2016-05-16T10:59:29-05:00 2015-12-31 410746749 CLIFTONLARSONALLEN LLP 11710 BELTSVILLE DRIVE SUITE 300 CALVERTON MD 20705 990PF 2015-01-01 465601414 TE CONNECTIVITY FOUNDATION TECO 6108939800 1050 WESTLAKES DR BERWYN PA 19312 MICHELE BLAIR EXECUTIVE DIRECTOR 6108939800 2016-05-11 1 DAVID TRIMNER P00444822 3019312050 2015 2016-09-27 15:27:22Z X 20976511 X 20465741 339497 339497 543317 8446367 543317 46107 0 21394662 882814 0 0 0 7136 3568 3568 45018 42373 2645 554 554 0 52708 46495 6213 520925 520925 573633 46495 527138 20821029 836319 20484 20484 1411047 1411047 0 2151701 2190037 0 1793072 2294942 0 1417508 1411106 0 14027217 13648895 0 20821029 20976511 0 0 X 0 20821029 0 20821029 0 20821029 0 20821029 0 20821029 0 20821029 PUBLICLY TRADED SECURITIES 8254012 7903050 350962 350962 CAPITAL GAINS DIVIDENDS P 192355 192355 192355 543317 0 1050849 22051096 0.047655 1045285 21160025 0.049399 699525 19517036 0.035842 619415 18416704 0.033633 651628 12306087 0.052952 0.219481 0.043896 15165872 665721 8363 674084 527138 16726 0 16726 0 16726 0 397 17123 0 0 0 0 0 0 0 0 0 0 1 1 PA 1 0 0 0 0 1 N/A MATTHEW PILCHER 6108939383 1050 WESTLAKES DR BERWYN PA 19312 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 KAREN LEGGIO 1050 WESTLAKES DR BERWYN PA 19312 CHAIRPERSON AND DIRECTOR 0.23 0 0 0 MICHAEL RISKA 1050 WESTLAKES DR BERWYN PA 19312 TREASURER AND DIRECTOR 0.50 0 0 0 MICHELE BLAIR 1050 WESTLAKES DR BERWYN PA 19312 EXECUTIVE DIRECTOR AND SECRETARY 1.00 0 0 0 KATHLEEN AMBROSE 1050 WESTLAKES DR BERWYN PA 19312 DIRECTOR 0.23 0 0 0 JANE LEIPOLD 1050 WESTLAKES DR BERWYN PA 19312 DIRECTOR 0.23 0 0 0 JAMES O'TOOLE 1050 WESTLAKES DR BERWYN PA 19312 DIRECTOR 0.23 0 0 0 AMY SHAH 1050 WESTLAKES DR BERWYN PA 19312 DIRECTOR 0.23 0 0 0 JIM TOTH 1050 WESTLAKES DR BERWYN PA 19312 DIRECTOR 0.23 0 0 0 JOAN WAINWRIGHT 1050 WESTLAKES DR BERWYN PA 19312 DIRECTOR 0.23 0 0 0 HAROLD BARKSDALE 1050 WESTLAKES DR BERWYN PA 19312 DIRECTOR (FORMER) 0.23 0 0 0 JAXON LANG 1050 WESTLAKES DR BERWYN PA 19312 CHAIR (FORMER) 0.23 0 0 0 JOANN PICCOLO 1050 WESTLAKES DR BERWYN PA 19312 DIRECTOR (FORMER) 0.23 0 0 0 KEITH SHUEY 1050 WESTLAKES DR BERWYN PA 19312 DIRECTOR (FORMER) 0.23 0 0 0 NONE 0 NONE 0 NONE 0 NONE 0 0 15019270 377554 0 15396824 0 0 15396824 230952 15165872 758294 758294 16726 16726 741568 46107 787675 0 787675 527138 0 527138 0 527138 787675 0 0 28864 139669 168533 527138 0 0 0 527138 0 168533 168533 0 0 0 0 0 92004 0 0 0 X ABET FOUNDATION INC 415 NORTH CHARLES ST BALTIMORE MD 21202 SO III FI SUPPORT STUDENTS IN SCIENCE AND ENGINEERING 