2016-06-30T12:04:16-05:00 2015-12-31 941481988 BOWMAN & COMPANY LLP 10100 TRINITY PARKWAYSTE 310 STOCKTON CA 95219 990 2015-01-01 261476916 COMMUNITY FOUNDATION OF SAN JOAQUIN INC COMM 2099432375 501 WEST WEBER AVENUE NO 200-D STOCKTON CA 95203 LINDA J PHILIPP CEO/PRESIDENT 2099432375 2016-06-24 1 DARYL R PETRICK P00045987 2094731040 2015 2016-09-27 15:27:22Z LINDA J PHILIPP 501 WEST WEBER AVENUE NO 200-D STOCKTON CA 95203 4654160 0 X WWW.CFOSJ.ORG X 2007 CA TO PROVIDE LEADERSHIP, PROMOTE A CULTURE OF GIVING & CREATE RESOURCES THAT ADDRESS COMMUNITY NEEDS. 11 11 5 18 0 0 819436 1451993 96776 157665 136182 239970 380926 428800 1433320 2278428 712566 694828 0 0 207026 242863 0 0 109749 174721 348680 1094313 1286371 339007 992057 6761241 8910769 2645318 4027371 4115923 4883398 TO MAKE PHILANTHROPIC GIVING AS EFFECTIVE AS POSSIBLE. READY TO SERVE PEOPLE WHO SHARE A COMMON CONCERN - IMPROVING THE QUALITY OF LIFE IN SAN JOAQUIN COUNTY. 0 0 751836 694828 THE FOUNDATION PROVIDED GRANTS AND CASH ASSISTANCE TO APPROXIMATELY 100 NON PROFIT ORGANIZATIONS LOCATED PRIMARILY IN SAN JOAQUIN COUNTY. 191995 66180 THE FOUNDATION OFFERS SEVERAL PROGRAMS AND SERVICES THROUGHOUT THE YEAR THAT BENEFIT THE COMMUNITY. DURING 2015 THE FOUNDATION CO-HOSTED THE COMMUNITY PHILANTHROPY SUMMIT WHICH IS AN ALL-DAY FORUM FOR APPROXIMATELY 300 DONORS, NONPROFIT LEADERS AND ESTATE PLANNERS, SERVED AS THE FISCAL SPONSOR FOR THE REINVENT SOUTH STOCKTON COALITION AND FACILITATED THE STOCKTON FUND FOR ANIMALS EVENT. 49279 91485 THE FOUNDATION ADMINISTERS AND MAINTAINS DONOR ADVISED FUNDS, WHICH PROVIDE DONORS WITH THE OPPORTUNITY TO MAKE DONATIONS FOR FUTURE GRANTS AND CONTRIBUTIONS. THE FOUNDATION ALSO OFFERS DONORS RECOMMENDATIONS FOR GRANTS THROUGH RESEARCH OF NONPROFIT ORGANIZATIONS. 993110 1 1 0 0 0 1 0 0 1 1 0 0 0 0 0 1 0 1 0 0 0 1 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 1 53 0 1 5 1 0 0 0 0 0 1 1 0 0 0 0 0 0 0 X 11 11 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 0 1 1 0 0 CA X LISA SHEARS 2099432375 501 W WEBER AVENUE STOCKTON CA 95203 ROBERT KAVANAUGH TREASURER 1.00 X X 0 0 0 CHARLES G PATMON III DIRECTOR 1.00 X 0 0 0 TED LELAND SECRETARY 1.00 X X 0 0 0 DUANE ISETTI CHAIRMAN 1.00 X X 0 0 0 TERESA L MANDELLA PAST CHAIRMAN 1.00 X 0 0 0 SCOTT BEATTIE DIRECTOR 1.00 X 0 0 0 CYNTHIA SOUZA VICE CHAIRMAN 1.00 X X 0 0 0 LINDA A GUINN VICE PRESIDENT 1.00 X X 0 0 0 COLLEEN STEWART DIRECTOR 1.00 X 0 0 0 DAVE VACCAREZZA DIRECTOR 1.00 X 0 0 0 JANE BUTTERFIELD DIRECTOR 1.00 X 0 0 0 JULIE DE ARAUJO DIRECTOR 1.00 X 0 0 0 KEVIN HAWES DIRECTOR 1.00 X 0 0 0 LINDA J PHILIPP CEO/PRESIDENT 40.00 X 112391 0 16943 112391 0 16943 1 0 0 0 0 1451993 61616 1451993 ADMINISTRATIVE FEES 900099 91485 91485 COMMUNITY PHILANTHROPY SUMMIT 900099 66180 66180 157665 93298 93298 2411872 40139 2265339 40000 146533 139 146672 146672 499193 