2016-01-11T08:14:13-06:00 2015-06-30 521855942 TATE AND TRYON 2021 L STREET NW SUITE 400 WASHINGTON DC 20036 990 2014-07-01 521012307 COUNCIL FOR ADVANCEMENT AND SUPPORT OF EDUCATION COUN 2023285900 1307 NEW YORK AVENUE NW NO 1000 WASHINGTON DC 200054701 DONALD L FALKENSTEIN VP BUSINESS & FINANCE 2023285900 2016-01-11 1 ELIZABETH HELLER P00397829 2022932200 2014 2016-04-25 22:37:26Z CASE JOHN LIPPINCOTT 1307 NEW YORK AVENUE NW NO 1000 WASHINGTON DC 200054701 35811220 0 X WWW.CASE.ORG X 1974 DC PROVIDE A STRONG FORCE FOR THE ADVANCEMENT AND SUPPORT OF EDUCATION WORLDWIDE. 30 30 72 4850 462219 -3150 466351 29884 17153398 17891409 815762 1006998 272220 500865 18707731 19429156 18022 16688 0 0 8275528 8478836 0 0 30352 9130149 9626343 17423699 18121867 1284032 1307289 31570849 32163293 15035431 15232446 16535418 16930847 X THE PURPOSES OF CASE ARE TO DEVELOP AND FOSTER SOUND RELATIONSHIPS BETWEEN MEMBER EDUCATIONAL INSTITUTIONS AND THEIR CONSTITUENCIES; TO PROVIDE TRAINING PROGRAMS, PRODUCTS AND SERVICES IN THE AREAS OF ALUMNI RELATIONS, COMMUNICATIONS, AND PHILANTHROPY; TO PROMOTE DIVERSITY WITHIN THESE PROFESSIONS; AND TO PROVIDE A STRONG FORCE FOR THE ADVANCEMENT AND SUPPORT OF EDUCATION WORLDWIDE. 0 0 5973361 8693453 CONFERENCES AND WORKSHOPS - THE COUNCIL OFFERS OVER 80 CONFERENCES AND 20 ONLINE SPEAKER SERIES PER YEAR AS OPPORTUNITIES TO NETWORK WITH COLLEAGUES AND LEARN ABOUT INSTITUTIONAL ADVANCEMENT. 2444652 INFORMATION AND RESEARCH - THE COUNCIL PROVIDES UP-TO-DATE INFORMATION ON A VARIETY OF TOPICS RELATED TO ALL AREAS OF INSTITUTIONAL ADVANCEMENT. 1892617 EXTERNAL AFFAIRS - THE EXTERNAL AFFAIRS PROGRAM INCLUDES COMMUNICATIONS, GOVERNMENT RELATIONS, PUBLIC RELATIONS, MEDIA RELATIONS, AND INSTITUTIONAL RELATED FOUNDATIONS. 1920874 1032925 PUBLICATIONS - THE COUNCIL'S PUBLICATIONS FOCUS ON ISSUES AND TRENDS IN ADVANCEMENT, AND THEY RANGE FROM BOOKLETS TO COMPREHENSIVE TRAINING MANUALS, VIDEOS AND A MAGAZINE. 322593 DISTRICT SERVICES 394833 16688 984675 AWARDS AND SERVICES 2638300 16688 2017600 12948930 1 0 0 1 0 0 0 0 1 0 1 0 0 0 1 0 0 1 0 0 1 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 186 0 1 72 1 1 1 1 CA SN 0 0 0 0 0 0 0 0 X 30 30 0 0 0 0 1 1 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 X X THE COUNCIL 2023285900 1307 NEW YORK AVE NW 1000 WASHINGTON DC 20005 BRIAN K LEE CHAIR 2.00 0.00 X X 0 0 0 J MICHAEL GOODWIN CHAIR-ELECT 2.00 0.00 X X 0 0 0 JAMES T HARRIS III TREASURER 2.00 0.00 X X 0 0 0 TRACY W BARLOK SECRETARY 2.00 0.00 X X 0 0 0 DONNA A ARBIDE MEMBER 2.00 0.00 X 0 0 0 DIANE BINNEY MEMBER 2.00 0.00 X 0 0 0 ROBERT M CALDWELL MEMBER 2.00 0.00 X 0 0 0 VIRGINIA B CLARK MEMBER 2.00 0.00 X 0 0 0 DAVID W DINI MEMBER 2.00 0.00 X 0 0 0 LAURIE FENLASON MEMBER 2.00 0.00 X 