2016-06-15T11:31:01-05:00 2015-07-31 132688836 ROGOFF & COMPANY PC 355 LEXINGTON AVENUE NEW YORK NY 100176603 990 2014-08-01 954570253 COUNCIL FOR AID TO EDUCATION INC COUN 2126615800 215 LEXINGTON AVENUE NEW YORK NY 10016 JAMES HUNDLEY EXECUTIVE V P 2126615800 2016-06-14 1 PAUL K BRACE P01474547 2125575666 2016-06-14 2014 2016-08-17 19:52:53Z ROGER BENJAMIN 215 LEXINGTON AVENUE NEW YORK NY 10016 6375561 0 X WWW.CAE.ORG X 2007 DE CAE'S MISSION IS TO ADVANCE OPPORTUNITIES FOR A QUALITY EDUCATION BY CONDUCTING EDUCATION POLICY RESEARCH, DISSEMINATING INFORMATION DEVELOPED THROUGH THIS RESEARCH, AND PROVIDING ASSESSMENTS AND OTHER SERVICES TO HELP PROMOTE TEACHING AND LEARNING OF ANALYTICAL REASONING, CRITICAL THINKING, WRITTEN COMMUNICATION AND OTHER SKILLS NEEDED BY ALL CITIZENS IN THE 21ST CENTURY. CAE IS DEDICATED TO DEVELOPING AND IMPLEMENTING ASSESSMENTS THAT VALIDLY AND RELIABLY MEASURE STUDENT LEARNING AND TO PROVIDING INFORMATION AND ANALYSIS THAT PROMOTES EDUCATIONAL PERFORMANCE AND PROFESSIONAL DEVELOPMENT BOTH NATIONALLY AND INTERNATIONALLY. 12 11 87 0 0 0 15000 0 6678626 6343589 1122 1117 1760 0 6696508 6344706 0 0 0 0 3647820 3673270 0 0 0 3018529 2555964 6666349 6229234 30159 115472 2460932 1962437 2398986 2256548 61946 -294111 TO ADVANCE OPPORTUNITIES FOR A QUALITY EDUCATION BY CONDUCTING EDUCATION POLICY RESEARCH, DISSEMINATING INFORMATION BASED ON THIS RESEARCH, AND PROVIDING ASSESSMENTS AND OTHER SERVICES TO HELP PROMOTE TEACHING AND LEARNING IN THE 21ST CENTURY. 0 0 2241023 2370630 CAE CONDUCTS RESEARCH AND CREATES INNOVATIVE ASSESSMENTS WITH FUNDING FROM PRIVATE FOUNDATIONS, INDIVIDUALS, UNIVERSITIES AND CORPORATIONS FOCUSED ON EDUCATION POLICY AND ANALYSIS OF EDUCATION ISSUES. THE RESEARCH SPURS IMPROVEMENT AND VALIDATION OF CAE'S OWN ASSESSMENTS AND ALLOWS FOR SHARING KNOWLEDGE WITH EDUCATIONAL STAKEHOLDERS. 2976543 3427599 USING ITS UNIQUE ASSESSMENTS, CAE HELPS COLLEGES, UNIVERSITIES AND HIGH SCHOOLS TO MEASURE CRITICAL THINKING AND WRITTEN COMMUNICATION SKILLS. IN FY 2015, 348 INSTITUTIONS PARTICIPATED IN THE ASSESSMENTS WHICH PROVIDED TEST DEVELOPMENT, TEST ADMINISTRATION, SCORING AND RESULTS ANALYSIS. 370010 545360 SINCE 1957, CAE HAS CONDUCTED THE ANNUAL VOLUNTARY SUPPORT OF EDUCATION SURVEY (VSE) TO GATHER AND DISSEMINATE DETAILED INFORMATION WHICH BENCHMARKS FUNDRAISING IN THE NATION'S COLLEGES AND UNIVERSITIES. 5587576 1 0 0 0 0 0 0 0 0 0 1 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 51 0 1 87 1 1 1 0 0 0 0 0 0 0 0 0 X 12 11 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 NY NJ X THE ORGANIZATION 2126615800 215 LEXINGTON AVENUE NEW YORK NY 10016 ROGER BENJAMIN PRESIDENT 40.00 X X 313589 0 29149 RICHARD ATKINSON TRUSTEE 0.50 X 0 0 0 DOUGLAS C BENNETT TRUSTEE 0.50 X 0 0 0 RUSSELL C DEYO TRUSTEE 0.50 X 0 0 0 RICHARD FOSTER TRUSTEE 0.50 X 0 