2016-07-13T09:19:53-05:00 2015-08-31 GRANT THORNTON LLP 757 THIRD AVENUE NEW YORK NY 10017 990 2014-09-01 111630741 ADELPHI UNIVERSITY % ROBERT DECARLO ADEL 5168773184 1 SOUTH AVENUE GARDEN CITY NY 115300701 TIMOTHY P BURTON EXEC VP FINANCE/ADMN 5168773385 2016-07-13 2014 2016-09-27 15:27:22Z CHRISTINE M RIORDAN SOUTH AVENUE GARDEN CITY NY 11530 282584129 false X WWW.ADELPHI.EDU X 1896 NY TO PROVIDE QUALITY UNDERGRADUATE AND GRADUATE EDUCATION AND TO OFFER PREPARATION IN ARTS, EDUCATION, BUSINESS, PSYCHOLOGY, SOCIAL WORK, NURSING AND OTHER HEALTH SCIENCES. 29 28 4864 42182 -2284 8958063 9456823 224074833 232088106 12142278 9474373 1123140 1348493 246298314 252367795 48784825 52493809 0 0 131416536 137519293 186939 178607 2551097 56258980 54125325 236647280 244317034 9651034 8050761 475522855 469627878 182775598 185690265 292747257 283937613 ADELPHI UNIVERSITY COMPRISES A LIBERAL ARTS COLLEGE AND A CLUSTER OF PROFESSIONAL SCHOOLS THAT HAVE GROWN UP IN CLOSE RELATIONSHIP TO THE NEEDS OF THE REGION. OUR MISSION IS TO PROVIDE QUALITY UNDERGRADUATE AND GRADUATE EDUCATION AND TO OFFER PROFESSIONAL PREPARATION OF THE FIRST RANK IN ARTS, EDUCATION, BUSINESS, CLINICAL PSYCHOLOGY, SOCIAL WORK, NURSING, AND OTHER HEALTH SCIENCES. THE UNIVERSITY PREPARES A BROAD SPECTRUM OF GRADUATES AND UNDERGRADUATES FOR A WIDE RANGE OF LIFE PURSUITS WHILE FOSTERING A PASSION FOR KNOWLEDGE; AN UNDERSTANDING AND A QUESTIONING OF CULTURAL VALUES; AND A VIEW OF THEMSELVES AS INDEPENDENT, LIFE LONG LEARNERS, AND CONTRIBUTORS TO KNOWLEDGE AND SERVICE IN AN EVER-CHANGING WORLD. ADELPHI UNIVERSITY IS COMMITTED TO PROVIDE A HIGH-QUALITY EDUCATION FOR ALL OF ITS STUDENTS: FOR UNDERGRADUATES AND GRADUATES, FOR THOSE COMING DIRECTLY FROM HIGH SCHOOLS, AND FOR THOSE WHO TRANSFER FROM COMMUNITY AND OTHER COLLEGES, FOR THOSE STUDYING LIBERAL ARTS AND SCIENCES, F false false 192821276 52493809 214686921 Instruction and related academic support and student services - The University provides a high-quality education for all of its undergraduate and graduate students. The average annualized student enrollment for fiscal 2014-15 was 6,522 full-time equivalent students, comprised of 4,580 undergraduate and 1,942 graduate/Postbaccalaureate full-time equivalent students. Students come from diverse backgrounds and are not only from the New York area, but are recruited nationally and internationally as well. The University's colleges and schools include the College of Arts and Sciences; the Gordon F. Derner Institute of Advanced Psychological Services; the Honors College; the Robert B. Willumstad School of Business; Ruth S. Ammon School of Education; College of Nursing and Public Health; School of Social Work and University College. Students also have accessibility to student counseling, career counseling, financial aid, mentoring and other services and programs offered by the University. 13627986 14346765 Residential housing and auxiliary enterprises - The University offers student housing in seven residence halls on the Garden City, New York campus, offering a variety of residential options to its students. In 2014-15 there were approximately 1,200 students residing in the University's residence halls. 8137435 3054420 Public Service - The University has extensive community health and human services outreach programs including the Hy Weinberg Center for Communication Disorders, the Center for Psychological Services, the Adelphi New York Statewide Breast Cancer Support Hotline as well as other community service programs. The University's students may often participate in these programs that are offered to the campus community as well as surrounding communities. 