2016-05-13T13:30:32-05:00 2015-06-30 910189318 MOSS ADAMS LLP 3121 W MARCH LN STE 200 STOCKTON CA 952192367 990 2014-07-01 951667177 OCCIDENTAL COLLEGE OCCI 3232591417 1600 CAMPUS ROAD LOS ANGELES CA 90041 AMOS R HIMMELSTEIN VP FINANCE/PLANNING 3232591417 2016-05-13 1 TRACY S PAGLIA P00366884 2099556100 2016-05-12 2014 2016-08-17 19:52:53Z JONATHAN VEITCH 1600 CAMPUS ROAD LOS ANGELES CA 90041 362275258 0 X WWW.OXY.EDU X 1887 CA TO PROVIDE STUDENTS WITH A TOTAL EDUCATIONAL EXPERIENCE OF THE HIGHEST QUALITY. 48 45 2586 509 -154583 -901283 23215543 29189014 121743755 127022092 43721718 26425182 0 0 188681016 182636288 40416063 41932946 0 0 63508426 66108862 0 0 6914686 47036107 48560332 150960596 156602140 37720420 26034148 697236205 699558723 135464776 138125858 561771429 561432865 X SEE SCHEDULE OTHE MISSION OF OCCIDENTAL COLLEGE IS TO PROVIDE A GIFTED AND DIVERSE GROUP OF STUDENTS WITH A TOTAL EDUCATIONAL EXPERIENCE OF THE HIGHEST QUALITY - ONE THAT PREPARES THEM FOR LEADERSHIP IN AN INCREASINGLY COMPLEX, INTERDEPENDENT AND PLURALISTIC WORLD. THE DISTINCTIVE INTERDISCIPLINARY AND MULTICULTURAL FOCUS OF THE COLLEGE'S ACADEMIC PROGRAM SEEKS TO FOSTER BOTH THE FULFILLMENT OF INDIVIDUAL ASPIRATIONS AND A DEEPLY ROOTED COMMITMENT TO THE PUBLIC GOOD. THIS MISSION IS ANCHORED BY FOUR CORNERSTONES: EXCELLENCE, EQUITY, COMMUNITY AND SERVICE. THESE BUILDING BLOCKS, IN ONE FORM OR ANOTHER, HAVE LONG BEEN THE BASIS FOR THE COLLEGE'S COMMITMENT TO PROVIDING RESPONSIBLE LEADERS AND CITIZENS FOR OUR DEMOCRATIC SOCIETY. CHOOSING THEM TO SUPPORT THE FUTURE HELPS TO ENSURE THAT THE COLLEGE REMAINS TRUE TO ITS MISSION WHILE ADAPTING TO A CHANGING WORLD. 0 0 93227709 41290125 100452710 SEE SCHEDULE OACADEMIC PROGRAM: FOUNDED IN 1887, OCCIDENTAL COLLEGE WAS ONE OF THE FIRST LIBERAL ARTS COLLEGES IN CALIFORNIA AND TODAY IS ONE OF THE COUNTRY'S FEW LIBERAL ARTS COLLEGES IN AN URBAN SETTING. OCCIDENTAL OFFERS UNDERGRADUATE DEGREES IN A WIDE RANGE OF DISCIPLINES AND A MASTER'S DEGREE IN MARINE BIOLOGY. STUDENTS CHOOSE FROM 39 MAJORS AND MINORS TAUGHT BY 172 FULL-TIME AND 88 PART-TIME FACULTY. COURSE WORK IS INTEGRATED WITH OPPORTUNITIES FOR INDEPENDENT STUDY, ONE OF THE COUNTRY'S TOP UNDERGRADUATE RESEARCH PROGRAMS, STUDY IN DOZENS OF FOREIGN COUNTRIES, AND PARTICIPATION IN ONE OF THE COUNTRY'S FEW UNITED NATIONS PROGRAMS FOR UNDERGRADUATES. OCCIDENTAL HAS EXCHANGE, JOINT DEGREE, OR CROSS-REGISTRATION PROGRAMS WITH CALTECH, ART CENTER COLLEGE OF DESIGN, COLUMBIA UNIVERSITY, AND KECK GRADUATE INSTITUTE. SINCE WINNING ITS FIRST RHODES SCHOLARSHIP IN 1907, OCCIDENTAL HAS CONSISTENTLY WON NATIONAL AND INTERNATIONAL RECOGNITION FOR ACADEMIC ACHIEVEMENT. 35761537 227565 25994526 SEE SCHEDULE OCO-CURRICULAR PROGRAM: OCCIDENTAL OFFERS A WIDE RANGE OF CO-CURRICULAR PROGRAMS, FROM THE STUDENT-RUN BLYTH FUND, WHICH OVERSEES A SIX-FIGURE INVESTMENT FUND THAT MAKES UP PART OF THE COLLEGE'S ENDOWMENT, TO THE OXYPRENEURSHIP PROGRAM, WHICH IS NOW IN THE PROCESS OF ORGANIZING OCCIDENTAL'S SECOND TEDX CONFERENCE. THERE ARE MORE THAN 100 STUDENT CLUBS AND ORGANIZATIONS, AS WELL AS AN ONLINE RADIO STATION, WEEKLY NEWSPAPER, LITERARY MAGAZINE, AND CATALIST TELEVISION OPERATION. AS ONE OF THE FOUNDERS OF INTERCOLLEGIATE ATHLETICS IN SOUTHERN CALIFORNIA, OCCIDENTAL OFFERS 21 VARSITY SPORTS FOR MEN AND WOMEN, AS WELL AS SIX CLUB SPORTS AND FIVE INTRAMURAL PROGRAMS FOR MEN AND WOMEN. 