0 0 RONALD GIDWITZ TRUSTEE 0.50 X 0 0 0 KATHARINE LYALL TRUSTEE 0.50 X 0 0 0 EDUARDO MARTI TRUSTEE 0.50 X 0 0 0 RONALD MASON TRUSTEE 0.50 X 0 0 0 CHARLES REED TRUSTEE 0.50 X 0 0 0 MICHAEL D RICH TRUSTEE 0.50 X 0 0 0 FARRIS W WOMACK TRUSTEE 0.50 X 0 0 0 HARVEY P WEINGARTEN TRUSTEE 0.50 X 0 0 0 PIERCE B DUNN TRUSTEE 0.50 X 0 0 0 JAMES HUNDLEY VICE PRESIDENT, SECRETARY 40.00 X 297474 0 35808 KATHLEEN HALLAHAN CONTROLLER 40.00 X 156342 0 34648 ANN KAPLAN DIRECTOR OF PHILANTHROPY 40.00 X 132781 0 22094 DORIS ZAHNER DIRECTOR OF TEST DEVELPMEN 40.00 X 128464 0 26969 CHRISTOPHER JACKSON DIRECTOR OF BUSINESS DEVEL 40.00 X 105307 0 28456 STACEY SPARKS EDITORIAL DIRECTOR 40.00 X 103396 0 32476 1237353 0 209600 7 0 1 0 PRIESTLEY PUBLISHING LLC 500 CAREY FARM ROAD STOWE VT 05672 PROGRAM CONSULTING 127600 THOMAS J PUPPA 45 PALMER AVENUE MOUNT VERNON NY 10552 LEGAL 121942 THE SCOTT ELLIOT GROUP 31 PHEASANT RUN NEW HOPE PA 18938 PROGRAM CONSULTING 116750 3 TESTING FEES 611710 3427599 3427599 FEES & CONTRACTS 611710 2370630 2370630 PUBLICATIONS & SUBSCRI 611710 545360 545360 6343589 1117 1117 30855 30855 0 0 6344706 6343589 0 1117 X 700234 662709 37525 2171665 1775306 396359 214648 175014 39634 351175 315815 35360 235548 193393 42155 659613 656325 3288 203390 183240 20150 358582 311023 47559 179459 176855 2604 11548 10016 1532 11100 9628 1472 129557 120493 9064 41307 36891 4416 TESTING OPERATION EXPEN 838813 838813 0 PRINTING AND PUBLICATIO 36711 36443 268 85884 85612 272 6229234 5587576 641658 0 300 300 1090626 515104 960348 935149 87129 123423 1249028 861567 321529 387461 1000 1000 2460932 1962437 711383 767227 1423568 1211680 39347 16127 224688 261514 2398986 2256548 X 61946 -294111 61946 -294111 2460932 1962437 X 115472 -471529 X X 0 1 X 1 0 X 1542382 155000 15000 15000 1727382 3865734 4295796 6329054 6678626 6343589 27512799 5408116 4450796 6344054 6693626 6343589 29240181 0 865573 948247 3325353 3165308 2006631 10311112 865573 948247 3325353 3165308 2006631 10311112 18929069 3050 3089 1358 1122 1117 9736 3050 3089 1358 1122 1117 9736 1760 1760 5411166 4453885 6345412 6696508 6344706 29251677 0.64710 0.65450 0.00030 0.00040 X 45414 11353 34061 380541 225978 154563 823073 624236 198837 387461 EQUIPMENT LEASE 7237 OFFICE LEASE 254277 261514 X 6443886 99180 99180 6344706 0 6344706 6799943 570709 570709 6229234 0 6229234 PART X, LINE 2: THE COUNCIL RECORDS A LIABILITY FOR UNCERTAIN TAX POSITIONS WHEN IT IS PROBABLE THAT A LOSS HAS OCCURRED AND THE AMOUNT CAN BE REASONABLY ESTIMATED. MANAGEMENT CONTINUALLY EVALUATES EXPIRING STATUTES OF LIMITATIONS, AUDITS, PROPOSED SETTLEMENTS, CHANGES IN TAX LAW, NEW AUTHORITATIVE RULINGS, AND ITS OPERATING CHARACTERISTICS TO COMPLY WITH ITS STATUS AS A NONPROFIT ORGANIZATION. MANAGEMENT HAS DETERMINED THAT IT IS MORE LIKELY THAN NOT THAT ANY OF THE COUNCIL'S