70393 428800 428800 2278428 157665 0 668770 682228 682228 12600 12600 112391 37964 40279 34148 76676 25900 27480 23296 6429 2156 1952 2321 31439 9680 12927 8832 15928 5342 5750 4836 24028 24028 49279 49279 30142 8938 21204 14967 4532 2386 8049 18479 4109 14370 21853 7040 10329 4484 3557 1080 2477 5257 5257 3783 3783 FISCAL SPONSORSHIP 133751 133751 DONOR CULTIVATION 23783 23783 STOCKTON FUND FOR ANIMA 7675 7675 DUES AND SUBSCRIPTIONS 7234 7234 4892 836 4056 1286371 993110 183512 109749 152126 117187 336407 551043 314178 604075 3000 5000 15000 10000 5940530 7623464 6761241 8910769 22392 25155 2622926 4002216 2645318 4027371 X 128639 80058 3914316 4713969 72968 89371 4115923 4883398 6761241 8910769 992057 -224582 0 X X 0 1 X 1 0 X 341558 569415 574571 819436 1451993 3756973 341558 569415 574571 819436 1451993 3756973 976248 2780725 69570 117343 86977 90437 93298 457625 4218 70 4288 4218886 2192325 0.65910 0.58040 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 40 2 634374 151714 397829 9475 3650934 180096 1 1 0 1 X 290663 2580687 -7179 5064 1523 557584 155906 127033 8487 763 290663 28158 111896 16298 446 155906 15269 11425 1584 120 28158 5000 10261 8 15269 0.82040 0.17960 0.00000 0 0 0 X PART IV, LINE 2B: THE FOUNDATION RECEIVES, INVESTS AND DISTRIBUTES ASSETS UNDER CERTAIN AGENCY AND INTERMEDIARY ARRANGEMENTS. THE FOUNDATION IS THE CUSTODIAN OF THE FUNDS, BUT ALL RIGHTS OF OWNERSHIP REMAIN WITH THE AGENCIES. DURING THE YEAR, THE AGENCY FUNDS INCREASED BY $1,385,365 AS A RESULT OF $1,865,547 IN CONTRIBUTIONS, $402,869 OF DISTRIBUTIONS AND EXPENDITURES AND NET LOSS OF $77,313 FROM INVESTMENT INCOME, REALIZED GAINS ON THE SALE OF INVESTMENTS AND UNREALIZED LOSSES IN THE FAIR MARKET VALUE OF INVESTMENTS. PART X, LINE 2: THE FOUNDATION IS A NONPROFIT CORPORATION AND IS EXEMPT FROM INCOME TAXES UNDER THE INTERNAL REVENUE CODE SECTION 501(C)(3) AND CALIFORNIA FRANCHISE TAX REGULATIONS SECTION 23701(D) IN ACCORDANCE WITH ITS DETERMINATION LETTER DATED MARCH 6, 2008. THE FOUNDATION IS ALSO CONSIDERED A PUBLICLY SUPPORTED CHARITY AS DESCRIBED IN SECTION(S) 509(A)(1) AND 170(B)(1)(A)(VI). ACCORDINGLY, NO PROVISION FOR FEDERAL OR STATE INCOME TAXES IS MADE IN THE ACCOMPANYING FINANCIAL STATEMENTS. 1 0 0 0 0 0 0 0 0 0 CENTRAL AMERICA AND THE CARIBBEAN SCHOOL IN GUATEMALA 12600 WIRE TRANSFER 0 0 0 0 0 0 499193 27250 18640 24503 1 0.65000 499193 27250 18640 24503 70393 428800 CA 1 0 1 0 0.00000 1.00000 LINDA PHILIPP 501 W WEBER AVE SUITE 200-D STOCKTON CA 95203 0 LINDA J PHILIPP GENERAL OVERSIGHT X 1 456715 SCHEDULE G, LINE 17B: CALIFORNIA REQUIRES 90% OF THE GAMING PROCEEDS BE DISTRIBUTED. TOTAL DISTRIBUTIONS FOR 2015: $456,715 1 ST MARY'S DINING ROOM 545 W SONORA ST STOCKTON CA 95203 942687280 501(C)(3) 59190 GENERAL SUPPORT YMCA OF SAN JOAQUIN COUNTY 2105 W MARCH LANE SUITE 1 STOCKTON CA 95207 941156319 