4498257 415256 574856 SEE SCHEDULE OPUBLIC SERVICE: OCCIDENTAL IS RECOGNIZED AS A COMMUNITY ENGAGEMENT INSTITUTION BY THE CARNEGIE FOUNDATION FOR THE ADVANCEMENT OF TEACHING AND HAS REPEATEDLY BEEN NAMED TO THE PRESIDENT'S HIGHER EDUCATION COMMUNITY SERVICE HONOR ROLL FOR ITS EXEMPLARY SERVICE EFFORTS. OCCIDENTAL'S TRADITION OF COMMUNITY OUTREACH DATES BACK TO 1963, WHEN THE COLLEGE'S COMMUNITY LITERACY CENTER WAS FOUNDED TO PROVIDE ONE-ON-ONE READING AND WRITING INSTRUCTION FOR LOCAL K-6 CHILDREN. IT ALSO IS HOME TO ONE OF CALIFORNIA'S OLDEST AND LARGEST UPWARD BOUND PROGRAMS FOR DISADVANTAGED HIGH SCHOOL YOUTH. OCCIDENTAL HAS WOVEN COMMUNITY ENGAGEMENT INTO ITS CURRICULUM. THREE LINKED PROGRAMS - THE OFFICE FOR COMMUNITY ENGAGEMENT, THE CENTER FOR COMMUNITY BASED LEARNING, AND UEPI - CONNECT CURRICULUM, CO-CURRICULAR ACTIVITIES, AND RESEARCH AND COMMUNITY-BASED EFFORTS. 133487503 1 1 0 0 0 0 0 1 0 1 1 1 0 0 1 1 1 0 1 0 1 0 0 0 0 0 0 1 1 1 1 1 0 0 0 0 0 0 0 1 0 1 1 0 0 0 1 1 0 0 0 1 2981 0 1 2586 1 1 1 0 0 0 0 1 1 0 0 0 0 0 X 48 45 0 0 1 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 CA X BARBARA VALIENTE 3232591417 1600 CAMPUS ROAD LOS ANGELES CA 90041 JONATHAN VEITCH PRESIDENT 50.00 X X 585583 0 228068 PETER ADAMSON TRUSTEE (THRU 7/2015) 1.00 X 0 0 0 PATRICIA LEBRE ALIREZA TRUSTEE 1.00 X 0 0 0 DAVID H ANDERSON TRUSTEE 1.00 X 0 0 0 CARL A BALLTON TRUSTEE 1.00 X 0 0 0 DAVID W BERKUS VICE CHAIR 1.00 X X 0 0 0 COIT BLACKER TRUSTEE 1.00 X 0 0 0 JOHN G BRANCA TRUSTEE 1.00 X 0 0 0 EILEEN ANISGARTEN BROWN TRUSTEE 1.00 X 0 0 0 CHRISTOPHER C CALKINS CHAIR 1.00 X X 0 0 0 ANNE CANNON TRUSTEE 1.00 X 0 0 0 DON R CONLAN TRUSTEE (THRU 7/2015) 1.00 X 0 0 0 JENNIFER CROSTHWAITE TRUSTEE 1.00 X 0 0 0 BILL DAVIS TRUSTEE 1.00 X 0 0 0 HECTOR DE LA TORRE TRUSTEE 1.00 X 0 0 0 SUSAN DIMARCO TRUSTEE 1.00 X 0 0 0 GLORIA C DUFFY TRUSTEE 1.00 X 0 0 0 LOUISE EDGERTON TRUSTEE 1.00 X 0 0 0 JOHN R FARMER TRUSTEE 1.00 X 0 0 0 GARY STEVEN FINDLEY TRUSTEE (THRU 7/2015) 1.00 X 0 0 0 ALAN FREEMAN TRUSTEE 1.00 X 0 0 0 CHARLES GOLD TRUSTEE 1.00 X 0 0 0 DANIELLE GORDON EX-OFFICIO 1.00 X 0 0 0 RONALD R HAHN TRUSTEE 1.00 X 0 0 0 FRED HAMEETMAN TRUSTEE 1.00 X 0 0 0 OCTAVIO HERRERA TRUSTEE (THRU 7/2015) 1.00 X 0 0 0 STEPHEN F HINCHLIFFE VICE CHAIR 1.00 X X 0 0 0 ASAD JUMABHOY TRUSTEE 1.00 X 0 0 0 GILES KEMP TRUSTEE 1.00 X 0 0 0 NAOMI KURATA TRUSTEE 1.00 X 0 0 0 CHARLENE CONRAD LIEBAU TRUSTEE 1.00 X 0 0 0 GORDON MACINNES TRUSTEE 1.00 X 0 0 0 SUSAN MALLORY VICE CHAIR 1.00 X X 0 0 0 ROBERT H NEITHART TRUSTEE (THRU 7/2015) 1.00 X 0 0 0 STEVEN OLSON TRUSTEE 1.00 X 0 0 0 VINCENT PADUA TRUSTEE 1.00 X 0 0 0 JOAN A PAYDEN TRUSTEE 1.00 X 0 0 0 ADAM PORTNOY TRUSTEE 1.00 X 0 0 0 JOHN B POWER TRUSTEE 1.00 X 0 0 0 STEVEN R ROBINSON TRUSTEE 1.00 X 0 0 0 STEPHEN D ROUNTREE VICE CHAIR 1.00 X X 0 0 0 RICHARD RUGANI TRUSTEE 1.00 X 0 0 0 JANETTE SADIK-KHAN TRUSTEE 1.00 X 0 0 0 REID SAMUELSON TRUSTEE 1.00 X 0 0 0 WILLIAM SCHUTTE TRUSTEE 1.00 X 0 0 0 CATHERINE YOUNG SELLECK TRUSTEE 1.00 X 0 0 0 LESLIE TRIM TRUSTEE 1.00 X 0 0 0 ANDREA L VAN DE KAMP TRUSTEE (THRU 7/2014) 1.00 X 0 0 0 CHRISTOPHER VARELAS TRUSTEE 1.00 X 0 0 0 JORGE GONZALEZ VP OF ACADEMIC AFFAIRS/DEAN 50.00 X 231516 0 96948 BARBARA AVERY VP OF STUDENT AFFAIRS/DEAN 