2016-01-19T11:32:56-06:00 2015-06-30 141555429 UHY ADVISORS NY INC 4 TOWER PLACE EXECUTIVE PARK 7TH FLOOR ALBANY NY 12203 990 2014-07-01 141423161 ALBANY COLLEGE OF PHARMACY AND HEALTH SCIENCES ALBA 5186947216 106 NEW SCOTLAND AVE ALBANY NY 12208 MICHELE VIEN VICE PRESIDENT OF FINANCE 5186947216 2016-01-15 1 JAMES P DANIELS P00603621 5184493166 2014 2016-04-25 22:37:26Z MICHELE VIEN 106 NEW SCOTLAND AVE ALBANY NY 12208 65044918 0 X ACPHS.EDU X 1881 NY ALBANY COLLEGE OF PHARMACY AND HEALTH SCIENCES IS DEDICATED TO EDUCATION, RESEARCH AND SERVICE IN THE HEALTH SCIENCES AND HEALTHCARE PROFESSIONS. 21 19 882 21 0 0 926668 2574168 56597840 56021768 2959096 1542638 871890 1627935 61355494 61766509 9298920 10153609 0 0 26141237 26475419 0 0 1745216 20234689 19814001 55674846 56443029 5680648 5323480 122789201 126031528 42016448 39834320 80772753 86197208 X ALBANY COLLEGE OF PHARMACY AND HEALTH SCIENCES IS DEDICATED TO EDUCATION, RESEARCH AND SERVICE IN THE HEALTH SCIENCES AND HEALTHCARE PROFESSIONS. 0 0 39337597 9956515 55042529 ALBANY COLLEGE OF PHARMACY AND HEALTH SCIENCES EDUCATES STUDENTS FOR CAREERS IN HEALTHCARE AND IN THE LIFE SCIENCES INDUSTRY. THERE ARE APPROXIMATELY 1,500 STUDENTS ENROLLED AT THE COLLEGE AND 140 FULL- AND PART-TIME FACULTY. THE COLLEGE OFFERS A DOCTOR OF PHARMACY (PHARM.D.) PROGRAM AND FOUR-YEAR BACHELOR'S DEGREES IN BIOMEDICAL TECHNOLOGY, CHEMISTRY, CLINICAL LABORATORY SCIENCES, HEALTH AND HUMAN SCIENCES, MICROBIOLOGY, AND PHARMACEUTICAL SCIENCES. ACPHS ALSO HAS MASTER'S DEGREE PROGRAMS IN CLINICAL LABORATORY SCIENCES, CYTOTECHNOLOGY & MOLECULAR CYTOLOGY, HEALTH OUTCOMES RESEARCH, MOLECULAR BIOSCIENCES, AND PHARMACEUTICAL SCIENCES. IN ADDITION, STUDENTS MAY PURSUE JOINT DEGREES IN THE FIELDS OF MEDICINE, LAW, AND BUSINESS THROUGH COOPERATIVE AGREEMENTS WITH AREA INSTITUTIONS.OPPORTUNITIES EXIST WITHIN EACH OF THESE PROGRAMS FOR STUDENTS TO WORK SIDE-BY-SIDE WITH FACULTY ON INNOVATIVE RESEARCH PROJECTS IN AREAS SPANNING THE LIFE SCIENCES, HEALTH OUTCOMES AND PHARMACEUTICAL SCIENCES.GRADUATES OF THE COLLEGE ARE PREPARED FOR A RANGE OF CAREERS IN THE BIOTECH, PHARMACEUTICAL AND MEDICAL DIAGNOSTIC INDUSTRIES. PHARMACY STUDENTS PROGRESS INTO COMMUNITY PHARMACY, HOSPITAL PHARMACY, LONG-TERM CARE AND SPECIALTY PHARMACY, AS WELL AS RELATED AREAS SUCH AS HEALTHCARE MANAGEMENT AND HEALTHCARE I.T.ACPHS HAS A SATELLITE CAMPUS IN COLCHESTER, VERMONT. THERE ARE APPROXIMATELY 200 FULL-TIME STUDENTS ENROLLED ON THE VERMONT CAMPUS. THE ACPHS-VERMONT CAMPUS OFFERS THE ONLY DOCTOR OF PHARMACY PROGRAM IN THE STATE. STUDENTS MAY ALSO PURSUE THE MASTER'S DEGREE IN PHARMACEUTICAL SCIENCES AT THE VERMONT CAMPUS. 