2016-05-16T20:12:30-05:00 2015-06-30 861065772 DELOITTE TAX LLP 111 MONUMENT CIRCLE SUITE 4200 INDIANAPOLIS IN 462045108 990 2014-07-01 310537516 XAVIER UNIVERSITY XAVI 5137453445 3800 VICTORY PARKWAY CINCINNATI OH 452074531 MARITBETH AMYOT SENIOR VICE PRESIDENT & CFO 5137453445 2016-05-16 1 SHAWNA M JIMENEZ P01222873 3174648600 2014 2016-08-17 19:52:53Z MARIBETH AMYOT 3800 VICTORY PARKWAY CINCINNATI OH 452074531 379161162 0 X WWW.XAVIER.EDU X 1842 OH XAVIER IS A JESUIT CATHOLIC UNIVERSITY ROOTED IN THE LIBERAL ARTS TRADITION. OUR MISSION IS TO EDUCATE EACH STUDENT INTELLECTUALLY, MORALLY, AND SPIRITUALLY. WE CREATE LEARNING OPPORTUNITIES THROUGH RIGOROUS ACADEMIC AND PROFESSIONAL PROGRAMS INTEGRATED WITH CO-CURRICULAR ENGAGEMENT. IN AN INCLUSIVE ENVIRONMENT OF OPEN AND FREE INQUIRY, WE PREPARE STUDENTS FOR A WORLD THAT IS INCREASINGLY DIVERSE, COMPLEX AND INTERDEPENDENT. DRIVEN BY OUR COMMITTMENT TO THE COMMON GOOD AND TO THE EDUCATION OF THE WHOLE PERSON, THE XAVIER COMMUNITY CHALLENGES AND SUPPORTS STUDENTS AS THEY CULTIVATE LIVES OF REFLECTION, COMPASSION AND INFORMED ACTION. 40 40 3042 400 1421685 -13613 28650369 46104129 212538046 221146444 7465984 9905024 488830 81718 249143229 277237315 66209178 72751596 0 0 92544633 94973708 35351 0 4084608 69744791 71081488 228533953 238806792 20609276 38430523 576153229 610847941 239481067 254650180 336672162 356197761 X XAVIER IS A JESUIT CATHOLIC UNIVERSITY ROOTED IN THE LIBERAL ARTS TRADITION. OUR MISSION IS TO EDUCATE EACH STUDENT INTELLECTUALLY, MORALLY, AND SPIRITUALLY. WE CREATE LEARNING OPPORTUNITIES THROUGH RIGOROUS ACADEMIC AND PROFESSIONAL PROGRAMS INTEGRATED WITH CO-CURRICULAR ENGAGEMENT. IN AN INCLUSIVE ENVIRONMENT OF OPEN AND FREE INQUIRY, WE PREPARE STUDENTS FOR A WORLD THAT IS INCREASINGLY DIVERSE, COMPLEX AND INTERDEPENDENT. DRIVEN BY OUR COMMITTMENT TO THE COMMON GOOD AND TO THE EDUCATION OF THE WHOLE PERSON, THE XAVIER COMMUNITY CHALLENGES AND SUPPORTS STUDENTS AS THEY CULTIVATE LIVES OF REFLECTION, COMPASSION AND INFORMED ACTION. 0 0 107578638 69790169 171870889 XAVIER UNIVERSITY IS A PRIVATE, COEDUCATIONAL UNIVERSITY THAT EDUCATES STUDENTS IN THE JESUIT CATHOLIC TRADITION. XAVIER'S THREE COLLEGES OFFER 89 UNDERGRADUATE MAJORS, 59 MINORS AND 27 GRADUATE PROGRAMS TO 6,508 STUDENTS, INCLUDING 4,621 UNDERGRADUATES. XAVIER HAS BEEN RECOGNIZED AS ONE OF THE TOP 10 UNIVERSITIES IN THE MIDWEST FOR THE LAST 20 YEARS BY SEVERAL INDEPENDENT REVIEWS. A 12:1 STUDENT TO FACULTY RATIO ENCOURAGES INTERACTIVE AND SUPPORTIVE LEARNING. XAVIER STUDENTS HAVE HIGH GRADUATION AND CAREER PLACEMENT RATES. 91930654 2752776 49214217 XAVIER UNIVERSITY OFFERS STUDENT SERVICES WHICH CONTRIBUTE TO THE STUDENT'S EMOTIONAL AND PHYSICAL WELL BEING AS WELL AS INTELLECTUAL, CULTURAL AND SOCIAL DEVELOPMENT OUTSIDE THE CONTEXT OF FORMAL INSTRUCTION. THESE SERVICES INCLUDE STUDENT GOVERNMENT, RESIDENTIAL LIFE, STUDENT INVOLVEMENT, CAREER SERVICES CENTER, OFFICE OF MULTICULTURAL AFFAIRS, INTERCOLLEGIATE AFFAIRS, RECREATIONAL SPORTS, RETAIL SERVICES, DINING SERVICES, CAMPUS POLICE, AND OTHERS. 