50.00 X 194932 0 69897 AMOS R HIMMELSTEIN VP FOR FINANCE & PLANNING 50.00 X 262552 0 70426 SHELBY RADCLIFFE VP OF INSTITUTIONAL ADVANCEMENT 50.00 X 203495 0 29915 ROZITA AFAR THRU 102015 SECRETARY OF THE BOARD 50.00 X 115518 0 32267 VINCENT CUSEO VP & DEAN OF ADMISS. & FINANCIAL AID 50.00 X 208198 0 36064 PETER DREIER PROFESSOR 50.00 X 168629 0 32605 JOHN SWIFT PROFESSOR 50.00 X 172442 0 29103 DEREK SHEARER PROFESSOR 50.00 X 200052 0 31911 BRETT SCHRAEDER THRU 62015 ASSOC VP OF STRATEGIC INITIATIVES 50.00 X 188566 0 21824 IRENE GIRTON PROFESSOR 50.00 X 169174 0 27547 2700657 0 706575 97 0 1 0 ACCO ENGINEERING SYSTEMS INC 6265 SAN FERNANDO ROAD GLENDALE CA 91201 PROJECT & FACILITIES MANAGEMENT SERVICES 2084412 WE O'NEIL CONSTRUCTION CO FO CA 9485 HAVEN AVE RANCHO CUCAMONGA CA 91730 CONSTRUCTION & PROJECT MANAGEMENT 1214875 DIAMOND LANDSCAPE INC 11440 CHANDLER BLVD STE 1700 NORTH HOLLYWOOD CA 91601 PROJECT & FACILITIES MANAGEMENT SERVICES 1073133 VANCREST CONSTRUCTION CORPORATION 7171 N FIGUEROA ST LOS ANGELES CA 90042 CONSTRUCTION AND PROJECT MANAGEMENT 885767 GENSLER 500 SOUTH FIGUEROA ST LOS ANGELES CA 90071 CONSTRUCTION AND PROJECT MANAGEMENT 384444 27 3699825 25489189 7227346 29189014 TUITION AND FEES 900099 99566399 99566399 ROOM AND BOARD 900099 21714533 21714533 CONFERENCES AND EVENTS 900099 1883697 1114057 769640 BOOKSTORE 900099 1208662 1208662 FOOD SERVICE 900099 264284 264284 2384517 2384517 127022092 8677207 -924223 9601430 197386945 179638970 17747975 17747975 17747975 182636288 126252452 -154583 27349405 190096 190096 41742850 41742850 2292283 761950 1299077 231256 503000 329601 23719 149680 48463103 41191673 4044991 3226439 3687461 3291417 117203 278841 7716230 6473996 688894 553340 3446785 2850887 335843 260055 503995 2568 501427 122837 122837 5105023 5105023 4531580 3039626 988441 503513 176542 77637 63585 35320 5835359 4547841 383762 903756 1890544 1745873 77576 67095 3336911 2794859 542052 1684793 1398199 92938 193656 314570 206200 55270 53100 4108253 3757636 350617 8040348 7612322 282412 145614 531213 95272 435941 COST OF SALES 4926863 4926863 INTERNATIONAL PROGRAMS 3698149 3698149 CAPITAL EXPENDITURES 1169704 1065900 103804 PERIODICALS, DUES & SUB 1089603 928535 98409 62659 1494045 757553 486130 250362 156602140 133487503 16199951 6914686 5457295 9854023 57782338 61661711 11835444 14433000 320508 289215 599899 678236 448742 398120 266724148 98882846 163351009 167841302 359308031 345305037 60640633 62323401 23311180 22690752 14181126 14083926 697236205 699558723 12972973 14448915 4401049 5074490 90010000 88005000 4167567 4167567 577762 23913187 25852124 135464776 138125858 X 174477255 180119740 227338334 217434830 159955840 163878295 561771429 561432865 697236205 699558723 X 26034148 -25386298 -986414 X 0 1 X 1 1 1 X 24241970 20676161 20584866 23215543 29189014 117907554 24241970 20676161 20584866 23215543 29189014 117907554 8298816 109608738 7554503 7270000 10392293 8499708 9601430 43317934 161225488 583806154 0.67980 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 511574 0 0 0 X X X 0 406096354 8406887 491867 8532879 9436437 4859152 392166640 356767066 6409801 65456742 8611065 9588959 4337231 406096354 330719886 6251016 42241910 8743489 9719783 3982474 356767066 342393345 9543320 280756 8444692 9437903 3614940 330719886 