214586697 true true false true false false false true false true true false false false false true false true true false true false true true true false false false true true true false false false false false false true false true false true false false false true false false false false true X 474 0 true 4864 true true true false false false false true true false false false false X 29 28 false false false false false false false true true false false true true true true true true true true false X ROBERT DECARLO 5168773184 1 SOUTH AVENUE GARDEN CITY NY 115300701 ARUN AGRAWAL Trustee 3.0 0.0 X 0 0 0 Z PAUL AKIAN Trustee 3.0 0.0 X 0 0 0 FRANK ANGELLO Trustee 3.0 0.0 X 0 0 0 JEFFREY BOLTON Trustee 3.0 0.0 X 0 0 0 LORETTA CANGIALOSI Trustee 3.0 0.0 X 0 0 0 PHILIP DISANTO TRUSTEE 3.0 0.0 X 0 0 0 JOAN GIRGUS Trustee (through October 2014) 3.0 0.0 X 0 0 0 JEFFREY GREENE Trustee 3.0 0.0 X 0 0 0 JOHN GUTLEBER Trustee (through October 2014) 3.0 0.0 X 0 0 0 CHANTAL HAMLIN Trustee 3.0 0.0 X 0 0 0 NOREEN HARRINGTON TRUSTEE 3.0 0.0 X 0 0 0 OSBERT HOOD Trustee 3.0 0.0 X 0 0 0 N GERRY HOUSE Trustee 3.0 0.0 X 0 0 0 ANGELA JAGGAR Trustee 3.0 0.0 X 0 0 0 LAURENCE KESSLER Trustee 3.0 0.0 X 0 0 0 RONALD LEE Trustee 3.0 0.0 X 0 0 0 LINDSEY KUPFERMAN LEVINE Trustee 3.0 0.0 X 0 0 0 THOMAS MOTAMED Trustee 3.0 0.0 X 0 0 0 SUSAN MURPHY Trustee 3.0 0.0 X 0 0 0 IVAYLO NINOV TRUSTEE 3.0 0.0 X 0 0 0 GRACE PILCER TRUSTEE 3.0 0.0 X 0 0 0 PETER PRINCIPATO TRUSTEE 3.0 0.0 X 0 0 0 GARY ROSENBERG TRUSTEE (through June 2015) 3.0 0.0 X 0 0 0 PAUL SALERNO TRUSTEE 3.0 0.0 X 0 0 0 LOIS SCHLISSEL TRUSTEE 3.0 0.0 X 0 0 0 PATRICK SMALLEY TRUSTEE 3.0 0.0 X 0 0 0 HELENE SULLIVAN TRUSTEE 3.0 0.0 X 0 0 0 WILLIAM TENET TRUSTEE 3.0 0.0 X 0 0 0 CHARLES TOLBERT TRUSTEE 3.0 0.0 X 0 0 0 ADAEZE UDOJI TRUSTEE 3.0 0.0 X 0 0 0 ROBERT WILUMSTAD TRUSTEE, CHAIRMAN 6.0 0.0 X 0 0 0 CHRISTINE RIORDAN-NOTE SCHJ PRESIDENT (EFFECTIVE 7-1-15) 65.0 0.0 X X 0 0 0 ROBERT SCOTT PRESIDENT (THROUGH 6-30-15) 65.0 0.0 X X 553588 0 119345 TIMOTHY BURTON SENIOR VP & TREASURER 50.0 0.0 X 342365 0 58333 GAYLE INSLER PROVOST & SENIOR VP 50.0 0.0 X 332123 0 32408 CHRISTIAN VAUPEL VP FOR UNIVERSITY ADVANCEMENT 50.0 0.0 X 239593 0 48885 LAUREN MOUNTY VP FOR ENROLLMENT MANAGEMENT 50.0 0.0 X 222186 0 76187 LORI DUGGAN GOLD VP FOR COMMUNICATIONS 50.0 0.0 X 201470 0 49693 ANTHONY LIBERTELLA DEAN, SCHOOL OF BUSINESS 50.0 0.0 X 254506 0 50677 PATRICK COONAN DEAN, SCHOOL OF NURSING 50.0 0.0 X 249669 0 57950 ANDREW SAFYER DEAN, SOCIAL WORK 50.0 0.0 X 235571 0 48884 SAM GROGG DEAN, ARTS AND SCIENCES 50.0 0.0 X 230538 0 54892 ROBERT DECARLO ASSOCIATE VP & CO-TREASURER 50.0 0.0 X 205172 0 38043 JANE ASHDOWN DEAN, SCHOOL OF EDUCATION 50.0 0.0 X 193630 0 42506 AUDREY BLUMBERG DEPUTY PROVOST 50.0 0.0 X 171787 0 48819 JACQUES BARBER DEAN, IAPS DERNER INSTITUTE 50.0 0.0 X 202961 0 49833 RICHARD GARNER DEAN, HONORS COLLEGE 50.0 0.0 X 202781 0 34502 JACK CHEN CHIEF INFORMATION OFFICER 50.0 0.0 X 198528 0 49896 ROBERT BORNSTEIN PROFESSOR 40.0 0.0 X 196951 0 44344 SAMUEL NATALE PROFESSOR 40.0 0.0 X 196153 0 42906 ANGELO PROTO FORMER OFFICER-SEE NOTE SCH. J 50.0 0.0 X 153477 0 18091 RAKESH GUPTA FORMER DEAN,-SEE NOTE SCH. J 40.0 0.0 X 183365 0 34225 4766414 0 1000419 235 true true false DAMON G DOUGLAS CO 26 WORLDS FAIR DRIVE SUITE A SOMERSET NJ 08873 CONTRACTOR 26483837 COMPASS LCS LLC DBA LACKMANN CULI SERVICES 303 CROSSWAYS PARK DRIVE WOODBURY NY 11797 FOOD SERVICE 5931418 THE BALLINGER