0 0 0 TERESA M FLANNERY MEMBER 2.00 0.00 X 0 0 0 SERGIO M GONZALEZ MEMBER 2.00 0.00 X 0 0 0 SIR DAVID GREENAWAY MEMBER 2.00 0.00 X 0 0 0 JOHN A GYLLIN MEMBER 2.00 0.00 X 0 0 0 PETER A HAYASHIDA MEMBER 2.00 0.00 X 0 0 0 ROBBEE BAKER KOSAK MEMBER 2.00 0.00 X 0 0 0 FERNANDO LEON GARCIA MEMBER 2.00 0.00 X 0 0 0 CATHERINE MCGLINCH MEMBER 2.00 0.00 X 0 0 0 JAMES H MOORE JR MEMBER 2.00 0.00 X 0 0 0 TIMOTHY L O'MALLEY MEMBER 2.00 0.00 X 0 0 0 ELIZABETH BREUL O'ROURKE MEMBER 2.00 0.00 X 0 0 0 O'NEIL A S OUTAR MEMBER 2.00 0.00 X 0 0 0 AMY BUTTON RENZ MEMBER 2.00 0.00 X 0 0 0 PETER A ROONEY MEMBER 2.00 0.00 X 0 0 0 KATHLEEN C SANTORA MEMBER 2.00 0.00 X 0 0 0 MARTIN SHELL MEMBER 2.00 0.00 X 0 0 0 GREG L SHERIDAN MEMBER 2.00 0.00 X 0 0 0 BETH A SMITH MEMBER 2.00 0.00 X 0 0 0 ELLEN M SULLIVAN MEMBER 2.00 0.00 X 0 0 0 TRACY SYLER-JONES MEMBER 2.00 0.00 X 0 0 0 JOHN LIPPINCOTT PRESIDENT 40.00 0.00 X 486420 0 56972 DONALD FALKENSTEIN VP BUSINESS AND FINANCE 35.00 0.00 X 165277 0 24635 AMIR PASIC VP INTERNATIONAL OPERATIONS 35.00 0.00 X 223166 0 33370 WILLIAM WALKER VP ADVANCEMENT RESOURCES, INTERIM 35.00 0.00 X 186000 0 0 MYRON MATTOCKS VP MEMBERSHIP, MARKETING, EXT RELATIONS 35.00 0.00 X 173428 0 25769 NORMA WALKER VP ADVANCEMENT PROGRAMS 35.00 0.00 X 172469 0 25624 ROBERT HENRY EXECUTIVE DIRECTOR OF EMERGING CONSTITUENTS & ONLI 35.00 0.00 X 145296 0 21788 ROBERT SULLIVAN SENIOR DIRECTOR OF MEMBERSHIP DEVELOPMENT 35.00 0.00 X 140075 0 19925 BRETT CHAMBERS EXECUTIVE DIRECTOR OF VOLUNTEER RELATIONS 35.00 0.00 X 131133 0 19150 DANIEL WOLTMAN SENIOR DIRECTOR OF MARKETING AND MEMBER SUPPORT 35.00 0.00 X 129651 0 18991 GEORGE CATO CONTROLLER 35.00 0.00 X 124847 0 21053 2077762 0 267277 18 0 1 0 DESIGN DATA SYSTEMS INC 610 PROFESSIONAL DRIVE SUITE 102 GAITHERSBUR MD 20879 IT CONSULTING 357828 MASTER PRINT INC 8401 TERMINAL RD NEWINGTON VA 22122 PRINTING 344042 BENEFIT MALL 501 FAIRMOUNT AVENUE SUITE 400 TOWSON MD 21286 EMPLOYEE BENEFITS 334439 UNIVERSITY OF VERMONT 31 SPEAR ST BURLINGTON VT 05405 MEETING SERVICES 273198 PERSONIFY INC PO BOX 759470 BALTIMORE MD 21275 IT CONSULTING 192105 11 29884 29884 CONFERENCES & WORKSHOPS 900099 8759723 8693453 66270 MEMBERSHIP DUES 900099 6718137 6718137 PUBLICATIONS 541800 1428874 1032925 395949 AWARDS 900099 984675 984675 17891409 363337 363337 745 745 16878212 16234152 399 644060 -399 643661 643661 381842 147513 234329 234329 OTHER REVENUE 900099 265791 265791 265791 19429156 17663519 462219 1273534 16688 16688 1250816 893765 354953 2098 5739146 4100881 1628640 9625 340814 243527 96715 572 680968 486583 193243 1142 467092 333759 132550 783 75835 54188 21520 127 99924 71400 28356 168 34086 24356 9673 57 529051 378031 150133 887 202884 144970 57574 340 1049102 749631 297712 1759 