298890606 5250937 59330921 8187431 9236913 3654775 342393345 0.18400 0.35300 0.46300 0 0 1058071 1481532 2539603 226714800 81455773 145259027 8592840 3104284 5488556 20065260 14322789 5742471 8811645 8811645 167841302 PRIVATE EQUITY & VENTURE CAPITAL 62323401 F 62323401 ANNUITIES PAYABLE 16187067 BONDS PREMIUM, NET 7128094 ASSET RETIREMENT OBLIGATION 2536963 25852124 X 110662757 -25386298 -25386298 136049055 5105023 41482210 46587233 182636288 111001321 0 111001321 5105023 40495796 45600819 156602140 PART III, LINE 1A: COLLECTIONS, SUCH AS RARE BOOKS AND WORKS OF ART, WHICH WERE ACQUIRED THROUGH PURCHASES AND CONTRIBUTIONS SINCE THE COLLEGE'S INCEPTION, ARE NOT RECOGNIZED AS ASSETS. THESE COLLECTIONS ARE HELD SOLELY FOR THEIR POTENTIAL EDUCATIONAL VALUE OR HISTORICAL SIGNIFICANCE. MANAGEMENT HAS DETERMINED THAT THE COST TO ESTABLISH THE CURRENT MARKET VALUE IS DEEMED TO EXCEED THE BENEFIT AND THEREFORE THE COLLECTIONS WERE NOT ASSIGNED A VALUE FOR THE PURPOSE OF CAPITALIZATION. PURCHASES OF COLLECTION ITEMS ARE RECORDED AS DECREASES IN UNRESTRICTED NET ASSETS IN THE YEAR IN WHICH THE ITEMS ARE ACQUIRED OR AS TEMPORARILY OR PERMANENTLY RESTRICTED NET ASSETS IF THE ASSETS USED TO PURCHASE THE ITEMS HAVE BEEN RESTRICTED BY DONORS. PART III, LINE 4: THE COLLEGE RECEIVED A SHELL COLLECTION TO BE USED FOR RESEARCH. THE COLLEGE MAINTAINS COLLECTIONS OF ART FOR DISPLAY AND EDUCATIONAL PURPOSES. PART V, LINE 4: THE COLLEGE'S ENDOWMENT FUNCTIONS TO SUPPORT STUDENT SCHOLARSHIPS, PROFESSORSHIPS, THE LIBRARY, VISITING SPEAKERS, AND OTHER GENERAL COLLEGE ACTIVITY. PART X, LINE 2: AS REQUIRED BY GAAP, THE COLLEGE HAS IDENTIFIED AND EVALUATED ITS SIGNIFICANT TAX POSITIONS FOR WHICH THE STATUTE OF LIMITATIONS REMAIN OPEN AND HAS DETERMINED THAT THERE IS NO MATERIAL UNRECOGNIZED BENEFIT OR LIABILITY TO BE RECORDED. THE OPEN TAX YEARS ARE THE YEARS ENDED JUNE 30, 2012 THROUGH JUNE 30, 2015 FOR FEDERAL TAX PURPOSES AND THE YEARS ENDED JUNE 30, 2011 THROUGH JUNE 30, 2015 FOR CALIFORNIA TAX PURPOSES. THERE ARE NO UNCERTAIN TAX POSITIONS FOR THE YEARS ENDED JUNE 30, 2015 OR JUNE 30, 2014. THERE HAVE BEEN NO RELATED TAX PENALTIES OR INTEREST, WHICH WOULD BE CLASSIFIED AS A TAX EXPENSE IN THE STATEMENTS OF ACTIVITIES. PART XI, LINE 4B - OTHER ADJUSTMENTS: CHANGE IN FAIR VALUE OF ASSETS HELD IN TRUST BY OTHERS 290,540. ANNUITIES ADJUSTMENT 695,874. FINANCIAL AID 40,495,796. PART XII, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID 40,495,796. 1 1 1 1 1 1 1 0 0 0 1 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE COLLEGE ADVERTISES THE POLICY IN BROCHURES TO POTENTIAL STUDENTS AND ON THE COLLEGE'S WEBSITE. SCHEDULE E, PART I, LINE 5 GENERALLY, OCCIDENTAL COLLEGE AWARDS SCHOLARSHIPS AND OTHER FINANCIAL ASSISTANCE IN A WAY TO AFFIRM OUR MISSION, "TO PROVIDE A GIFTED AND DIVERSE GROUP OF STUDENTS WITH A TOTAL EDUCATIONAL EXPERIENCE OF THE HIGHEST QUALITY -- ONE THAT PREPARES THEM FOR LEADERSHIP IN AN INCREASINGLY COMPLEX, INTERDEPENDENT AND PLURALISTIC WORLD." IN PARTICULAR, THE ACHIEVEMENT AWARD IS USED TO ENSURE THAT OUR STUDENT POPULATION MAINTAINS AS ETHNICALLY DIVERSE POPULATION AS POSSIBLE, AND IN THIS CASE, THE AWARD MIGHT BE USED TO MAKE IT POSSIBLE TO INCREASE THE ATTENDANCE OF MINORITIES. SCHEDULE E, PART I, LINE 6 OCCIDENTAL COLLEGE PARTICIPATES IN THE FEDERAL