2016-07-15T11:34:55-05:00 2015-08-31 990 2014-09-01 136161036 NEW YORK UNIVERSITY SCHOOL OF LAW FOUNDATION NEWY 2129986245 110 WEST 3RD STREET 2ND FL NEW YORK NY 10012 SARA TAYLOR TREASURER 2129986245 2016-07-15 2014 2016-09-27 15:27:22Z SARA TAYLOR 40 WASHINGTON SQUARE SOUTH NEW YORK NY 10012 28549335 0 X N/A X 1949 NY FOSTERS LEGAL EDUCATION AND RESEARCH AT NEW YORK UNIVERSITY'S SCHOOL OF LAW. 54 49 0 0 0 0 0 0 19285772 19872942 0 5891236 2534335 2696417 21820107 28460595 6416063 6689761 0 0 0 0 0 0 0 17272978 17087431 23689041 23777192 -1868934 4683403 168355020 159258864 36061619 19572386 132293401 139686478 THE FOUNDATION, A SUBSIDIARY OF NEW YORK UNIVERSITY, FOSTERS LEGAL EDUCATION AND RESEARCH AT NEW YORK UNIVERSITY'S SCHOOL OF LAW BY AWARDING SCHOLARSHIPS, MAKING GRANTS FOR EDUCATIONAL PURPOSES RELATED TO LAW, AND SUPPORTING PROGRAMS OF THE SCHOOL OF LAW. 0 0 23587847 6689761 19872942 SUPPORT EXEMPT ACTIVITIES OF NEW YORK UNIVERSITY SCHOOL OF LAW. 23587847 1 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 1 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 0 0 0 0 0 0 0 0 0 1 0 0 0 1 142 0 1 0 0 0 0 0 0 0 0 0 0 0 X 54 49 1 0 0 0 0 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 X KERRI TRICARICO 2129982913 105 E 17TH STREET - 3RD FLOOR NEW YORK NY 10003 ANTHONY WELTERS CHAIR 0.20 X X 0 0 0 THOMAS REED BROME VICE CHAIR 0.20 X X 0 0 0 ALAN KAVA TRUSTEE 0.20 X 0 0 0 ALFRED B ENGELBERG TRUSTEE 0.20 X 0 0 0 CHARLES KLEIN TRUSTEE 0.20 X 0 0 0 DAVID A TANNER TRUSTEE 0.20 X 0 0 0 DAVID BOIES II TRUSTEE 0.20 X 0 0 0 ERIC M ROTH TRUSTEE 0.20 X 0 0 0 EVAN CHESLER TRUSTEE 0.20 X 0 0 0 FLORENCE A DAVIS TRUSTEE 0.20 X 0 0 0 GAVIN SOLOTAR TRUSTEE 0.20 X 0 0 0 GEORGE T LOWY TRUSTEE 0.20 X 0 0 0 GREGORY N RACZ TRUSTEE 0.20 X 0 0 0 JAY FURMAN TRUSTEE (END: 1/4/15) 0.20 X 0 0 0 JEFFREY ARONSON TRUSTEE 0.20 X 0 0 0 JEFFREY N GREENBLATT TRUSTEE 0.20 X 0 0 0 JEROME KERN TRUSTEE 0.20 X 0 0 0 JESSICA AMY MALKIN TRUSTEE 0.20 X 0 0 0 JOHN SUYDAM TRUSTEE 0.20 X 0 0 0 JONATHAN MECHANIC TRUSTEE 0.20 X 0 0 0 KENNETH M RAISLER TRUSTEE 0.20 X 0 0 0 LEONARD WILF TRUSTEE 0.20 X 0 0 0 LESTER POLLACK TRUSTEE 0.20 X 0 0 0 MARK WILF TRUSTEE 0.20 X 0 0 0 MARTHA E STARK TRUSTEE 0.20 X 0 0 0 MARTIN LIPTON TRUSTEE 0.20 X 0 0 0 MITCHELL L JACOBSON TRUSTEE 0.20 X 0 0 0 PAUL FRANCIS TRUSTEE (END: 7/12/15) 0.20 X 0 0 0 PETER SUDLER TRUSTEE 0.20 X 0 0 0 RANDAL S MILCH TRUSTEE 0.20 X 0 0 0 RAYMOND LOHIER TRUSTEE 0.20 X 0 0 0 RITA E HAUSER TRUSTEE 0.20 X 0 0 0 ROGER MELTZER TRUSTEE 0.20 X 0 0 0 RONALD GROSSMAN TRUSTEE 0.20 X 0 0 0 SARA E MOSS TRUSTEE 0.20 X 0 0 0 SCOTT HOFFMAN TRUSTEE 0.20 X 0 0 0 SHEILA L BIRNBAUM TRUSTEE 0.20 X 0 0 0 SLOAN LINDEMANN BARNETT