERSITY OF THE ARTS IS COMMITTED TO INSPIRING, EDUCATING AND PREPARING INNOVATIVE ARTISTS AND CREATIVE LEADERS FOR THE ARTS OF THE 21ST CENTURY. 0 0 48829407 28462865 71476603 INSTRUCTION - EXPENSES INCURRED IN PROVIDING ACADEMIC INSTRUCTION THROUGH OUR INNOVATIVE CURRICULA TO OUR 1,900 STUDENTS, WHO ARE ENROLLED IN 41 UNDERGRADUATE AND GRADUATE PROGRAMS THROUGH OUR SCHOOL OF ART, SCHOOL OF DESIGN AND SCHOOL OF FILM IN THE COLLEGE OF ART, MEDIA & DESIGN; THE SCHOOL OF DANCE, THE IRA BRIND SCHOOL OF THEATER ARTS AND THE SCHOOL OF MUSIC IN THE COLLEGE OF PERFORMING ARTS; AND THE DIVISION OF LIBERAL ARTS; AND 2,380 STUDENTS SERVED ANNUALLY BY OUR DIVISION OF CONTINUING STUDIES. 15776512 7900348 ACADEMIC SUPPORT - COSTS INCURRED WITH THE MAINTENANCE OF PROGRAMS AND ACTIVITIES FOR FACULTY AND STUDENTS, INCLUDING ACADEMIC ADVISING, OUR SEVEN PROFESSIONAL PERFORMANCE VENUES, 12 ART GALLERIES, UNIVERSITY LIBRARIES SYSTEM, A WIDE RANGE OF ART- AND CRAFT-RELATED STUDIOS AND WORKSHOPS, AND TECHNOLOGICAL RESOURCES AND SUPPORT. 6667910 8057192 STUDENT SERVICES - COSTS INCURRED WITH THE MAINTENANCE OF PROGRAMS THAT SUPPORT OUR STUDENT BODY, INCLUDING DINING SERVICES, RESIDENTIAL FACILITIES, MEDICAL SERVICES, MENTAL HEALTH COUNSELING, STUDENT CLUBS AND ORGANIZATIONS, SPORTS AND RECREATION, LEADERSHIP TRAINING, CAREER COUNSELING, AND ACCESSIBILITY SERVICES FOR STUDENTS WITH DISABILITIES. 71273829 1 1 0 0 0 0 0 1 0 1 1 1 0 0 1 1 1 0 1 0 0 0 0 0 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 1 0 0 0 1 492 0 1 1779 1 0 1 CJ 0 0 0 1 1 0 0 0 0 X 27 25 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 PA X STEPHEN J LIGHTCAP ED D VP FINANCE & ADMINISTRATION 2157176180 320 SOUTH BROAD STREET PHILADELPHIA PA 191024901 ELEANOR L DAVIS VICE CHAIR 1.00 X X 0 0 0 FRANCIS J MIRABELLO ESQ SECRETARY/BOARD MEMBER 1.00 X X 0 0 0 HARRIET G WEISS VICE CHAIR 1.00 X X 0 0 0 JEFFREY A LUTSKY CHAIRMAN 1.00 X X 0 0 0 SCOTT M JENKINS TREASURER/BOARD MEMBER 1.00 X X 0 0 0 ADOLF A PAIER TRUSTEE 1.00 X 0 0 0 ALAN I RUBIN TRUSTEE 1.00 X 0 0 0 BRIAN EFFRON TRUSTEE 1.00 X 0 0 0 DEANNA DECHERNEY TRUSTEE 1.00 X 0 0 0 DORRANCE H HAMILTON LIFE TRUSTEE 1.00 X 0 0 0 DR NOEL MAYO TRUSTEE 1.00 X 0 0 0 ELAINE C LEVITT TRUSTEE 1.00 X 0 0 0 GAIL KASS TRUSTEE 1.00 X 0 0 0 HOWARD BELK TRUSTEE 1.00 X 0 0 0 JAMES P VESEY TRUSTEE 1.00 X 0 0 0 KAREN LOTMAN TRUSTEE 1.00 X 0 0 0 LAURIE WAGMAN TRUSTEE 1.00 X 0 0 0 LAWRENCE S REICHLIN TRUSTEE 1.00 X 0 0 0 MARK DONNOLO TRUSTEE 1.00 X 0 0 0 RICHARD P JAFFE TRUSTEE 1.00 X 0 0 0 RONALD J NAPLES TRUSTEE 1.00 X 0 0 0 SAM S MCKEEL LIFE TRUSTEE 1.00 X 0 0 0 SEYMOUR G MANDELL TRUSTEE 1.00 X 0 0 0 STEPHEN