PELL GRANT, CAMPUS-BASED PROGRAMS (FEDERAL SUPPLEMENTAL OPPORTUNITY GRANT, FEDERAL WORK STUDY AND FEDERAL PERKINS LOAN PROGRAM) AND FEDERAL DIRECT LOAN AND PLUS LOAN PROGRAMS. IN ADDITION WE RECEIVE GRANTS FROM VARIOUS STATE GOVERNMENTS. EUROPE (INCLUDING ICELAND AND GREENLAND) 0 0 PROGRAM SERVICES STUDY ABROAD 1730113 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES STUDY ABROAD 804206 SOUTH AMERICA 0 0 PROGRAM SERVICES STUDY ABROAD 535924 SOUTH ASIA 0 0 PROGRAM SERVICES STUDY ABROAD 239484 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES STUDY ABROAD 208095 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES STUDY ABROAD 86801 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES STUDY ABROAD 73482 RUSSIA AND THE NEWLY INDEPENDENT STATES 0 0 PROGRAM SERVICES STUDY ABROAD 16797 NORTH AMERICA (CANADA AND MEXICO) 0 0 PROGRAM SERVICES STUDY ABROAD 3248 CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 71227376 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 0 INVESTMENTS 5311453 0 0 0 0 0 0 3694902 76542077 80236979 1 0 1 1 1 1 1 CAPITAL DISTRICT CHILD CARE COUNCIL 91 BROADWAY MENANDS NY 12204 141648493 501(C)(3) 17500 TO DEVELOP AN APPLICATION PROCESS, REVIEW AND SELECT APPLICANTS TO TRAIN. WILL ASSIST IN SUPPORTING CHILDREN, PARENTS, CHILD CARE PROFESSIONALS, AND EMPLOYERS THROUGH COUNSELING, TRAINING, AND ADVOCACY TO PROMOTE DEVELOPMENTALLY APPROPRIATE PRACTICES AND HEALTHY GROWTH AND SOCIAL-EMOTIONAL COMPETENCE OF CHILDREN. CALIFORNIA FOOD POLICY ADVOCATES 205 S BROADWAY STREET SUITE 402 LOS ANGELES CA 90012 943163142 501(C)(3) 30692 TO SUPPORT THE TRAINING OF LOCAL AGENCIES AND ORGANIZATIONS TO BUILD HEALTHY COMMUNITY SCHOOLS. TO AID IN IMPROVING THE DIVERSITY OF NUTRITIOUS FOODS WHILE REDUCING FAST FOOD ENTREES. TO ALSO IMPROVE THE EATING ENVIRONMENTS IN SCHOOLS IN THE LOS ANGELES, AND LONG BEACH AREA, BY ENGAGING PARENTS AND STUDENTS IN ADVOCACY EFFORTS, SHARING BEST PRACTICES AND EDUCATING DECISION-MAKERS. COMMUNITY PARTNERS FOR LOS ANGELES FOOD POLICY COUNCIL 200 N SPRING STREET SUITE 1725 LOS ANGELES CA 90012 954302067 501(C)(3) 18147 TO ASSIST IN DISTRIBUTING CONFERENCE INFORMATION, SEND OUT REMINDERS AND FOLLOW-UP OUTREACH TO INVITEES AND PRESENTERS. HANDLE THE REGISTRATION OF CONFERENCES, MANAGE THE INVITE LISTS, SEND CONFIRMATIONS, FOLLOW-UP ON INQUIRIES. COMPILE THE MASTER LIST. DIESEL HEALTH PROJECT LLC 714 MISSISSIPPI STREET LAWRENCE KS 66044 471193993 501(C)(3) 10000 LIAISON BETWEEN THE WORK HAPPENING AND THE REGION, AND NETWORK. GATHER INFORMATION FORM THE REGIONS ABOUT CAMPAIGNS AND PROJECTS OF THE NETWORK MEMBERS. ANALYZE THE PROJECTS, THEIR STATUS, IMPACTS. PROVIDE TECHNICAL ASSISTANCE, WRITTEN AND VERBAL UPDATES CONVENE REGIONAL MEETINGS. IDENTIFY REGIONAL RESOURCES FOR TRAINING MATERIALS, ANALYSES, LEGAL BRIEFS, ENVIRONMENTAL STUDIES RECEIVED THROUGH FOIA OR OTHER STATE OPEN RECORD ACT REQUESTS. CLEAN WATER FUND 198 BRIGHTON AVENUE LONG BRANCH NJ 07740 521043444 501(C)(3) 10000 TO SERVE AS A REGIONAL LEAD AND TO BE THE POINT PERSON FOR ORGANIZATIONS IN A PARTICULAR REGION, PROVIDE WRITTEN AND VERBAL UPDATES TO THE NATIONAL MOVING FORWARD NETWORK STAFF AND OTHER REPRESENTATIVES IN THE NETWORK, HELP FACILITATE ACTIVITIES AND PROGRAMS AT THE REGIONAL LEVEL TO BUILD CAPACITY OF LOCAL AND REGIONAL