3724647 197094 2518921 THE COLLEGE IS COMMITTED TO A BROAD RANGE OF RESEARCH ACTIVITIES FOCUSED ON TRANSLATING THE ADVANCES IN THE LIFE SCIENCES TO THE DEVELOPMENT OF NEW THERAPIES. THE COLLEGE HOSTS THE PHARMACEUTICAL RESEARCH INSTITUTE, A RESEARCH INSTITUTE DEDICATED TO THE DEVELOPMENT OF NANOPHARMACEUTICAL AGENTS. 143942 0 35497 ALBANY COLLEGE OF PHARMACY AND HEALTH SCIENCES IS COMMITTED TO A NUMBER OF OUTREACH ACTIVITIES. THE COLLEGE WORKS WITH A NUMBER OF SCHOOL, COMMUNITY, AND YOUTH ORGANIZATIONS.IN 2016, THE COLLEGE PLANS TO OPEN TWO STUDENT OPERATED PHARMACIES IN MEDICALLY UNDERSERVED AREAS OF THE CAPITAL REGION. THE PHARMACIES WILL OFFER THE DUAL BENEFIT OF (1) PROVIDING A DISTINCTIVE AND INNOVATIVE EXPERIENCE FOR ACPHS STUDENTS AND (2) IMPROVING ACCESS TO PHARMACY AND HEALTH CARE SERVICES FOR MEMBERS OF LOCAL COMMUNITIES.ACPHS ACADEMY IS AN AFTERSCHOOL ENRICHMENT PROGRAM THAT PROMOTES STEM (SCIENCE, TECHNOLOGY, ENGINEERING, AND MATH) EDUCATION FOR AT-RISK STUDENTS IN THE ALBANY PUBLIC SCHOOLS. THE PROGRAM SEEKS TO INSTILL GOOD STUDY HABITS, INCREASE CONFIDENCE AND SELF-RESPECT, AND ULTIMATELY HELP STUDENTS REALIZE THAT COLLEGE CAN BE PART OF THEIR FUTURE. AS OF FALL 2015, THERE WERE 150 STUDENTS SPANNING GRADES 3-10 ENROLLED IN THE PROGRAM.THE SUMMER ENRICHMENT PROGRAM, WHICH RUNS FOR SIX WEEKS EACH SUMMER, IS FOR AREA HIGH SCHOOL STUDENTS WHO DEMONSTRATE INTEREST IN A CAREER IN THE SCIENCES. EACH WEEK OF THE PROGRAM CONSISTS OF THREE DAYS OF RESEARCH WITH AN ACPHS FACULTY MEMBER, ONE DAY OF INSTRUCTIONAL ACTIVITIES, AND ONE DAY TO TOUR REGIONAL PHARMACEUTICAL COMPANIES. RELAY FOR LIFE, A FUNDRAISER FOR THE AMERICAN CANCER SOCIETY (ACS), BRINGS TOGETHER HUNDREDS OF PARTICIPANTS FROM THE COLLEGE AND LOCAL COMMUNITY TO RAISE MONEY FOR CANCER. THE COLLEGE CONSISTENTLY FINISHES AMONG THE TOP FUNDRAISING SCHOOLS IN THE COUNTRY AMONG THOSE WITH COMPARABLE ENROLLMENTS. IN 2015, THE CHAPTER WAS NAMED A "LEADER OF HOPE" BY ACS, ONE OF JUST 28 SCHOOLS (OUT OF 450) TO EARN THIS HONOR.THE COLLEGE'S ANNUAL HEALTH AND WELLNESS EXPO PROVIDES FLU SHOTS, HEALTH SCREENINGS, AND INFORMATION ON SUBJECTS SUCH AS HIGH BLOOD PRESSURE, HEART DISEASE, CANCER, AND DIABETES. THE EXPO INCLUDES A MEDICATION TAKEBACK EVENT, PROVIDING AREA RESIDENTS WITH A SAFE, COST-FREE OPPORTUNITY TO DISPOSE OF THEIR EXPIRED OR UNUSED MEDICATIONS. IN 2015, THE COLLEGE ORGANIZED A COMPANION EVENT (THE COLCHESTER COMMUNITY WELLNESS FAIR) THAT WAS SPEARHEADED BY STUDENTS