501(C)(3) 38270 GENERAL SUPPORT UOP 3601 PACIFIC AVE STOCKTON CA 95211 941156266 501(C)(3) 36415 GENERAL SUPPORT CHILD ABUSE PREVENTION COUNCIL PO BOX 1257 STOCKTON CA 95201 942497046 501(C)(3) 28630 GENERAL SUPPORT MARY GRAHAM CHILDREN'S SHELTER FOUNDATION PO BOX 96 FRENCH CAMP CA 95231 943377000 501(C)(3) 28035 GENERAL SUPPORT ALPHA PSI FOUNDATION PO BOX 4092 STOCKTON CA 95204 651316835 501(C)(3) 27360 GENERAL SUPPORT HOSPICE OF SAN JOAQUIN 3888 PACIFIC AVE STOCKTON CA 95204 942777980 501(C)(3) 24820 GENERAL SUPPORT MAKE-A-WISH FOUNDATION 2800 CLUB CENTER DRIVE SACRAMENTO CA 95835 860481941 501(C)(3) 23490 GENERAL SUPPORT TIGER AQUATICS BOOSTERS CLUB PO BOX 4667 STOCKTON CA 95204 680165522 501(C)(3) 22140 GENERAL SUPPORT GOODWILL INDUSTRIES OF SJV 129 S GRANT ST STOCKTON CA 95202 941366601 501(C)(3) 19800 GENERAL SUPPORT CHILDREN'S HOME OF STOCKTON 430 N PILGRIM STREET STOCKTON CA 95205 940382320 501(C)(3) 15940 GENERAL SUPPORT FIRST TEE OF SAN JOAQUIN PO BOX 77919 STOCKTON CA 95267 680460495 501(C)(3) 15930 GENERAL SUPPORT DISABLED AMERICAN VETERANS CHARITIES 10100 TRINITY PARKWAY SUITE 310 STOCKTON CA 95219 310263158 501(C)(3) 15120 GENERAL SUPPORT ONETLC SCHOOL FOR HOMELESS CHILDREN PO BOX 692383 STOCKTON CA 95269 270881466 501(C)(3) 15100 GENERAL SUPPORT EMERGENCY FOOD BANK 7 W SCOTTS AVE STOCKTON CA 95203 680002165 501(C)(3) 14175 GENERAL SUPPORT STOCKTON POLICE FOUNDATION 22 E MARKET ST STOCKTON CA 95202 461463274 501(C)(3) 14000 GENERAL SUPPORT BOYS & GIRLS CLUB OF TRACY 753 W LOWELL AVE TRACY CA 95376 680028682 501(C)(3) 13430 GENERAL SUPPORT HAVEN OF PEACE PO BOX 724 STOCKTON CA 95201 941505847 501(C)(3) 13320 GENERAL SUPPORT UNITED WAY OF SAN JOAQUIN COUNTY PO BOX 1585 STOCKTON CA 95201 941279805 501(C)(3) 12600 GENERAL SUPPORT LODI SPORTS FOUNDATION 220 S FAIRMONT AVE LODI CA 95240 680368709 501(C)(3) 12500 GENERAL SUPPORT LODI COMMUNITY FOUNDATION PO BOX 2278 LODI CA 95241 942891517 501(C)(3) 12250 GENERAL SUPPORT DAMERON HOSPITAL FOUNDATION 525 W ACACIA ST STOCKTON CA 95203 942811364 501(C)(3) 11480 GENERAL SUPPORT AMERICAN RED CROSS 2453 GRAND CANAL BLVD STE 5 STOCKTON CA 95207 530196605 501(C)(3) 10320 GENERAL SUPPORT SALVATION ARMY HOPE HARBOR PO BOX 1388 LODI CA 95241 941156347 501(C)(3) 8250 GENERAL SUPPORT SCOTTISH RITE CHILDHOOD LANGUAGE DISORDERS PO BOX 4236 STOCKTON CA 95204 940902815 501(C)(3) 8190 GENERAL SUPPORT MC HENRY HOUSE FOR THE HOMELESS 757 A STREET TRACY CA 95376 680123612 501(C)(3) 7710 GENERAL SUPPORT DELTA HUMANE SOCIETY 4590 S HIGHWAY 99 STOCKTON CA 95215 941643496 501(C)(3) 7290 GENERAL SUPPORT FRESNO CHAFFEE ZOO 894 W BELMONT AVE FRESNO CA 93728 421661145 501(C)(3) 7000 GENERAL SUPPORT HABITAT FOR HUMANITY 4933 W LANE STOCKTON CA 95212 680293903 501(C)(3) 6390 GENERAL SUPPORT LODI HOUSE 801 S WASHINGTON ST LODI CA 95240 680435971 501(C)(3) 6250 GENERAL