792583 566337 224917 1329 6653 4754 1888 11 54870 39207 15571 92 1261031 901064 357852 2115 3998231 2856918 1134608 6705 92204 65884 26165 155 431383 308243 122417 723 44398 31725 12599 74 MISCELLANEOUS 389578 273638 115298 642 BANK SERVICE CHARGES 362911 259316 102986 609 PHOTOGRAPHY 128552 91856 36480 216 PRINTING AND DISTRIBUTI 73067 52209 20735 123 18121867 12948930 5142585 30352 1513441 2704214 454054 171806 176145 96691 264603 224400 475923 504931 11004279 4275820 7097627 6728459 20997680 21633553 591376 99239 31570849 32163293 2338284 2004275 3823734 4449292 3564105 4061286 4361764 3944450 947544 773143 15035431 15232446 X 16020665 16556865 514753 373982 16535418 16930847 31570849 32163293 X 1307289 -820074 -91786 X X 0 1 X 1 0 X 6788758 7031363 6796246 7060745 6748021 34425133 6998787 8513746 10512008 10839946 11555114 48419601 13787545 15545109 17308254 17900691 18303135 82844734 450000 450000 0 450000 450000 82394734 475604 347631 401875 342410 364082 1931602 -3150 -3150 -6300 475604 344481 398725 342410 364082 1925302 -3150 -3150 -6300 3835 225 49411 92243 265791 411505 14266984 15886665 17753240 18335344 18933008 85175241 0.96740 0.96780 0.02260 0.02480 X 31080 31080 17836043 17867123 1000000 250000 0 0 924205 965508 1000000 1000000 3889713 5834570 37760 22260 31080 91100 231051 241377 250000 250000 972428 1458642 0 1 X 2304603 2304603 5215474 2164615 3050859 910933 378882 532051 683167 676784 6383 1890102 1055539 834563 6728459 ACCRUED POSTRETIREMENT BENEFITS & SWAP AGREEMENTS 773143 773143 18756994 -820074 -820074 19577068 -147912 -147912 19429156 18337977 216110 216110 18121867 0 18121867 PART IV, LINE 2B: DISTRICT ESCROW ACCOUNTS PART XI, LINE 4B - OTHER ADJUSTMENTS: COST OF GOODS SOLD -147,513. LOSS ON DISPOSAL OF ASSET -399. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 147,513. LOSS ON DISPOSAL OF ASSET 399. LOSS ON FOREIGN EXCHANGE RATE 68,198. EUROPE 0 0 PROGRAM SERVICES CASE (EUROPE) CONDUCTS VARIOUS ACTIVITIES IN SUPPORT OF ITS EXEMPT PURPOSE OF ADVANCING THE EDUCATION OF CHARITABLE FUND-RAISERS 188086 ASIA 0 0 PROGRAM SERVICES CASE (ASIA) CONDUCTS VARIOUS ACTIVITIES IN SUPPORT OF ITS EXEMPT PURPOSE OF ADVANCING THE EDUCATION OF CHARITABLE FUND-RAISERS 111494 0 0 0 0 0 0 299580 0 299580 0 0 0 0 0 0 PART I, LINE 2: THE COUNCIL FOR ADVANCEMENT AND SUPPORT OF EDUCATION MONITORS THE USE OF GRANT FUNDS OUTSIDE OF THE UNITED STATES BY MONITORING GRANTS THROUGH THE FOREIGN AFFILIATES OF THE COUNCIL FOR ADVANCEMENT AND SUPPORT OF EDUCATION EUROPE AND THE COUNCIL FOR ADVANCEMENT AND SUPPORT OF EDUCATION-ASIA. THERE IS ONE GRANT FROM THE CARNEGIE FOUNDATION FOR AFRICAN ASSISTANCE WHICH IS MANAGED BY THE COUNCIL FOR ADVANCEMENT AND SUPPORT OF EDUCATION. 