17821037 208651 ACADEMIC SUPPORT INCLUDES THE OPERATION OF THE LIBRARY, THE CONATON LEARNING COMMONS AND DIVISION OF INFORMATION RESOURCES. IN ADDITION TO THE RESOURCES IN THE LIBRARY COLLECTIONS, THE FACILITIES PROVIDE STUDY, LOUNGE, CONFERENCE, INSTRUCTION SPACE, TECHNOLOGIES, AND SERVICES TO HELP STUDENTS MASTER ESSENTIAL SKILLS AND GAIN A COMPETITIVE ADVANTAGE IN THEIR RESPECTIVE DISCIPLINES AND CAREERS. 217330329 1 1 0 0 0 0 0 1 0 1 1 1 0 0 1 1 0 1 1 1 1 0 0 0 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 0 1 645 0 1 3042 1 1 1 1 CJ 0 0 1 1 1 1 0 0 0 0 X 40 40 1 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 0 1 1 0 X X X MARIBETH AMYOT 5137453445 3800 VICTORY PARKWAY CINCINNATI OH 452074531 X MICHAEL J GRAHAM SJ PRESIDENT 40.00 0.00 X X 0 0 0 DONNA JONES BAKER TRUSTEE 0.50 0.00 X 0 0 0 BRUCE BROWN TRUSTEE 0.50 0.00 X 0 0 0 CALVIN D BUFORD ESQ TRUSTEE 0.50 0.00 X 0 0 0 VINCENT C CAPONI TRUSTEE 0.50 0.00 X 0 0 0 MICHAEL D CLASS SJ TRUSTEE 0.50 0.00 X 0 0 0 THOMAS G CODY TRUSTEE 0.50 0.00 X 0 0 0 MICHAEL J CONATON TRUSTEE 0.50 1.50 X 0 0 0 STEPHEN G CUNTZ TRUSTEE 0.50 0.00 X 0 0 0 JUSTIN DAFFRON SJ TRUSTEE 0.50 0.00 X 0 0 0 WALTER C DEYE SJ TRUSTEE 0.50 0.00 X 0 0 0 ROBERT S HEIDT JR MD TRUSTEE 0.50 0.00 X 0 0 0 DANIEL S HENDRICKSON SJ TRUSTEE 0.50 0.00 X 0 0 0 DEBORAH A HENRETTA TRUSTEE 0.50 0.00 X 0 0 0 ANN FINEFROCK HOFFMAN TRUSTEE 0.50 0.00 X 0 0 0 NATASHA A HOLIDAY TRUSTEE 0.50 0.00 X 0 0 0 BARBARA J HOWARD ESQ CHAIR/PAST VICE CHIAR 0.50 0.00 X X 0 0 0 TIMOTHY HOWE SJ TRUSTEE 0.50 0.00 X 0 0 0 GREGORY G JOSEPH TRUSTEE 0.50 0.00 X 0 0 0 DAVID L JOYCE TRUSTEE 0.50 0.00 X 0 0 0 ROBERT J KOHLHEPP TRUSTEE/PAST CHAIR 0.50 1.50 X X 0 0 0 MARGARET LAFLEY TRUSTEE 0.50 0.00 X 0 0 0 JOHN B MAYDONOVITCH TRUSTEE 0.50 0.00 X 0 0 0 W RODNEY MCMULLEN TREASURER 0.50 0.00 X X 0 0 0 RALPH S MICHAEL III VICE CHAIR 0.50 0.00 X X 0 0 0 JAMES A MILLER TRUSTEE 0.50 0.00 X 0 0 0 ANTHONY MUNOZ TRUSTEE 0.50 0.00 X 0 0 0 KATHERINE S NAPIER TRUSTEE 0.50 0.00 X 0 0 0 JOSEPH A PICHLER TRUSTEE 0.50 0.00 X 0 0 0 JOHN S PROUT TRUSTEE 0.50 0.00 X 0 0 0 DR JANET BUTLER REID TRUSTEE 0.50 0.00 X 0 0 0 JOSEPH L RIPPE TRUSTEE (THRU 7/14) 0.50 1.50 X 0 0 0 GARY E ROBINETTE TRUSTEE 0.50 0.00 X 0 0 0 TIMOTHY J SCHROEDER TRUSTEE 0.50 0.00 X 0 0 0 THOMAS F SEDLER TRUSTEE 0.50 0.00 X 0 0 0 STEPHEN S SMITH TRUSTEE 0.50 0.00 X 0 0 0 ROBERT A SULLIVAN TRUSTEE 0.50 0.00 X 0 0 0 THEODORE H TORBECK TRUSTEE 0.50 0.00 X 0 0 0 WILLIAM VERBRYKE SJ TRUSTEE 0.50 0.00 X 0 0 0 KATHLYN R WADE TRUSTEE 0.50 0.00 X 0 0 0 JAMES L WAINSCOTT TRUSTEE 0.50 0.00 X 0 0 0 JOHN F KUCIA ADMINISTRATIVE VP 40.00 1.50 X 281173 0 41678 