COMPANY 833 CHESTNUT STREET PHILADELPHIA PA 19107 ARCHITECTS 1025426 CHALLENGE GRAPHICS SERVICES INC DBA-CORPORATE COLOR 22 CONNOR LAN DEER PARK NY 11729 PRINTING SERVICES 759949 DD DEVELOPMENT 991 MAIN STREET SUITE 104 HOLBROOK NY 11741 CONTRACTOR 430115 30 154924 4293508 5008391 2141736 9456823 TUITION AND FEES 611600 214686921 214686921 SALES&SERVICES-EDUCATIONAL DEPTS 611710 3054420 3054420 STUDENT SUPPORT 721000 14346765 14346765 232088106 4073507 4073507 12333 12333 48891 48891 723824 121819 602005 0 602005 602005 35142226 46161 29799854 5342372 46161 5388533 5388533 606487 154924 294661 311826 311826 0 0 FACILITY FEES 713940 34682 34682 SPONSORSHIP FEE 541800 7500 7500 OTHER REVENUE 900099 343589 343589 385771 252367795 232088106 42182 10780684 0 52249159 52249159 244650 244650 0 4301557 1710526 2296783 294248 354125 260508 93617 101766279 90619869 9981862 1164548 6959640 6068432 825589 65619 16547140 14205197 2158165 183778 7590552 6467928 1029559 93065 0 422393 23315 399078 306386 400 305986 85198 85198 178607 178607 583869 583869 3292766 1880540 1344448 67778 2162235 341655 1820580 10308218 8552378 1472534 283306 1826625 1434238 391997 390 0 9591928 9052787 524509 14632 1750649 1608212 114254 28183 0 2047947 1351804 546187 149956 3247836 2926033 321803 0 7430427 6917176 513251 1373398 1303151 67521 2726 ASSISTANTSHIP/TUIT REMISSION 5842402 5789657 51844 901 PROVISION-DOUBTFUL ACCOUNTS 1488890 1488890 CREDIT CARD FEES 440891 26377 391414 23100 COLLECTION COSTS 164761 138 164623 1758506 1552567 205679 260 244317034 214586697 27179240 2551097 1500 1500 13117464 25266379 6115638 6828772 1847799 2052545 0 0 0 0 0 0 0 0 5490912 7860834 368872635 127829371 208779828 241043264 190116954 161794706 16065981 14280828 6444097 6525165 0 0 27542682 3973885 475522855 469627878 19875916 21912594 5666162 5647384 29086693 29848014 128146827 128282273 0 0 0 0 0 0 0 0 0 0 182775598 185690265 X 243168940 234801799 21755466 18552520 27822851 30583294 292747257 283937613 475522855 469627878 8050761 -16860405 X false true X true true true X 7118265 11536269 8264268 8958063 9456823 45333688 0 0 7118265 11536269 8264268 8958063 9456823 45333688 2119629 43214059 10093843 7009163 10073087 12658999 10128645 49963737 46917 37080 39167 41760 38007 202931 276417 321379 550344 564659 655415 2368214 97868570 1095371729 0.44155 0.46550 X SCHEDULE A, PART II, LINE 10 OTHER INCOME INCLUDES NET INCOME FROM FUNDRAISING ACTIVITIES AND OTHER REVENUE AS REPORTED ON FORM 990, PART VIII, STATEMENT OF REVENUE. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false false false false false false true 85198 false false 85198 false SCHEDULE C, PART II-B, LINE 1G ADELPHI UNIVERSITY HAS ENGAGED THE FIRM, DAVIDOFF, HUTCHER AND CITRON, LLP TO ASSIST WITH ITS STRATEGIC PLANNING GOAL AND TO FORMULATE A PLAN IN THIS REGARD. THE IMPLEMENTATION OF THIS PLAN INCLUDES THE FINAL PREPARATION OF SUPPORTING DOCUMENTATION; THE PREPARATION OF TESTIMONY BEFORE RELEVANT COMMITTEES OF THE NEW YORK STATE LEGISLATURE; THE DEVELOPMENT OF LEGISLATIVE STRATEGIES CONCERNING THE INITIATIVE; AND THE DEVELOPMENT OF MEETINGS WITH MEMBERS OF THE NEW YORK STATE LEGISLATURE. IN ADDITION, THE FIRM PROVIDES STRATEGIC COUNSELING AND SERVES AS LIAISON TO APPROPRIATE GOVERNMENT AGENCIES AS NECESSARY, REPORTING ON GOVERNMENT PROGRAMS RELEVANT TO THE INITIATIVES AND OTHER POSSIBLE AREAS OF INTEREST TO ADELPHI UNIVERSITY. DURING FISCAL YEAR 2014-15, THE UNIVERSITY PAID $81,751 TO THE FIRM, DAVIDOFF, HUTCHER AND CITRON, LLP. IN ADDITION, THE UNIVERSITY PAID $40,797 TO THE COMMISSION