TRUSTEE 0.20 X 0 0 0 STEPHANIE ABRAMSON TRUSTEE 0.20 X 0 0 0 STEPHEN KAPLAN TRUSTEE 0.20 X 0 0 0 STUYVESANT PIERREPONT COMFORT TRUSTEE 0.20 X 0 0 0 JOHN SEXTON EX OFFICIO TRUSTEE 0.20 70.00 X 0 1383102 204783 MARTIN DORPH EX OFFICIO TRUSTEE 0.20 50.00 X 0 652261 45922 DAVID MCLAUGHLIN EX OFFICIO TRUSTEE 0.20 50.00 X 0 665857 39934 BONNIE BRIER EX OFFICIO TRUSTEE (END:1/19/15) 0.20 50.00 X 0 620546 39934 TREVOR MORRISON EX OFFICIO TRUSTEE 0.20 50.00 X 0 712035 44884 BRIAN SCHORR TRUSTEE 0.20 X 0 0 0 ROCCO ANDRIOLA TRUSTEE 0.20 X 0 0 0 BARBARA BECKER TRUSTEE 0.20 X 0 0 0 JOHN DESMARAIS TRUSTEE 0.20 X 0 0 0 GARY WAY TRUSTEE 0.20 X 0 0 0 ALAN KLINGER TRUSTEE 0.20 X 0 0 0 VIRGINIA MOLINO TRUSTEE 0.20 X 0 0 0 GERALD ROSENFELD TRUSTEE 0.20 X 0 0 0 JESSE SHARF TRUSTEE (START: 10/1/14) 0.20 X 0 0 0 TERRANCE NOLAN EX-OFFICIO TRUSTEE (START: 1/19/15) 0.20 50.00 X 0 374730 45922 JULIE EHRLICH SECRETARY (START: 12/11/14) 0.20 50.00 X X 0 10865 47 SARA TAYLOR TREASURER (START: 10/16/14) 0.20 50.00 X X 0 31149 57 KAREN FREEDMAN TRUSTEE (END: 10/1/14) 0.20 X 0 0 0 RONALD MOELIS TRUSTEE (END: 10/1/14) 0.20 X 0 0 0 RACHEL ROBBINS TRUSTEE (END: 10/1/14) 0.20 X 0 0 0 LEWIS STEINBERG TRUSTEE (END: 10/1/14) 0.20 X 0 0 0 KATHERINE CASSELL CHENAULT TRUSTEE (END: 10/1/14) 0.20 X 0 0 0 ELIZABETH ROHLFING SECRETARY (END: 11/13/14) 0.20 50.00 X 0 142176 29229 GIANCARLO BONAGURA FORMER TREASURER (END: 6/2/14) 0.20 50.00 X 0 140634 24280 0 4733355 474992 0 1 1 0 CUSHMAN & WAKEFIELD 1290 AVENUE OF THE AMERICAS NEW YORK NY 10104 REAL ESTATE FEES 300000 1 STUDENT HOUSING/DINING 611710 19247473 19247473 INT. FACULTY MORTGAGE 611710 625469 625469 19872942 209650 0 209650 209650 209650 5979976 88740 5891236 5891236 5891236 TRANSFER FROM NYU 611710 2486767 2486767 2486767 28460595 19872942 0 8587653 6689761 6689761 32098 32098 436137 436137 9034388 9034388 157247 157247 STUDENT HOUSING/DINING 6905199 6905199 FACULTY HOUSING EXPENSE 522362 522362 23777192 23587847 189345 0 14101 14101 1678864 1623888 21899921 19503090 1329537 1348686 286224833 149467121 143305333 136757712 127264 11387 168355020 159258864 124124 36061619 19448262 36061619 19572386 X 132293401 139686478 132293401 139686478 168355020 159258864 X 4683403 2709674 X 0 1 X 0 0 X 31494429 30877761 27999639 21820107 28460595 140652531 31494429 30877761 27999639 21820107 28460595 140652531 0 0 0 140652531 215122 180606 211530 200837 209650 1017745 215122 180606 211530 200837 209650 1017745 31709551 31058367 28211169 22020944 28670245 141670276 0.99280 0.97800 0.00720 0.02200 X 256998558 123164019 133834539 29226275 26303102 2923173 136757712 DUE TO NYU 19448262 19448262 28460595 0 28460595 0 28460595 23777192 