MARIBETH AMYOT SENIOR VICE PRESIDENT & CFO 40.00 1.50 X 305428 0 33910 JOSEPH H FELDHAUS SECRETARY 40.00 0.00 X 236791 0 41238 SCOTT CHADWICK PROVOST & CHIEF ACADEMIC OFFICER 40.00 0.00 X 240426 0 43018 GARY R MASSA VP FOR UNIVERSITY RELATIONS 40.00 0.00 X 268489 0 90342 GREGORY A CHRISTOPHER DIRECTOR OF ATHLETICS 40.00 0.00 X 313185 0 33007 TERRY C RICHARDS VP FOR STUDENT ENROLLMENT 40.00 0.00 X 210640 0 34759 BRIAN D TILL DEAN 40.00 0.00 X 215532 0 27949 BRUCE D MILLER DIRECTOR, XAVIER LEADER CENTER 40.00 0.00 X 216381 0 37347 CHRISTOPHER MACK HEAD COACH, MEN'S BB 40.00 0.00 X 1359820 0 60659 MARLA S PHILLIPS DIRECTOR, XAVIER HEALTH 40.00 0.00 X 209221 0 38530 SANDRA B RICHTERMEYER ASSOCIATE DEAN 40.00 0.00 X 220213 0 30682 ROGER A FORTIN FORMER OFFICER 40.00 0.00 X 153686 0 31232 4230985 0 544351 135 1 1 0 SBM SITE SERVICES LLC 5241 ARNOLD AVENUE MCCLELLAN CA 956521025 CLEANING 1398160 MACK NAPIERNAPIER PAINTING & DECORATING 8100 SNIDER ROAD MASON OH 450409618 PAINTING 511332 GRAPHIC VILLAGE LLC 9933 ALLIANCE ROAD STE 2 BLUE ASH OH 452425662 PRINTING 332922 BECKMAN WEIL SHEPARDSON LLC 300 PIKE STREET STE 400 CINCINNATI OH 452024241 LEGAL SERVICES 313648 TRUE CUT CONSTRUCTION 2200 STATE ROAD 232 NEW RICHMOND OH 45157 CONSTRUCTION SERVICES 284164 16 65260 2082656 43956213 4211108 46104129 TUITION AND FEES 611710 171870889 171870889 AUXILIARY ENTERPRISES 611710 32645814 31279492 1366322 EDUCATIONAL ACTIVITIES 611710 16629741 16629741 221146444 6925708 55363 6870345 104819953 3730 101779299 65068 3040654 -61338 2979316 -61338 3040654 161198 65260 79480 81718 81718 277237315 219718784 1421685 9992717 208651 208651 72542945 72542945 4775337 4305396 318993 150948 65035407 58635272 4344365 2055770 5927688 5344345 395969 187374 14512788 13084585 969454 458749 4722488 4257748 315462 149278 433012 108253 324759 207639 51910 155729 547000 136750 410250 3825351 3481070 229521 114760 901882 689641 144158 68083 10347932 9241423 751027 355482 1100800 1100800 3314106 3136932 118116 59058 6211162 6038379 117338 55445 2689266 2286725 273386 129155 8264460 6198345 2066115 13411911 10058933 3352978 1179725 1090525 59521 29679 REPAIRS AND MAINTENANCE 7884098 7267016 411388 205694 AUXILIARY 6257510 3754506 2503004 ATHLETICS 1294481 1294481 LIBRARY 1156952 1155483 998 471 2054201 1860215 129324 64662 238806792 217330329 17391855 4084608 19450371 10069252 7159225 15410149 35966082 55062751 5337483 3937794 4345206 4205718 8692204 7621691 414856715 144637613 265379299 270219102 227989296 243186142 1834063 1135342 576153229 610847941 21452441 28515527 7748620 7226471 143225326 149647203 67054680 69260979 239481067 254650180 X 176752643 159045145 74004160 108257887 85915359 88894729 336672162 356197761 576153229 610847941 X 38430523 -5878594 -13026330 X X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X 0 153477802 6091344 