SUPPORT LOEL SENIOR CENTER 105 SOUTH WASHINGTON STREET LODI CA 95240 942412399 501(C)(3) 6120 GENERAL SUPPORT STOCKTON SHELTER FOR THE HOMELESS PO BOX 4803 STOCKTON CA 95204 680095693 501(C)(3) 6000 GENERAL SUPPORT CHILDREN'S MUSEUM 402 W WEBER AVE STOCKTON CA 95203 680224599 501(C)(3) 5370 GENERAL SUPPORT LOEL FOUNDATION 105 S WASHINGTON ST LODI CA 95240 942412399 501(C)(3) 5000 GENERAL SUPPORT VILLAGE HOPECORE INTERNATIONAL 10100 TRINITY PARKWAY SUITE 310 STOCKTON CA 95219 953841347 501(C)(3) 5000 GENERAL SUPPORT WOMEN'S CENTER OF SAN JOAQUIN 620 N SAN JOAQUIN STREET STOCKTON CA 95202 942341360 501(C)(3) 5000 GENERAL SUPPORT X 1 40000 FMV X RAFFLE PRIZES 14 18640 FMV X ADV. & PRINT 1 2976 FMV 0 1 0 FORM 990, PART VI, SECTION A, LINE 2 BOARD MEMBERS SCOTT BEATTIE AND CHARLES PATMON ARE ENGAGED IN AN ATTORNEY/CLIENT RELATIONSHIP. FORM 990, PART VI, SECTION B, LINE 11 THE CEO AND CONTROLLER RECEIVE A DRAFT OF THE 990 FOR REVIEW. ONCE THEIR COMMENTS AND CHANGES HAVE BEEN ADDRESSED, A REVISED DRAFT OF THE 990 IS FORWARDED TO ALL BOARD MEMBERS, VIA EMAIL, FOR THEIR REVIEW AND COMMENT. THE FINAL VERSION OF THE 990 IS PROVIDED TO THE BOARD MEMBERS PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C EACH MEMBER OF THE ORGANIZATION'S GOVERNING BOARD AND ALL KEY EMPLOYEES ARE OBLIGATED TO DISCLOSE AND ELIMINATE (IF NECESSARY) ANY POTENTIAL OR ACTUAL DUALITY OF INTEREST OR CONFLICT OF INTEREST BY SIGNING A POLICY UPON JOINING THE BOARD OR UPON THEIR DATE OF HIRE. EACH POLICY IS UPDATED AT AN ANNUAL BOARD MEETING OR ON THE EMPLOYEE'S ANNIVERSARY DATE. IN THE CASE OF SUCH CONFLICTS OR THE APPEARANCE OF A CONFLICT, THE INDIVIDUAL CONCERNED IS EXPECTED TO DISCLOSE THE CONFLICT PRIOR TO MAKING ANY DECISIONS. ONCE DISCLOSURE HAS BEEN MADE, REMAINING BOARD OR COMMITTEE/TASK FORCE MEMBERS WILL DETERMINE WHETHER OR NOT THERE IS A POTENTIAL CONFLICT OF INTEREST. IF SO, THE MEMBER INVOLVED SHALL ABSTAIN FROM VOTING AND SHALL NOT PARTICIPATE IN THE DISCUSSION OF THE BUSINESS ITEM OTHER THAN TO ANSWER SPECIFIC QUESTIONS THAT MAY BE RAISED BY OTHER MEMBERS. FORM 990, PART VI, SECTION B, LINE 15A COMPENSATION DECISIONS TAKE INTO ACCOUNT THE ORGANIZATION'S POLICIES, TERMS OF THE CHIEF EXECUTIVE'S CONTRACT, MARKET BASED BENCHMARKING DATA, SPECIFIC PERFORMANCE METRICS, AND THE OUTCOMES OF THE ANNUAL EVALUATION. THE CEO COMPENSATION IS APPROVED BY THE EXECUTIVE COMMITTEE AND RATIFIED BY THE FULL BOARD OF DIRECTORS. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, POLICIES, AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XII, LINE 2C: THE ORGANIZATION HAS NOT CHANGED ITS OVERSIGHT PROCESS OR SELECTION PROCESS DURING THE YEAR. COMMUNITY FOUNDATION OF SAN JOAQUIN LLC 501 W WEBER AVE STE 200-D STOCKTON CA 95203 261476916 HOLDING DONATED REAL ESTATE/PROPERTY CA 40000 13154 COMMUNITY FOUNDATION OF SAN JOAQUIN INC