1 JUPITER FELLOWSHIP FOR TRAINING IN ALUMNI RELATIONS, COMMUNICATIONS AND MARK 9 9000 JUPITER FELLOWSHIP FOR TRAINING IN ALUMNI RELATIONS, COMMUNICATIONS AND MARK 1 330 DIVERITY INITIATIVES TRAVEL 1 350 ASAP FELLOWSHIP TO ATTEND THE ANNUAL AFFILIATED STUDENT ADVANCEMENT PROGRAMS 4 4000 ASAP FELLOWSHIP TO ATTEND THE ANNUAL AFFILIATED STUDENT ADVANCEMENT PROGRAMS 1 308 PETER BUCHANAN SCHOLARSHIP TO ATTEND THE ANNUAL AFFILIATED STUDENT ADVANCEME 3 1200 CARNEGIE CASE AFRICA CONFERENCES 2 1000 SHOLARSHIP AND AWARD RECOGNITION GIFTS 1 500 FMV CRYSTAL VASES AND SHIPPING PART I, LINE 2: CASE MONITORS THE USE OF GRANT FUNDS USING CONFERENCE ATTENDANCE LISTS TO CONFIRM GRANTEE ATTENDANCE AND PARTICIPATION AT DESIGNATED CONFERENCES ASSOCIATED WITH THE GRANT AND TRAVEL AND EXPENSE REIMBURSEMENT REQUESTS TO DOCUMENT THE COSTS ASSOCIATED WITH CONFERENCE ATTENDANCE. X X X X 0 1 0 0 0 0 0 0 0 JOHN LIPPINCOTT PRESIDENT 482610 0 0 0 3810 0 51054 0 6306 0 543780 0 0 0 DONALD FALKENSTEIN VP BUSINESS AND FINANCE 158717 0 5000 0 1560 0 18717 0 8806 0 192800 0 0 0 AMIR PASIC VP INTERNATIONAL OPERATIONS 217476 0 5000 0 690 0 27452 0 8806 0 259424 0 0 0 WILLIAM WALKER VP ADVANCEMENT RESOURCES, INTERIM 186000 0 0 0 0 0 0 0 0 0 186000 0 0 0 MYRON MATTOCKS VP MEMBERSHIP, MARKETING, EXT RELATI 166770 0 5000 0 1658 0 19852 0 6306 0 199586 0 0 0 NORMA WALKER VP ADVANCEMENT PROGRAMS 165819 0 5000 0 1650 0 19706 0 7506 0 199681 0 0 0 ROBERT HENRY EXECUTIVE DIRECTOR OF EMERGING CONST 144994 0 0 0 302 0 15871 0 6306 0 167473 0 0 0 ROBERT SULLIVAN SENIOR DIRECTOR OF MEMBERSHIP DEVELO 138811 0 0 0 1264 0 14007 0 6306 0 160388 0 0 0 BRETT CHAMBERS EXECUTIVE DIRECTOR OF VOLUNTEER RELA 130741 0 0 0 392 0 13232 0 7314 0 151679 0 0 0 DANIEL WOLTMAN SENIOR DIRECTOR OF MARKETING AND MEM 129392 0 0 0 259 0 13073 0 11306 0 154030 0 0 0 PART I, LINE 4B THE COUNCIL HAS A 457(F) PLAN AND CONTRIBUTED $17,500 FOR JOHN LIPPINCOTT FOR THE TAX YEAR 2014. FORM 990, PART VI, SECTION A, LINE 6 THE GOVERNING COMMITTEE MINUTES ARE DOCUMENTED. FORM 990, PART VI, SECTION A, LINE 7A THE BOARD OF TRUSTEES NOMINATES A SLATE OF TRUSTEES THAT IS APPROVED ON-LINE BY THE INSTITUTIONAL MEMBERSHIP PRIOR TO THE ANNUAL MEMBERSHIP MEETING. APPROXIMATELY A THIRD OF THE BOARD OF TRUSTEES IS ROTATED IN THIS PROCESS. FORM 990, PART VI, SECTION B, LINE 11 A COPY OF THE FORM 990 IS PROVIDED TO THE BOARD OF TRUSTEES AT THEIR ANNUAL MEETING HELD EACH NOVEMBER. FORM 990, PART VI, SECTION B, LINE 12C A COPY OF THE CONFLICT OF INTEREST POLICY IS PROVIDED ANNUALLY TO EACH MEMBER OF THE GOVERNING BODY AS WELL AS TO ALL OFFICERS AND KEY EMPLOYEES; EACH IS REMINDED TO REVIEW THE POLICY AND TO REPORT ANY CONFLICTS OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 TOP MANAGEMENT OFFICIAL: A REVIEW OF COMPENSATION WAS PERFORMED IN ADDITION TO CONSIDERATION OF ORGANIZATIONAL AND PERSONNEL REQUIREMENTS IN DETERMINING EXECUTIVE MANAGEMENT COMPENSATION. KEY EMPLOYEES: A SIMILIAR REVIEW OF THE COMPENSATON OF KEY EMPLOYEES AND OTHER STAFF WAS PERFORMED IN ADDITON TO CONSIDERATION OF ORGANZIATIONAL AND PERSONNEL REQUIREMENTS IN DETERMINING MANAGEMENT COMPENSATION. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, INCLUDING THE CONFLICT OF INTEREST POLICY AVAILABLE FOR REVIEW, BY WRITTEN REQUEST TO THE PUBLIC. FORM 990, PART XI, LINE 9: LOSS ON EXCHANGE RATE -68,198. ADJUSTMENT IN OCI -23,588. FORM 990 PART XII, LINE 2C: THE AUDIT REVIEW PROCESS HAS REMAINED UNCHANGED FROM THE PRIOR YEAR. FORM 990 PART VI, LINE 4: THE ORGANIZATION MADE NO SIGNIFICANT CHANGES TO ITS GOVERNING DOCUMENTS. EFFECTIVE MARCH 9, 2015, THE ORGANIZATION MADE A NONMATERIAL CHANGE IN ITS BYLAWS REGARDING THE TERM OF THE PRESIDENT BY AMENDING ARTICLE VIII, SECTION A. THE SECTION ORIGINALLY READ: "A. THE PRESIDENT SHALL BE APPOINTED BY AND SERVE AT THE PLEASURE OF THE BOARD OF TRUSTEES WHICH SHALL ESTABLISH THE CONDITIONS AND TERMS OF COMPENSATION AND EMPLOYMENT. THE TERM OF THE PRESIDENT SHALL NOT EXCEED ONE (1) YEAR, ALTHOUGH THE PRESIDENTMAY SERVE SUCCESSIVE TERMS." THE SECTION WAS AMENDED TO READ: "A. THE PRESIDENT SHALL BE APPOINTED BY AND SERVE AT THE PLEASURE OF THE BOARD OF TRUSTEES WHICH SHALL ESTABLISH THE CONDITIONS AND TERMS OF COMPENSATION AND EMPLOYMENT. THE TERM OF THE PRESIDENT AS BOTH OFFICER AND EMPLOYEE SHALL NOT EXCEED FIVE (5) YEARS, ALTHOUGH THE PRESIDENT MAY SERVE SUCCESSIVE TERMS. THE TERM OF THE PRESIDENT AS OFFICER FOR PURPOSES OF CORPORATE LAW SHALL BE AS PROVIDED IN THE PRESIDENT'S CONTRACT OF EMPLOYMENT FROM TIME TO TIME. THE TERM OF THE PRESIDENT BOTH AS A CORPORATE OFFICER AND AS AN EMPLOYEE SHALL END AT THE EARLIER OF EXPIRATION OF OR TERMINATION OF THE EMPLOYMENT CONTRACT ENTERED INTO FROM TIME TO TIME BETWEEN THIS CORPORATION AND THE PRESIDENT. THIS BYLAW PROVISION SHALL NOT BE INTERPRETED TO CREATE ANY CONTRACT OF EMPLOYMENT OR ANY RIGHT TO CONTINUED EMPLOYMENT." THE ORGANIZATION'S 501(C)(3) CHARITABLE AND EDUCATIONAL PURPOSES AND OPERATIONS OTHERWISE REMAIN UNCHANGED. COUNCIL FOR ADVANCEMENT AND SUPPORT OF EDUCATION EUROPE 5-11 WORSHIP STREET LONDON UK 986047959 CASE(EUROPE) CONDUCTS ACTIVITIES IN SURPPORT OF CHARITABLE FUND RAISERS UK 501(C)(3) LINE 9 COUNCIL FOR ADVANCEMENT AND SUPPORT OF EDUCATION 0 COUNCIL FOR ADVANCEMENT AND SUPPORT OF EDUCATION ASIA-PACIFIC 11 KENT RIDGE DRIVE SINGAPORE SN 980638414 CASE(EUROPE) CONDUCTS ACTIVITIES IN SURPPORT OF CHARITABLE FUND RAISERS SN 501(C)(3) LINE 7 COUNCIL FOR ADVANCEMENT AND SUPPORT OF EDUCATION 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0