2016-02-12T14:47:24-06:00 2014-06-30 314419361 JOHN GERLACH & COMPANY LLP 37 W BROAD ST STE 530 COLUMBUS OH 43215 990 2013-07-01 460843878 OHIO STATE INNOVATION FOUNDATION OHIO 6142921315 1524 N HIGH STREET COLUMBUS OH 43201 STAN MICEK VICE PRESIDENT 6142921315 2016-02-12 1 TJ CONGER CPA P00068140 6142242164 2013 2016-08-17 19:52:53Z X X STAN MICEK 1524 N HIGH STREET COLUMBUS OH 43201 3571393 0 X N/A X 2012 OH OHIO STATE INNOVATION FOUNDATION ("OSIF") IS A NOT-FOR-PROFIT OHIO CORPORATION FORMED TO MANAGE INTELLECTUAL PROPERTY DEVELOPED AT OR CREATED BY THE OHIO STATE UNIVERSITY ("OSU") AND TO FACILITATE THE COMMERCIALIZATION OF SUCH INTELLECTUAL PROPERTY ("IP"). OSU IS THE SOLE MEMBER OF OSIF, AND A MAJORITY OF THE DIRECTORS ON THE OSIF BOARD OF DIRECTORS ARE REPRESENTATIVES OF OSU. OSIF HAS NO EMPLOYEES. THE OPERATIONS OF THE OSIF ARE CONDUCTED BY THE OSU'S TECHNOLOGY COMMERCIALIZATION & KNOWLEDGE TRANSFER OFFICE, PURSUANT TO CONTRACT. 11 4 0 0 0 0 2000000 1571393 0 0 3571393 0 0 0 0 0 5972384 5972384 -2400991 745914 3146905 -2400991 X OHIO STATE INNOVATION FOUNDATION ("OSIF") IS A NOT-FOR-PROFIT OHIO CORPORATION FORMED TO MANAGE INTELLECTUAL PROPERTY DEVELOPED AT OR CREATED BY THE OHIO STATE UNIVERSITY ("OSU") AND TO FACILITATE THE COMMERCIALIZATION OF SUCH INTELLECTUAL PROPERTY ("IP"). OSU IS THE SOLE MEMBER OF OSIF, AND A MAJORITY OF THE DIRECTORS ON THE OSIF BOARD OF DIRECTORS ARE REPRESENTATIVE OF OSU. OSIF HAS NO EMPLOYEES. THE OPERATIONS OF OSIF ARE CONDUCTED BY OSU'S TECHNOLOGY COMMERCIALIZATION & KNOWLEDGE TRANSFER OFFICE, PURSUANT TO CONTRACT. 0 0 2493114 1571393 MANAGED LICENSES OF TECHNOLOGY DEVELOPED AT THE OHIO STATE UNIVERSITY. 3479270 0 MANAGED INTELLECTUAL PROPERTY PORTFOLIO OF THE OHIO STATE UNIVERSITY. 5972384 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 X 11 4 1 1 0 0 1 1 0 1 0 0 0 1 1 1 1 1 0 0 0 0 OH X CHERYL TURNBULL 6142921315 1524 N HIGH STREET COLUMBUS OH 43201 TIMOTHY R WRIGHT PRESIDENT FROM SEPT 2013 4.00 40.00 X X 0 328085 66543 BRIAN CUMMINGS PRESIDENT THRU SEPT 2013 4.00 40.00 X X 0 547454 66150 GEOFFREY S CHATAS CHAIRMAN 0.30 40.00 X 0 867764 288387 RUANN ERNST CO-CHAIRMAN 0.30 0.00 X 0 0 0 CHRISTOPHER M CULLEY DIRECTOR 0.10 40.00 X 0 1980064 199879 CAROLINE C WHITACRE DIRECTOR 0.10 40.00 X 0 535575 73855 DEAN CHRISTINE A POON DIRECTOR 0.10 40.00 X 0 526765 61565 DEAN LONNIE J KING DIRECTOR 0.10 40.00 X 0 308999 76862 SUSAN R MALLERY DIRECTOR FROM AUGUST 2013 0.10 40.00 X 0 0 0 TOM D WALKER