2016-05-12T12:59:23-05:00 2015-06-30 113518842 MARKS PANETH LLP 685 THIRD AVENUE NEW YORK NY 10017 990 2014-07-01 135562191 THE CHILDREN'S AID SOCIETY CHIL 2129494800 711 THIRD AVENUE NEW YORK NY 10017 DANIEL LEHMAN VP & CFO 2129494800 2016-05-12 1 ROBERT R LYONS CPA P00227472 2125038800 2014 2016-08-17 19:52:53Z PHOEBE BOYER 711 THIRD AVENUE NEW YORK NY 10017 587574665 0 X WWW.CHILDRENSAIDSOCIETY.ORG X 1855 NY THE CHILDREN'S AID SOCIETY HELPS NEW YORK CITY CHILDREN IN POVERTY TO SUCCEED AND THRIVE. 33 33 2801 814 26145 -182225 32087427 32170772 70059085 71406095 16584689 62159668 1038797 666107 119769998 166402642 5132292 3903894 0 0 82600854 85790154 140358 65100 2839299 36547534 38121427 124421038 127880575 -4651040 38522067 343343364 369141948 49360427 58530422 293982937 310611526 X THE CHILDREN'S AID SOCIETY HELPS NEW YORK CITY CHILDREN IN POVERTY TO SUCCEED AND THRIVE. WE DO THIS BY PROVIDING COMPREHENSIVE SUPPORTS TO CHILDREN AND THEIR FAMILIES IN TARGETED HIGH-NEEDS NEW YORK CITY NEIGHBORHOODS. 0 0 15169136 21516 12835348 EARLY CHILDHOODTHE EARLY CHILDHOOD DIVISION PREPARES YOUNG CHILDREN FOR SCHOOL SUCCESS THROUGH PHYSICAL, SOCIAL, EMOTIONAL, AND COGNITIVE DEVELOPMENT. CORE SERVICES INCLUDE EARLY HEAD START (AGES 0-3) AND HEAD START AND EARLY LEARN DAY CARE (AGES 3-5). 19115681 632693 4950716 SCHOOL AGE THE SCHOOL AGE DIVISION FOCUSES ON AGES 5-13 (KINDERGARTEN THROUGH 8TH GRADE), AND PROMOTES PHYSICAL, SOCIAL AND EMOTIONAL WELL-BEING AS KEY FACTORS FOR HIGH SCHOOL GRADUATION AND COLLEGE SUCCESS. SCHOOL AGE PROGRAMS OPERATE IN CHILDREN'S AID LOCATIONS AND IN FULL-SERVICE COMMUNITY SCHOOL PARTNERSHIPS, AND ENGAGE CHILDREN, FAMILIES, SCHOOLS AND COMMUNITIES THROUGH AN INTEGRATED FOCUS ON ACADEMICS, SERVICES, SUPPORTS, AND OPPORTUNITIES. CORE SERVICES INCLUDE OUT-OF-SCHOOL TIME PROGRAMS IN CHILDREN'S AID COMMUNITY CENTERS AND SCHOOLS; SUMMER CAMPS; ATHLETIC PROGRAMMING; AND THE NATIONAL CENTER FOR COMMUNITY SCHOOLS, WHICH PROVIDES TECHNICAL ASSISTANCE TO DEVELOP THE COMMUNITY SCHOOL MODEL NATIONALLY AND INTERNATIONALLY. 14252787 555604 3999991 ADOLESCENCE THE ADOLESCENCE DIVISION WORKS WITH ADOLESCENTS AND YOUNG ADULTS TO ENHANCE YOUNG PEOPLE'S PHYSICAL, SOCIAL, AND EMOTIONAL COMPETENCIES, IMPROVE THEIR ACADEMIC PERFORMANCE, AND PREPARE THEM FOR SUCCESSFUL CAREERS AND FINANCIAL INDEPENDENCE. CORE SERVICES INCLUDE THE CARRERA-ADOLESCENT PREGNANCY PREVENTION PROGRAM, WHICH MEETS THE TOP TIER EVIDENCE OF EFFECTIVENESS STANDARDS BY THE COALITION FOR EVIDENCE-BASED POLICY; THE EXCEL COLLEGE SUPPORT PROGRAM PROVIDING ASSISTANCE TO HELP YOUNG PEOPLE ENTER AND COMPLETE COLLEGE; THE HOPE LEADERSHIP ACADEMY, WHICH PROVIDES WRAP-AROUND SUPPORTS AND DEVELOPS LEADERSHIP THROUGH A PEER EDUCATION MODEL; AND TEEN EMPLOYMENT SERVICES SUCH AS AMERICORPS INTERNSHIPS, SUMMER YOUTH EMPLOYMENT PROGRAM, AND THE NEW YORK TIMES EMPLOYMENT PROGRAM. 42740504 2620787 39468351 CHILD WELFARE & FAMILY SERVICES, HEALTH & WELLNESS AND NATIONAL CENTER FOR COMMUNITY SCHOOLSCHILD WELFARE & FAMILY SERVICESTHE CHILD WELFARE & FAMILY SERVICES ("CFWS") DIVISION PROMOTES CHILD AND FAMILY STABILITY THROUGH LEGAL AND HOUSING ADVOCACY; HOME-BASED SERVICES FOR CHILDREN AT RISK OF FOSTER CARE PLACEMENT; AND SUPPORTS FOR YOUNG ADULTS AT RISK OF DISCONNECTION FROM SOCIETY, MANY OF WHOM HAVE BEEN INVOLVED WITH THE CRIMINAL JUSTICE SYSTEM. CWFS ALSO FINDS HIGH-QUALITY, LOVING HOMES FOR CHILDREN PLACED IN FOSTER CARE AND SUPPORTS PARENTS SEEKING TO