2016-07-22T12:34:26-05:00 2015-12-31 132781641 MITCHELL & TITUS LLP ONE BATTERY PARK PLAZA NEW YORK NY 10004 990 2015-01-01 200989212 DKMS AMERICAS DKMS 2122096705 100 BROADWAY 6TH FLOOR NEW YORK NY 10005 Steven Jones FIN OPERATION DIR Partner 2122096705 2016-07-22 1 Frederick E Davis Jr P00446023 2127094500 2015 2016-12-15 16:53:06Z DELETE BLOOD CANCER CARINA ORTEL 100 BROADWAY 6TH FLOOR NEW YORK NY 10005 50900876 0 X www.deletebloodcancer.org X 2004 DC DKMS LEADS THE FIGHT TO DEFEAT BLOOD CANCER BY EMPOWERING PEOPLE TO TAKE ACTION, GIVE BONE MARROW AND SAVE LIVES. DKMS IS PART OF THE LARGEST BONE MARROW DONOR CENTER IN THE WORLD. 5 2 117 3596 0 0 12845985 9007473 39813000 41598500 1103 117 -572421 -291748 52087667 50314342 0 0 0 0 6854846 7414429 70000 0 1641760 39395687 40709598 46320533 48124027 5767134 2190315 13357395 7793519 12380810 4626619 976585 3166900 X DKMS LEADS THE FIGHT TO DEFEAT BLOOD CANCER BY EMPOWERING PEOPLE TO TAKE ACTION, GIVE BONE MARROW AND SAVE LIVES. DKMS IS THE LARGEST BONE MARROW DONOR CENTER IN THE WORLD. DKMS' PRINICPAL ACTIVITES ARE TO: 1) RECRUIT BONE MARROW DONORS TO INCREASE THE CHANCES FOR PATIENTS TO FIND A LIFE-SAVING DONOR MATCH; 2) COORDINATE THE TRANSPORTS OF BONE MARROW OR BLOOD STEM CELLS FROM GERMAN TO U.S. PATIENTS; AND 3) FACILITATE BONE MARROW TRANSPLANTS BETWEEN DKMS' DONORS AND BLOOD CANCER PATIENTS WORLDWIDE. 0 0 29713237 34809295 TRANSPORT FACILITATION: COORDINATED THE TRANSPORTS OF 1,291 BONEMARROW OR BLOOD STEM CELLS FROM GERMANY TO U.S PATIENTS,THUS PROVIDING THEM WITH A SECOND CHANCE AT LIFE:(IN 2014 1,185). 7739069 DONOR RECRUITMENT: RECRUITED 159,568 (155,765 IN 2014) VOLUNTEERBONE MARROW & BLOOD STEM CELL DONORS, THUS INCREASING THE CHANCESFOR PATIENTS TO FIND A LIFE-SAVING DONOR MATCH. 4313810 6789205 REQUEST MANAGEMENT: FACILITATED 469 (534 IN 2014) COLLECTIONS OFBONE MARROW AND BLOOD STEM CELLS, WHICH ARE TRANSPLANTED INTOPATIENTS, THUS PROVIDING A SECOND CHANCE AT LIFE FOR THOSEPATIENTS. 213552 MARKETING TO TRANSPLANT CENTERS 213552 41979668 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 1 1 1 0 0 0 0 0 1 0 0 0 1 170 0 1 117 1 0 0 0 0 0 1 1 0 0 0 0 X 5 2 1 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AK AZ AR CA CT DC FL GA HI IL KS KY LA ME MD MA MI MS NH NJ NM NY NC OH PA RI SC TN WA WI MN OK OR UT VA WV X STEVEN JONES 2122096705 100 BROADWAY 6TH FLOOR NEW YORK NY 10005 X Alexander Schmidt Chairman of the Board 3.00 3.00 X X 0 0 0 SIRKO GEIST TREASURER 3.00 0.00 X X 0 0 0 Andrea Reimann-Ciardelli Director 3.00 0.00 X 0 0 0 DR SERGIO GIRALT Director 3.00 0.00 X 0 0 0 Katharina Harf Director 