0 23777192 0 23777192 0 FACULTY AND ADMINISTRATORS OF NYU SCHOOL OF LAW 142 6131106 0 1 0 0 0 0 0 0 0 JOHN SEXTON EX OFFICIO TRUSTEE 0 1242948 0 0 0 140154 0 103200 0 101583 0 1587885 0 0 MARTIN DORPH EX OFFICIO TRUSTEE 0 633405 0 0 0 18856 0 26000 0 19922 0 698183 0 0 DAVID MCLAUGHLIN EX OFFICIO TRUSTEE 0 665857 0 0 0 0 0 26000 0 13934 0 705791 0 0 BONNIE BRIER EX OFFICIO TRUSTEE (END:1/19/15) 0 620546 0 0 0 0 0 26000 0 13934 0 660480 0 0 TREVOR MORRISON EX OFFICIO TRUSTEE 0 521526 0 2000 0 188509 0 26000 0 18884 0 756919 0 0 TERRANCE NOLAN EX-OFFICIO TRUSTEE (START: 1/19/15) 0 374730 0 0 0 0 0 26000 0 19922 0 420652 0 0 ELIZABETH ROHLFING SECRETARY (END: 11/13/14) 0 139176 0 3000 0 0 0 14834 0 14395 0 171405 0 0 GIANCARLO BONAGURA FORMER TREASURER (END: 6/2/14) 0 140634 0 0 0 0 0 14547 0 9733 0 164914 0 0 PART I, LINE 4B NYU PRESIDENT SEXTON IS ENTITLED TO RECEIVE A LENGTH OF SERVICE BONUS FROM NEW YORK UNIVERSITY ON JANUARY 15TH, 2015, SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE, EQUAL TO $77,200 TIMES THE NUMBER OF YEARS HE HAS SERVED AS A FULL-TIME MEMBER OF THE NYU SCHOOL OF LAW (INCLUDING HIS SERVICES AS DEAN OF THE SCHOOL OF LAW AND AS PRESIDENT OF THE UNIVERSITY). THE $77,200 ALLOCABLE TO CALENDAR YEAR 2014 IS INCLUDED IN PART II, ABOVE, IN COLUMN C. IN ADDITION, COMMENCING ON SEPTEMBER 1, 2011, SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE, PRESIDENT SEXTON WILL BE ENTITLED TO RECEIVE PAYMENTS FOR THE REMAINDER OF HIS LIFE (THE "SERP ANNUAL PAYMENTS") EQUAL TO $800,000 PER YEAR, ADJUSTED BY THE LOCAL CONSUMER PRICE INDEX SINCE SEPTEMBER 1, 2008, REDUCED BY RETIREMENT BENEFITS OTHERWISE PROVIDED BY THE UNIVERSITY. THE OBLIGATION TO MAKE SERP ANNUAL PAYMENTS HAS BEEN PREVIOUSLY DESCRIBED ON THE UNIVERSITY'S FORMS 990. PRESIDENT SEXTON'S SALARY- WHILE PRESIDENT, AND THROUGH THE SABBATICAL FOLLOWING HIS PRESIDENCY- IS REDUCED BY THE SERP ANNUAL PAYMENTS. RICHARD REVESZ EX-OFFICIO MORTGAGE X 1875000 1623888 0 1 1 1623888 FORM 990, PART VI, SECTION A, LINE 2 1) TRUSTEES MARK WILF AND LEONARD WILF ARE COUSINS. 2) TRUSTEES PETER SUDLER AND EILEEN SUDLER ARE SPOUSES. 3) TRUSTEES JAY FURMAN AND JOHN SEXTON HAD A BUSINESS RELATIONSHIP DURING THE YEAR ENDED AUGUST 31, 2015. FORM 990, PART VI, SECTION A, LINE 7A NEW YORK UNIVERSITY'S BOARD OF TRUSTEES ELECTS THE TRUSTEES OF THE FOUNDATION (OTHER THAN EX OFFICIO TRUSTEES) AND HAS OTHER POWERS UNDER THE FOUNDATION'S BY LAWS. FORM 990, PART VI, SECTION A, LINE 7B NEW YORK UNIVERSITY'S BOARD OF TRUSTEES ELECTS THE TRUSTEES OF THE FOUNDATION (OTHER THAN EX OFFICIO TRUSTEES) AND HAS OTHER POWERS UNDER THE FOUNDATION'S BY LAWS. FORM 990, PART VI, SECTION B, LINE 11 THE FOLLOWING STEPS WERE TAKEN TO REVIEW THIS IRS FORM 990: 1.THE FORM 990 WAS REVIEWED AND APPROVED BY THE NYU CONTROLLER. 