REUNIFY WITH THEIR CHILDREN. ADDITIONAL PROGRAMS INCLUDE: THE FAMILY WELLNESS PROGRAM, WHICH OFFERS COMPREHENSIVE SERVICES TO FAMILIES IMPACTED BY DOMESTIC VIOLENCE; THE NEXT GENERATION CENTER WHERE TEENS AND YOUNG ADULTS, PARTICULARLY THOSE AGING OUT OF FOSTER CARE, ARE SUPPORTED IN THEIR TRANSITION ADULTHOOD; THE FAMILY REWARDS PROGRAM, WHICH PROVIDES MONETARY INCENTIVES FOR SCHOOL AND HEALTH OUTCOMES; THE OFFICE OF CLIENT ADVOCACY, WHICH STABILIZES LOW-INCOME FAMILIES THROUGH LEGAL ADVOCACY AND MATERIAL ASSISTANCE; AND COLLEGE SAVERS, WHICH ESTABLISHES SAVINGS ACCOUNTS AND PROVIDES INCENTIVES TOWARDS SAVING FOR COLLEGE. 14222206 71222 9455958 HEALTH & WELLNESS THE HEALTH & WELLNESS DIVISION PROVIDES HIGH-QUALITY SERVICES THAT REDUCE HEALTH DISPARITIES AMONG CHILDREN AND FAMILIES LIVING IN POVERTY. THIS INCLUDES COMPREHENSIVE MEDICAL, MENTAL HEALTH AND DENTAL SERVICES DELIVERED BY PEDIATRICIANS, NURSE PRACTITIONERS, SOCIAL WORKERS, PSYCHIATRISTS, DENTISTS, HEALTH EDUCATORS, MEDICAL ASSISTANTS, AND OTHER SUPPORT STAFF. SPECIALIZED PROGRAMS ALSO AIM TO REDUCE CHILDHOOD OBESITY, EDUCATING CHILDREN AND FAMILIES ABOUT THE BENEFITS OF HEALTHY LIVING THROUGH DIET, NUTRITION AND EXERCISE. 1261594 2072 695731 NATIONAL CENTER FOR COMMUNITY SCHOOLSOFFERS TECHNICAL ASSISTANCE IN ALL ASPECTS OF DESIGNING, IMPLEMENTING AND SUSTAINING COMMUNITY SCHOOLS TO MEET THE UNIQUE NEEDS AND STRENGTHS OF INDIVIDUAL COMMUNITIES. OUR SERVICES ARE TARGETED TO INDIVIDUAL SCHOOLS, SCHOOL BOARDS AND DISTRICT ADMINISTRATORS, FUNDERS, EDUCATION REFORM LEADERS, COMMUNITY ORGANIZATIONS, INTERMEDIARIES, PARENT ASSOCIATIONS, POLICY MAKERS, UNIVERSITIES, RESEARCH CENTERS AND OTHERS. THROUGH FACILITATED PLANNING AND CAREFULLY TAILORED TRAINING AND CONSULTATION, THE CENTER BUILDS LOCAL CAPACITY IN FOUR MAJOR AREAS: COMPREHENSIVENESS, COLLABORATION, COHERENCE, AND COMMITMENT. 58224304 2694081 49620040 106761908 1 1 0 1 0 0 0 0 0 1 1 1 0 0 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 1 287 0 2801 1 1 1 1 CJ 0 0 0 0 0 0 0 0 X 33 33 0 0 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AZ CA CO CT DC FL GA HI IL KS KY MD ME MI MN MT NC NE NH NJ NM NV NY OH OK OR PA PR RI SC TN TX UT WA AR DE ID IA IN MA MO AE WI WY VT VA LA X NANCY SANTIAGO 6464598412 711 THIRD AVENUE NEW YORK NY 10017 IRIS ABRONS CHAIR 5.00 X X 0 0 0 OLIVIER BRANDICOURT VICE CHAIR 5.00 X X 0 0 0 BART J EAGLE VICE CHAIR 5.00 X X 0 0 0 RICHARD EDELMAN VICE CHAIR 5.00 X X 0 0 0 MARK M EDMISTON VICE CHAIR 5.00 X X 0 0 0 MARTHA BICKNELL KELLNER SECRETARY 5.00 X X 0 0 0 KEVIN J WATSON TREASURER 5.00 X X 0 0 0 SHEILA BAIRD TRUSTEE 5.00 X 0 0 0 SUSAN S BROWN TRUSTEE 5.00 X 0 0 0 ELLY CHRISTOPHERSEN TRUSTEE 5.00 X 0 0 0 JAN CORREA TRUSTEE 5.00 X 0 0 0 RUSSELL DIAMOND TRUSTEE 5.00 X 0 0 0 DONALD DUNN TRUSTEE 5.00 X 0 0 0 DESMOND G FITZGERALD TRUSTEE 5.00 X 0 0 0 DEBRA FRIEDMAN TRUSTEE 5.00 X 0 0 0 RUSSELL HORWITZ TRUSTEE 5.00 X 0 0 0 LOLITA K JACKSON TRUSTEE 5.00 X 0 0 0 ALAN E KATZ TRUSTEE 5.00 X 0 0 0 LANE H KATZ TRUSTEE 5.00 X 0 0 0 EDGAR R KOERNER TRUSTEE 5.00 X 0 0 0 CHRISTOPHER LAWRENCE TRUSTEE 5.00 X 0 0 0 BETH LEVENTHAL TRUSTEE 5.00 X 0 0 0 JANINE E LUKE TRUSTEE 5.00 X 0 0 0 SHARON MADISON TRUSTEE 5.00 X 0 0 0 VANESSA MELENDEZ TRUSTEE 5.00 X 0 0 0 FELIX A ORBE TRUSTEE 5.00 X 0 0 0 CHARLES PENNER TRUSTEE 5.00 X 0 0 0 CALVIN RAMSEY TRUSTEE 5.00 X 0 0 0 AISHA REYES TRUSTEE 5.00 X 0 0 0 EREN ROSENFELD TRUSTEE 5.00 X 0 0 0 TIMOTHY F RYAN TRUSTEE 5.00 X 0 0 0 AMY E SCHARF TRUSTEE 