3.00 3.00 X 0 0 17669 HENRIETTE STOTZ SECRETARY OF THE BOARD 3.00 3.00 X 0 0 0 CARINA ORTEL CEO 40.00 0.00 X 229770 0 15733 Heather Crocker HUMAN RESOURCE DIRECTOR 40.00 0.00 X 131619 0 11816 Steven Jones Finance & Operation Direct 40.00 0.00 X 157925 0 20829 Jaclinn Tanney Development Director 40.00 0.00 X 135959 0 20368 PAULA SEIDMAN DIRECTOR OF DONOR MANAGEMENT 40.00 0.00 X 126790 0 10504 JODEE RUPPEL DIRECTOR OF DONOR RECRUITMENT 40.00 0.00 X 123009 0 11058 905072 0 107977 6 0 1 0 DKMS KRESSBACH 1 TUEBINGEN GM D-72072 SEE SCHEDULE O 31306314 ADP Total Source 5800 Windward Parkway ALPHARETTA GA 30005 SEE SCHEDULE O 7075617 Histogenetics Laboratory Inc 300 Executive Blvd OSSINING NY 10552 SEE SCHEDULE O 3098861 TimeMatters GUTENBERGSTRASSE 6 NEU ISENBURG GM D-63263 SEE SCHEDULE O 2162430 ECS LLC 10621 Airport road northsuite 5 6 NAPLES FL 34109 SEE SCHEDULE O 2142078 22 3845510 3806952 1355011 9007473 FEE REV FROM TRANSPORTAT FACILITA 900099 34809295 34809295 REQUEST MANAGEMENT FEES 900099 6789205 6789205 41598500 117 117 268631 3845510 586534 -317903 -317903 FOREIGN EXCHANGE GAIN 900099 26155 26155 26155 50314342 41598500 0 -291631 5897584 3567164 1813299 517121 92716 55005 28356 9355 973750 520982 330403 122365 450379 275050 141645 33684 144540 70485 73294 761 67581 41767 18477 7337 856049 583453 131171 141425 851616 139053 308832 403731 926996 700102 162482 64412 1102290 376504 641523 84263 793034 493196 216220 83618 923441 473710 351679 98052 48970 2959 46011 163991 81487 68632 13872 165825 98305 32214 35306 TRANSPORT OPERATIONS 29594825 29594825 LAB & DONOR RECRUIT FEE 4922997 4904798 18199 ALL OTHER EXPENSES 55398 823 28117 26458 PROV FOR UNCOLLECTIBLE 48934 48934 43111 43111 48124027 41979668 4502599 1641760 1799 0 7020928 2351378 804168 1165204 4600777 3387963 364834 469555 1168096 748677 564889 419419 13357395 7793519 11609058 4079069 447643 322140 324109 225410 12380810 4626619 X 909919 3133567 66666 33333 976585 3166900 13357395 7793519 2190315 0 X 0 1 X 1 0 X 2890378 3564324 4116691 12845985 9007473 32424851 2890378 3564324 4116691 12845985 9007473 32424851 12564183 19860668 1797 995 1012 1103 117 5024 2565 -1745 26155 26975 32456850 185302755 0.61190 0.62830 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 211411 52853 158558 712280 509168 203112 244405 186656 57749 419419 OTHER LEASE OBLIGATIONS 225410 225410 X 50632245 317903 317903 50314342 0 50314342 48441930 317903 317903 48124027 0 48124027 Part X, Line 2: MANAGEMENT EVALUATED DKMS AMERICAS' TAX POSITIONS AND CONCLUDED THAT, AS OF DECEMBER 31, 2015 AND 2014, THERE WERE NO UNCERTAIN TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN. ACCORDINGLY, NO INTEREST OR PENALTIES RELATED TO UNCERTAIN TAX POSITIONS HAVE BEEN ACCRUED IN THE ACCOMPANYING FINANCIAL STATEMENTS. DKMS AMERICAS IS SUBJECT TO AUDITS BY TAXING JURISDICTIONS; HOWEVER, NO AUDITS FOR ANY TAX PERIODS ARE CURRENTLY IN PROGRESS. MANAGEMENT BELIEVES THAT DKMS AMERICAS IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY FEDERAL, STATE OR LOCAL TAX AUTHORITIES FOR YEARS ENDED ON OR PRIOR TO DECEMBER 31, 2011. Part XI, Line 2d - Other Adjustments: SPECIAL EVENT DIRECT EXPENSES Part XII, Line 2d - Other Adjustments: SPECIAL EVENT DIRECT EXPENSES Schedule D, Part XI and XII, Line 2d SPECIAL EVENT DIRECT EXPENSES - $317,903. GALA 2015 3439643 3379187 60456 4266 471345 24191 BLOOD BALL 125490 125490 12435 41830 73 2 549008 466323 82685 32208 186 4114141 3845510 268631 16701 545383 24450 586534 -317903 X 0 0 0 0 0 0 0 0 0 CARINA ORTEL CEO 225000 0 4770 0 0 0 4414 0 11319 0 245503 0 0 0 Steven Jones Finance & Operation Direct 141484 0 16441 0 0 0 4245 0 16584 0 178754 0 0 0 Jaclinn Tanney Development Director 121805 0 14154 0 0 0 3654 0 16714 0 156327 0 0 0 ALEXANDER SCHMIDT CHAIRMAN OF BOARD/DIRECTOR 26300000 SEE SCH. L, PART V 0 PART IV, COLUMN D - BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS ALEXANDER SCHMIDT (CHAIRMAN)\CEO DKMS GERMANY:$25.3 MILLION FOR SERVICES PERFORMED UNDER THE DISTRIBUTION AND IMPORT AND EXPORT AGREEMENT WITH DKMS GERMANY (DKMS-G);$1.013 MILLION FOR SERVICES PERFORMED UNDER THE COST SHARING AGREEMENT WITH DKMS-G FOR MISCELLANEOUS TRAVEL, IT SERVICES, LICENSES PERFORMED AT OR INCURRED BY DKMS-G FOR DKMS-A AND BILLED TO DKMS-G BY THIRD PARTY VENDORSTOTAL: $26.3 MILLION. Form 990, Part VI, Section A, line 2 DKMS AMERICAS (DKMS-A) CONDUCTS BUSINESS TRANSACTIONS REGULATED BY SEVERAL AGREEMENTS WITH DKMS DEUTSCHE KNOCHENMARKSPENDERDATEI GEMEINNOTZIGE GESELLSCHAFT MBH, (DKMS-G) HEADQUARTERED AT KRESSBACH 1, 72072 TUEBINGEN, GERMANY. DKMS-G IS THE SOLE MEMBER OF DKMS-A. THE FOUNDATION DKMS STIFTUNG LEBEN SPENDEN (DKMS-SLS) IS THE MOTHER ORGANIZATION OF DKMS-G. KATHARINA HARF IS DIRECTOR OF DKMS-A. Form 990, Part VI, Section A, line 6 DKMS AMERICAS WAS INCORPORATED AS A MEMBERSHIP ORGANIZATION. Form 990, Part VI, Section A, line 7a THE INITIAL DIRECTORS SHALL BE THOSE PERSONS WHOSE NAMES AND ADDRESSES ARE SET FORTH IN THE ARTICLES OF INCORPORATION AND THEY SHALL SERVE UNTIL THE FIRST ANNUAL MEETING OF THE MEMBER AND UNTIL THE ELECTION AND QUALIFICATION OF THEIR SUCCESSORS. THEREAFTER, DIRECTORS SHALL BE ELECTED AT THE ANNUAL MEETING OF THE MEMBER OR AT ANY