8225 AMERICAN NATIONAL RED CROSS 2025 E ST NW WASHINGTON DC DC 20006 PC DISASTER RELIEF FOR NEPAL 50000 ARTS COUNCIL OF WINSTON-SALEM & FORSYTH COUNTY 206 N SPRUCE ST WINSTON SALEM NC 27101 PC ARTS IN EDUCATION PROGRAM 10000 BLOOM AGAIN FOUNDATION 221 E WALNUT ST PASADENA CA 91101 PC ASSISTANCE WITH INDIGENT FAMILIES 5000 BOYS & GIRLS CLUB OF HARRISBURG INC 1227 BERRYHILL ST HARRISBURG PA 17104 PC ASSIST CHILDREN IN LEARNING ABOUT STEM 10000 CAITLIN'S SMILES INC 3303 N 6TH ST HARRISBURG PA 17110 PC IN SUPPORT OF CHILDREN WITH CANCER 3500 CAPITAL AREA THERAPEUTIC RIDING ASSOCIATION PO BOX 339 GRANTVILLE PA 17028 PC IN SUPPORT OF CHILDREN WITH DISABILITIES 10000 THE CHILDREN'S HOSPITAL OF PHILADELPHIA FOUNDATION 34TH STREET CIVIC CENTER BLVD PHILADELPHIA PA 19104 PC IN SUPPORT OF CHILDREN'S HEALTH CARE 25000 MOSES CONE-WESLEY LONG COMMUNITY HEALTH FOUNDATION INC (CONE HEALTH FND) 1200 N ELM ST GREENSBORO NC 27401 SO II FOR ASSISTANCE WITH CANCER RESEARCH 4000 NATIONAL ENGINEERS WEEK FOUNDATION (DISCOVERE) 1420 KING ST ALEXANDRIA VA 22314 PC ASSISTANCE WITH STEM EDUCATION FOR CHILDREN 50000 DONOR NETWORK WEST 12667 ALCOSTA BLVD SAN RAMON CA 94583 PC TO EDUCATE THE COMMUNITY ON ORGAN AND TISSUE TRANSPLANTS 2500 EAST PENNSBORO AREA SCHOOL DISTRICT EDUCATION FOUNDATION 890 VALLEY ST ENOLA PA 17025 PC NUTRITIONAL ASSISTANCE FOR DISADVANTAGED YOUTH 5000 US FOUNDATION FOR THE INSPIRATION & RECOGNITION SCIENCE & TECHNOLOGY(FIRST) 200 BEDFORD ST MANCHESTER NH 03101 PC SUPPORT EDUCATIONAL STEM PROGRAMS 201100 GIRLSTART INC 1400 W ANDERSON LN AUSTIN TX 78757 PC SUPPORT EDUCATIONAL STEM PROGRAMS FOR GIRLS 5000 GUILFORD EDUCATION ALLIANCE INC 902 BONNER DR JAMESTOWN NC 27282 PC FOR ASSISTANCE WITH CLASSROOM SUPPLIES 2500 HARRISBURG AREA YMCA 123 FORSTER ST HARRISBURG PA 17102 PC IN SUPPORT OF COMMUNITY PROGRAMS FOR YOUTH 5000 HOPE SERVICES 30 LAS COLINAS LN SAN JOSE CA 95119 PC TO ASSIST PROGRAMS FOR PEOPLE WITH DEVELOPMENTAL DISABILITIES 5000 DETROIT PUBLIC SCHOOLS FOUNDATION 3011 WEST GRAND BLVD STE 1004 DETROIT MI 48202 PC IN SUPPORT OF CHILDREN'S EDUCATION PROGRAMS 1000 MINNESOTA CHILDREN'S MUSEUM 10 WEST SEVENTH ST ST PAUL MN 55102 PC SUPPORT STEM PROGRAMS 5000 PALMYRA AREA EDUCATION FOUNDATION PO BOX 25 PALMYRA PA 17078 PC SUPPORT EDUCATIONAL STEM PROGRAMS 4000 FOUNDATION FOR THE CENTRAL DAUPHIN SCHOOLS (PANTHER RAM FOUNDATION) 600 RUTHERFORD RD HARRISBURG PA 17109 PC NUTRITIONAL ASSISTANCE FOR DISADVANTAGED YOUTH 5000 RIDER UNIVERSITY 2083 LAWRENCEVILLE RD LAWRENCEVILLE NJ 08648 PC EDUCATIONAL PROGRAM FOR