5.00 X 0 0 0 PETER WALLACE TRUSTEE 5.00 X 0 0 0 SAMUEL M CONVISSOR TRUSTEE (FORMER) 5.00 X 0 0 0 MRS ROBERT M GARDINER TRUSTEE (FORMER) 5.00 X 0 0 0 DAVID N ROBERTS TRUSTEE (FORMER) 5.00 X 0 0 0 PHOEBE C BOYER PRESIDENT & CEO 40.00 X 100439 0 250 RICHARD R BUERY JR PRESIDENT & CEO (FORMER) 40.00 X 106319 0 11467 WILLIAM WEISBERG EXEC. V.P. & COO (FORMER) 40.00 X 281150 0 44887 DANIEL LEHMAN V.P. & CFO 40.00 X 238111 0 10397 MICHAEL CARRERA VP FOR ADOLESCENT AND TEEN PREGNANCY PREVENTION PR 40.00 X 306137 0 2500 JANE M QUINN VP & DIRECTOR OF NAT'L CENTER FOR COMMUNITY SCHOOL 40.00 X 241351 0 47855 JANE GOLDEN VP FOR CW&F SVCS (FORMER) 40.00 X 208937 0 24731 VALERIE RUSSO VP FOR STRATEGY & EXCELLENCE 40.00 X 202819 0 42199 BEVERLY COLON VP FOR HEALTH & WELLNESS 40.00 X 188357 0 36349 DREMA L BROWN VP FOR SCHOOL AGE PROGRAMS 40.00 X 171938 0 31689 ANGELIQUE C PANNELL VP & GENERAL COUNSEL 40.00 X 192521 0 37227 KATHLEEN G DE MEIJ INTERIM VP FOR DEVELOPMENT 40.00 X 189997 0 43119 LISA HANDWERKER MEDICAL DIRECTOR 40.00 X 189849 0 48836 WAYNE HUGO GREEN MD PSYCHIATRIST (FORMER) 40.00 X 185449 0 17968 ALETHEA PRATT CHIEF INFORMATION OFFICER 40.00 X 179272 0 13729 2982646 0 413203 58 0 1 0 COMMUNITY SERVICE COUNCIL OF GREATER TUL 16 E 16 STREET SUITE 202 TULSA OK 74119 ADOLESCENCE PREGNANCY PREVENTION PROGRAM 750000 ROSIN STEINHAGEN MENDEL 801 SECOND AVE 7TH FL NEW YORK NY 10017 LEGAL SERVICES 600493 DATTNER ARCHITECTS PC 1385 BROADWAY 15TH FLOOR NEW YORK NY 10018 ARCHITECTUAL SERVICES 303158 MARKS PANETH LLP 88 FROEHLICH FARM BOULEVARD WOODBURY NY 117972921 ACCOUNTING & AUDIT SERVICES 205500 PHILLIBER RESEARCH ASSOCIATES 16 MAIN STREET ACCORD NY 12404 PROGRAM EVALUATIONS 184545 8 731690 14967253 16471829 206066 32170772 GOV'T FEES & CONTRACTS 624100 64970675 64970675 PROGRAM FEES 624100 6435420 6435420 71406095 7775974 26145 7749829 642716 851086 -208370 -208370 -208370 434111876 40309480 418904270 1133392 15207606 39176088 54383694 54383694 1157752 731690 283275 874477 874477 166402642 71406095 26145 62799630 3903894 3903894 2587187 1382751 1204436 63469439 54625558 7286928 1556953 2657380 2159237 418532 79611 10945331 9064498 1582514 298319 6130817 5195268 790461 145088 951141 685624 265517 196634 196634 158289 158289 65100 65100 1981296 1981296 6188459 4379302 1647226 161931 4456716 4166649 194158 95909 1840430 936556 823818 80056 5615502 4620860 887096 107546 1163251 1037013 118866 7372 179939 179939 1538177 1377695 148779 11703 864712 741936 105524 17252 FOSTER BOARDING HOME 9251201 9251201 FOOD 1454165 1337230 105359 11576 TRAINING AND CONFERENCE 1369468 1259355 92711 17402 PRINTING AND PROMOTION 341277 139042 96580 105655 570770 318300 174644 77826 127880575 106761908 18279368 2839299 4530754 1517646 4586490 1591127 2870981 2688293 19960086 22346775 1182196 2237338 53691018 23987746 24580606 29703272 242595498 240257581 41951730 67753144 1085023 1046772 343343364 369141948 41493782 50201699 380794 842872 7000000 7000000 485851 485851 49360427 58530422 X 277965523 298261934 10206822 6539000 5810592 5810592 293982937 310611526 343343364 369141948 X 38522067 -13961478 -7932000 X X 0 1 X 1 1 1 X 84730195 86518944 90344464 95011301 98015924 454620828 84730195 86518944 90344464 95011301 98015924 454620828 454620828 3917058 4505072 3782529 2816471 7567604 22588734 477209562 42370556 0.95270 0.94940 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 0 0 0 0 1 158289 0 0 158289 0 1 35035 11 35046 0 23927000 2587000 