1916560 3218198 1890053 156377455 132470911 3173417 22629037 3021205 1774358 153477802 117352538 3396165 16368538 2834261 1812069 132470911 119508745 5537168 -3104541 2753300 1835534 117352538 101047527 3692111 19851301 3049316 2032878 119508745 0.18550 0.51460 0.30000 0 0 13845972 13845972 313738578 107017831 206720747 42303041 18314464 23988577 27219226 19305318 7913908 17749898 17749898 270219102 US GOVERNMENT & AGENCY OBLIGATIONS 4926176 F CORPORATE STOCKS & STOCK FUNDS 108520971 F CORPORATE BONDS & BOND FUNDS 94324648 F ALTERNATIVE INVESTMENTS 14892868 F MORTGAGE AND ASSET-BACKED SECURITIES 8458010 F REAL ASSETS 12063469 F 243186142 REFUNDABLE ADVANCE TO US GOVERNMENT 3776141 2015 SERIES B TAXABLE BONDS 47380000 INTEREST RATE SWAP 18104838 69260979 X PART III, LINE 1A: THE UNIVERSITY'S COLLECTIONS OF ART, WHICH WERE ACQUIRED THROUGH PURCHASES AND CONTRIBUTIONS SINCE THE ORGANIZATION'S INCEPTION, ARE NOT RECOGNIZED AS ASSETS ON THE STATEMENTS OF FINANCIAL POSITION. PURCHASES OF COLLECTION ITEMS ARE RECORDED AS DECREASES IN UNRESTRICTED NET ASSETS IN THE YEAR IN WHICH THE ITEMS ARE ACQUIRED OR AS TEMPORARILY OR PERMANENTLY RESTRICTED NET ASSETS IF THE ASSETS USED TO PURCHASE THE ITEMS ARE RESTRICTED BY DONORS. CONTRIBUTED COLLECTION ITEMS ARE NOT REFLECTED ON THE FINANCIAL STATEMENTS. PROCEEDS FROM DEACCESSIONS OR INSURANCE RECOVERIES ARE REFLECTED AS INCREASES IN THE APPROPRIATE NET ASSET CLASSES. PART V, LINE 4: THE ENDOWMENT CONSISTS OF APPROXIMATELY 600 INDIVIDUAL FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES, SUCH AS SCHOLARSHIPS, ENDOWED CHAIRS, DEPARTMENTAL AND OPERATING BUDGET SUPPORT. PART X, LINE 2: THE AUDITED FINANCIAL STATEMENTS OF XAVIER UNIVERSITY ("UNIVERSITY") INDICATE THAT AS OF JUNE 30, 2015, THE UNIVERSITY HAS NO UNCERTAIN TAX POSITIONS. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE UNIVERSITY IS IN COMPLIANCE WITH REV. PROC. 75-50. SCHEDULE E, PART I, LINE 6 A FEDERAL PROCESS IS IN PLACE THAT REQUIRES UNIVERSITIES TO VERIFY SELECTED STUDENT FAFSA FORMS FOR COMPLETENESS AND ACCURACY. WHEN STUDENTS ARE SELECTED FOR THE FEDERAL VERIFICATION, THE OFFICE OF FINANCIAL AID COLLECTS ACCEPTABLE TAX DOCUMENTATION AND HAS THE STUDENT COMPLETE A STANDARD VERIFICATION WORKSHEET TO SUPPORT THE FEDERAL PROCESS. AFTER SIGNATURES AND COMPLETENESS OF THE SUBMITTED DOCUMENTATION IS CONFIRMED, A FINANCIAL AID COUNSELOR WILL AUDIT THE INFORMATION. THE FINANCIAL AID COUNSELOR WILL COMPARE THE FAFSA INFORMATION TO TAX INFORMATION TO CHECK FOR VARIANCES. IF A VARIANCE OCCURS, THE FINANCIAL AID COUNSELOR WILL CORRECT THE DATA ELEMENT IN THE FAFSA RECORD WITHIN THE BANNER RECORD. AFTER CORRECTING THE DATA ELEMENT, THE ISIR RECORD IS SENT TO THE FEDERAL PROCESSOR FOR CORRECTIONS. AFTER THE FEDERAL VERIFICATION PROCESS IS COMPLETED, A FINANCIAL AID COUNSELOR WILL CHECKMARK AN INDICATOR