ON INDEPENDENT COLLEGES AND UNIVERSITIES OF WHICH $3,447 IS ATTRIBUTABLE TO LOBBYING. X false 174477346 3912809 -8398719 1002817 3324548 165664071 149312321 2938232 23582843 882046 474004 174477346 136116979 1122030 13247927 754376 420239 149312321 121107043 5113468 10751785 547322 307995 136116979 105999399 3584357 12202854 456198 223369 121107043 0.74523 0.18397 0.07080 false false 2158865 2158865 269462636 97948954 171513682 1972242 1697326 274916 35217091 28183091 7034000 60061801 60061801 241043264 0 0 182508652 -16860405 121819 -16738586 199247238 493511 52627046 53120557 252367795 191318296 121819 121819 191196477 493511 52627046 53120557 244317034 Schedule D, Part III, Line 1a and 4 The University maintains an inventory of works of art. The works of art are primarily comprised of paintings and sculptures and are displayed throughout the campus. Under the provisions of SFAS 116, the University is not required to and does not report these items in its financial statements. Schedule D, Part X, Line 2 "The University follows ASC 740-10 which clarifies the accounting for uncertainty in tax positions taken or expected to be taken in a return, including issues relating to financial statement recognition and measurement. This section provides that the tax effects from an uncertain tax position can be recognized in the financial statement only if the position is "more likely than not" to be sustained if the position were challenged by a taxing authority. The assessment of the tax position is based solely on the technical merits of the position, without regard to the likelihood that the tax position may be challenged. The University is exempt from federal income taxation by virtue of being an organization described in Section 501(c)(3) of the Internal Revenue Code. Nevertheless, the University may be subject to tax on income unrelated to its exempt purpose, unless that income is otherwise excluded by the Code. The tax years ended August 31, 2012, 2013, 2014 and 2015 are still open to audit for both federal and state purposes. Management has determined that there are no material uncertain tax positions within its consolidated financial statements." Schedule D, Part XI & Part XII, Lines 2d RENT EXPENSE TOTALING $121,819 IS INCLUDED ON THE 990, PART VIII, LINE 6B. RENT EXPENSE IS INCLUDED WITH EXPENDITURES IN THE FINANCIAL STATEMENTS AND IS SHOWN NET WITH REVENUE ON THE 990. SCHEDULE D, PARTS XI AND XII, LINES 4B LINES 4B IN PARTS XI AND XII ON SCHEDULE D SHOW $52,627,046 AS "OTHER". THIS AMOUNT REPRESENTS PROFESSIONAL FUNDRAISING FEES (SHOWN NET ON FINANCIAL STATEMENTS) TOTALING $133,237 AND SCHOLARSHIPS (SHOWN NET ON FINANCIAL STATEMENTS) TOTALING $52,493,809. SCHEDULE D, PART V, LINE 4 THE UNIVERSITY'S ENDOWMENT IS AN AGGREGATION OF GIFTS PROVIDED BY DONORS WITH THE REQUIREMENT THEY BE HELD IN PERPETUITY TO GENERATE EARNINGS NOW AND IN FUTURE YEARS TO SUPPORT THE UNIVERSITY'S PROGRAMS OF INSTRUCTION, RESEARCH AND PUBLIC SERVICE, AND FUNDS DESIGNATED BY THE BOARD OF TRUSTEES TO FUNCTION AS ENDOWMENT. EARNINGS FROM ENDOWMENT INVESTMENTS SUPPORT SCHOLARSHIPS, CHAIRS, PROFESSORSHIPS, FELLOWSHIPS, BASIC RESEARCH AS WELL AS ACADEMIC AND PUBLIC SERVICE PROGRAMS. true true true true true true true false false false false false false false false true false true SCHEDULE E, PART I, LINE 3 THIS POLICY IS PUBLICIZED IN PRINTED MEDIA WITH NEWSPAPER ADVERTISEMENTS AS WELL AS IN THE COURSE REGISTRATION GUIDES. SCHEDULE E, PART I, LINE 6A THE UNIVERSITY RECEIVES FUNDS FROM VARIOUS FEDERAL, STATE AND LOCAL GOVERNMENT