336000 2819000 24031000 22220000 1931000 2570000 2794000 23927000 19345000 3528000 2162000 2815000 22220000 21521000 7867463 229601 10273064 19345000 18749000 1683091 3669551 2580642 21521000 0.73310 0.24180 0.02510 0 0 5811257 5811257 29228786 17089155 12139631 4009739 2600643 1409096 7240480 4297948 2942532 7400756 7400756 29703272 LONE PINON, LTD. 14421434 F LONE CASCADE, L.P. 19894080 F JUBILEE TAX EXEMPT PARTNERS L.P. 8312375 F MILLENIUM PARTNERSHIP 3144 F CAMPBELL DEVON 37041 F DAVIDSON KEMPNER 6173688 F ELLIOTT INTERNATIONAL LIMITED 6020707 F HARVEY SMIDCAP OFFSHORE FUND, LTD. 5749244 F ANCHORAGE CAPITAL PARTNERS, LP 7141431 F 67753144 DEFERRED INCOME - COMPREHENSIVE OUT-PATIENT SERVICES 485851 485851 X PART IV, LINE 1B: IN MARCH 2010 CAS BECAME THE ADMINISTRATOR FOR ONE OF OUR BEQUESTS. PART V, LINE 4: THE ENDOWMENTS CONSIST OF DONOR-RESTRICTED ENDOWMENT FUNDS AND BOARD DESIGNATED SPECIAL PURPOSE FUNDS. CHILDREN'S AID RECOGNIZES THAT NEW YORK STATE ADOPTED AS LAW THE NEW YORK PRUDENT MANAGEMENT OF INSTITUTIONAL FUNDS ACT ("NYPMIFA") ON SEPTEMBER 17, 2010. NYPMIFA REPLACES THE PRIOR LAW WHICH WAS THE UNIFORM MANAGEMENT OF INSTITUTIONAL FUNDS ACT ("UMIFA"). NYPMIFA CREATES A REBUTTABLE PRESUMPTION OF IMPRUDENCE IF AN ORGANIZATION APPROPRIATES MORE THAN 7% OF A DONOR-RESTRICTED PERMANENT ENDOWMENT FUND'S FAIR VALUE (AVERAGED OVER A PERIOD OF NOT LESS THAN THE PRECEDING FIVE YEARS) IN ANY YEAR. ANY UNAPPROPRIATED EARNINGS THAT WOULD OTHERWISE BE CONSIDERED UNRESTRICTED BY THE DONOR WILL BE REFLECTED AS TEMPORARILY RESTRICTED UNTIL APPROPRIATED. CHILDREN'S AID'S BOARD HAS INTERPRETED NYPMIFA AS ALLOWING CHILDREN'S AID TO APPROPRIATE FOR EXPENDITURE OR ACCUMULATE SO MUCH OF AN ENDOWMENT FUND AS CHILDREN'S AID DETERMINES IS PRUDENT FOR THE USES, BENEFITS, PURPOSES AND DURATION FOR WHICH THE ENDOWMENT FUND WAS ESTABLISHED, SUBJECT TO THE INTENT OF THE DONOR AS EXPRESSED IN THE GIFT INSTRUMENT. CHILDREN'S AID'S POLICY IS THAT ENDOWMENT EARNINGS WILL BE APPROPRIATED FOR EXPENDITURES IN ACCORDANCE WITH THE DONOR'S STIPULATIONS. IN THE ABSENCE OF DONOR STIPULATIONS, ENDOWMENT EARNINGS ARE CLASSIFIED AS TEMPORARILY RESTRICTED UNTIL APPROPRIATED FOR OPERATIONS BY THE BOARD OF TRUSTEES. PART X, LINE 2: CHILDREN'S AID HAS NO UNCERTAIN TAX POSITIONS AS OF JUNE 30, 2015 AND 2014 IN ACCORDANCE WITH ACCOUNTING STANDARDS CODIFICATION ("ASC") TOPIC 740, "INCOME TAXES," WHICH PROVIDES STANDARDS FOR ESTABLISHING AND CLASSIFYING ANY TAX PROVISIONS FOR UNCERTAIN TAX POSITIONS. X X X X X X X 1 BARBI ZAKIN EVENTS LLC 370 E 76TH STREET SUITE B503 NEW YORK NY 10021 ANNUAL GALA FUNDRAISER 0 1727002 65100 1661902 1727002 65100 1661902 AL AK AZ AR CA CO CT DC FL GA HI IL KS KY ME MD MA MI MN MS NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI ANNUAL GALA 1727002 581400 1145602 20480 7500 100385 36769 32815 BALTUSROL GOLF CLASSIC 162440 150290 12150 12477 72849 1889442 731690 1157752 32957 80349 100385 36769 32815 283275 874477 SCHEDULE G, PART I, LINE 2B, COLUMN (V) BARBI ZARKIN EVENTS, LLC SHALL RECEIVE A FIXED FEE OF $60,000. THIS INCLUDES THE SERVICES OF BARBI ZARKIN TO STRATEGIZE INCREASE IN THE CHILDREN'S AID SOCIETY FUNDRAISING EFFORTS; EVENT PLANNIG; ACT AS LIAISON BETWEEN VENDOR AND THE CHILDREN'S AID SOCIETY; MAINTAIN COMMITMENTS; COLLECT OUTSTANDING PLEDGES; THANK YOU LETTERS FOR EVENT ATTENDEES; AND PREPARE POST EVENT RECONCILIATION AND REPORT FINANCIALS TO CHARITIES BUERAU OF NEW YORK STATE. PAYMENTS WILL BE SCHEDULED AS FOLLOWS: $20,000 ON MAY 1, 2014; $20,000 ON AUGUST 15, 2014; AND $20,000 BY DATE OF THE EVENT. ANY ADDITIONAL OUT OF POCKET EXPENSES WILL BE REIMBURSED BY THE CHILDREN'S AID SOCIETY'S AT THEIR APPROVAL. 