IN THE FINANCIAL AID SYSTEM TO ALLOW DISBURSEMENT OF FEDERAL AID. EAST ASIA & PACIFIC 1 0 PROGRAM SERVICES BUSINESS/EDUCATION, STUDY ABROAD 25262 EUROPE 0 0 PROGRAM SERVICES STUDY ABROAD 232639 SOUTH AMERICA 0 0 PROGRAM SERVICES BUSINESS/EDUCATION, STUDY ABROAD 29282 CENTRAL AMERICA & CARIBBEAN 0 0 PROGRAM SERVICES BUSINESS/EDUCATION, STUDY ABROAD 65991 SOUTH ASIA 0 0 PROGRAM SERVICES BUSINESS/EDUCATION, STUDY ABROAD 24644 MIDDLE EAST & NORTH AFRICA 0 0 PROGRAM SERVICES BUSINESS/EDUCATION, STUDY ABROAD 3970 1 0 0 0 1 0 381788 0 381788 1 0 1 0 1 0 ALL FOR ONE GOLF 202000 59510 142490 2100 500 3000 24115 1000 46000 XU TENNIS PROAM 24458 5750 18708 0 0 750 1250 0 765 226458 65260 161198 2100 500 3750 25365 1000 46765 79480 81718 1 A BLESSING TO ONE ANOTHER INC 3800 VICTORY PARKWAY CINCINNATI OH 45207 201317004 501(C)(3) 33382 GENERAL SUPPORT DEPAUL CRISTO REY HIGH SCHOOL 1133 CLIFTON HILLS AVENUE CINCINNATI OH 45220 272417727 501(C)(3) 28000 GENERAL SUPPORT UNITED WAY 2400 READING ROAD CINCINNATI OH 45202 310537502 501(C)(3) 6812 GENERAL SUPPORT NATIONAL UNDERGROUND RAILROAD FREEDOM CENTER 50 E FREEDOM WAY CINCINNATI OH 45202 311436217 501(C)(3) 5000 GENERAL SUPPORT REDI CINCINNATI LLC 3 E 4TH STREET SUITE 301 CINCINNATI OH 45202 472090230 10000 GENERAL SUPPORT NAACP CINCINNATI BRANCH PO BOX 6029 CINCINNATI OH 45206 616052600 501(C)(3) 7400 GENERAL SUPPORT 5 1 EDUCATIONAL GRANTS TO UNIVERSITY STUDENTS 4001 72542945 PART I, LINE 2: EVERY FULL-TIME TRADITIONAL UNDERGRADUATE STUDENT IS CONSIDERED FOR MERIT-BASED FINANCIAL AID. MERIT-BASED AID IS DETERMINED BY THE ADMISSIONS AND FINANCIAL AID DEPARTMENT'S ANALYSIS OF A STUDENT'S ACADEMIC CREDENTIALS, SUCH AS STANDARDIZED TEST SCORES AND HIGH SCHOOL TRANSCRIPTS. A STUDENT INTERESTED IN RECEIVING NEED-BASED FINANCIAL AID IS REQUIRED TO SUBMIT A FREE APPLICATION FOR FEDERAL STUDENT AID (FAFSA) FOR EACH SCHOOL YEAR. ONCE ALL THE ELIGIBILITY CRITERIA ARE MET AND ALL NECESSARY DOCUMENTS ARE OBTAINED, EITHER THROUGH REVIEW OF THE ISIR OR BY EFFORTS OF THE FINANCIAL AID COUNSELOR, THE FINANCIAL NEED OF THE STUDENT IS DETERMINED BY THE DIFFERENCE BETWEEN THE COST OF ATTENDANCE AT XAVIER AND THE EFC TOWARD THOSE COSTS. AFTER THE FINANCIAL NEED FOR THE STUDENT IS CALCULATED, THE FINANCIAL AID PACKAGE FOR EACH STUDENT IS DETERMINED BY THE BANNER SYSTEM BASED ON THE STUDENT'S FINANCIAL NEED, ACADEMIC MERIT, TALENT, ENROLLMENT STATUS, LEVEL IN SCHOOL, AND DEPENDENCY STATUS. AWARD LETTERS (VIA E-MAIL OR REGULAR MAIL) ARE THEN PREPARED AND SENT TO EACH STUDENT, NOTIFYING THEM OF WHAT TYPES OF AWARDS THEY ARE DEEMED ELIGIBLE TO RECEIVE. THE STUDENT THEN HAS THE OPTION TO DECLINE ANY AID THAT IS OFFERED TO THEM. XAVIER USES PASSIVE ACCEPTANCE OF AID OFFERED. X X X X 1 1 X X X X X 0 0 0 1 0 1 0 0 0 JOHN F KUCIA ADMINISTRATIVE VP 264221 0 0 0 16952 0 26000 0 15678 0 322851 