AGENCIES FOR STUDENT FINANCIAL ASSISTANCE, HEALTH AND HUMAN SERVICES AND RESEARCH AND DEVELOPMENT GRANTS. true Central America and the Caribbean Investments 374000 East Asia and the Pacific Investments 10097000 Europe (Including Iceland and Greenland) Investments 17217000 Middle East and North Africa Investments 525000 North America Investments 970000 Russia and the Newly Independent States Investments 693000 South America Investments 1058000 South Asia Investments 2106000 Sub-Saharan Africa Investments 522000 Central America and the Caribbean Program Services TRAVEL AND RECRUITING 8005 East Asia and the Pacific Program Services TRAVEL AND RECRUITING 47971 Europe (Including Iceland and Greenland) Program Services TRAVEL AND RECRUITING 105513 Middle East and North Africa Program Services TRAVEL AND RECRUITING 6740 North America Program Services TRAVEL AND RECRUITING 22457 South America Program Services TRAVEL AND RECRUITING 9583 South Asia Program Services TRAVEL AND RECRUITING 12333 Sub-Saharan Africa Program Services TRAVEL AND RECRUITING 5938 East Asia and the Pacific Program Services STUDENT STUDY ABROAD 6280 Europe (Including Iceland and Greenland) Program Services STUDENT STUDY ABROAD 298941 33780540 305221 34085761 SCHOLARSHIPS - STUDY ABROAD East Asia and the Pacific 2 10750 CREDIT ACCT SCHOLARSHIPS - STUDY ABROAD Europe (Including Iceland and Greenland) 27 211150 CREDIT ACCT Scholarships - Study Abroad Middle East and North Africa 1 6250 CREDIT ACCT Scholarships - Study Abroad Sub-Saharan Africa 1 11250 CREDIT ACCT false false false true false false SCHEDULE F, PART I, LINE 3 INVESTMENTS OUTSIDE THE UNITED STATES, LISTED ON SCHEDULE F, PART I, LINE 3 RELATE TO THE UNIVERSITY'S INVESTMENTS IN FOREIGN AND GLOBAL EQUITIES FUNDS. SCHEDULE F, PART 1, LINE 3 EXPENDITURES LISTED ON SCHEDULE F, PART I, LINE 3 FOR EMPLOYEE TRAVEL RELATE TO FOREIGN TRAVEL OF THE UNIVERSITY'S PROFESSORS AND ADMINISTRATORS FOR THE PURPOSE OF STUDENT RECRUITMENT, FACULTY TRAVEL AND STUDENT STUDY ABROAD. EXPENDITURES LISTED ON SCHEDULE F, PART I LINE 3 FOR STUDENT STUDY ABROAD ARE PAYMENTS TO FOREIGN ORGANIZATIONS THAT HOST THE STUDY ABROAD PROGRAM FOR STUDENTS THAT ARE ENROLLED AT ADELPHI WHO ARE PARTICIPATING IN THE PROGRAM. SCHEDULE F, PART 1, LINE 2 AND PART III SCHOLARSHIPS LISTED ON SCHEDULE F, PART III WERE AWARDED TO STUDENTS, ENROLLED AT ADELPHI UNIVERSITY, WHO ARE PARTICIPATING IN A STUDY ABROAD PROGRAM. SCHOLARSHIPS ARE AWARDED BASED UPON A REVIEW AND DETERMINATION BY THE UNIVERSITY'S OFFICE OF STUDENT FINANCIAL SERVICES AND ARE GRANTED BASED UPON THE STUDENT'S ELIGIBILITY FOR THE AWARDS. SCHOLARSHIPS ARE CREDITED AGAINST TUITION CHARGES ON EACH STUDENT'S ACCOUNT. X X X X X X X true RUFFALO NOEL LEVITZ-SEE IV PHONATHON false 112030 159647 BENTZ WHALEY FLESSNER CONSULTING false 18960 112030 178607 NY GALA 464881 88812 376069 112667 7950 33962 GOLF CLASSIC 170365 37590 132775 2850 52410 14717 2 126165 28522 97643 3190 49958 16957 761411 154924 606487 6040 215035 7950 65636 294661 311826 SCHEDULE G, PART I, LINE 2B RUFFALO NOEL LEVITZ IS A PROFESSIONAL FUNDRAISING FIRM. IN ADDITION TO CALLING THE UNIVERSITY'S ALUMNI AND SOLICITING FINANCIAL SUPPORT FOR THE PHONATHON, RUFFALO NOEL LEVITZ VERIFIES AND UPDATES IMPORTANT BIOGRAGPHICAL INFORMATION. THIS INFORMATION IS USED TO UPDATE THE UNIVERSITY'S ALUMNI RECORDS AND THIS PROVIDES A VALUABLE VEHICLE TO MESSAGE NEWS AND UPDATES ABOUT THE UNIVERSITY TO ITS ALUMNI. THESE FUNCTIONS PROVIDE ADDITIONAL VALUE TO ALL FUNDRAISING AND ALUMNI ENGAGEMENT EFFORTS. BENTZ WHALEY FLESSNER