1 SPECIFIC ASSISTANCE: GIVEN TO LOW-INCOME FAMILIES SUCH AS RENT ARREARS, FUNERAL EXPENSES, FURNITURE, BEDBUG EXTERMINATION, TRANSPORTATION, SCHOOL SUPPLIES, GRADUATION EXPENSES, AND OTHER BASIC NECESSITIES. 1633 675247 BABY SITTING SERVICE: FAMILIES ARE ASSISTED WITH BABY-SITTING SERVICES SO THAT PARENTS CAN ATTEND AGENCY MEETINGS AND THERAPY SESSIONS. MEETINGS COULD, FOR EXAMPLE, REVOLVE AROUND PERMANENCY PLANNING FOR FOSTER CARE CHILDREN. 21 27265 SCHOLARSHIPS: LOW-INCOME WORKING FAMILIES SELDOM HAVE THE EXTRA INCOME TO SUPERVISE THEIR CHILDREN AFTER SCHOOL AND DURING SUMMER VACATIONS. WE PROVIDE FREE AND LOW-COST AFTER-SCHOOL, WEEKEND AND SUMMER PROGRAMS, USING THAT TIME TO BUILD AN ADVANTAGE FOR CHILDREN'S FUTURE. WE OFFER RECREATION, TUTORING, MENTORING, TECHNOLOGY, AND VIOLENCE PREVENTION TO FAMILIES AND CHILDREN THROUGHOUT MANHATTAN, THE BRONX, AND STATEN ISLAND. IN ADDITION, WE ALSO OFFER SCHOOL AND COLLEGE SCHOLARSHIPS TO LOW-INCOME CHILDREN. 374 416369 STIPENDS: YOUTH ENGAGED IN THE AGENCY'S JOB READINESS, EMPLOYMENT PROGRAMS AND LIFE SKILLS CLASSES RECEIVE STIPENDS FOR THEIR WORK. 5215 417248 CHILDREN'S RECREATIONAL ACTIVITIES: ENGAGE CHILDREN IN PHYSICAL ACTIVITIES THAT INCLUDE BASKETBALL, SWIM MEETS, AND OTHER TOURNAMENTS HELD ACROSS THE COUNTRY. 1438 725510 FAMILY REWARDS IS A PROGRAM THAT PROVIDES CASH PAYMENTS TO FAMILIES WHO COMPLETE CERTAIN HEALTH, EDUCATION, AND WORK ACTIVITIES. IT ALSO PROVIDES SOME SUPPORT TO HELP FAMILIES ACHIEVE THESE GOALS. THE PROGRAM REWARDS ACTIVITIES SUCH AS HIGH ATTENDANCE IN SCHOOL AND GOOD PERFORMANCE ON STANDARDIZED EXAMS FOR YOUTH; MEDICAL AND DENTAL CHECK-UPS FOR THE WHOLE FAMILY; AND WORKING FULL-TIME FOR ADULTS. THE AMOUNT PARTICIPANTS EARN DEPENDS ON HOW MANY ACTIVITIES THEY COMPLETE. THIS MONEY CAN BE USED IN ANY WAY THE FAMILIES DECIDE. 1164 1642255 SCHEDULE I, PART I, LINE 2 THE USE OF GRANT FUNDS ARE MONITORED CLOSELY DURING THE YEAR BY THE DEPARTMENT ADMINISTERING THE ASSISTANCE. MONITORING CAN INCLUDE, AMONG OTHER THINGS: REGULAR HOME VISITS TO FAMILIES WHO MIGHT RECEIVE MONTHLY ASSISTANCE FOR FOSTER CARE CHILDREN, DIRECT PURCHASES OF MATERIALS SUCH AS BEDS, LINENS, TEXT BOOKS, CLOTHES OR FOOD, UTILITY PAYMENTS, RATHER THAN CASH ASSISTANCE TO FAMILIES, AND MONITORING OF CLASSES OR PROGRAMS WHEN SCHOLARSHIPS ARE PROVIDED. X X X X X X 0 0 0 0 0 0 0 0 0 WILLIAM WEISBERG EXEC. V.P. & COO (FORMER) 280024 0 0 0 1126 0 17807 0 27080 0 326037 0 0 0 DANIEL LEHMAN V.P. & CFO 237864 0 0 0 247 0 9149 0 1248 0 248508 0 0 0 MICHAEL CARRERA VP FOR ADOLESCENT AND TEEN PREGNANCY 303500 0 0 0 2637 0 0 0 2500 0 308637 0 0 0 JANE M QUINN VP & DIRECTOR OF NAT'L CENTER FOR CO 241351 0 0 0 0 0 23714 0 24141 0 289206 0 0 0 JANE GOLDEN VP FOR CW&F SVCS (FORMER) 208431 0 0 0 506 0 12702 0 12029 0 233668 0 0 0 VALERIE RUSSO VP FOR STRATEGY & EXCELLENCE 202489 0 0 0 330 0 9351 0 32848 0 245018 0 0 0 BEVERLY COLON VP FOR HEALTH & WELLNESS 186042 0 0 0 2315 0 24001 0 12348 0 224706 0 0 0 DREMA L BROWN VP FOR SCHOOL AGE PROGRAMS 171768 0 0 0 170 0 6048 0 25641 0 203627 0 0 0 ANGELIQUE C PANNELL VP & GENERAL COUNSEL 192339 0 0 0 182 0 6886 0 30341 0 229748 0 0 0 KATHLEEN G DE MEIJ INTERIM VP FOR DEVELOPMENT 189153 0 0 0 844 0 14603 0 28516 0 233116 0 0 0 LISA HANDWERKER