ON THE VERMONT CAMPUS.ACPHS STUDENTS AND FACULTY CONTRIBUTE TO THE COMMUNITY IN A VARIETY OF OTHER WAYS, INCLUDING VOLUNTEER WORK AND SUPPORT FOR THE AMERICAN RED CROSS, BOYS AND GIRLS CLUBS, GREAT AMERICAN SMOKEOUT, MAKE A WISH FOUNDATION, MARCH OF DIMES, MEALS ON WHEELS, NATIONAL KIDNEY FOUNDATION, RONALD MCDONALD HOUSE, ST. JUDE CHILDREN'S HOSPITAL, TOYS FOR TOTS, AND MANY MORE. 43206186 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 1 0 1 0 0 0 0 0 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 1 158 0 882 1 0 0 0 0 0 1 1 0 0 0 0 X 21 19 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 0 1 1 0 X MICHELE VIEN 5186947216 106 NEW SCOTLAND AVE ALBANY NY 12208 MATTHEW BETTE TRUSTEE 1.00 X 0 0 0 RAYMOND BLESER JR TRUSTEE 1.00 X 0 0 0 WALTER BORISENOK TRUSTEE 1.00 X 0 0 0 LEIGH BRISCOE-DWYER TRUSTEE 1.00 X 0 0 0 RICHARD DAFFNER TRUSTEE 1.00 X 0 0 0 THOMAS D'AMBRA TRUSTEE 1.00 X 0 0 0 PAUL DEROHANESSIAN TRUSTEE 1.00 X 0 0 0 FRANCIS DILASCIA TRUSTEE 1.00 X 0 0 0 MICHAEL DUTEAU TRUSTEE 1.00 X 0 0 0 GENO GERMANO JR TRUSTEE 1.00 X 0 0 0 ROCCO GIRUZZI JR TRUSTEE 1.00 X 0 0 0 SUSAN LEARNED TRUSTEE 1.00 X 0 0 0 JAMES NOTARO TRUSTEE 1.00 X 0 0 0 LEE SCHULMAN SHAPIRO TRUSTEE 1.00 X 0 0 0 SCOTT TERRILLION TRUSTEE 1.00 X 0 0 0 PAMELA WILLIAMSON TRUSTEE 1.00 X 0 0 0 STEPHEN AINLAY TRUSTEE 1.00 X 0 0 0 HERBERT CHORBAJIAN CHAIRMAN 1.00 X X 0 0 0 MARION MORTON VICE CHAIR 1.00 X X 0 0 0 CHRISTOPHER MITIGUY TREASURER 1.00 X X 0 0 0 KANDYCE DALEY SECRETARY 1.00 X X 0 0 0 THOMAS DEWEY PRESIDENT 40.00 X 199622 0 31045 JOHN DENIO PROVOST 40.00 X 220442 0 42241 SHAKER MOUSA VICE PROVOST OF RESEARCH 40.00 X 420186 0 48883 ANGELA DOMINELLI DEAN OF PHARMACY AND PHARACEUTICAL SCIENCES 40.00 X 208689 0 42122 STEFAN BALAZ PROFESSOR AND DEPARTMENT CHAIR 40.00 X 187016 0 41283 GERALD KATZMAN LEGAL COUNSEL 40.00 X 180713 0 19662 ROBERT HAMILTON ASSOCIATE DEAN AND PROFESSOR 40.00 X 179692 0 38382 JAMES GOZZO FORMER PRESIDENT (OFFICER) 0.00 X 473588 0 218332 MEHDI BOROUJERDI PROFESSOR (FORMER PROVOST/KEY EMP) 40.00 X 135599 0 16654 2205547 0 498604 42 1 1 0 CHARTWELLS PO BOX 417632 BOSTON NY 022417632 FOOD SERVICE 2484735 UNIVERSITY HEIGHTS ASSOCIATION 130 NEW SCOTLAND AVE ALBANY NY 12208 SECURITY 837586 COLONIE MECHANICAL CONTRACTORS 17 RAILROAD AVE ALBANY NY 12205 CONSTRUCTION 467891 BETTE & CRING LLC 26 CENTURY HILL DR SUITE 101 LATHAM NY 121102128 CONSTRUCTION 429740 JANITRONICS INC PO BOX 12729 ALBANY NY 12212 JANITORIAL SERVICES 279794 23 38462 2535706 209140 2574168 EDUCATION 611600 53467350 53467350 0 0 RESEARCH 611600 2518921 2518921 