GROUPS, AND COORDINATE REGIONAL MEETINGS, AMONG OTHER TASKS. ITSM USA LLC 714 MISSISSIPPI STREET LAWRENCE KS 66044 454535398 45000 SET UP THE CAMPAIGN WEBSITE, INTERNAL AND EXTERNAL SYSTEMS AND PROCESSES. MAINTAIN THE MFN WEBSITE, BLOG, AND INTERNAL RESOURCE SHARING SITES. PARTICIPATE IN ALL NETWORK CALLS AND EVENTS. PROVIDE TECHNICAL ASSISTANCE WITH ALL NETWORKS MEMBERS. TEXAS ENVIRONMENTAL JUSTICE ADVOCACY 6731 HARRISBURG BLVD HOUSTON TX 77011 020749601 501(C)(3) 10000 TO SERVE AS A REGIONAL LEAD AND TO BE THE RESOURCE POINT PERSON FOR ORGANIZATIONS IN A PARTICULAR REGION, PROVIDE WRITTEN AND VERBAL UPDATES TO THE NATIONAL MOVING FORWARD NETWORK STAFF AND OTHER REPRESENTATIVES IN THE NETWORK, HELP FACILITATE ACTIVITIES AND PROGRAMS AT THE REGIONAL LEVEL TO BUILD CAPACITY OF LOCAL AND REGIONAL GROUPS, AND COORDINATE REGIONAL MEETINGS, AMONG OTHER TASKS. ZAMLER PRODUCTIONS 845 BALRA DRIVE EL CERRITO CA 94530 014608443 12500 ASSIST IN IDENTIFYING DIGITAL RESOURCES, WORK WITH COMMUNICATIONS CONSULTANT, PROJECT STAFF, AND NETWORK MEMBERS TO CREATE AN ONLINE INTERACTIVE SITE THAT FEATURES VISUAL COMMUNITY STORIES. PROVIDE STORIES TO BE INTEGRATED WITH THE REPORTS, ARTICLES, AND REFERENCE MATERIALS TO BE USED BY THE NETWORK MEMBERS, POLICY MAKERS, FUNDERS, AND THE PUBLIC. ASSIST IN COMMUNICATION STRATEGIES FOR EXPANDING THE MOVEMENT AND HELPING SHAPE PUBLIC KNOWLEDGE ABOUT THE COMMUNITY, HEALTH, AND ENVIRONMENTAL IMPACTS FROM GLOBAL TRADE AND FREIGHT TRAFFIC. WEST OAKLAND ENVIRONMENTAL INDICATOR PROJECT 349 MANDELA PARKWAY OAKLAND CA 94607 202384563 501(C)(3) 8505 TO PROVIDE WRITTEN AND VERBAL UPDATES TO THE NATIONAL STAFF AND OTHER REPRESENTATIVES IN THE NETWORK. IDENTIFY REGIONAL AND LOCAL INFORMATION NEEDS ADDRESSED BYT THE MFN. PROVIDE TRAINING MATERIALS, ANALYSES, LEGAL BRIEFS, MODEL LEGISLATION, ENVIRONMENTAL STUDIES, AND DOCUMENTS RECEIVED THROUGH FOIA AND STATE OPEN RECORDS FOR THE REGION. 7 2 SCHOLARSHIPS 1463 40495796 STUDY GRANTS 485 876763 STIPENDS 149 344298 PRIZES AND AWARDS 66 25992 PART I, LINE 2: ALL GRANT AND CONTRACT ACTIVITY IS MONITORED TO ASSURE THAT IT IS IN COMPLIANCE WITH ALL APPLICABLE REGULATIONS. ALL EXPENDITURES ARE REVIEWED ON A WEEKLY BASIS FOR ALLOWABILITY. X X X X 1 1 X X X X 0 1 0 0 0 0 0 0 0 JONATHAN VEITCH PRESIDENT 539796 0 0 0 45787 0 116869 0 111199 0 813651 0 0 0 JORGE GONZALEZ VP OF ACADEMIC AFFAIRS/DEAN 217180 0 0 0 14336 0 21806 0 75142 0 328464 0 0 0 BARBARA AVERY VP OF STUDENT AFFAIRS/DEAN 191725 0 0 0 3207 0 19738 0 50159 0 264829 0 0 0 AMOS R HIMMELSTEIN VP FOR FINANCE & PLANNING 262169 0 0 0 383 0 26000 0 44426 0 332978 0 0 0 SHELBY RADCLIFFE VP OF INSTITUTIONAL ADVANCEMENT 198066 0 0 0 5429 0 20015 0 9900 0 233410 0 0 0 VINCENT CUSEO VP & DEAN OF ADMISS. & FINANCIAL AID 207065 0 0 0 1133 0 34361 0 1703 0 244262 0 0 0 PETER DREIER PROFESSOR 165422 0 0 0 3207 0 17551 0 15054 0 201234 0 0 0 JOHN SWIFT PROFESSOR 171698 0 0 0 744 0 17665 0 11438 0 201545 0 0 0 DEREK SHEARER PROFESSOR 198498 0 0 0 1554 0 20419 0 11492 0 231963 0 0 0 BRETT SCHRAEDER THRU 62015 ASSOC VP OF STRATEGIC INITIATIVES 185900 0 0 0 2666 0 19242 0 2582 0 210390 0 0 0 IRENE GIRTON PROFESSOR 168548 0 0 0 626 0 16209 0 11338 0 196721 0 0 0 PART I, LINE 1A THE PRESIDENT'S WIFE TRAVELED WITH HIM AND HER TRAVEL IS CONSIDERED OCCIDENTAL COLLEGE BUSINESS. HOUSING