S SYPHERD TRUSTEE 1.00 X 0 0 0 THOMAS M MILES TRUSTEE 1.00 X 0 0 0 WILLIAM R GAST TRUSTEE 1.00 X 0 0 0 KIRK PILLOW PROVOST/INT. PRESIDENT (FROM 1/15) 40.00 X X 211508 0 40709 SEAN BUFFINGTON PRESIDENT & CEO (TO 12/14) 40.00 X X 277357 0 46662 MEGAN STORTI SENIOR SECRETARY 40.00 X 53788 0 14254 STEPHEN LIGHTCAP ED D VP FOR FINANCE AND ADMIN 40.00 X 189213 0 47328 KAY WILLIAMS DEAN OF CPA 40.00 X 286483 0 40199 PAULA MARINCOLA EXECUTIVE DIRECTOR 40.00 X 227035 0 47301 THOMAS CARNWATH VP OF TECHNOLOGY & INFO 40.00 X 150922 0 39520 CATHERINE KODAT DEAN FOR DIVISION OF LIBERAL ARTS 40.00 X 147558 0 32820 ERIN ELMAN DEAN OF CONTINUING STUDIES 40.00 X 129558 0 37667 MELISSA FRANKLIN DIRECTOR 40.00 X 138216 0 45103 WILLIAM ADAIR DIRECTOR 40.00 X 132765 0 35713 WILLIAM BISSEL DIRECTOR 40.00 X 128289 0 36484 2072692 0 463760 25 0 1 0 PARKHURST DINING SERVICES PO BOX 644091 PITTSBURGH PA 152644091 FOOD SERVICES 2815458 ALLIEDBARTON SECURITY SERVICES PO BOX 828854 PHILADELPHIA PA 191828854 SECURITY SERVICES 1747318 LIMA COMPANY 9050 STATE ROAD PHILADELPHIA PA 19136 MECHANICAL SERVICES 569480 OTIS ELEVATOR COMPANY PO BOX 905454 CHARLOTTE NC 282905454 MAINTENANCE 485799 160OVER90 INC ONE SOUTH BROAD STREET 10TH FL PHILADELPHIA PA 19107 MARKETING 455060 17 397532 579637 12881049 131763 13858218 STUDENT TUITION & FEES 611310 71318103 71318103 RESIDENCE HALLS 611310 5099995 5099995 DINING SERVICES 900099 2912965 2912965 STUDY ABROAD 900099 158500 158500 79489563 1097181 1097181 681629 420627 261002 261002 261002 7181711 6286656 5492343 1620489 1689368 4666167 6355535 6355535 88951 397532 87187 1764 1764 220694 176462 44232 44232 PEW/PEI OVERHEAD 900099 178350 178350 IMAGING LAB REVENUE 900099 115014 115014 ADMISSIONS APPLICATION FEES 900099 106440 106440 480725 480725 880529 101988024 79533795 0 8596011 6843498 6843498 29519715 29519715 1568731 251010 1279072 38649 26943266 21691573 4820064 431629 1049294 768388 260093 20813 4260747 3198795 977468 84484 1870007 1369388 463527 37092 80223 80223 147228 57078 90150 7332268 1245933 6002934 83401 316768 295217 21551 2859124 2163302 671823 23999 1795325 341064 1454261 2105391 319181 1786210 1027557 885881 129364 12312 140605 103972 34195 2438 2363920 2363920 4960169 25303 4934866 512828 1600 511228 SPECIAL EVENTS 488363 396098 92265 HONORARIA 455980 393657 62323 R.A. HOUSING 385731 385731 STUDY ABROAD TUITION 368239 368239 1141793 649206 492587 98536770 71273829 26528124 734817 140007 207088 12665968 11988485 756809 573840 867590 731922 1102893 1622587 169280688 94906467 78912251 74374221 37371170 37921914 15590716 15512736 2020632 2128636 1097464 1033751 