DISADVANTAGED STUDENTS 1000 RONALD MCDONALD HOUSE OF WINSTON-SALEM 419 S HAWTHORNE RD WINSTON SALEM NC 27103 PC IN SUPPORT OF CHILDREN SEEKING MEDICAL CARE 5000 RUNNING FOR RACHEL 5101 MOUNTAIN RIDGE LN HARRISBURG PA 17112 PC SUPPORT OF CANCER RESEARCH 5000 SIDNEY PUBLIC SCHOOLS EDUCATION FOUNDATION 1101 21ST AVE SIDNEY NE 69162 PC IN SUPPORT OF STEM EDUCATION 5000 UNITED STATES CONFERENCE OF CATHOLIC BISHOPS 3211 FOURTH ST NE WASHINGTON DC DC 20017 PC IN SUPPORT OF STEM EDUCATION 5000 TEACH FOR AMERICA INC 315 WEST 36TH ST 8TH FLR NEW YORK NY 10018 PC SUPPORT MATH AND SCIENCE TEACHERS IN SAN JOSE 5000 TECH MUSEUM OF INNOVATION 201 SOUTH MARKET ST SAN JOSE CA 95113 PC IN SUPPORT OF STEM EDUCATION 25000 THE ARC OF GREENSBORO 14 OAK BRANCH DR STE B GREENSBORO NC 27407 PC IN SUPPORT OF PROGRAMS FOR CHILDREN WITH DISABILITIES 5000 VIRGINIA TECH FOUNDATION 902 PRICES FORK RD UNIVERSITY GATEWAY CENTER STE 400 BLACKSBURG VA 24061 PC SUPPORT EDUCATIONAL STEM PROGRAMS 5000 YOUTH UNLIMITED PROGRAMS PO BOX 485 HIGH POINT NC 27261 PC SUPPORT SUMMER CAMPS FOR DISADVANTAGED CHILDREN 5000 PHILADELPHIA VIP 150 WALNUT ST PHILADELPHIA PA 19102 PC SUPPORT PRO BONO LEGAL ASSISTANCE PROGRAMS 12500 JUNIOR ACHIEVEMENT OF CENTRAL PA 2420 GEHMAN LN NO 100 LANCASTER PA 17602 PC SUPPORT STEM PROGRAMS 20000 HERSHEY FOOD BANK AND COMMUNITY OUTREACH PO BOX 205 HERSHEY PA 17033 PC SUPPORT LOCAL FOOD KITCHEN 5600 520925 0 14 339497 18 543317 RECOVERIES OF PRIOR QUALIFYING DISTRIBUTIONS 01 46107 0 928921 0 928921 0 0 0 0 0 0 0 0 0 0 X X 1 TE CONNECTIVITY FDN TA 1100 WEHRLE DR 2ND FLR BUFFALO NY 14221 20465741 X 1 INVESTMENT PORTFOLIO 20465741 2015-04-30 EXPLANATION - TRANSFEREE FOUNDATION UNDER IRC 507(B)(2) FORM 990, PART V, LINE 1 AND FORM 990-PF, PART XIII: ON APRIL 30, 2015, THE TE CONNECTIVITY FOUNDATION TA (THE "FOUNDATION") (EIN 23-2022928), A PRIVATE NON-OPERATING FOUNDATION ORGANIZED AS A PENNSYLVANIA CHARITABLE TRUST, TRANSFERRED SUBSTANTIALLY ALL OF ITS ASSETS TO THE TE CONNECTIVITY FOUNDATION (THE "SUCCESSOR FOUNDATION") (EIN 46-5601414), A PENNSYLVANIA NONPROFIT CORPORATION.THE TRUSTEE OF THE FOUNDATION DETERMINED THAT IT WOULD BE IN THE BEST INTEREST OF THE FOUNDATION TO BE RESTRUCTURED FROM A TRUST TO A NONPROFIT CORPORATION. THUS, THE FOUNDATION'S TRUSTEE (1) ESTABLISHED A NEW PENNSYLVANIA NONPROFIT CORPORATION (THE SUCCESSOR FOUNDATION) FOR THE PURPOSE OF CARRYING OUT THE FOUNDATION'S ACTIVITIES, (2) APPLIED FOR, AND OBTAINED, A RECOGNITION BY THE INTERNAL REVENUE SERVICE OF THE SUCCESSOR FOUNDATION'S EXEMPTION FROM