IS PROVIDED FOR CERTAIN INDIVIDUALS LISTED IN PART VII AS A CONDITION OF EMPLOYMENT FOR THE CONVENIENCE OF THE COLLEGE. SOCIAL CLUB DUES ARE PROVIDED TO ONE OFFICER AS A CONDITION OF EMPLOYMENT AND ARE NOT INCLUDED IN TAXABLE WAGES. USE OF THE SOCIAL CLUB IS FOR BUSINESS PURPOSES ONLY. PERSONAL SERVICES ARE PROVIDED TO AN OFFICER AND ARE INCLUDED IN TAXABLE WAGES. PART I, LINE 4B A 457(F) PLAN WAS APPROVED FOR THE PRESIDENT IN JUNE 2014. A $75,000 CONTRIBUTION WAS ALLOCATED ON 7/1/14. SCHEDULE J, PART II, COLUMN D: NONTAXABLE BENEFITS INCLUDE THE VALUE OF ON-CAMPUS HOUSING PROVIDED TO JONATHAN VEITCH, PRESIDENT, BARBARA AVERY, VICE PRESIDENT OF STUDENT AFFAIRS AND DEAN OF STUDENTS, JORGE GONZALES, VICE PRESIDENT OF ACADEMIC AFFAIRS AND DEAN OF THE COLLEGE, AND AMOS R. HIMMELSTEIN, VICE PRESIDENT OF FINANCE AND PLANNING, AS A CONDITION OF EMPLOYMENT FOR THE CONVENIENCE OF THE COLLEGE. A CEFA SERIES 2005A 521705592 1301752J0 2005-04-12 56486748 SEE SUPPLEMENTAL INFORMATION 0 0 0 B CEFA SERIES 2005B 521705592 1301753J9 2005-04-12 16038768 SEE SUPPLEMENTAL INFORMATION 0 0 0 C CEFA SERIES 2008 521705592 130178ND4 2008-03-06 19747741 SEE SUPPLEMENTAL INFORMATION 0 0 0 D CEFA SERIES 2013A 521705592 1301782F2 2013-06-05 55981744 SEE SUPPLEMENTAL INFORMATION 0 0 0 A 5915000 44435000 60293086 1941721 582150 573000 42782555 14413660 2012 0 1 1 1 B 4575000 16038768 121150 130000 15787618 2007 0 1 1 1 C 1820000 19919704 372268 19547436 2013 0 0 1 1 D 440000 55981744 43454069 527675 5103316 6896684 0 1 0 1 A 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 B 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 C 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 D 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 A 0 0 0 1 0 0 0 1 1 B 0 0 0 1 0 0 0 0 1 C 0 0 0 1 0 0 0 1 1 D 0 0 0 1 0 0 0 0 1 A 1 B 1 C 1 D 1 DATE REBATE COMPUTATION PERFORMED ISSUER NAME: CEFA SERIES 2005A DATE THE REBATE COMPUTATION WAS PERFORMED: 04/12/2012 ISSUER NAME: CEFA SERIES 2005B DATE THE REBATE COMPUTATION WAS PERFORMED: 04/12/2012 ISSUER NAME: CEFA SERIES 2008 DATE THE REBATE COMPUTATION WAS PERFORMED: 03/06/2013 ISSUER NAME: CEFA SERIES 2013A DATE THE REBATE COMPUTATION WAS PERFORMED: 06/05/2014 PART I, LINE A, COLUMN F: FINANCE THE ACQUISITION, CONSTRUCTION, RENOVATION, REHABILITATION, FURNISHING AND EQUIPPING OF CERTAIN EDUCATIONAL FACILITIES OF THE COLLEGE PART I, LINE B, COLUMN F: REFUND A PORTION OF THE OUTSTANDING 1997 BONDS AND PAY COSTS INCURRED IN CONNECTION WITH THE ISSUANCE OF THE BONDS PART I, LINE C, COLUMN F: FINANCE THE ACQUISITION, CONSTRUCTION, RENOVATION, REHABILITATION, FURNISHING AND EQUIPPING OF CERTAIN EDUCATIONAL FACILITIES OF THE COLLEGE PART I, LINE D, COLUMN F: TO REFUND A PORTION OF THE OUTSTANDING 2005 BONDS AND TO PROVIDE FUNDS FOR CERTAIN CAPITAL PROJECTS. PART II, LINE 3: THE DIFFERENCE BETWEEN THE PROCEEDS AMOUNT ON LINE 3 AND THE ISSUE PRICE IN PART I REPRESENTS INTEREST EARNED. MATTHEW CALKINS FAMILY MEMBER OF CHRISTOPHER CALKINS, CHAIR 118560 EMPLOYMENT 0 ANDREW SHTULMAN FAMILY MEMBER OF STEPHEN ROUNTREE, VICE CHAIR 104246 EMPLOYMENT 0 JOSEPH ARREDONDO FAMILY MEMBER OF STEPHEN ROUNTREE, VICE CHAIR 87392 EMPLOYMENT 0 TAMARA HIMMELSTEIN FAMILY MEMBER OF AMOS HIMMELSTEIN, VP OF FINANCE & PLANNING 106795 EMPLOYMENT 0 SARAH VEITCH FAMILY