150525500 146095180 5391548 5112925 12738233 9278904 38640000 37475000 9920908 9066654 3862509 3082614 70553198 64016097 X 22680618 25555996 17794504 16789278 39497180 39733809 79972302 82079083 150525500 146095180 3451254 -1344473 0 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X X 0 54060441 375877 1305262 2591859 53149721 48309646 212619 7687373 2149197 54060441 44638355 154902 6204816 2688427 48309646 47325868 143322 -941766 1889069 44638355 44738463 60914 4104215 1577724 47325868 0.02000 0.75000 0.23000 0 0 5579855 5579855 126021666 62365769 63655897 37679167 32540698 5138469 74374221 ALTERNATIVE INVESTMENTS 12585721 F FUNDS HELD IN TRUST 2427015 F SHORT TERM INVESTMENTS 500000 F 15512736 GOVERNMENT ADVANCES 1921559 CAPITAL LEASE OBLIGATIONS 208423 CONDITIONAL ASSET RETIREMENT OBLIGATIONS 952632 3082614 X 72864962 -1344473 -28462865 -29807338 102672300 -684276 -684276 101988024 70758181 684276 684276 70073905 28462865 28462865 98536770 PART III, LINE 4: THE UNIVERSITY DOES NOT RECORD ITS COLLECTION IN THE FINANCIAL STATEMENT. THE UNIVERSITY OWNS NUMEROUS PIECES OF FINE ART, MAINLY FROM PROMINENT ALUMNAE AND FACULTY. THE UNIVERSITY HAS MADE A COMMITMENT TO PRESERVE THE ARCHIVES AND USES THEM AS A RESOURCE FOR STUDENTS AT THE COLLEGE. PART V, LINE 4: THE INTENDED USES OF THE ORGANIZATION'S ENDOWMENT FUNDS ARE FOR UNIVERSITY STUDENTS' AWARDS AND SCHOLARSHIPS TO HELP OFFSET THE COST OF TUITION. PART X, LINE 2: THE UNIVERSITY FOLLOWS THE FINANCIAL ACCOUNTING STANDARDS BOARD ("FASB") GUIDANCE, AS IT RELATES TO UNCERTAIN TAX POSITIONS. MANAGEMENT HAS REVIEWED ITS CURRENT AND PAST FEDERAL AND STATE INCOME TAX POSITIONS AND HAS DETERMINED, BASED ON CLEAR AND UNAMBIGUOUS TAX LAW AND REGULATIONS, THAT THE TAX POSITIONS TAKEN ARE CERTAIN AND THAT THERE IS NO LIKELIHOOD THAT A MATERIAL TAX ASSESSMENT WOULD BE MADE IF A RESPECTIVE GOVERNMENT AGENCY EXAMINED TAX RETURNS SUBJECT TO AUDIT. ACCORDINGLY, NO PROVISION FOR THE EFFECTS OF UNCERTAIN TAX POSITIONS HAS BEEN RECORDED. CURRENTLY, THE 2012, 2013 AND 2014 TAX YEARS ARE OPEN AND SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE AND THE PENNSYLVANIA DEPARTMENT OF REVENUE. HOWEVER, THE UNIVERSITY IS NOT CURRENTLY UNDER AUDIT NOR HAS THE UNIVERSITY BEEN CONTACTED BY THESE JURISDICTIONS. ANY INTEREST AND PENALTIES RELATED TO INCOME TAXES ARE INCLUDED IN INCOME TAX EXPENSE. PART XI, LINE 2D - OTHER ADJUSTMENTS: STUDENT SCHOLARSHIPS -28,462,865. PART XI, LINE 4B - OTHER ADJUSTMENTS: COST OF GOODS SOLD -176,462. RENTAL EXPENSE -420,627. FUNDRAISING EXPENSES -87,187. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 176,462. RENTAL EXPENSE 420,627. FUNDRAISING EXPENSES 87,187. PART XII, LINE 4B - OTHER ADJUSTMENTS: STUDENT SCHOLARSHIPS 28,462,865. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE UNIVERSITY'S RACIAL NONDISCRIMINATION POLICY IS INCLUDED ON THE APPLICATION FOR ADMISSION, AND IN OTHER IMPORTANT OFFICIAL UNIVERSITY PUBLICATIONS, MOST IMPORTANTLY THE UNIVERSITY COURSE CATALOG. SCHEDULE E, PART I, LINE 6 THE UNIVERSITY RECEIVES FEDERAL AND STATE FUNDING, INCLUDING, BUT NOT LIMITED TO, PELL GRANTS, SEOG GRANTS, FAMILY EDUCATION LOANS, AND WORK-STUDY PROGRAM. ART UNLEASHED 270413 188862 81551 43972 625 28978 RON NAPLES FUNDRAISER 216070 208670 7400 13612 486483 397532 88951 57584 625 28978 87187 1764 1 ARCADIA UNIVERSITY ART GALLERY 450 S EASTON ROAD GLENSIDE PA 19038 231352620 501(C)(3) 28783 ARTS AND CULTURAL PROJECTS ARDEN THEATRE COMPANY 40 NORTH SECOND STREET PHILADELPHIA PA 19106 232521993 501(C)(3) 5000 ARTS AND CULTURAL PROJECTS ARS NOVA WORKSHOP INC 3909 WARREN STREET PHILADELPHIA PA 19104 383714248 501(C)(3) 11000 ARTS AND CULTURAL PROJECTS ASIAN ARTS INITIATIVE 1219 VINE STREET PHILADELPHIA PA 19107 232827657 501(C)(3) 77000 ARTS AND CULTURAL PROJECTS BRANDYWINE CONSERVANCY PO BOX 141 CHADDS FORD PA 19317 516020908 501(C)(3) 12000 ARTS AND CULTURAL PROJECTS BRYN MAWR COLLEGE PERFORMING ARTS SERIES 101 N MERION AVE BRYN MAWR PA 19010 231352621 501(C)(3) 52000 ARTS AND CULTURAL PROJECTS BUSTAN SEEDS OF CULTURE 526 SOUTH 46TH STREET PHILADELPHIA PA 19143 030502955 501(C)(3) 144000 ARTS AND CULTURAL PROJECTS CURTIS INSTITUTE OF MUSIC 1726 LOCUST STREET PHILADELPHIA PA 19103 231585611 501(C)(3) 250000 ARTS AND CULTURAL PROJECTS DREXEL UNIVERSITY 3201 ARCH STREET SUITE 420 PHILADELPHIA PA 19104 231352630 501(C)(3) 31070 ARTS AND CULTURAL PROJECTS EASTERN STATE PENITENTIARY 2027 FAIRMOUNT AVENUE PHILADELPHIA PA 19130 311627155 501(C)(3) 165000 ARTS AND CULTURAL PROJECTS FABRIC WORKSHOP AND MUSEUM 1214 ARCH STREET PHILADELPHIA PA 19107 232018929 501(C)(3) 381000 ARTS AND CULTURAL PROJECTS FIRST PERSON ARTS 443 W GIRARD AVE 2C PHILADELPHIA PA 19123 233023995 501(C)(3) 15810 ARTS AND CULTURAL PROJECTS FLEISHER ART MEMORIAL 719 CATHERINE STREET PHILADELPHIA PA 19147 232249360 501(C)(3) 48000 ARTS AND CULTURAL PROJECTS FREE LIBRARY OF PHILADELPHIA 1901 VINE STREET ROOM 400 PHILADELPHIA PA 19103 521173474 501(C)(3) 330000 ARTS AND CULTURAL PROJECTS GROUP MOTION DANCE COMPANY 3500 LANCASTER AVENUE PHILADELPHIA PA 19104 231855995 501(C)(3) 9300 ARTS AND CULTURAL PROJECTS HISTORIC GERMANTOWN PRESERVED 5501 GERMANTOWN AVENUE PHILADELPHIA PA 19144 232459676 501(C)(3) 6000 ARTS AND CULTURAL PROJECTS HISTORICAL