MEDICAL DIRECTOR 188529 0 0 0 1320 0 21840 0 26996 0 238685 0 0 0 WAYNE HUGO GREEN MD PSYCHIATRIST (FORMER) 185449 0 0 0 0 0 17531 0 437 0 203417 0 0 0 ALETHEA PRATT CHIEF INFORMATION OFFICER 178807 0 0 0 465 0 0 0 13729 0 193001 0 0 0 X 27 206066 FMV AT DATE OF GIFT 0 0 1 PART I, LINE 32B: THE CHILDREN'S AID SOCIETY HIRES BANK OF NEW YORK (BNY) MELLON CAPITAL MANAGEMENT TO SELL THE CONTRIBUTIONS THAT ARE RECEIVED IN THE FORM OF PUBLICLY TRADED SECURITIES. THE PROCESS BEGINS WITH THE DONOR INFORMING THEIR BROKER TO TRANSFER THEIR STOCK SHARES TO BNY MELLON USING THE INSTRUCTIONS THAT ARE MADE AVAILABLE ON THE CHILDREN'S AID PUBLIC WEBSITE. BNY MELLON, UNDER THE INSTRUCTION OF CAS, WILL SELL THE SHARES UPON RECEIVING THE STOCK TRANSFER. THE CHILDREN'S AID IS THEN NOTIFIED OF THE DATE OF RECEIPT, FAIR MARKET VALUE AT THE DATE OF RECEIPT, SALE DATE AND PROCEEDS FROM SALE OF EACH STOCK CONTRIBUTION. FORM 990, PART VI, SECTION A, LINE 6 CHILDREN'S AID SOCIETY (CAS) IS A NEW YORK NOT-FOR-PROFIT CORPORATION WITH MEMBERS. CAS HAS ONE CLASS OF MEMBERS AND EACH MEMBER HAS ONE VOTE. MEMBERS OF CAS HAVE THE RIGHT TO VOTE ON CANDIDATES FOR THE BOARD OF TRUSTEES AND ON SUCH OTHER MATTERS AS REQUIRED BY NEW YORK LAW. MEMBERS OF CAS DO NOT HAVE THE RIGHT TO RECEIVE A SHARE OF CAS' PROFITS OR A SHARE OF CAS' NET ASSETS UPON DISSOLUTION. FORM 990, PART VI, SECTION A, LINE 7A MEMBERS OF CAS VOTE TO ELECT MEMBERS OF THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION B, LINE 11 BEFORE THE FORM 990 IS FILED, THE FULL BOARD OF TRUSTEES IS PROVIDED NOTICE AND AN OPPORTUNITY TO REVIEW A DRAFT VIA AN ON-LINE SECURE WEBSITE PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C CAS' CONFLICT OF INTEREST POLICY APPLIES TO TRUSTEES, OFFICERS, EMPLOYEES AND ANY OTHER PERSON WHO WAS IN A POSITION TO EXERCISE SUBSTANTIAL INFLUENCE OVER THE AFFAIRS OF CAS DURING THE PRIOR FIVE YEARS. ON AN ANNUAL BASIS, CONFLICT OF INTEREST QUESTIONNAIRES ARE DISTRIBUTED TO TRUSTEES, OFFICERS AND KEY EMPLOYEES. POTENTIAL CONFLICTS OF INTEREST INVOLVING TRUSTEES, OFFICERS AND KEY EMPLOYEES ARE REPORTED TO THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES. THE EXECUTIVE COMMITTEE DETERMINES WHETHER A CONFLICT OF INTEREST EXISTS AND EVALUATES CONFLICT OF INTEREST TRANSACTIONS. THE EXECUTIVE COMMITTEE ALSO REVIEWS EXISTING CONFLICTS OF INTEREST ON AN ANNUAL BASIS. AN INDIVIDUAL INVOLVED, DIRECTLY OR INDIRECTLY, IN AN ACTUAL OR POTENTIAL CONFLICT OF INTEREST TRANSACTION MAY NOT PARTICIPATE IN ANY DISCUSSION OF THE RELEVANT TRANSACTION. FORM 990, PART VI, SECTION B, LINE 15 IN APRIL 2014, THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES REVIEWED THE COMPENSATION OF CAS' FIVE HIGHEST PAID EMPLOYEES, NAMELY, THE PRESIDENT AND CHIEF EXECUTIVE OFFICER, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER, VICE PRESIDENT AND DIRECTOR OF NATIONAL CENTER FOR COMMUNITY SCHOOLS, AND VICE PRESIDENT FOR DEVELOPMENT. FORM 990, PART VI, SECTION C, LINE 19 THE CHILDREN'S AID MAKES AVAILABLE TO THE PUBLIC THROUGH THE PUBLIC WEBSITE THE FORM 990, ANNUAL REPORT, YEAR-END FINANCIAL STATEMENTS, ORGANIZATION'S MISSION STATEMENT AND THE MOST RECENT BOARD OF TRUSTEES AND OFFICERS. THE ABOVE DOCUMENTS ALONG WITH GOVERNING DOCUMENTS AND THE CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON REQUEST. THE ANNUAL REPORT IS WIDELY DISTRIBUTED UPON ISSUANCE. FORM 990, PART XI, LINE 9: PENSION RELATED CHANGES OTHER THAN NET PERIODIC PENSION COSTS -7,932,000. FORM 