ADJOURNMENT THEREOF. EACH DIRECTOR SHALL CONTINUE IN OFFICE UNTIL THE ANNUAL MEETING OF THE MEMBER HELD NEXT AFTER THE ELECTION OF SUCH DIRECTOR AND UNTIL THE ELECTION AND QUALIFICATION OF A SUCCESSOR. VACANCIES: ANY VACANCY OR VACANCIES CREATED BY THE DEATH, RESIGNATION OR INCAPACITY TO ACT OF ANY DIRECTOR BEFORE THE EXPIRATION OF SUCH DIRECTOR'S TERM, OR BY THE CREATION OF ONE OR MORE NEW DIRECTORSHIPS, MAY BE FILLED AT ANY MEETING OF THE BOARD BY A MAJORITY OF THE DIRECTORS THEN IN OFFICE. A DIRECTOR ELECTED TO FILL A VACANCY SHALL HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF THE MEMBER AND UNTIL THE ELECTION AND QUALIFICATION OF A SUCCESSOR. Form 990, Part VI, Section A, line 7b BOARD MEMBER ELECTION AND REMOVAL IS SUBJECT TO APPROVAL BY THE MEMBERSHIP. Form 990, Part VI, Section B, line 11 THE FORM 990 IS REVIEWED BY THE CEO AND THE ASSISTANT TREASURER BEFORE IT IS FILED. Form 990, Part VI, Section B, line 12c ALL DIRECTORS, OFFICERS AND KEY EMPLOYEES ARE REQUIRED TO SIGN A CONFLICT OF INTEREST STATEMENT ANNUALLY. THE EXISTING POTENTIAL CONFLICTS THAT HAVE BEEN DISCLOSED ARE BEING AVOIDED BY THE DIRECTORS BY EXCUSING THEMSELVES FROM BOARD DISCUSSIONS AND VOTES PERTAINING TO THE CONFLICT. Form 990, Part VI, Section B, line 15 DKMS AMERICAS HAS BOARD APPROVED COMMITMENT AUTHORITY AND ACTION GUIDELINES THAT STATE: "BOARD OF DIRECTORS APPROVES SALARIES OF CEO. CEO APPROVES SALARIES OF ALL OTHER EMPLOYEES." REVIEW, DISCUSSION, ADJUSTMENTS OR INCREASES OF SALARIES OF ALL EMPLOYEES ARE CONDUCTED BY MEMBERS OF MANAGEMENT AND THE CEO. Form 990, Part VI, Section C, line 19 THE ORGANIZATION DOES NOT MAKE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, OR FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC. FORM 990, PART VII, SECTION B - DESCRIPTION OF INDEPENDENT CONTRACTORS DKMS-G COLLECTION OF BONE MARROW AND ADULT BLOOD STEM CELLS FROM GERMAN DONORS, WHICH ARE IMPORTED TO THE US, AND COMPUTER SERVICES. ADP TOTAL SOURCE PAYROLL AND BENEFITS. HISTOGENETICS LABORATORY INC. GENETIC TISSUE TYPING OF REGISTERED DONORS. TIMEMATTERS COURIER FOR TRANSPORTATION OF BONE MARROW AND ADULT BLOOD STEM CELLS. ECS LLC COURIER FOR TRANSPORTATION OF BONE MARROW AND ADULT BLOOD STEM CELLS. DKMS DEUTSCHE KNOCHENMARKSPENDERDATEI KRESSBACH 1 TUEBINGEN GM 72072 Bone Marrow GM N/A N/A N/A 0 0 0 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 DKMS GERMANY C 3806952 FMV DKMS Germany (Distribution Import Export of Bone Marrow and Stem Cell P M 25304765 FMV DKMS LIFE SCIENCE LAB (HIGH RESOLUTION TYPING) M 1445701 FMV DKMS GERMANY (THE COST SHARING AGREEMENT) N 744000 FMV