0 0 0 MARIBETH AMYOT SENIOR VICE PRESIDENT & CFO 293454 0 0 0 11974 0 23400 0 10510 0 339338 0 0 0 JOSEPH H FELDHAUS SECRETARY 235221 0 0 0 1570 0 20714 0 20524 0 278029 0 0 0 SCOTT CHADWICK PROVOST & CHIEF ACADEMIC OFFICER 238956 0 0 0 1470 0 21144 0 21874 0 283444 0 0 0 GARY R MASSA VP FOR UNIVERSITY RELATIONS 254612 0 0 0 13877 0 24700 0 65642 0 358831 0 0 0 GREGORY A CHRISTOPHER DIRECTOR OF ATHLETICS 279075 0 21500 0 12610 0 3041 0 29966 0 346192 0 0 0 TERRY C RICHARDS VP FOR STUDENT ENROLLMENT 202354 0 0 0 8286 0 18726 0 16033 0 245399 0 0 0 BRIAN D TILL DEAN 214276 0 0 0 1256 0 18439 0 9510 0 243481 0 0 0 BRUCE D MILLER DIRECTOR, XAVIER LEADER CENTER 119474 0 0 0 96907 0 11498 0 25849 0 253728 0 0 0 CHRISTOPHER MACK HEAD COACH, MEN'S BB 376728 0 15000 0 968092 0 24233 0 36426 0 1420479 0 0 0 MARLA S PHILLIPS DIRECTOR, XAVIER HEALTH 118272 0 0 0 90949 0 11498 0 27032 0 247751 0 0 0 SANDRA B RICHTERMEYER ASSOCIATE DEAN 181143 0 0 0 39070 0 13908 0 16774 0 250895 0 0 0 ROGER A FORTIN FORMER OFFICER 132208 0 0 0 21478 0 13842 0 17390 0 184918 0 0 0 PART I, LINE 1A CHARTER TRAVEL ARRANGEMENTS ARE USED ON A LIMITED BASIS FOR CERTAIN ATHLETIC TEAM TRAVEL AND REDUCES MISSED CLASS TIME BY STUDENT ATHLETES. CHARTER TRAVEL ARRANGEMENTS ARE ALSO USED ON A LIMITED BASIS FOR ATHLETIC RECRUITING PURPOSES WHEN COMMERCIAL TRAVEL OPTIONS ARE NOT EFFICIENT. TRAVEL COMPANIONS OCCURS ON A LIMITED BASIS BUT IS A TAXABLE BENEFIT TO THE EMPLOYEE. THE PRESIDENT OF THE UNIVERSITY LIVES IN STUDENT HOUSING AS A CONVENIENCE OF THE UNIVERSITY, AND THEREFORE IS NOT A TAXABLE BENEFIT. BUSINESS CLUB DUES WERE PROVIDED FOR THE PRESIDENT AND CFO FOR BUSINESS PURPOSES. SOCIAL CLUB BUSINESS RELATED EXPENSES WERE REIMBURSED TO THE VICE PRESIDENT OF UNIVERSITY RELATIONS AND PROVOST. PART I, LINE 5 BRUCE D. MILLER AND MARLA S. PHILLIPS RECEIVED COMPENSATION ON NEW INCREMENTAL BUSINESS EQUAL TO 5% OF THE SALES CONTRACT PRICE FOR CONSULTING PROJECTS, EDUCATION AND TRAINING SEMINARS, AND WORKSHOPS. PART I, LINE 6 BRUCE D. MILLER AND MARLA S. PHILLIPS RECEIVED A PAYMENT EQUAL TO 30% OF NET REVENUE FOR CONSULTING PROJECTS, EDUCATION AND TRAINING SEMINARS, AND WORKSHOPS SOLD. A OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756AK76 2008-12-04 53786726 CONSTRUCTION OF EDUCATIONAL FACILITY 1 0 0 B OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756AQ88 2010-01-26 48998440 CONSTRUCTION OF RESIDENCE & DINING HALL 0 0 0 C OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 2013-12-19 19815000 REFUNDING OF SERIES 2000B BONDS ISSUED 11/16/2000 0 0 0 D OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 2015-02-10 23475000 REFUNDING OF SERIES 2008A BONDS ISSUED 4/30/2008 0 0 0 A 4595000 46170000 54379587 788144 53591444 2010 0 0 1 1 B 2930000 49080423 3113180 769538 45197705 2012 0 0 1 1 C 19815000 19815000 1 0 1 1 D 23475000 