TAX POSITIONS WILL BE SUSTAINED UPON EXAMINATION AND THEREFORE HAS NOT RECOGNIZED ANY LIABILITY FOR UNCERTAIN TAX POSITIONS. THE COUNCIL'S INCOME TAX RETURNS FOR THE YEARS ENDED JULY 31, 2014, 2013, AND 2012 ARE PRESENTLY SUBJECT TO EXAMINATION BY THE TAXING AUTHORITIES. PART XI, LINE 2D - OTHER ADJUSTMENTS: SUBSIDIARY REVENUE 99,180. PART XII, LINE 2D - OTHER ADJUSTMENTS: SUBSIDIARY EXPENSE 570,709. X X X 0 0 0 1 0 0 0 0 0 ROGER BENJAMIN PRESIDENT 280889 0 32700 0 0 0 28089 0 1060 0 342738 0 0 0 JAMES HUNDLEY VICE PRESIDENT, SECRETARY 266034 0 31440 0 0 0 26603 0 9205 0 333282 0 0 0 KATHLEEN HALLAHAN CONTROLLER 156342 0 0 0 0 0 15634 0 19014 0 190990 0 0 0 ANN KAPLAN DIRECTOR OF PHILANTHROPY 132781 0 0 0 0 0 13278 0 8816 0 154875 0 0 0 DORIS ZAHNER DIRECTOR OF TEST DEVELPMEN 128464 0 0 0 0 0 12846 0 14123 0 155433 0 0 0 PART I, LINE 5 EMPLOYEES RECEIVE AN INCENTIVE PAYMENT IF CERTAIN REVENUE GOALS ARE ACHIEVED. FORM 990, PART VI, SECTION B, LINE 11 THE 990 IS PREPARED BY THE INDEPENDENT AUDITORS AND ASSISTED BY THE ORGANIZATION'S STAFF. THE 990 IS REVIEWED BY THE AUDIT COMMITTEE BEFORE IT IS SUBMITTED. A COPY OF THE REPORT IS ALSO PROVIDED TO ALL MEMBERS OF THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 12C ALL CANDIDATES FOR MEMBERSHIP ON THE BOARD, OFFICERS, AND STAFF MEMBERS ARE ADVISED IN WRITING OF THE CONFLICT OF INTEREST POLICY PRIOR TO ASSUMING THEIR RESPONSIBILITES. THEY MUST REVEAL POTENTIAL CONFLICTS AND REQUEST THE BOARD TO MAKE A DETERMINATION. NO DIRECTOR MAY VOTE ON ANY MATTER UNDER CONSIDERATION AT A BOARD OR BOARD COMMITTEE MEETING IN WHICH SUCH DIRECTOR HAS AN ACTUAL CONFLICT OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION OF THE OFFICERS IS SET BY THE BOARD COMPENSATION COMMITTEE, WHICH ALSO APPROVES COMPENSATION POLICIES FOR ALL EMPLOYEES INCLUDING INCENTIVE PLANS. COMPENSATION IS BASED ON ANALYSIS OF COMPARABLE COMPENSATION USING PUBLICLY AVAILABLE DATA SUCH AS FORM 990'S. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE MADE AVAILABLE UPON REQUEST. FORM 990, PART IX, LINE 11G SUBCONTRACTS: PROGRAM SERVICE EXPENSES 640,746. MANAGEMENT AND GENERAL EXPENSES 906. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 641,652. PROFESSIONAL FEES: PROGRAM SERVICE EXPENSES 15,579. MANAGEMENT AND GENERAL EXPENSES 2,382. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 17,961. FORM 990, PART XI, LINE 9: EQUITY IN INCOME (LOSS) OF SUBSIDIARY -471,529. FORM 990, PART XII, LINE 2C: THE PROCESS HAS BEEN CONSISTENT WITH PRIOR YEARS. ASSESSMENT INTERNATIONAL LLC 215 LEXINGTON AVENUE FL 16 NEW YORK NY 10016 471464339 EDUCATIONAL ASSESSMENT DE COUNCIL FOR AID TO EDUCATION INC C -471528 7059 1.00000 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 ASSESSMENT INTERNATONAL LLC A 30855 SHARED SPACE ASSESSMENT INTERNATONAL LLC O 213105 DUTIES PERFORMED