FEDERAL TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND CLASSIFICATION AS A PRIVATE FOUNDATION UNDER SECTION 509(A) OF THE CODE, AND (3) CAUSED THE FOUNDATION'S ASSETS TO BE TRANSFERRED TO THE SUCCESSOR FOUNDATION. THE SUCCESSOR FOUNDATION IS EFFECTIVELY CONTROLLED BY THE SAME PERSONS WHO EFFECTIVELY CONTROLLED THE FOUNDATION.AS A RESULT OF THE TRANSFER OF ASSETS FROM THE FOUNDATION TO A SUCCESSOR FOUNDATION WHICH IS EFFECTIVELY CONTROLLED BY THE SAME PERSONS THAT CONTROLLED THE TRANSFEROR FOUNDATION, THE SUCCESSOR FOUNDATION IS NOT TREATED AS A NEWLY CREATED ORGANIZATION AS PROVIDED IN REG. 1.507-3(A)(9)(I). FOR 2015, THE SUCCESSOR FOUNDATION IS REPORTING THE FOUNDATION'S QUALIFYING DISTRIBUTION HISTORY ON FORM 990 PF, PAGE 3, PART V AND UNDISTRIBUTED INCOME HISTORY ON FROM 990 PF, PAGE 9 PART XIII. CITIGROUP INC. 7000SH 6982 7001 KEY BANK NATIONAL MEDIUM TERM NOTE 15000SH 15110 15102 WASTE MANAGEMENT INC. 25000SH 25243 25173 HARTFORD FINL SVCS GRP 20000SH 20622 20667 GENERAL ELECTRIC CAPITAL CORPORATION MEDIUM TERM NOTE 50000SH 50801 52272 CATERPILLAR FINANCIALS MEDIUM TERM NOTE 20000SH 19988 19950 MCKESSON CORP 20000SH 20015 19944 APPLE INC. 25000SH 24987 25015 APPALACHIAN POWER CO 20000SH 20882 20834 FIFTH THIRD BANCORP 2000SH 19991 19944 HESS CORP 15000SH 14982 14678 AT&T INC. 15000SH 14886 14931 BECTON DICKINSON AND CO 5000SH 5000 4993 BANK OF AMERICA CORP MEDIUM TERM NOTE 2000SH 19970 19975 JPMORGAN CHASE & CO MEDIUM TERM NOTE 15000SH 15006 14927 CITIGROUP INC. 15000SH 14952 14851 AMERICAN EXPRESS CO 10000SH 10000 9938 HSBC BANK USA 15000SH 14974 14996 HSBC USA INC. 20000SH 19966 20287 AMERICAN HONDA FINANCE 25000SH 24904 25178 FORD MOTOR CREDIT CO LLC 2000SH 20000 19578 EXXON MOBIL CORPORATION 15000SH 15000 15011 SUNTRUST BANKS INC. 30000SH 29973 30149 TIME WARNER INC. 30000SH 29984 29835 ENTERPRISE PRODUCTS OPER 20000SH 20187 19174 ANHEUSER-BUSCH INBEV 50000SH 52959 55328 BB&T CORPORATION MEDIUM TERM NOTE 15000SH 14978 15101 GOLDMAN SACHS GROUP INC. 5000SH 5048 5007 L-3 COMMUNICATIONS CORP 15000SH 16002 15605 GOLDMAN SACHS GROUP INC. 10000SH 9935 10022 KEYCORP MEDIUM TERM NOTE 10000SH 10016 9962 MEDCO HEALTH SOLUTIONS INC. 10000SH 10710 10491 PROLOGIS LP 70000SH 69989 70881 TEXTRON INC. 10000SH 9984 10062 GOOGLE INC. 50000SH 49549 53241 CAPITAL ONE FINANCIAL COMPANY 15000SH 15737 16247 VORNADO REALTY LP 20000SH 21496 21222 SOUTHERN CAL EDISON 30000SH 29544 29419 THERMO FISHER SCIENTIFIC 10000SH 9999 9975 CBS CORP 20000SH 19696 19778 LINCOLN NATIONAL CORP 50000SH 52470 52277 PHILLIPS 66 5000SH 