0 0 COMMUNITY SERVICE 611600 35497 35497 0 0 56021768 983462 983462 63985 0 63985 63985 63985 3777005 17300 3224877 10252 552128 7048 559176 559176 32051 38462 43280 -11229 -11229 OTHER INCOME 900099 1575179 1575179 0 0 1575179 61766509 57596947 0 1595394 197094 197094 9956515 9956515 666144 666144 19759800 14483354 4540066 736380 1956478 1376069 499407 81002 2658297 2132943 436737 88617 1434700 1016718 366289 51693 62072 62072 77045 77045 25799 25799 133025 133025 412660 412660 247077 164937 57557 24583 1519452 1087106 407461 24885 419805 419805 3312192 2359144 816455 136593 397943 258609 69543 69791 666170 181388 229647 255135 806260 574267 198743 33250 5195268 3700385 1280633 214250 366311 155265 211046 FOOD SERVICE OPERATIONS 2206750 2206750 0 0 LEASES 1479609 1479609 0 0 GENERAL EXPENSES 665596 583874 81722 0 BOOKS/PERIODICALS/AV 431620 431620 0 0 1389347 860539 499771 29037 56443029 43206186 11491627 1745216 0 0 19866929 23638396 996049 2092358 630535 450230 0 0 0 0 2825940 2778628 0 0 238122 284538 97341584 48494692 51669867 48846892 41268396 43971576 489512 1051411 0 0 0 0 4803851 2917499 122789201 126031528 2145132 2206161 2303594 2313459 8253996 7243354 25865272 24846017 0 0 0 0 0 0 0 0 3448454 3225329 42016448 39834320 X 70328242 73578075 2504974 4396059 7939537 8223074 80772753 86197208 122789201 126031528 X 5323480 296714 -195739 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 25799 25799 0 PART II-B, LINE 1: THE COLLEGE HAS RETAINED W.O.H. GOVERNMENT SOLLUTIONS LLC FOR CONTINUED LEGISLATIVE AND GOVERNMENTAL RELATIONS, AND FOR REPRESENTATION BEFORE THE U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE AND EXECUTIVE BRANCH. THEY ALSO REPRESENT THE COLLEGE BEFORE THE NEW YORK STATE LEGILSATURE, EXECUTIVE BRANCH AND VARIOUS REGULATORY AGENCIES ON MATTERS OF INTEREST TO THE COLLEGE. 38615529 281020 1602569 0 0 0 40499118 23298363 10262258 5054908 0 0 0 38615529 21258400 195205 1844758 0 0 0 23298363 17033621 3530596 694183 0 0 0 21258400 10036360 5275538 1721723 0 0 0 17033621 0.74750 0.25250 0.00000 0 0 6413706 6413706 57506316 23793413 33712903 4411246 2088737 2322509 18740944 16878723 1862221 10269372 5733819 4535553 48846892 POST RETIREMENT HEALTH CARE BENEFIT OBLIGATION 1791640 DEPOSITS HELD IN CUSTODY FOR OTHERS 331563 LEASE OBLIGATIONS 952430 DEFERRED COMPENSATION LIABILITY 144323 GIFT ANNUITY 5373 3225329 X 51131525 90453 90453 51041072 10725437 10725437 61766509 47200396 103730 103730 47096666 133025 9213338 9346363 56443029 PART V, LINE 4: INTENDED USES OF ENDOWMENT FUNDS: THE COLLEGE'S