SOCIETY OF PENNSYLVANIA 1300 LOCUST STREET PHILADELPHIA PA 19107 231352322 501(C)(3) 126280 ARTS AND CULTURAL PROJECTS INSTITUTE OF CONTEMPORARY ART PHILLY 118 S 36TH STREET PHILADELPHIA PA 19104 231352685 501(C)(3) 289542 ARTS AND CULTURAL PROJECTS JAMES A MICHENER ART MUSEUM 138 S PINE STREET DOYLESTOWN PA 18901 232471583 501(C)(3) 34375 ARTS AND CULTURAL PROJECTS JOHNSON HOUSE HISTORIC SITE 6306 GERMANTOWN AVE PHILADELPHIA PA 19144 232860359 501(C)(3) 40000 ARTS AND CULTURAL PROJECTS LEAH STEIN DANCE COMPANY 130 E CLIVEDEN STREET PHILADELPHIA PA 19119 233005185 501(C)(3) 7500 ARTS AND CULTURAL PROJECTS LIBRARY COMPANY OF PHILADELPHIA 1314 LOCUST STREET PHILADELPHIA PA 19107 231370444 501(C)(3) 82885 ARTS AND CULTURAL PROJECTS MANN CENTER FOR THE PERFORMING ARTS 123 S BROAD STREET SUITE 815 PHILADELPHIA PA 19109 231473884 501(C)(3) 10000 ARTS AND CULTURAL PROJECTS MENDELSSOHN CLUB 100 N 20TH STREET SUITE 302 PHILADELPHIA PA 19103 237121950 501(C)(3) 223000 ARTS AND CULTURAL PROJECTS NETWORK FOR NEW MUSIC 6757 GREENE STREET SUITE 400 PHILADELPHIA PA 19119 222629436 501(C)(3) 7000 ARTS AND CULTURAL PROJECTS NEW PARADISE LABORATORIES 1325 N RANDOLPH STREET SUITE B PHILADELPHIA PA 19122 233023941 501(C)(3) 15400 ARTS AND CULTURAL PROJECTS OPERA CO OF PHILA 1420 LOCUST STREET SUITE 210 PHILADELPHIA PA 19102 231504706 501(C)(3) 300000 ARTS AND CULTURAL PROJECTS PAINTED BRIDE ART CENTER 230 VINE STREET PHILADELPHIA PA 19106 231946391 501(C)(3) 110000 ARTS AND CULTURAL PROJECTS PENNSYLVANIA BALLET 1819 JFK BOULEVARD SUITE 210 PHILADELPHIA PA 19103 231629970 501(C)(3) 5000 ARTS AND CULTURAL PROJECTS PENNSYLVANIA HUMANITIES COUNCIL 325 CHESTNUT STREET SUITE 715 PHILADELPHIA PA 19106 232007911 501(C)(3) 66000 ARTS AND CULTURAL PROJECTS PEOPLE'S LIGHT & THEATRE CO 39 CONESTOGA ROAD MALVERN PA 19355 237313407 501(C)(3) 5000 ARTS AND CULTURAL PROJECTS PHILADANCO 9 N PRESTON STREET PHILADANCO WAY PHILADELPHIA PA 191042210 237161084 501(C)(3) 10000 ARTS AND CULTURAL PROJECTS PHILADELPHIA CHAMBER MUSIC SOCIETY 1528 WALNUT STREET SUITE 301 PHILADELPHIA PA 19102 223059283 501(C)(3) 125000 ARTS AND CULTURAL PROJECTS PHILADELPHIA FOLKLORE PROJECT 735 S 50TH STREET PHILADELPHIA PA 19143 232568080 501(C)(3) 201000 ARTS AND CULTURAL PROJECTS PHILADELPHIA FRINGEARTS (GRANTEE) 140 N COLUMBUS BLVD PHILADELPHIA PA 19106 232936188 501(C)(3) 446000 ARTS AND CULTURAL PROJECTS PHILADELPHIA MURAL ARTS ADVOCATES INC 1729 MT VERNON STREET PHILADELPHIA PA 19130 232876470 501(C)(3) 331247 ARTS AND CULTURAL PROJECTS PHILADELPHIA MUSEUM OF ART PO BOX 7646 PHILADELPHIA PA 191017646 231365388 501(C)(3) 270000 ARTS AND CULTURAL