23475000 1 0 1 1 A 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 B 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 C 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 D 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 A 0 0 1 1 0 0 0 0 0 B 0 0 1 1 0 0 0 0 0 C 0 1 1 0 0 0 0 0 0 D 0 1 1 0 1 1 DEUTSCHE BANK 27.200000000000 0 0 0 0 0 A 1 B 1 C 1 D 1 DATE REBATE COMPUTATION PERFORMED ISSUER NAME: OHIO HIGHER EDUCATIONAL FACILITY COMMISSION DATE THE REBATE COMPUTATION WAS PERFORMED: 12/20/2013 ISSUER NAME: OHIO HIGHER EDUCATIONAL FACILITY COMMISSION DATE THE REBATE COMPUTATION WAS PERFORMED: 04/14/2015 SCHEDULE K, PART I, BONDS ISSUES: (A) ISSUER NAME: OHIO HIGHER EDUCATIONAL FACILITY COMMISSION (F) DESCRIPTION OF PURPOSE: ADV REFUND OF CALLABLE SERIES 2008C BONDS ISSUED 12/4/2008 SCHEDULE K, PART II, LINE 3, ISSUE A & B: TOTAL PROCEEDS DIFFER FROM ISSUE PRICE DUE TO INVESTMENT EARNINGS. SCHEDULE K, PART IV, LINE 6, 3/25/2015 BONDS: THIS QUESTION IS BEING ANSWERED WITHOUT REGARD TO A YIELD-RESTRICTED ADVANCE REFUNDING ESCROW FINANCED WITH PROCEEDS OF THE BONDS. A OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756DDT0 2015-03-25 55187114 ADV REFUND OF CALLABLE SERIES 2008C BONDS ISSUED 0 0 0 A 55187114 53732356 163878 1382388 0 1 1 1 A 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 A 0 1 1 0 0 0 0 0 0 A 1 X 1570 X 121 4206806 X EVENT HOSTING 1 2356 X TICKETS 7 376 0 0 0 0 PART I, COLUMN (B): PART I, COLUMN (B) IS REPORTING THE NUMBER OF CONTRIBUTIONS. FORM 990, PART VI, SECTION A, LINE 2 JAMES L. WAINSCOTT, A TRUSTEE OF XAVIER UNIVERSITY, HAS A BUSINESS RELATIONSHIP WITH ROBERT J. KOHLHEPP AND RALPH S. MICHAEL, III, TRUSTEES OF XAVIER UNIVERSITY. JOHN S. PROUT, A TRUSTEE OF XAVIER UNIVERSITY, HAS A BUSINESS RELATIONSHIP WITH RALPH S. MICHAEL, III, A TRUSTEE OF XAVIER UNIVERSITY. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 WAS PREPARED BY DELOITTE TAX LLP USING THE INFORMATION PROVIDED BY XAVIER UNIVERSITY MANAGEMENT. THE COMPLETED FORM 990 WAS REVIEWED BY THE SENIOR VICE PRESIDENT AND CFO, VICE PRESIDENT BUSINESS SERVICES AND RISK MANAGEMENT, AND THE CONTROLLER OF XAVIER UNIVERSITY AND SIMULTANEOUSLY WITH FILING WAS MADE AVAILABLE TO ALL BOARD MEMBERS VIA A PORTAL. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY REQUIRES ALL OFFICERS, DIRECTORS, AND KEY EMPLOYEES TO COMPLETE AN ANNUAL QUESTIONNAIRE PERTAINING TO CONFLICTS OF INTEREST. DISTRIBUTION AND COLLECTION OF THE QUESTIONNAIRE IS ADMINISTERED BY GENERAL COUNSEL AND SECRETARY TO THE BOARD RELATIVE TO MEMBERS OF THE BOARD OF TRUSTEES, AND BY HUMAN RESOURCES RELATIVE TO EMPLOYEES. DISCLOSED CONFLICTS AND POTENTIAL CONFLICTS BY TRUSTEES ARE REVIEWED BY THE GOVERNANCE COMMITTEE OF THE BOARD OF TRUSTEES, AND BY THE AUDIT AND RISK MANAGEMENT COMMITTEE OF THE BOARD OF TRUSTEES FOR EMPLOYEE OFFICERS AND KEY