POLICY FOR DISTRIBUTING ENDOWMENT FUND EARNINGS IS TO SUPPORT ITS VARIOUS PROGRAMS AND MAINTENANCE OF FACILITIES. ANNUAL DISTRIBUTIONS FROM ENDOWMENT FUNDS ARE DECIDED BY THE BOARD OF TRUSTEES TO SUPPLEMENT THE COLLEGE'S ANNUAL OPERATING BUDGET. THE COLLEGE EXPECTS THE CURRENT SPENDING POLICY TO ALLOW ITS ENDOWMENT TO GROW AT A RATE THAT EXCEEDS THE RATE OF INFLATION. THE COLLEGE'S OBJECTIVE IS TO MAINTAIN THE PURCHASING POWER OF THE ENDOWMENT ASSETS HELD IN PERPETUITY OR FOR A SPECIFIED TERM AS WELL AS TO PROVIDE ADDITIONAL REAL GROWTH THROUGH NEW GIFTS AND INVESTMENT RETURN. THE COLLEGE HAS A SPENDING POLICY OF 4% PER ANNUM, BASED ON AN HISTORICAL THREE-YEAR MOVING AVERAGE OF THE DONOR-RESTRICTED ENDOWMENT FUND MARKET VALUE ON JUNE 30. NO DISTRIBUTIONS WILL BE MADE WHICH RESULT IN THE MARKET VALUE OF THE DONOR RESTRICTED ENDOWMENT TO FALL BELOW THE ORIGINAL CORPUS. IN ADDITION, THE BOARD OF TRUSTEES HAS DETERMINED THAT NO FUNDS WILL BE WITHDRAWN FROM THE PLANT CAPITAL PORTION, BOARD-DESIGNATED ENDOWMENT. PART X, LINE 2: FIN 48 (ASC 740) TEXT OF FINANCIAL STATEMENTS FOOTNOTE REGARDING UNCERTAIN TAX POSITIONS: THE COLLEGE IS A NOT-FOR-PROFIT ORGANIZATION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND IS EXEMPT FROM FEDERAL INCOME TAXES. THE COLLEGE HAS BEEN CLASSIFIED AS A PUBLICLY-SUPPORTED ORGANIZATION THAT IS NOT A PRIVATE FOUNDATION UNDER SECTION 509(A) OF THE CODE. THE COLLEGE FILES A FORM 990 ANNUALLY WITH THE INTERNAL REVENUE SERVICE. WHEN ANNUAL RETURNS ARE FILED, SOME TAX POSITIONS TAKEN ARE HIGHLY CERTAIN TO BE SUSTAINED UPON EXAMINATION BY THE TAXING AUTHORITIES, WHILE OTHER TAX POSITIONS ARE SUBJECT TO UNCERTAINTY ABOUT THE TECHNICAL MERITS OF THE POSITION OR AMOUNT OF THE POSITIONS TAX BENEFIT THAT WOULD ULTIMATELY BE SUSTAINED. MANAGEMENT EVALUATED THE COLLEGE'S TAX POSITIONS, INCLUDING INTEREST AND PENALTIES ATTRIBUTABLE THERETO, AND CONCLUDED THAT THERE ARE NO TAX POSITIONS THAT REQUIRED ADJUSTMENT IN ITS FINANCIAL STATEMENTS AS OF JUNE 30, 2015 AND 2014. THE COLLEGE HAS NO FEDERAL OR STATE INFORMATIONAL RETURNS THAT ARE CURRENTLY UNDER EXAMINATION BY THE INTERNAL REVENUE SERVICE OR STATE AUTHORITIES. PART XI, LINE 2D - OTHER ADJUSTMENTS: SEOG INSTRUCTIONAL CONTRIBUTION 47,173. FUNDRAISING EVENTS EXPENSES 43,280. PART XI, LINE 4B - OTHER ADJUSTMENTS: STUDENT FINANCIAL AID 9,213,338. GAIN/LOSS ON SALE OF SEC AND INTEREST INCOME 1,512,099. PART XII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EVENTS EXPENSES 43,280. SEOG INSTRUCTIONAL CONTRIBUTION 47,173. LOSS ON PLEDGES RECEIVABLE 10,000. DECLINE IN CHARITABLE ANNUITY 3,277. PART XII, LINE 4B - OTHER ADJUSTMENTS: STUDENT FINANCIAL AID 9,213,338. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 ACPHS ANNUALLY PUBLISHES IN THE TIMES UNION, A NEWSPAPER SERVING THE CAPITAL DISTRICT OF NEW YORK STATE, A STATEMENT TO THE EFFECT THAT IT ADMITS STUDENTS OF ANY RACE, COLOR, NATIONAL OR ETHNIC ORIGIN TO ALL THE RIGHTS, PRIVILEGES, PROGRAMS AND ACTIVITIES GENERALLY ACCORDED OR MADE AVAILABLE TO STUDENTS AT THE SCHOOL, AND THAT THE COLLEGE DOES NOT DISCRIMINATE ON THE BASIS OF RACE, COLOR, NATIONAL OR ETHNIC ORIGIN IN ADMINSTRATION OF ITS EDUCATIONAL POLICIES, ADMISSIONS POLICIES, SCHOLARSHIP AND LOAN PROGRAMS, AND ATHLETIC AND OTHER SCHOOL ADMINISTERED PROGRAMS. SCHEDULE E, PART I, LINE 6 THE COLLEGE RECEIVES ASSITANCE FROM THE GOVERNMENT FOR BOTH RESEARCH AND DEVELOPMENT AS WELL AS SUPPORTING FINANCIAL AID. SCHEDULE E, PART I, LINE 2 NONDISCRIMINATION POLICY DISCLOSURE: THE COLLEGE ALSO PROMINENTLY PUBLISHES ON ITS WEB PAGE AND IN ALL PRINTED CATALOGS THE FOLLOWING NOTICE: ALBANY COLLEGE OF PHARMACY AND HEALTH SCIENCES DOES NOT DISCRIMINATE ON THE BASIS OF RACE, COLOR, SEX, SEXUAL PREFERENCE, AGE, RELIGION, CREED, NATIONAL ORIGIN, MARITAL STATUS, VIETNAM-ERA VETERAN STATUS, DISABLED VETERAN STATUS OR DISABILITY IN ITS PROGRAMS AND ACTIVITIES. THE COLLEGE'S POLICY OF NONDISCRIMINATION EXTENDS TO ALL AREAS OF COLLEGE OPERATIONS, INCLUDING BUT NOT LIMITED TO ADMISSIONS, STUDENT AND ATHLETICS, AND EMPLOYMENT AND EDUCATIONAL PROGRAMS. ALL THE RIGHTS, PRIVILEGES, PROGRAMS AND ACTIVITIES GENERALLY ACCORDED TO ALL FULL-TIME MATRICULATED STUDENTS OF THE COLLEGE ARE ACCORDED ON A NONDISCRIMINATORY BASIS. ALBANY COLLEGE OF PHARMACY AND HEALTH SCIENCES IS AN EQUAL OPPORTUNITY EMPLOYER THAT CONFORMS TO THE REGULATIONS AND POLICIES OF AFFIRMATIVE ACTION AND OF TITLE IX. THE FOLLOWING PERSON HAS BEEN DESIGNATED TOHANDLE INQUIRIES REGARDING THE NONDISCRIMINATION POLICIES - GERALD H. KATZMAN, ESQ., GENERAL COUNSEL, ALBANY COLLEGE OF PHARMACY AND HEALTH SCIENCES, 106 NEW SCOTLAND AVE, ALBANY, NY 12208-3492; 518-694-7298; FAX 518-694-7341; GERALD.KATZMAN@ACPHS.EDU PRESIDENT'S CUP GOLF TOURNAMENT 50186 32186 18000 5283 18000 220 FONSMZ GOLF TOURNAMENT 20327 6276 14051 4038 7695 6356 200 1488 70513 38462 32051 9321 25695 6356 200 1708 43280 -11229 1 GE GLOBAL RESEARCH 1 RESEARCH CIRCLE NISKAYUNA NY 123091027 140689340 109418 RESEARCH INTO AN IN VITRO CORRELATION MODEL TO PREDICT SERUM NON-TRANSFERRIN BOUND IRON IN SUPPORT OF AN FDA FEDERAL AWARD. TKL RESEARCH INC 365 WEST PASSAIC STREET STE 550 ROCHELLE PARK NJ 07662 132772839 87676 CLINICAL RESEARCH RELATED TO THE PHARMACOKINETICS OF VORICONAZOLE IN OBESE SUBJECTS. SCHOLARSHIPS AND FINANCIAL AID FOR STUDENTS ATTENDING THE COLLEGE. 