PROJECTS PIG IRON THEATRE COMPANY 1417 N 2ND STREET PHILADELPHIA PA 19122 133874192 501(C)(3) 153000 ARTS AND CULTURAL PROJECTS PRESERVATION ALLIANCE OF GREATER PHILADELPHIA 1608 WALNUT STREET SUITE 1300 PHILADELPHIA PA 19103 232106589 501(C)(3) 10000 ARTS AND CULTURAL PROJECTS PRISM QUARTET INC 257 W HARVEY STREET PHILADELPHIA PA 19144 264210673 501(C)(3) 82000 ARTS AND CULTURAL PROJECTS SCRIBE VIDEO CENTER INC 4212 CHESTNUT STREET 3RD FLOOR PHILADELPHIA PA 19104 232358942 501(C)(3) 93333 ARTS AND CULTURAL PROJECTS SETTLEMENT MUSIC SCHOOL PO BOX 63966 PHILADELPHIA PA 19147 231352676 501(C)(3) 67000 ARTS AND CULTURAL PROJECTS TEMPESTA DI MARE 1034 CARPENTER STREET PHILADELPHIA PA 19147 233013869 501(C)(3) 115000 ARTS AND CULTURAL PROJECTS TEMPLE UNIVERSITY 1515 MARKET STREET PHILADELPHIA PA 19102 231365971 501(C)(3) 390464 ARTS AND CULTURAL PROJECTS THE BARNES FOUNDATION 2025 BENJAMIN FRANKLIN PARKWAY PHILADELPHIA PA 19130 236000149 501(C)(3) 206250 ARTS AND CULTURAL PROJECTS THE COLLEGE OF PHYSICIANS OF PHILADELPHIAMUTTER MUSEUM 19 S 22ND STREET PHILADELPHIA PA 19103 231352670 501(C)(3) 8050 ARTS AND CULTURAL PROJECTS THE CROSSING 8855 GERMANTOWN PHILADELPHIA PA 19118 205646257 501(C)(3) 122000 ARTS AND CULTURAL PROJECTS THE GALLERIES AT MOORE COLLEGE OF ART & DESIGN 20TH STREET AND THE PARKWAY PHILADELPHIA PA 19103 231352236 501(C)(3) 146667 ARTS AND CULTURAL PROJECTS THE PRINT CENTER 1614 LATIMER STREET PHILADELPHIA PA 19103 230988930 501(C)(3) 24462 ARTS AND CULTURAL PROJECTS TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA OFFICE OF RESEARCH SERVICES 3451 WALNUT STREET-P221 FRANKLIN BLDG PHILADELPHIA PA 19104 231352685 501(C)(3) 131715 ARTS AND CULTURAL PROJECTS UNIVERSITY OF PENN - INSTITUTE URBAN RESEARCH PENN INS FOR URBAN RESRCH MEYERSON HALLG-12 210 SOUTH 34TH STREET PHILADELPHIA PA 19104 231352685 501(C)(3) 66000 ARTS AND CULTURAL PROJECTS UNIVERSITY OF PENN - WXPN 3025 WALNUT STREET PHILADELPHIA PA 19104 231352685 501(C)(3) 324000 ARTS AND CULTURAL PROJECTS UNIVERSITY OF THE ARTS 320 SOUTH BROAD PHILADELPHIA PA 19102 231639911 501(C)(3) 90640 ARTS AND CULTURAL PROJECTS VILLAGE OF ARTS & HUMANITIES 2544 GERMANTOWN AVENUE PHILADELPHIA PA 19113 223045318 501(C)(3) 27000 ARTS AND CULTURAL PROJECTS VOX POPULI 319 N 11TH STREET 3RD FLOOR PHILADELPHIA PA 19107 232912413 501(C)(3) 49193 ARTS AND CULTURAL PROJECTS WAGNER FREE INSTITUTE OF SCIENCE 1700 W MONTGOMERY AVENUE PHILADELPHIA PA 19121 231370509 501(C)(3) 57500 ARTS AND CULTURAL PROJECTS WILLIAM WAY COMMUNITY CTR 1315 SPRUCE STREET PHILADELPHIA PA 19107 237429170 501(C)(3) 10000 ARTS AND CULTURAL PROJECTS ZOOLOGICAL