EMPLOYEES. TRUSTEES WITH A TRANSACTIONAL CONFLICT ARE REQUIRED TO RECUSE THEMSELVES FROM ANY DISCUSSION AND/OR VOTE PERTAINING TO THE CONFLICTED TRANSACTION, AND THIS IS REFLECTED IN THE MINUTES OF THE ORGANIZATION. FORM 990, PART VI, SECTION B, LINE 15 ALTHOUGH THE FOLLOWING PROCEDURES WERE FOLLOWED REGARDING THE DETERMINATION OF THE PRESIDENT OF XAVIER UNIVERSITY'S COMPENSATION, THE COMPENSATION REPORTED ON THIS FORM 990 WAS NOT ACTUALLY RECEIVED BY THE PRESIDENT OF THE UNIVERSITY, BUT RATHER BY HIS RELIGIOUS ORDER IN ACCORDANCE WITH HIS VOW OF POVERTY. IN DETERMINING COMPENSATION OF THE ORGANIZATION'S PRESIDENT, OTHER OFFICERS AND KEY EMPLOYEES, THE PROCESS INCLUDED A REVIEW AND APPROVAL BY THE INDEPENDENT PERSONS ON THE BOARD OF TRUSTEES WHO EVALUATE PERFORMANCE, COMPARABILITY DATA, AND CONTEMPORANEOUS SUBSTANTIATION OF THE DELIBERATION AND DECISION. THE COMPENSATION WAS REVIEWED AND APPROVED BY THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS OR THE COMPENSATION COMMITTEE. IN THE REVIEW OF THE COMPENSATION, THE PRESIDENT, OTHER OFFICERS AND KEY EMPLOYEES WERE COMPARED TO INDIVIDUALS THAT HOLD SIMILAR POSITIONS AT SIMILAR UNIVERSITIES. THE DETERMINATION OF SIMILAR UNIVERSITIES WAS MADE BY THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES WITH THE ASSISTANCE OF A PROFESSIONAL CONSULTING FIRM. DURING THE REVIEW AND APPROVAL OF THE COMPENSATION, DOCUMENTATION OF THE DECISION WAS RECORDED IN THE COMMITTEE MINUTES. INDIVIDUALS WERE NOT PRESENT WHEN THEIR COMPENSATION WAS DECIDED. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION WILL PROVIDE ANY DOCUMENTS REQUIRED TO BE OPEN TO PUBLIC INSPECTION UPON REQUEST. FORM 990 IS AVAILABLE TO THE PUBLIC ON XAVIER'S WEBSITE. FORM 990, PART VII, SECTION A: FORM 990, PART VII DOES NOT INCLUDE ANY COMPENSATION FOR THE PRESIDENT OF XAVIER UNIVERSITY, MICHAEL J. GRAHAM, SJ. FATHER GRAHAM'S ANNUAL SALARY IS $378,750 WHICH WAS PAID DIRECTLY TO HIS RELIGIOUS ORDER IN ACCORDANCE WITH HIS VOW OF POVERTY. FORM 990, PART XI, LINE 9: CHANGE IN FAIR VALUE OF INTEREST RATE SWAPS -2,183,669. ACTUARIAL CHANGE IN POST-RETIREMENT HEALTH CARE BENEFITS 404,430. NET ASSET DECREASE ON EARLY REDEMPTION OF BONDS PAYABLE -11,354,544. CASH CONTRIBUTION FROM XUPROP CO, A RELATED TAX-EXEMPT ENTITY 107,295. CASH DISTRIBUTION TO XUPROP CO - CINCINNATI, A RELATED TAX-EXEMPT ENTITY -565,728. CASH CONTRIBUTION FROM XUPROP CO - NORWOOD, A RELATED TAX-EXEMPT ENTITY 172,459. CASH DISTRIBUTION TO XUPROP CO - DANA, A RELATED TAX-EXEMPT ENTITY -799. CASH CONTRIBUTION FROM XUPROP CO - PLAZA, A RELATED TAX-EXEMPT ENTITY 394,226. FORM 990, PART XII, LINE 2C: THE AUDIT AND RISK MANAGEMENT COMMITTEE IS RESPONSIBLE FOR THE OVERSIGHT OF THE AUDIT AND SELECTION OF AN INDEPENDENT AUDITOR. THIS PROCESS HAS NOT CHANGED IN THE CURRENT YEAR. 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