2262 9956515 PART I, LINE 2: PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS: USE OF GRANT FUNDING MUST COMPLY WITH THE INSTITUTION'S PURCHASING POLICY AND FEDERAL GUIDELINES. PRIMARY INVESTIGATORS ARE ULTIMATELY RESPONSIBLE FOR THE USE OF THOSE FUNDS UDNER THE REVIEW OF THE CONTRACT AND GRANTS ACCOUNTING MANAGER THAT MONITORS THEIR COMPLIANCE. IN ADDITION, THE COLLEGE IS SUBJECT TO AN A133 ANNUAL AUDIT ENSURING AN OUTSIDE OPINION ON THE INSTITUTION'S POLICIES AND PROCEDURES. X 1 1 X X 0 0 0 0 0 0 0 0 0 THOMAS DEWEY PRESIDENT 196247 0 0 0 3375 0 22162 0 8883 0 230667 0 0 0 JOHN DENIO PROVOST 220442 0 0 0 0 0 24750 0 17491 0 262683 0 0 0 SHAKER MOUSA VICE PROVOST OF RESEARCH 420186 0 0 0 0 0 28980 0 19903 0 469069 0 0 0 ANGELA DOMINELLI DEAN OF PHARMACY AND PHARACEUTICAL S 208689 0 0 0 0 0 23792 0 18330 0 250811 0 0 0 STEFAN BALAZ PROFESSOR AND DEPARTMENT CHAIR 187016 0 0 0 0 0 21380 0 19903 0 228299 0 0 0 GERALD KATZMAN LEGAL COUNSEL 180713 0 0 0 0 0 19662 0 0 0 200375 0 0 0 ROBERT HAMILTON ASSOCIATE DEAN AND PROFESSOR 179692 0 0 0 0 0 20361 0 18021 0 218074 0 0 0 JAMES GOZZO FORMER PRESIDENT (OFFICER) 454763 0 0 0 18825 0 207354 0 10978 0 691920 0 34119 0 MEHDI BOROUJERDI PROFESSOR (FORMER PROVOST/KEY EMP) 135599 0 0 0 0 0 14684 0 1970 0 152253 0 0 0 PART I, LINE 1A THE COLLEGE PROVIDES THE PRESIDENT MEMBERSHIP IN ONE CLUB WHICH ENABLES THE PRESIDNET TO HAVE OFF-CAMPUS MEETINGS, INCLUDING LUNCH AND DINNER MEETINGS WHERE APPROPRIATE, OR TO HOST OTHER COLLEGE RELATED EVENTS. THE FUNDS PROVIDED BY THE COLLEGE DO NOT PROVIDE ANY PERSONAL BENEFITS TO THE PRESIDENT AND THE USE OF THE CLUBS ARE SUBSTANTIALLY RESTRICTED TO COLLEGE RELATED MATTERS. THE PRESIDENT IS REQUIRED TO PAY FOR ANY INCIDENTAL PERSONAL USE FOR NON-COLLEGE RELATED ACTIVITIES. PART I, LINE 3 THE EXECUTIVE COMMITTEE REVIEWS THE PRESIDENT'S SALARY AT TIME OF CONTRACT RENEWAL AND COMPARES THE PRESIDENT'S SALARY TO THE SALARIES OF PRESIDENTS AT SIMILARLY SITUATED INSTITUTIONS. ALL SALARY RECOMMENDATIONS EXIST AS PART OF THE BUDGET AND ARE AVAILABLE FOR REVIEW BY THE FINANCE COMMITTEE AND BOARD OF TRUSTEES AND THE BUDGET IS ULTIMATELY ADOPTED BY THE BOARD OF TRUSTEES. A CITY OF ALBANY CAPITAL RESOURCE CORPORATION 273467899 012432BW9 2014-10-23 17804994 REFINANCING OF THE 2004A BONDS 0 0 0 B CITY OF ALBANY CAPITAL RESOURCE CORPORATION 273467899 2014-10-23 7330000 