5254 5144 TD AMERITRADE HOLDING CO 9000SH 8993 8915 FEDEX CORP 50000SH 49873 48708 VENTAS REALTY LP/CAP CRP 20000SH 19703 19470 DIGITAL REALTY TRUST LP 25000SH 24032 24016 DR PEPPER SNAPPLE GROUP 20000SH 19833 19227 ENERGY TRANSFER PARTNERS 20000SH 20067 16463 HEALTHCARE REALTY TRUST 5000SH 5008 4891 AON PLC 25000SH 25930 25617 DTE ENERGY COMPANY 5000SH 4989 5138 AVALONBAY COMMUNITIES IN MEDIUM TERM NOTE 25000SH 26179 26048 FIFTH THIRD BANCORP 10000SH 9973 10244 AMERICAN TOWER CORP 10000SH 10207 10585 HCP INC. 30000SH 29893 29801 PNC FINANCIAL SERVICES 20000SH 20220 20478 CAN FINANCIAL CORP 20000SH 19998 19910 WASTE MANAGEMENT INC. 20000SH 19950 20160 MARATHON PETROLEUM CORP 5000SH 4982 4659 GILEAD SCIENCES INC. 10000SH 9900 10083 CVS HEALTH CORP 25000SH 25622 25515 MORGAN STANLEY MEDIUM TERM NOTE 5000SH 4991 5016 VERIZON COMMUNICATIONS 20000SH 19980 22786 ORACLE CORP 25000SH 24990 24870 MONSANTO CO 10000SH 9936 8600 AT&T INC. 10000SH 9971 9249 GATX CORP 10000SH 9986 9545 BERKLEY (WR) CORPORATION 25000SH 24874 23972 CBS CORP 10000SH 9870 8579 FEDEX CORP 50000SH 4972 4455 WASTE MANAGEMENT INC. 10000SH 9979 9300 SPECTRA ENERGY PARTNERS 10000SH 9923 7685 VALERO ENERGY CORP 5000SH 4980 4169 AMGEN INC. 10000SH 9941 9265 TIME WARNER INC. 10000SH 9992 9522 AIR PRODUCTS & CHEMICALS INC. 378SH 36378 49182 SCOTTS MIRACLE-GRO COMPANY 615SH 37270 39673 DANAHER CORP COM 710SH 39375 65945 DELTA AIR LINES INC. 680SH 27694 34469 FEDEX CORP COM 275SH 43513 40972 GENERAL ELECTRIC COMPANY 1420SH 31532 44233 UNION PACIFIC CORP COM 310SH 19510 24242 UNITED TECHNOLOGIES CORP COM 320SH 25929 30742 VODAFONE GROUP SPONSORED AMERICAN DEPOSITORY RECEIPT 661SH 34198 21324 COMCAST CORP CLASS A 1085SH 37935 61227 WALT DISNEY CO 626SH 54886 65780 LOWES COMPANIES INCORPORATED 525SH 23382 39921 NIKE INC. CL B 868SH 33221 54250 PRICELINE.COM INCORPORATED 23SH 18944 29324 STARBUCKS CORP COM 865SH 25356 51925 ANHEUSER-BUSCH INBEV NV 415SH 42479 51875 CVS HEALTH CORPORATION 575SH 51818 56218 DR PEPPER SNAPPLE GROUP INCORPORATED 336SH 26358 31315 PEPSICO INC. COM 600SH 40370 59952 PHILIP MORRIS INTERNATIONAL INC. 285SH 25754 25054 EOG RESOURCES INC. COM 487SH 37784 34475 HALLIBURTON HLDG CO COM 853SH 36760 29036 SCHLUMBERGER LTD. 454SH 37387 31667 SUNCOR ENERGY INC. 1347SH 37592 34752 AMERICAN INTERNATIONAL GROUP INCORPORATED 781SH 48536 48399 AMERICAN TOWER CORP 527SH 39824 51093 BLACKROCK INC. 110SH 36143 37457 CITIGROUP INC. 910SH 44711 47093 JPMORGAN CHASE & CO 1130SH 50356 74614 METLIFE INCORPORATED 480SH 18440 23141 PNC FINANCIAL