SOCIETY OF PHILADELPHIA 3400 WEST GIRARD AVE PHILADELPHIA PA 19104 231352298 501(C)(3) 350000 ARTS AND CULTURAL PROJECTS 59 0 SCHOLARSHIP 174 1232584 FINANCIAL AID 1856 27230281 GRANTS TO INDIVIDUALS 42 1056850 PART I, LINE 2: DISBURSEMENTS TO STUDENTS RECEIVING SCHOLARSHIPS AND FINANCIAL AID ARE MADE IN ACCORDANCE WITH INSTITUTIONAL PROCEDURES TO ENSURE THAT THOSE RECEIVING AID ARE QUALIFYING RECIPIENTS. FEDERAL FINANCIAL AID AND/OR ASSISTANCE FROM GOVERNMENTAL AGENCIES IS DISTRIBUTED AND MONITORED IN ACCORDANCE WITH FEDERALLY APPROVED NEED ANALYSIS CRITERIA OR OTHER AGENCY PROVIDED CRITERIA. THE USE OF GRANT FUNDS TO INDIVIDUALS ARE MONITORED THROUGH UNIQUE GENERAL LEDGER ACCOUNTS FOR EACH GRANT. EXPENDITURES FOR EACH GRANT ACCOUNT ARE REVIEWED AND ANALYZED USING AD-HOC REPORTS TO ENSURE COMPLIANCE. X 1 1 X X X X 0 0 0 0 0 0 0 0 0 KIRK PILLOW PROVOST/INT. PRESIDENT (FROM 1/15) 211508 0 0 0 0 0 14466 0 26243 0 252217 0 0 0 SEAN BUFFINGTON PRESIDENT & CEO (TO 12/14) 238357 0 0 0 39000 0 16214 0 30448 0 324019 0 0 0 STEPHEN LIGHTCAP ED D VP FOR FINANCE AND ADMIN 189213 0 0 0 0 0 13417 0 33911 0 236541 0 0 0 KAY WILLIAMS DEAN OF CPA 286483 0 0 0 0 0 9103 0 31096 0 326682 0 0 0 PAULA MARINCOLA EXECUTIVE DIRECTOR 227035 0 0 0 0 0 19316 0 27985 0 274336 0 0 0 THOMAS CARNWATH VP OF TECHNOLOGY & INFO 150922 0 0 0 0 0 10646 0 28874 0 190442 0 0 0 CATHERINE KODAT DEAN FOR DIVISION OF LIBERAL ARTS 147558 0 0 0 0 0 9639 0 23181 0 180378 0 0 0 ERIN ELMAN DEAN OF CONTINUING STUDIES 129558 0 0 0 0 0 8561 0 29106 0 167225 0 0 0 MELISSA FRANKLIN DIRECTOR 138216 0 0 0 0 0 12814 0 32289 0 183319 0 0 0 WILLIAM ADAIR DIRECTOR 132765 0 0 0 0 0 12141 0 23572 0 168478 0 0 0 WILLIAM BISSEL DIRECTOR 128289 0 0 0 0 0 12004 0 24480 0 164773 0 0 0 PART I, LINE 1A AS A CONDITION OF EMPLOYMENT, THE PRESIDENT OF THE UNIVERSITY IS PROVIDED A HOUSING ALLOWANCE AS PART OF HIS COMPENSATION PACKAGE. THE ALLOWANCE IS INCLUDED IN TAXABLE INCOME. A PENNSYLVANIA HIGHER EDUCATION FACILITIES AUTHORITY 232243852 70917PGP9 2006-04-19 18367163 BUILDING IMPROVEMENTS, EQUIPMENT AND REFINANCING. 0 0 0 A 255000 19832936 4341768 11756099 899438 5521689 2567 2009 1 0 1 1 A 0 1 0 0 0.00000 0.00000 0.00000 0 0 1 A 1 0 0 0 0 1 A 1 SCHEDULE K SUPPLENTAL INFORMATION DIFFERENCE IN ISSUE PRICE AND BOND PROCEEDS: THE AMOUNT REPORTED ON PART I, COLUMN (E) AS THE ISSUE PRICE IS $18,367,163, AND THE AMOUNT REPORTED ON PART II, LINE 3 AS THE TOTAL PROCEEDS OF THE ISSUE IS $19,832,936. THE DIFFERENCE OF $1,465,773 IS DUE TO A RELEASE FROM THE DEBT SERVICE RESERVE FUND OF PRIOR ISSUES. HARRIET G WEISS TRUSTEE 173042 AS A RESULT OF AN ONGOING COMPETITIVE BIDDING PROCESS FOR INDIVIDUAL PROJECTS, THE UNIVERSITY PURCHASES SOME PRINTING SERVICES FROM CRW GRAPHICS, WHICH IS OWNED BY THIS TRUSTEE. THE UNIVERSITY MAINTAINS A CONFLICT OF INTEREST POLICY AND ALL TRANSACTIONS WITH INTERESTED PERSONS ARE CONDUCTED AT ARM'S LENGTH. 