990, PART XI, LINE 2C: THE PROCESS OF OVERSEEING THE AUDIT AND SELECTION OF INDEPENDENT ACCOUNTANTHAS NOT BEEN CHANGED FROM PRIOR YEAR. FORM 990, PART I, LINE 1: THE ORGANIZATION'S MISSION OR MOST SIGNIFICANT ACTIVITIES: THE CHILDREN'S AID SOCIETY HELPS CHILDREN IN POVERTY TO SUCCEED AND THRIVE. WE HAVE BEEN SERVING CHILDREN FOR OVER 160 YEARS, A LONGEVITY THAT IS A TESTAMENT TO OUR ABILITY TO ADAPT TO THE EVER-CHANGING NEEDS OF TODAY'S YOUTH. AFTER ALL, YOU DON'T SUCCEED FOR 160 YEARS BY BEING OLD-FASHIONED. TODAY, CHILDREN'S AID SERVES NEW YORK'S NEEDIEST CHILDREN AND THEIR FAMILIES AT MORE THAN 50 LOCATIONS IN THE FIVE BOROUGHS AND WESTCHESTER COUNTY. OUR CARING BEGINS EVEN BEFORE BIRTH, THROUGH PRENATAL COUNSELING AND ASSISTANCE, AND CONTINUES THROUGH THE HIGH SCHOOL YEARS WITH COLLEGE AND JOB PREPARATORY TRAINING PROGRAMS. ALL ASPECTS OF A CHILD'S DEVELOPMENT ARE ADDRESSED AS HE OR SHE GROWS, FROM HEALTH CARE TO ACADEMICS TO SPORTS AND THE ARTS. AND BECAUSE STABLE CHILDREN LIVE IN STABLE FAMILIES, A HOST OF SERVICES ARE AVAILABLE TO PARENTS, INCLUDING HOUSING ASSISTANCE, DOMESTIC VIOLENCE COUNSELING AND HEALTH CARE ACCESS. THROUGHOUT CHILDREN'S AID'S HISTORY, PROGRAMMING HAS BEEN DRIVEN BY THE NEEDS OF THE CHILDREN WE SERVE. THIS PROACTIVE APPROACH STARTED IN 1853, WHEN CHILDREN'S AID FOUNDER CHARLES LORING BRACE ESTABLISHED THE ORPHAN TRAIN MOVEMENT IN RESPONSE TO AN EPIDEMIC OF HOMELESS CHILDREN. THIS APPROACH, WHICH MOVED CHILDREN FROM NEW YORK CITY STREETS TO THE HOMES OF FARM FAMILIES OUT WEST, HAS BEEN DEEMED THE BEGINNING OF THE MODERN FOSTER CARE SYSTEM. CHILDREN'S AID HAS CONTINUOUSLY BEEN AT THE FOREFRONT OF CHILDREN'S SERVICES. THE FIRST FREE SCHOOL LUNCH PROGRAM, THE FIRST INDUSTRIAL SCHOOL FOR POOR CHILDREN, THE FIRST DAY CARE PROGRAM FOR WORKING MOTHERS AND ONE OF THE FIRST VISITING NURSE SERVICES WERE ALL CHILDREN'S AID INITIATIVES. EVEN TODAY, CHILDREN'S AID REMAINS ON THE CUTTING EDGE OF CHILDREN'S SERVICES. THE CARRERA ADOLESCENT SEXUALITY AND PREGNANCY PREVENTION PROGRAM HAS BEEN REPLICATED OR ADAPTED AT OVER 50 LOCATIONS IN 21 DIFFERENT STATES. THE COMMUNITY SCHOOL MODEL HAS BEEN ADAPTED BY PUBLIC SCHOOLS THROUGHOUT THE U.S. AND AS FAR AWAY AS VIETNAM. CHILDREN'S AID'S CONCURRENT PLANNING APPROACH TO FOSTER CARE BECAME THE BASIS FOR THE FEDERAL 1996 ADOPTION AND SAFE FAMILIES ACT, WHICH DEFINES TODAY'S MODERN FOSTER CARE SYSTEM. CHILDREN'S AID ACCOMPLISHES ALL THIS WHILE MAINTAINING A COMMITMENT TO FISCAL INTEGRITY. CHILDREN'S AID COMMITS AN ADMIRABLE 91 CENTS OF EVERY DOLLAR DONATED DIRECTLY TO CHILDREN'S SERVICES. THIS HAS EARNED CHILDREN'S AID A FOUR-STAR "EXCEPTIONAL" RATING FOR FOURTEEN CONSECUTIVE YEARS FROM CHARITY NAVIGATOR, WHICH RATES THE FINANCIAL RESPONSIBILITY OF NON-PROFIT ORGANIZATIONS. CHILDREN'S AID'S ABILITY TO ADAPT TO THE CHANGING NEEDS OF CHILDREN AND THEIR FAMILIES HAS KEPT US A RELEVANT AND VITAL COMPONENT IN THE LIVES OF NEW YORK CITY'S CHILDREN FOR OVER 160 YEARS. OUR FUTURE, AND THE OPPORTUNITIES WE WILL PROVIDE, ARE TRULY LIMITLESS. FORM 990, PART VI, SECTION A, QUESTION 1: THE EXECUTIVE COMMITTEE'S PRINCIPAL ROLE IS TO ACT FOR THE BOARD WHEN THE BOARD ITSELF IS UNABLE TO ACT. THIS COMMITTEE ALSO SHALL NOMINATE THE CHAIR OF THE GOVERNANCE & NOMINATING COMMITTEE AND MAKE RECOMMENDATIONS TO THE BOARD AS TO EXECUTIVE COMPENSATION. ANY DECISION MADE BY THE EXECUTIVE COMMITTEE SHALL BE REPORTED TO THE BOARD AS SOON AS PRACTICAL. THE EXECUTIVE COMMITTEE