IS A PROFESSIONAL FUNDRAISING CONSULTING FIRM. true SCHOLARSHIPS - STUDY ABROAD 2 10750 SCHOLARSHIPS - STUDY ABROAD 27 211150 Scholarships - Study Abroad 1 6250 SCHOLARSHIPS TO STUDENTS 4476 52249159 Schedule I, Part I, Line 2 THE UNIVERSITY AWARDS BOTH INSTITUTIONALLY-FUNDED FINANCIAL AID TO STUDENTS AS WELL AS FINANCIAL AID FUNDED FROM PRIVATE GIFTS AND VARIOUS FEDERAL, STATE AND LOCAL GOVERNMENT AGENCIES. SCHOLARSHIPS ARE AWARDED ON AN EQUAL, OBJECTIVE AND NONDISCRIMINATORY BASIS USING ACADEMIC ACHIEVEMENT, FINANCIAL NEED, AND OTHER SIMILAR STANDARDS. THE UNIVERSITY MAINTAINS SEPARATE ACCOUNTING FOR ALL GRANTS AND STRICTLY MONITORS THAT ANY DISBURSEMENTS ARE MADE ONLY FOR THE INTENDED PURPOSE OF THE GRANT AND IN ACCORDANCE WITH THE GRANT REQUIREMENTS. AN AUDIT OF THE UNIVERSITY'S FEDERALLY FUNDED PROGRAMS, IN ACCORDANCE WITH THE "US OFFICE OF MANAGEMENT AND BUDGET ("OMB") CIRCULAR A-133 COMPLIANCE SUPPLEMENT", IS CONDUCTED ANNUALLY BY THE UNIVERSITY'S EXTERNAL AUDITORS. X X true true X X X X false true false false false false false false false ROBERT SCOTT PRESIDENT (THROUGH 6-30-15) 524526 0 0 29062 0 29900 0 89445 0 672933 0 0 TIMOTHY BURTON SENIOR VP & TREASURER 309865 0 15000 0 17500 0 29900 0 28433 0 400698 0 GAYLE INSLER PROVOST & SENIOR VP 299623 0 15000 0 17500 0 29900 0 2508 0 364531 0 CHRISTIAN VAUPEL VP FOR UNIVERSITY ADVANCEMENT 239593 0 0 0 23485 0 25400 0 288478 0 LAUREN MOUNTY VP FOR ENROLLMENT MANAGEMENT 222186 0 0 0 20523 0 55664 0 298373 0 LORI DUGGAN GOLD VP FOR COMMUNICATIONS 201470 0 0 0 20248 0 29445 0 251163 0 ANTHONY LIBERTELLA DEAN, SCHOOL OF BUSINESS 238778 0 0 15728 0 24700 0 25977 0 305183 0 PATRICK COONAN DEAN, SCHOOL OF NURSING 236544 0 0 13125 0 22472 0 35478 0 307619 0 ANDREW SAFYER DEAN, SOCIAL WORK 208531 0 0 27040 0 20790 0 28094 0 284455 0 SAM GROGG DEAN, ARTS AND SCIENCES 230538 0 0 0 23027 0 31865 0 285430 0 ROBERT DECARLO ASSOCIATE VP & CO-TREASURER 205172 0 0 0 24239 0 13804 0 243215 0 JANE ASHDOWN DEAN, SCHOOL OF EDUCATION 193630 0 0 0 17106 0 25400 0 236136 0 AUDREY BLUMBERG DEPUTY PROVOST 171787 0 0 0 20919 0 27900 0 220606 0 JACQUES BARBER DEAN, IAPS DERNER INSTITUTE 192561 0 0 10400 0 24239 0 25594 0 252794 0 RICHARD GARNER DEAN, HONORS COLLEGE 185881 0 0 16900 0 23618 0 10884 0 237283 0 JACK CHEN CHIEF INFORMATION OFFICER 181028 0 0 17500 0 19968 0 29928 0 248424 0 ROBERT BORNSTEIN PROFESSOR 157110 0 0 39841 0 18944 0 25400 0 241295 0 SAMUEL NATALE PROFESSOR 156262 0 0 39891 0 15697 0 27209 0 239059 0 ANGELO PROTO FORMER OFFICER-SEE NOTE SCH. J 153477 0 0 0 18091 0 0 171568 0 RAKESH GUPTA FORMER DEAN,-SEE NOTE SCH. J 154754 0 0 28611 0 18562 0 15663 0 217590 0 Schedule J, Part I, Line 1a AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE UNIVERSTIY, THE PRESIDENT IS REQUIRED TO LIVE IN A UNIVERSITY RESIDENCE. IN ADDITION, HOUSEKEEPING SERVICES ARE REQUIRED FOR THE RESIDENCE. ANY PERSONAL USAGE IS TREATED AS TAXABLE INCOME. AMOUNTS ARE INCLUDED ON THE 990, PART VII AND SCHEDULE J, PART II. SCHEDULE J, PART II, COLUMN B (III) OTHER REPORTABLE COMPENSATION LISTED IN COLUMN B(III) FOR THE UNIVERSITY'S PROFESSORS REPORTED INCLUDES COMPENSATION FOR COURSES TAUGHT AND ADDITIONAL RESPONSIBILITIES BEYOND THE REQUIRED FULL-TIME FACULTY COURSE LOAD. IN ADDITION, EMPLOYEE CONTRIBUTIONS INTO A 457(B) PLAN ARE INCLUDED IN COLUMN B (III). SCHEDULE J, PART II AND 990 PART VII ANGELO B PROTO (FORMER OFFICER) AND RAKESH GUPTA (FORMER KEY EMPLOYEE) WERE LISTED ON PREVIOUS FORMS 990 WITH COMPENSATION REPORTABLE FOR THEIR ROLES AS SUCH. CURRENTLY, NEITHER ARE TRUSTEES, OFFICERS