MEMBER OF JONATHAN VEITCH, PRESIDENT 23719 EMPLOYMENT 0 DEBORAH AFAR FAMILY MEMBER OF ROZITA AFAR, SECRETARY TO THE BOARD 62289 EMPLOYMENT 0 X 5033 DONOR RECEIPTS/FMV X 66 6617532 HI/LO/MEAN PRICE X 1 511574 APPRAISAL X 8 1463 DONOR RECEIPTS/FMV X PROMISSORY NOTE 1 73485 BOOK VALUE X MISCELLANEOUS ITEMS 11 13803 DONOR RECEIPTS/FMV X TICKETS TO EVENTS 6 3246 DONOR RECEIPTS/FMV X GIFT CERTIFICATES 4 1210 DONOR RECEIPTS/FMV 1 0 1 1 PART I, LINE 32B: AS A GENERAL RULE, IF THE COLLEGE RECEIVES A NONCASH CONTRIBUTION OF A SPECIALTY NATURE, WE WOULD HIRE A SPECIALTY ORGANIZATION TO SELL THE ITEMS. NO ITEMS WERE SOLD IN FY15 . FORM 990, PART VI, SECTION A, LINE 4 BYLAWS WERE AMENDED TO INCREASE THE MAXIMUM NUMBER OF TRUSTEES TO 48 MEMBERS. FORM 990, PART VI, SECTION B, LINE 11 THE COLLEGE PROVIDES THE FORM 990 INFORMATION TO THE INDEPENDENT TAX PREPARER. ONCE THEY HAVE COMPLETED THE FORM 990, THEY RETURN A DRAFT TO THE COLLEGE. THE ASSOCIATE VICE PRESIDENT FOR FINANCE AND VICE PRESIDENT FOR FINANCE AND PLANNING PERFORM A THOROUGH REVIEW OF THE DRAFT RETURN. ALL NECESSARY CORRECTIONS ARE MADE TO THE FORM 990. THE AUDIT COMMITTEE REVIEWS THE DRAFT PUBLIC DISCLOSURE COPY OF THE FORM 990 (SCHEDULE B DOES NOT INCLUDE DONOR NAMES AND ADDRESSES). THE FULL DRAFT FORM 990 IS REVIEWED BY THE AUDIT COMMITTEE CHAIR. THE INDEPENDENT TAX PREPARER PRESENTS THE DRAFT PUBLIC DISCLOSURE COPY OF THE RETURN TO THE AUDIT COMMITTEE AND ALLOWS FOR QUESTIONS AND DISCUSSION. ANY CHANGES THAT ARE IDENTIFIED BY THE AUDIT COMMITTEE ARE MADE TO THE FORM 990. AT THAT POINT, THE PUBLIC INSPECTION COPY OF THE FORM 990 IS MADE AVAILABLE TO THE FULL BOARD OF TRUSTEES. THE FORM 990 IS SIGNED BY THE INDEPENDENT TAX PREPARER AND SUBMITTED TO THE INTERNAL REVENUE SERVICE BY THE DUE DATE. FORM 990, PART VI, SECTION B, LINE 12C EVERY YEAR THE COLLEGE SENDS THE CONFLICT OF INTEREST QUESTIONNAIRE TO APPROPRIATE PERSONS. RESPONSES ARE FOLLOWED UP ON TO ENSURE WE RECEIVE 100% OF ALL QUESTIONNAIRES. RESPONSES ARE REVIEWED BY THE OFFICE OF THE VICE PRESIDENT OF FINANCE AND PLANNING. ANY CONFLICTS THAT HAVE NOT BEEN BROUGHT TO THE AUDIT COMMITTEE PREVIOUSLY ARE BROUGHT TO THE AUDIT COMMITTEE TO DISCUSS. IF A CONFLICT EXISTS, THE INDIVIDUAL WILL RECUSE HIMSELF/HERSELF FROM INVOLVEMENT IN THE MATTER. FORM 990, PART VI, SECTION B, LINE 15 THE COLLEGE'S PROCESS IN FISCAL YEAR 2015 FOR DETERMINING OFFICER COMPENSATION IS 1) OBTAINING COMPARISON DATA. 2) COMPARISON DATA IS CONSIDERED WHEN COMPENSATION IS DETERMINED 3) COMPENSATION IS APPROVED BY THE EXECUTIVE COMPENSATION COMMITTEE 4) THE EXECUTIVE COMPENSATION COMMITTEE'S DELIBERATION AND DECISION MAKING PROCESS REGARDING OFFICER COMPENSATION IS CONTEMPORANEOUSLY SUBSTANTIATED. FORM 990, PART VI, SECTION C, LINE 19 THE COLLEGE MAKES ITS FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC ON THE COLLEGE'S WEBSITE WHICH IS ACCESSIBLE TO THE PUBLIC. THE GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE NOT AVAILABLE FOR PUBLIC INSPECTION. FORM 990, PART XI, LINE 9: CHANGE IN FAIR VALUE OF ASSETS HELD IN TRUST BY OTHERS -290,540. ANNUITIES ADJUSTMENT -695,874. CHARITABLE REMAINDER TRUSTS (29) FUNDRAISING CA N/A 1 POOLED INCOME FUND (2) FUNDRAISING CA N/A 1 CHARITABLE LEAD TRUST (1) FUNDRAISING CA N/A 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1