2.THE FOUNDATION TREASURER SHARED THE FORM 990 WITH THE CHAIRMAN AND NYU OFFICE OF GENERAL COUNSEL AND PROVIDED IT TO THE FULL BOARD OF TRUSTEES. 3.FOLLOWING THE REVIEW PERIOD FOR THE BOARD OF TRUSTEES, THE FORM 990 WAS FILED ELECTRONICALLY WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C IN GENERAL AND PURSUANT TO THE CONFLICT OF INTEREST POLICY, TRUSTEES AND OFFICERS MUST RECUSE THEMSELVES FROM BOARD AND COMMITTEE MEETINGS SHOULD A CONFLICT OF INTEREST ARISE (REAL OR PERCEIVED). IN ADDITION, FOR FOUNDATION TRUSTEES AND OFFICERS THERE IS AN ANNUAL PROCESS THAT REQUIRES THE FILING OF A CONFLICT OF INTEREST FORM WITH THE UNIVERSITY. WITH RESPECT TO INDIVIDUALS OTHER THAN TRUSTEES AND OFFICERS, THERE ARE NO EMPLOYEES OF THE FOUNDATION; RATHER ALL EMPLOYEES ARE EMPLOYEES OF THE UNIVERSITY AND ARE THEREFORE REQUIRED TO FOLLOW APPLICABLE UNIVERSITY POLICIES. FORM 990, PART VI, SECTION B, LINE 15 THE FOUNDATION HAS NO EMPLOYEES, AND THE FOUNDATION'S TRUSTEES AND OFFICERS ARE NOT COMPENSATED BY THE FOUNDATION FOR THEIR SERVICE TO THE FOUNDATION. TO THE EXTENT ANY OF THESE INDIVIDUALS ARE ALSO OFFICERS OR TOP MANAGEMENT OFFICIALS OF NYU, THEIR COMPENSATION WAS APPROVED BY NYU'S COMPENSATION COMMITTEE, AN INDEPENDENT COMMITTEE OF THE NYU BOARD OF TRUSTEES, WHICH UTILIZED COMPARABILITY DATA AND CONTEMPORANEOUSLY DOCUMENTED ITS DETERMINATIONS. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. NEW YORK UNIVERSITY SCHOOL OF LAW FOUNDATION - OFFICE OF THE DEAN MAINTAINS COPIES OF THE GOVERNING DOCUMENTS. CONFLICT OF INTEREST POLICY AND CONSOLIDATED FINANCIAL STATEMENTS ARE AVAILABLE ON NYU'S WEBSITE (WWW.NYU.EDU). FORM 990, PART XI, LINE 9: CHANGE IN BEGINNING NET ASSETS 2,709,674. NEW YORK UNIVERSITY 105 EAST 17TH STREET 4TH FL NEW YORK NY 10003 135562308 EDUCATION & RESEARCH NY 501 (C) (3) LINE 2 NEW YORK UNIVERSITY 0 INSTITUTE OF FINE ARTS FOUNDATION 1 EAST 78TH STREET NEW YORK NY 10021 237184242 SUPPORT NYU'S INSTITUTE OF FINE ARTS NY 501 (C) (3) LINE 11A, I NEW YORK UNIVERSITY 0 NATIONAL CENTER ON PHILANTHROPY AND THE LAW 139 MACDOUGAL STREET 1ST FLOOR NEW YORK NY 10012 133954405 STUDY, RESEARCH, EDUCATION ON PHILANTHROPY & THE LAW NY 501 (C) (3) LINE 11A, I NYU SCHOOL OF LAW FOUNDATION 1 NEW YORK UNIVERSITY REAL ESTATE CORPORATION 105 EAST 17TH STREET 4TH FL NEW YORK NY 10003 134141728 OWNS REAL PROPERTY NY 501 (C) (25) NEW YORK UNIVERSITY 0 NYU SCHOOL OF BUSINESS FOUNDATION INC C/O KAUFMAN MGMT CENTER-44 WEST 4TH NEW YORK NY 10022 134168015 SUPPORT NYU'S L.N. 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