OR KEY EMPLOYEES, BUT ARE LISTED DUE TO THEIR FORMER LISTING AS OFFICER AND KEY EMPLOYEE AND BECAUSE EACH WERE PAID DURING CALENDAR 2014 FOR THEIR EMPLOYMENT IN OTHER ADMINISTRATIVE AND TEACHING POSITIONS AT THE UNIVERSITY. SCHEDULE J, PART II AND 990 PART VII THE UNIVERSITY'S CURRENT PRESIDENT, CHRISTINE M RIORDAN, BEGAN HER PRESIDENCY AT THE UNIVERSITY ON JULY 1, 2015. SINCE THE 990 REQUIRES THE REPORTING OF COMPENSATION AS FILED ON IRS FORM W-2 FOR THE CALENDAR YEAR 2014, NO COMPENSATION IS LISTED FOR THE CURRENT PRESIDENT ON SCHEDULE J OR PART VII OF THE 990 FOR FISCAL 2014-15. A TOWN OF HEMPSTEAD LOCAL DEVELOPMENT CORPORATION 112798949 424682AW2 2009-09-30 31607584 CONSTRUCT DORMITORY/ADV REFUNDING false false false B TOWN OF HEMPSTEAD LOCAL DEVELOPMENT CORPORATION 112798949 426482CF7 2011-06-15 25318662 CONSTRUCT DORMITORY/ADV REFUNDING false false false C TOWN OF HEMPSTEAD LOCAL DEVELOPMENT CORPORATION 112798949 424682EY4 2013-11-14 46003624 CONSTRUCTION NEXUS & WELCOME CTR false false false D TOWN OF HEMPSTEAD LOCAL DEVELOPMENT CORPORATION 112798949 424682FT4 2014-09-30 36419001 ADV. REFUNDING - 2005 SERIES BONDS false false false A 0 0 31814560 0 0 0 492134 0 0 24768768 6553658 0 2010 false true true true B 0 0 25318662 0 0 0 406940 0 0 10182015 14729707 0 2011 false true true true C 0 0 46093784 0 0 0 767266 0 0 45326518 0 0 2016 false false true true D 0 0 36419001 0 0 0 635842 0 0 0 35783159 0 2014 false true true true A false true false false 0.00622 0.00622 true false false true B false true false false 0.00968 0.00968 true false false true C false false false false 0 true false false true D false true false false 0.00471 0.00020 0.00492 true false false true A false true false false 0 false 0 false true B false true false false 0 false 0 false true C false true false false 0 false 0 false true D false true false false 0 false 0 false true A true B true C true D true SCHEDULE K, PART II, LINE 3, COLUMNS A, B AND D TOTAL PROCEEDS OF THE BOND ISSUE FOR THE BONDS LISTED IN PART II, LINE 3, COLUMNS A AND C DIFFER FROM THE ISSUE PRICES LISTED IN PART I, LINES A AND C, COLUMN E AS A RESULT OF INVESTMENT EARNINGS ON THE BOND PROCEEDS. SCHEDULE K, PART III, LINE 9 AND PART V THE UNIVERSITY COMPLIES WITH THE REGULATIONS OF INTERNAL REVENUE CODE SECTIONS 1.141-12, 1.145-2 AND 148 AS WELL AS THE REQUIREMENTS WHICH ARE DOCUMENTED IN THE TAX COMPLIANCE AGREEMENT OF THE BOND DOCUMENTS FOR EACH BOND ISSUE. ON AN ON-GOING BASIS, MANAGEMENT MONITORS ANY PRIVATE BUSINESS ACTIVITY WHICH MAY BE CONDUCTED IN FACILITIES THAT HAVE BEEN CONSTRUCTED USING TAX EXEMPT BOND FINANCING. IN ADDITION, THE UNIVERSITY'S TAX ACCOUNTING FIRM DETERMINES ANY ARBITRAGE REBATE AND YIELD REDUCTION LIABILITES UNDER THE LAWS CONTAINED IN SECTION 148 OF THE INTERNAL REVENUE CODE FOR EACH OF THE UNIVERITY'S TAX EXEMPT BOND ISSUES. SCHEDULE K, PART IV, LINE 2C ARBITRAGE - REBATE COMPUTATION FOR EACH OUTSTANDING BOND ISSUE. THE UNIVERSITY'S TAX ACCOUNTING FIRM HAS DETERMINED THAT THERE WERE NO ARBITRAGE REBATE LIABLITIES FOR EACH OUTSTANDING BOND ISSUE. THE DATES THAT THE REBATE COMPUTATIONS WERE PERFORMED FOR EACH BOND ISSUE ARE AS FOLLOWS: TOWN OF HEMPSTEAD LDC, SERIES 2009 - AUGUST 10, 2011; TOWN OF HEMPSTEAD LDC, SERIES 2011 - JUNE 18, 2012; TOWN OF HEMPSTEAD LDC, SERIES 2014 - OCTOBER 28, 2015. SEE NOTE SCH. L, PART V 80085 TUITION REMISSION EMPLOYEE BENEFIT ANDREW SAFYER DEAN SPOUSE 99310 EMPLOYMENT AT THE UNIVERSITY false ANGELO PROTO FORMER OFFICER SON 84386 EMPLOYMENT AT THE UNIVERSITY false TIMOTHY BURTON SENIOR