DIRECTOR 0.10 0.00 X 0 0 0 ALEX FISCHER DIRECTOR 0.10 0.00 X 0 0 0 HERBERT S BRESLER DIRECTOR FROM AUGUST 2013 0.10 0.00 X 0 0 0 ERIN BENDER VICE PRESIDENT 4.00 40.00 X 0 88178 55429 CHERYL TURNBULL VICE PRESIDENT 4.00 40.00 X 0 147539 23764 MICHAEL A MITCHELL SECRETARY 0.30 40.00 X 0 250954 43657 MICHAEL PAPADAKIS TREASURER 0.10 40.00 X 0 463106 65444 0 6044483 1021535 0 0 1 0 0 2000000 2000000 PATENET ROYALTY REVENU 900099 941500 941500 REIMBURSEMENTS FROM LI 900099 629893 629893 1571393 3571393 1571393 0 0 2414213 2414213 77850 77850 1052 1052 732692 732692 PATENT EXPENSES 2746577 2746577 5972384 5972384 0 0 273541 472373 0 745914 3146905 0 3146905 X -2400991 0 -2400991 0 745914 -2400991 0 X 0 0 0 X X X X 0 0 0 THE OHIO STATE UNIVERSITY 316025986 2 1 1 1 0 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 0 0 0 0 0 0 0 0 TIMOTHY R WRIGHT PRESIDENT FROM SEPT 2013 0 293005 0 32188 0 2892 0 29000 0 37543 0 394628 0 0 BRIAN CUMMINGS PRESIDENT THRU SEPT 2013 0 459970 0 0 0 87484 0 38083 0 28067 0 613604 0 0 GEOFFREY S CHATAS CHAIRMAN 0 766985 0 97647 0 3132 0 264506 0 23881 0 1156151 0 0 CHRISTOPHER M CULLEY DIRECTOR 0 1283662 0 691119 0 5283 0 184812 0 15067 0 2179943 0 0 CAROLINE C WHITACRE DIRECTOR 0 448172 0 62593 0 24810 0 62505 0 11350 0 609430 0 0 DEAN CHRISTINE A POON DIRECTOR 0 525530 0 0 0 1235 0 48394 0 13171 0 588330 0 0 DEAN LONNIE J KING DIRECTOR 0 302888 0 0 0 6111 0 48788 0 28074 0 385861 0 0 CHERYL TURNBULL VICE PRESIDENT 0 146941 0 0 0 598 0 20937 0 2827 0 171303 0 0 MICHAEL A MITCHELL SECRETARY 0 249474 0 0 0 1480 0 31067 0 12590 0 294611 0 0 MICHAEL PAPADAKIS TREASURER 0 382375 0 79075 0 1656 0 44511 0 20933 0 528550 0 0 PART I, LINE 4A ON SEPTEMBER 6, 2013 BRIAN CUMMINGS RECEIVED A LUMP SUM PAYMENT OF $86,622 WHICH INCLUDED THREE ITEMS: A PAYMENT OF $25,362 FOR THE REMAINDER OF SEPTEMBER, A LUMP SUM PAYMENT OF $17,880, AND PAYMENT FOR UNUSED VACTION OF $43,380. FROM OCTOBER 2013 - AUGUST 2014 BRIAN RECEIVED $31,340 PER MONTH AND IN SEPTEMBER 2014 RECEIVED $7,120. FORM 990, PART VI, SECTION A, LINE 2 DUE TO THE RELATIONSHIP WITH RELATED ENTITIES, SEVERAL MEMBERS SERVE ON THE BOARD OF RELATED ENTITIES. FORM 990, PART VI, SECTION A, LINE 3 OSU TECHNOLOGY COMMERCIALIZATION CONTRACTS WITH OHIO STATE INNOVATION FOUNDATION TO MANAGE THE ORGANIZATION'S OPERATIONS. FORM 990, PART VI, SECTION A, LINE 6 THE OHIO STATE UNIVERSITY IS THE SOLE MEMBER OF THE ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 7A PER SECTION 2.01 MEMBERSHIP, OF THE CODE OF REGULATIONS, THE PRESIDENT OF THE OHIO STATE UNIVERSITY HAS THE POWER TO DESIGNATE A MEMBER OF THE BOARD. FORM 990, PART VI, SECTION A, LINE 8B NO COMMITTEES EXIST THAT HAVE AUTHORITY TO ACT ON BEHALF OF THE GOVERNING BODY. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS PREPARED BY AN EXTERNAL ACCOUNTING FIRM, REVIEWED BY OFFICERS AND SHARED ELECTRONICALLY WITH DIRECTORS FOR COMMENT PRIOR TO SUBMISSION. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY BOARD MEMBERS ARE REMINDED OF POLICIES AND ASKED TO REVIEW AND DISCLOSE CONFLICTS OR OTHER MATTERS RELEVANT TO SERVING THE UNIVERSITY. FORM 990, PART VI, SECTION C, LINE 18 THE ORGANIZATION'S FORMS 1023 AND 990 ARE AVAILABLE UPON REQUEST. FURTHER, THE FORM 990 IS AVAILABLE VIA ANOTHER'S WEBSITE, WWW.GUIDESTAR.ORG. FORM 990, PART VI, SECTION C, LINE 19 UPON WRITTEN REQUEST, DOCUMENTS, POLICIES AND FINANCIAL STATEMENTS WILL BE MADE AVAILABLE FOR REVIEW. 2013 AMENDED FORM 990 - REASON FOR AMENDMENT - PART VII, SECTION A IT WAS DISCOVERED IN PREPARING THE 2014 FORM 990 THAT THERE WAS AN INADVERTENT ERROR PRESENT ON THE FILED 2013 FORM 990. SPECIFICALLY, ONLY BASE COMPENSATION AMOUNTS WERE RECORDED IN COLUMN (E) FOR THOSE MEMBERS ON THE LIST OF OFFICERS, DIRECTORS, TRUSTEES, KEY EMPLOYEES, AND HIGHEST COMPENSATED EMPLOYEES EMPLOYED BY THE RELATED ORGANIZATION. THIS AMENDED RETURN ADDS TO THE BASE COMPENSATION AMOUNTS FOR BONUS & INCENTIVE COMPENSATION, OTHER REPORTABLE COMPENSATION, RETIREMENT AND OTHER DEFERRED COMPENSATION, AND NONTAXABLE BENEFITS REPORTED IN COLUMNS (E) AND (F). 2013 AMENDED FORM 990 - REASON FOR AMENDMENT - SCHEDULE J, PART II IT WAS DISCOVERED IN PREPARING THE 2014 FORM 990 THAT THERE WAS AN INADVERTENT ERROR PRESENT ON THE FILED 2013 FORM 990. SPECIFICALLY, FOR MOST OFFICERS, DIRECTORS, TRUSTEES, KEY EMPLOYEES, AND HIGHEST COMPENSATED EMPLOYEES THERE WAS ONLY BASE COMPENSATION REPORTED. THIS AMENDED RETURN ADDS TO THE BASE COMPENSATION AMOUNTS FOR BONUS & INCENTIVE COMPENSATION, OTHER REPORTABLE COMPENSATION, RETIREMENT AND OTHER DEFERRED COMPENSATION, AND NONTAXABLE BENEFITS. THE OHIO STATE UNIVERSITY 2020 BLANKENSHIP HALL 901 WOODY HAY COLUMBUS OH 43210 316025986 EDUCATION OH 501(C)(3) LINE 2 0 0 0 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 THE OHIO STATE UNIVERSITY C 2000000 CASH THE OHIO STATE UNIVERSITY M 2414213 ACCRUED MANAGEMENT FEES THE OHIO STATE UNIVERSITY R 732693 PATENT DISTRIBUTIONS PAYABLE