SHALL CONSIST OF ALL OFFICERS, THE CHAIR OF THE FINANCE COMMITTEE, CHAIR OF THE INVESTMENT COMMITTEE AND THE CHAIR OF THE GOVERNANCE & NOMINATING COMMITTEE, AND FIVE (5) TO SEVEN (7) TRUSTEES WHO ARE NOT CHAIRS OF ANY COMMITTEE OF THE BOARD. THE EXECUTIVE COMMITTEE SHALL BE CHAIRED BY THE CHAIR OF THE BOARD. THE EXECUTIVE COMMITTEE SHALL HAVE AND MAY EXERCISE ALL OF THE POWERS OF THE BOARD OF TRUSTEES BETWEEN MEETINGS OF THE BOARD; EXCEPT THAT THE EXECUTIVE COMMITTEE SHALL NOT HAVE THE POWER TO APPOINT OR ENTER INTO A CONTRACTUAL AGREEMENT REGARDING A NEWLY APPOINTED CHIEF EXECUTIVE OFFICER WITHOUT THE VOTE OF THE BOARD; SUBMIT ANY ACTION TO THE MEMBERS OF THE CORPORATION FOR THEIR APPROVAL; FILL ANY VACANCIES ON THE BOARD OF TRUSTEES OR ANY COMMITTEE; AMEND, REPEAL OR ADOPT BYLAWS; AMEND OR REPEAL ANY RESOLUTION OF THE BOARD OF TRUSTEES WHICH IS NOT BY ITS TERMS SO AMENDABLE OR REPEALABLE; MAKE DECISIONS REGARDING THE PURCHASE, LEASING OR OTHER DISPOSITION OF REAL ESTATE, IF SUCH PURCHASE, LEASE OR DISPOSITION INVOLVES ALL OR SUBSTANTIALLY ALL OF THE CORPORATION'S ASSETS; OR MAKE DECISIONS REGARDING THE FIXING OF COMPENSATION, IF ANY, OF TRUSTEES. IN ADDITION, THE EXECUTIVE COMMITTEE SHALL BE RESPONSIBLE FOR: RECOMMENDING POLICIES AND PROCEDURES FOR DETERMINING EXECUTIVE COMPENSATION AND FOR SUCCESSION PLANNING; RETAINING COMPENSATION CONSULTANTS; CONDUCTING DUE DILIGENCE REGARDING COMPENSATION; AND ANNUALLY MAKING RECOMMENDATIONS AS TO COMPENSATION TO THE BOARD. FORM 990, PART VI, LINE 8A: MINUTES FROM THE FISCAL YEAR 2015 ANNUAL MEETING OF THE BOARD OF TRUSTEES WERE DOCUMENTED SOON AFTER THE MEETING BUT WERE NOT OFFICIALLY APPROVED UNTIL THE FOLLOWING YEAR'S ANNUAL MEETING. MINUTES FROM ALL OTHER BOARD OF TRUSTEE MEETINGS ARE APPROVED ON A CONTEMPORANEOUS BASIS OR BY THE NEXT REGULAR COMMITTEE MEETING. 910 EAST 172ND STREET LLC 711 THIRD AVENUE NEW YORK NY 10017 271491886 REAL ESTATE RENTAL SERVICES NY N/A 1218 SOUTHERN BLVD LLC 711 THIRD AVENUE NEW YORK NY 10017 465337940 REAL ESTATE RENTAL SERVICES NY N/A 1232 SOUTHERN BLVD LLC 711 THIRD AVENUE NEW YORK NY 10017 465333550 REAL ESTATE RENTAL SERVICES NY N/A MADISON AVENUE FUND FOR CHILDREN INC 711 THIRD AVENUE NEW YORK NY 10017 133433266 TO RAISE FUNDS FOR CAS THROUGH AN ANNUAL EVENT NY 501(C)(3) LINE 8 THE CHILDREN'S AID SOCIETY 0 MILBANK HOUSING DEVELOPMENT FUND CORP 711 THIRD AVENUE NEW YORK NY 10017 133421433 PROVIDES HOUSING AND COUNSELING FOR HOMELESS FAMILIES NY 501(C)(3) 509(A)(2) THE CHILDREN'S AID SOCIETY 0 THE UNITED CHARITIES 105 EAST 22ND ST NEW YORK NY 10010 135562368 PROVIDES OFFICES FOR CHARITABLE ORGANIZATIONS NY 501(C)(3) 509(A)(1) N/A 0 CHILDREN'S AID COLLEGE PREP CHARTER SCHOOL 1919 PROSPECT AVENUE 3RD FLOOR BRONX NY 10460 900763840 TO PREPARE ELEMENTARY STUDENTS TO SUCCEED IN FUTURE YEARS, COLLEGE AND LIFE. NY 501(C)(3) 170(B)(1)(A)(II) N/A 0 CAMPBELL DEVON PRODUCTIONS INC 711 THIRD AVENUE NEW YORK NY 10017 132567508 COLLECT ROYALTIES AND DISTRIBUTE PROCEEDS TO CHARITABLE DE N/A S 26145 0.33330 0 0 1 1 1 1 0 0 0 0 0 1 0 0 1 0 0 1 0 0 THE UNITED CHARITIES K 508644 ACCORDING TO LEASE AGREEMENT MILBANK HOUSING DEVELOPMENT FUND CORP Q 79389 DIRECT BILLING MILBANK HOUSING DEVELOPMENT FUND CORP D 2108573 AMOUNTS DUE UNDER CONTRACT MILBANK HOUSING DEVELOPMENT FUND CORP D 1727439 DIRECT EXPENSE CHILDREN'S AID PREP CHARTER SCHOOL B 272750 CONTRIBUTIONS GRANTED TO AFFILIAT CHILDREN'S AID PREP CHARTER SCHOOL E 447474 AMOUNTS DUE UNDER CONTRACT