VPTREASURER DAUGHTER 57461 EMPLOYMENT AT THE UNIVERSITY false JANE ASHDOWN DEAN SPOUSE 11072 EMPLOYMENT AT THE UNIVERSITY false SAM GROGG DEAN SON 10450 EMPLOYMENT AT THE UNIVERSITY false SEE NOTES SCHEDULE L PART V SCHEDULE L, PART IV THE SON OF A FORMER OFFICER, THE DAUGHTER OF AN OFFICER AND FAMILY MEMBERS OF EACH OF THREE KEY EMPLOYEES ARE EMPLOYED AT THE UNIVERSITY. THE EMPLOYMENT OF THESE EMPLOYEES IS AT ARMS LENGTH. THEIR EMPLOYMENT AT THE UNIVERSITY IS NOT RELATED IN ANY WAY TO THE RESPECTIVE POSITIONS OF THE FORMER OFFICER, OFFICER OR THE KEY EMPLOYEES. SCHEDULE L, PART III TUITION REMISSION IS A UNIVERSITY-WIDE EDUCATIONAL BENEFIT AVAILABLE TO UNIVERSITY EMPLOYEES, THEIR SPOUSES AND DEPENDENT CHILDREN. THE AMOUNT LISTED ON SCHEDULE L, PART III IS TOTAL TUITION REMISSON GIVEN TO CERTAIN OFFICERS AND KEY EMPLOYEES OR THEIR FAMILY MEMBERS. THIS WAS PROVIDED CONSISTENTLY WITH THE UNIVERSITY'S TUITION REMISSION POLICIES. X 16 340328 MARKET QUOTATION X PLEDGES AND BEQUESTS 43 1801408 DISCOUNTED VALUE false true false 990, PART VI, SECTION B, LINE 12C THE UNIVERSITY HAS A CONFLICT OF INTEREST POLICY. ALL TRUSTEES, OFFICERS AND EMPLOYEES OF THE UNIVERSITY MUST SIGN A CONFLICT OF INTEREST STATEMENT ANNUALLY. THE CHAIRMAN OF THE UNIVERSITY'S AUDIT COMMITTEE AND THE CHAIRMAN OF THE TRUSTEE AFFAIRS COMMITTEE, REPORT TO THE UNIVERSITY'S GOVERNING BOARD ANNUALLY REGARDING ANY POTENTIAL CONFLICTS OF INTEREST. IN ADDITION, ANNUALLY IN PREPARATION OF THE 99O, QUESTIONNAIRES ARE COMPLETED BY ALL TRUSTEES, OFFICERS, AND KEY EMPLOYEES REGARDING TRUSTEES' INDEPENDENCE; RELATIONSHIPS AMONG TRUSTEES, OFFICERS, AND KEY EMPLOYEES; AND TRANSACTIONS INVOLVING A POTENTIAL CONFLICT OF INTEREST. ANY POTENTIAL TRANSACTIONS OR RELATIONSHIPS ARE REVIEWED AND DOCUMENTED ON THE 990 AND SCHEDULE L. 990, PART VI, SECTION B, LINE 15B AN INDEPENDENT COMPENSATION CONSULTANT HAS BEEN HIRED BY THE UNIVERSITY TO REVIEW THE COMPENSATION OF THE UNIVERSITY'S OFFICERS. THE CONSULTING FIRM REVIEWS COMPENSATION OF THE UNIVERSITY'S OFFICERS IN COMPARISON TO THOSE OFFICERS OF OTHER COLLEGES AND UNIVERSITIES WITHIN OUR SUPPORTED PEER GROUP OF OTHER UNIVERSITIES. THEIR RECOMMENDATIONS AND REPORT ARE PRESENTED TO THE UNIVERSITY'S BOARD OF TRUSTEES FOR APPROVAL. THE DATE OF THE LAST REPORT OF THE INDEPENDENT CONSULTANTS WAS SEPTEMBER 2015. THE COMPENSATION OF THE UNIVERSITY'S KEY EMPLOYEES IS REVIEWED ANNUALLY. COMPARISONS ARE MADE TO SALARIES REPORTED BY THE COLLEGE AND UNIVERSITY PERSONNEL ASSOCIATION AS WELL AS THE COMPENSATION REPORTED IN OTHER UNIVERSITY'S FORM 990. COMPENSATION OF KEY EMPLOYEES IS PRESENTED TO THE UNIVERSITY'S BOARD OF TRUSTEES ANNUALLY FOR APPROVAL. DETERMINATIONS OF COMPENSATION BY THE BOARD ARE CONTEMPORANEOUSLY DOCUMENTED IN THE MINUTES TO THOSE MEETINGS. 990, PART VI, SECTION C, LINE 19 THE UNIVERSITY'S GOVERNING DOCUMENTS, CONFLICTS OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. 990, PART VI, SECTION B, LINE 11B FORM 990 AND ALL SCHEDULES AND FORM 990T ARE PREPARED ANNUALLY BY MANAGEMENT, REVIEWED BY AN EXTERNAL AUDITING FIRM, REVIEWED BY THE BOARD OF TRUSTEES AUDIT COMMITTEE AND PROVIDED TO THE FULL BOARD OF TRUSTEES PRIOR TO FILING THE FORMS WITH THE IRS. 990, PART V, LINE 2A THE UNIVERSITY REPORTED 4,864 EMPLOYEES ON FORM W-3, TRANSMITTAL OF WAGE AND TAX STATEMENT FOR 2014. THIS INCLUDES APPROXIMATELY 2,200 STUDENT EMPLOYEES AND GRADUATE ASSISTANTS WHO WORKED AT THE UNIVERSITY DURING 2014. BLACKCAT ADVERTISING AGENCY LLC C/O ADELPHI UNIVERSITY SOUTH AVENU GARDEN CITY NY 11530 412109172 ADVERTISING NY 0 ADELPHI