REFINANCING OF THE 2008A BOND 0 0 0 A 17804994 321122 17483872 2014 1 0 1 1 B 230000 7330000 146600 7183400 2014 1 0 1 1 A 0 0 0 0 0 0 0 B 0 0 0 0 0 0 0 A 0 1 0 0 0 0 0 0 1 B 0 1 0 0 1 0 0 0 1 A 1 B 1 GIL CHORBAJIAN SON OF TRUSTEE 109324 EMPLOYED AS THE DIRECTOR OF MARKETING 0 BETTE & CRING CONSTRUCTION TRUSTEE MR. BETTE HAS OWNERSHIP INTEREST 429740 RENOVATIONS TO BUILDINGS 0 X 8 59234 FAIR MARKET VALUE X OMNICELL CABINETS 1 120000 FAIR MARKET VALUE X OVERIT PUBLIC RELATIONS 1 15000 FAIR MARKET VALUE X SPORTS DRINKS TOWELS BOTTLES 1 12500 FAIR MARKET VALUE X FUNDRAISING PRIZES 2 2406 FAIR MARKET VALUE 0 1 0 FORM 990, PART VI, SECTION B, LINE 11 ANNUAL FORM 990 REVIEW PROCESS: THE PROCESS INCLUDES A DETAILED REVIEW AND APPROVAL BY BOTH THE AUDIT AND FINANCE COMMITTEES. THE FORM 990 IS THEN FORWARDED TO THE FULL BOARD FOR ITS REVIEW. FORM 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST POLICY PROCEDURES: THE CONFLICT OF INTEREST POLICY REQUIRES ALL TRUSTEES AND THE PRESIDENT DISCLOSE TO THE BOARD ANY POSSIBLE CONFLICT OF INTEREST AT THE EARLIEST PRACTICABLE TIME. AT LEAST ANNUALLY, EACH TRUSTEE AND THE PRESIDENT SHALL COMPLETE A DISCLOSURE FORM AND FILE THE SAME WITH THE SECRETARY OF THE BOARD. NO TRUSTEE SHALL VOTE ON ANY MATTER UNDER CONSIDERATION AT A BOARD OR COMMITTEE MEETING IN WHICH SUCH TRUSTEE HAS A CONFLICT OF INTEREST. ALL KEY EMPLOYEES SHALL DISCLOSE TO THE PRESIDENT ANY POSSIBLE CONFLICT OF INTEREST AT THE EALIEST PRACTICABLE TIME. AT LEAST ANNUALLY EACH KEY EMPLOYEE SHALL COMPLETE A DISCLOSURE FORM AND FILE THE SAME WITH THE PRESIDENT. THE PRESIDENT SHALL, IN THE PRESIDENT'S DISCRETION TAKE SUCH ACTIONS AS APPROPRIATE TO PREVENT SUCH CONFLICTS OF INTEREST AFFECTING THE COURSE AND DETERMINATION OF THE COLLEGE FORM 990, PART VI, SECTION B, LINE 15 OFFICERS' COMPENSATION PROCEDURE: THE EXECUTIVE COMMITTEE REVIEWS THE PRESIDENT'S SALARY AT TIME OF CONTRACT RENEWAL AND COMPARES THE PRESIDENT'S SALARY TO THE SALARIES OF PRESIDENTS AT SIMILARLY SITUATED INSTITUTIONS. ALL SALARY RECOMMENDATIONS EXIST AS PART OF THE BUDGET AND ARE AVAILABLE FOR REVIEW BY THE FINANCE COMMITTEE AND BOARD OF TRUSTEES AND THE BUDGET IS ULTIMATELY ADOPTED BY THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION C, LINE 19 PUBLIC AVAILABILITY OF GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS: THE COLLEGE MAKES THESE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: APPLICATION OF FAS 158 (INCREMENTAL EFFECT) 251,148. LOSS ON REFINANCING -433,610. CANCELLATION OF PLEDGE -10,000. DECLINE IN CHARITABLE ANNUITY -3,277.