0 X 0 X 3 131763 STOCK MARKET PRICE 0 0 1 0 PART I, COLUMN (B): THE ORGANIZATION IS REPORTING THE NUMBER OF CONTRIBUTIONS. THE NUMBER OF CONTRIBUTIONS IS EQUAL TO THE NUMBER OF DONORS. PART I, LINE 33: THE UNIVERSITY RECEIVED CONTRIBUTIONS OF 1,433 BOOKS AND PUBLICATIONS. THE UNIVERSITY DOES NOT RECORD THE VALUE OF SUCH CONTRIBUTIONS IN ITS ACCOUNTING RECORDS. FORM 990, PART VI, SECTION A, LINE 2 THE FOLLOWING BOARD MEMBERS HAVE A BUSINESS RELATIONSHIP: RON NAPLES AND SCOTT JENKINS SCOTT JENKINS AND ELEANOR DAVIS GAIL KASS AND ELEANOR DAVIS FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 WAS PREPARED BY AN EXTERNAL INDEPENDENT TAX ADVISOR PRIOR TO SUBMISSION TO THE BOARD OF TRUSTEES. THE BOARD'S GOVERNANCE COMMITTEE DESIGNATED THAT THE AUDIT COMMITTEE REVIEW THE FORM 990 PRIOR TO IT BEING SHARED WITH THE BOARD AND THEN FILED. THE FORM 990 WAS REVIEWED BY THE AUDIT COMMITTEE AND THEN SHARED WITH THE BOARD OF TRUSTEES BEFORE BEING FILED. FORM 990, PART VI, SECTION B, LINE 12C THE UNIVERSITY ANNUALLY REQUIRES OFFICERS, DIRECTORS, TRUSTEES AND KEY EMPLOYEES TO SUBMIT CONFLICT OF INTEREST STATEMENTS. THE VP FOR FINANCE AND ADMINISTRATION IS RESPONSIBLE FOR ENSURING COMPLIANCE WITH AND REVIEW OF ANNUAL CONFLICT OF INTEREST STATEMENTS. ANY CONFLICTS ARE REVIEWED AND RESOLVED BY THE BOARD'S GOVERNANCE COMMITTEE. THESE INDIVIDUALS ARE ALSO REQUIRED TO REPORT CONFLICTS AS THEY ARISE THROUGHOUT THE YEAR. IF AN INDIVIDUAL HAS A CONFLICT OF INTEREST, HE/SHE IS REQUIRED TO ABSTAIN FROM VOTING ON THE MATTER. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD'S EXECUTIVE COMMITTEE REVIEWS AND APPROVES SALARIES FOR ALL OFFICERS. THIS COMMITTEE IS COMPRISED OF INDEPENDENT PERSONS. KEY EMPLOYEES' COMPENSATION IS REVIEWED BY THE PRESIDENT AND VICE PRESIDENT FOR FINANCE AND ADMINISTRATION TO DETERMINE THAT THE SALARY RANGE IS REASONABLE. THE ORGANIZATION USES A SALARY SURVEY/STUDY OF COMPARABLE ORGANIZATIONS TO AID IN DETERMINING THE REASONABLENESS OF COMPENSATION. DECISIONS CONCERNING COMPENSATION ARE DOCUMENTED. FORM 990, PART VI, SECTION C, LINE 19 THE UNIVERSITY DOES MAKE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. VIOLA FOULKE TRUST C/O BRYN MAWR TRUST CO 1 E CHOCOLAT HERSHEY PA 17033 236964516 TO PROVIDE SUPPORT TO THE UNIVERSITY OF THE ARTS PA 501(C)(3) PF N/A 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0