SERVICES GROUP INC. 519SH 38466 49466 WELLS FARGO & CO 1310SH 49091 71209 AMGEN INC. COM 220SH 19769 35713 BIOGEN, INC. 160SH 47221 49016 EXPRESS SCRIPTS HOLDING C 597SH 28761 52184 GILEAD SCIENCES INC. COM 430SH 34390 43512 JOHNSON & JOHNSON 443SH 35458 45505 MERCK & COMPANY INC. 1035SH 47470 54669 REGENERON PHARMACEUTICALS INC. 113SH 34712 61344 STRYKER CORP COM 387SH 36867 35968 ZOETIS INC. 541SH 16972 25925 ALPHABET INC. CL C 87SH 28318 66023 ALPHABET INC. CL A 87SH 28302 67687 ANALOG DEVICES INC. 465SH 25326 25724 APPLE INC. 1154SH 77662 121470 CISCO SYSTEMS INC. 1340SH 30756 36388 EMC CORP MASS COM 840SH 21409 21571 MASTERCARD INC. CLASS A 590SH 44456 57442 ORACLE CORPORATION COM 1445SH 44044 52786 QUALCOMM INC. COM 640SH 40187 31990 2151701 2190037 0 0 FPA NEW INCOME FUND 62693.77SH AT COST 632000 623803 FEDERAL TOTAL RETURN BOND FUND CLASS INTERNATIONAL 59381.91SH AT COST 659180 632417 FIDELITY FOCUSED HIGH INCOME FUND 106956SH AT COST 900000 856718 RIDGEWORTH SEIX FLOATING RATE HIGH INCOME FUND I 44752.46SH AT COST 401844 369655 VANGUARD INFLATION PROTECTED SECURITIES FUND CLASS ADMIRAL 7843.14SH AT COST 200000 197726 ISHARES RUSSELL 2000 ETF 4100SH AT COST 494619 461742 LSV VALUE EQUITY FUND STRATEGY 22984.01SH AT COST 449675 524265 DIAMOND HILL LARGE-CAP FUND CLASS INSTITUTIONAL 26001.08SH AT COST 576027 560323 T ROWE PRICE LARGE CAP GROWTH FUND INSTITUTIONAL CLASS 16424.99SH AT COST 343934 474518 MORGAN STANLEY INSTL FUND INC. SMALL CO GROWTH PORTFOLIO CLASS IS 15007.06SH AT COST 270619 206655 MORGAN STANLEY INSTL FUND INC. GROWTH PORTFOLIO CLASS IS 16339.27SH AT COST 629783 662394 VANGUARD INSTITUTIONAL INDEX FUND CLASS INSTITUTIONAL 5446SH AT COST 1038226 1016333 WILMINGTON LARGE-CAP STRATEGY FUND INSTITUTIONAL SHARES 92378.75SH AT COST 1600000 1566744 WILMINGTON MULTI-MANAGER REAL ASSET FUND INSTITUTIONAL SHARES 79830.69SH AT COST 1163655 1046580 HARBOR INTERNATIONAL FUND CLASS INSTITUTIONAL 35144.32SH AT COST 2200992 2088627 WCM FOCUSED INTERNATIONAL GROWTH FUND 104000SH AT COST 1300000 1270880 ISHARES CURRENCY HEDGE MSCI EUROZONE ETF 7700SH AT COST 202529 198814 OBERWEIS INTERNATIONAL OPPORTUNITY FUND INSTITUTIONAL CLASS 33653.85SH AT COST 350000 347308 WELLS FARGO ADVANTAGE EMERGING MARKETS FUND CLASS INSTITUTIONAL 17585.72SH AT COST 364020 313026 WISDOMTREE JAPAN HEDGE EQUITY ETF 4600SH AT COST 250114 230367 LEGAL FEES 7136 3568 3568 RECOVERIES OF PRIOR QUALIFYING DISTRIBUTIONS 46107 46107 INVESTMENT FEES 42310 42310 0 ADR FEES 63 63 0 CONSULTING FEES 2645 0 2645 FOREIGN TAXES 554 554 0