2016-04-27T15:31:01-05:00 2015-12-31 420714325 RSM US LLP 100 INTERNATIONAL DRIVE SUITE 1400 BALTIMORE MD 21202 990 2015-01-01 430691437 AMERICAN UROLOGICAL ASSOCIATION EDUCATION AND RESEARCH INC AMER 4106893700 1000 CORPORATE BOULEVARD LINTHICUM HEIGHTS MD 21090 MARK CAMPOBELLO CFO 4106893700 2016-04-23 1 JULIA FLANNERY CPA P00928918 4102469300 2015 2016-09-27 15:27:22Z MICHAEL SHEPPARD 1000 CORPORATE BOULEVARD LINTHICUM HEIGHTS MD 21090 32773430 0 X WWW.AUANET.ORG X 1902 MD PROMOTE STANDARDS OF UROLOGICAL EDUCATION, RESEARCH, AND THE PUBLICATION OF SCIENTIFIC LITERATURE. 13 9 147 380 1099738 328086 7379450 9403407 16633007 15746546 8342278 4091339 371085 366850 32725820 29608142 13821467 2664145 0 0 10720284 11344306 0 0 0 12311290 13102793 36853041 27111244 -4127221 2496898 137049403 139058908 18251887 22352515 118797516 116706393 X TO IMPROVE PRACTICE AND PATIENT CARE BY PROVIDING AFFORDABLE QUALITY UROLOGICAL EDUCATION. 0 0 19160742 2664145 14646808 THE OBJECTIVE AND PURPOSE FOR WHICH THE AMERICAN UROLOGICAL ASSOCIATION EDUCATION AND RESEARCH, INC. (AUAER) IS ORGANIZED ARE TO PROMOTE THE HIGHEST STANDARDS OF UROLOGICAL CLINICAL CARE THROUGH EDUCATION, TO ESTABLISH EVIDENCE-BASED GUIDELINES, AND TO PRESENT INVESTIGATIVE STUDIES ON CRITICAL AREAS OF RESEARCH AND PRACTICE. OVER A HUNDRED DIDACTIC AND HANDS-ON LABORATORY COURSES CERTIFIED TO AWARD CONTINUING MEDICAL EDUCATION CREDITS ARE OFFERED ANNUALLY TO PHYSICIANS AND ALLIED HEALTH CARE PROVIDERS. ADDITIONALLY, CERTIFIABLE EDUCATIONAL INSTRUCTION IS OFFERED THROUGH WEB RESOURCES, HOME STUDY PRODUCTS, VIDEO CONFERENCES AND THE PUBLICATION OF SCIENTIFIC ABSTRACTS. ANNUALLY THE WORLD'S LARGEST SCIENTIFIC SYMPOSIUM DEDICATED TO THE FIELD OF UROLOGY PROVIDES A GATHERING OF OVER 12,000 MEDICAL PROFESSIONALS FROM AROUND THE WORLD TO DISCUSS THE LATEST TREATMENT TECHNIQUES AND RESEARCH IN THE FIELD OF UROLOGICAL MEDICINE. THE JOURNAL OF UROLOGY IS A PEER-REVIEWED SCHOLARLY MONTHLY PUBLICATION THAT REACHES OVER 90% OF PRACTICING BOARD CERTIFIED DOMESTIC UROLOGISTS. THE COMPLETE JOURNAL IS AN ESTABLISHED RESOURCE IN MEDICAL LIBRARIES WORLDWIDE, AND SPECIAL EDITIONS ARE AVAILABLE IN SEVERAL FOREIGN LANGUAGES. THIS JOURNAL BRINGS SOLID COVERAGE OF THE CLINICALLY RELEVANT CONTENT NEEDED TO STAY AT THE FOREFRONT OF THE FIELD OF UROLOGY BY PRESENTING INVESTIGATIVE STUDIES ON CRITICAL AREAS OF RESEARCH AND PRACTICE, SURVEY ARTICLES PROVIDING SHORT CONDENSATIONS OF THE BEST AND MOST IMPORTANT UROLOGY LITERATURE WORLDWIDE, AND PRACTICE-ORIENTED REPORTS ON SIGNIFICANT CLINICAL OBSERVATIONS. 19160742 1 1 0 0 0 0 0 1 0 1 1 1 0 0 0 1 0 1 0 0 1 1 0 0 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 251 0 1 147 1 1 1 0 0 0 0 0 0 0 0 0 X 13 9 0 0 1 0 1 1 1 1 1 0 1 1 1 1 1 1 1 1 1 0 0 MD X MARK CAMPOBELLO 4106893705 1000 CORPORATE BOULEVARD LINTHICUM MD 21090 X WILLIAM F GEE MD PRESIDENT 7.00 3.00 X X 64989 27853 0 RICHARD K BABAYAN PRESIDENT-ELECT (BEGAN 6/15) 7.00 3.00 X X 13777 5904 0 WILLIAM BOHNERT MD IMMEDIATE PAST PRESIDENT 7.00 3.00 X X 46350 19864 0 PRAMOD C SOGANI MD IMMEDIATE PAST PRESIDENT (THRU 5/15) 7.00 3.00 X X 5855 2509 0 MANOJ MONGA MD SECRETARY 7.00 3.00 X X 8324 3568 0 GOPAL J BADLANI MD SECRETARY (THRU 5/15) 7.00 3.00 X X 46350 19864 0 STEVEN M SCHLOSSBERG MD TREASURER 6.00 4.00 X X 64167 27500 0 CRAIG A PETERS MD DIRECTOR 1.00 1.00 X 993 426 0 KEVIN R LOUGHLIN MD DIRECTOR 1.00 1.00 X 1177 505 0 MUHAMMAD S CHOUDHURY MD DIRECTOR 1.00 1.00 X 0 0 0 CHANDRU P SUNDARAM MD DIRECTOR (BEGAN 6/15) 1.00 1.00 X 1400 600 0 JOHN D DENSTEDT MD DIRECTOR 1.00 1.00 X 0 0 0 RANDALL B MEACHAM MD DIRECTOR 1.00 1.00 X 0 0 0 THOMAS F STRINGER MD DIRECTOR 1.00 1.00 X 1686 723 0 SCOTT K SWANSON MD DIRECTOR (BEGAN 6/15) 1.00 1.00 X 386 165 0 STEPHEN Y NAKADA MD DIRECTOR (THRU 5/15) 1.00 1.00 X 0 0 0 JEFFREY E KAUFMAN MD DIRECTOR (THRU 5/15) 1.00 1.00 X 0 0 0 MICHAEL T SHEPPARD EXECUTIVE DIRECTOR, CEO 26.00 14.00 X 337232 181588 169586 MARK P CAMPOBELLO CHIEF FINANCIAL OFFICER 26.00 14.00 X 203019 109318 52723 KEVIN A WOHLFORT ASSOCIATE EXECUTIVE DIR. 23.00 17.00 X 228807 107674 59054 DAVID D DELORENZO ASSOCIATE EXECUTIVE DIR. 23.00 17.00 X 143821 67680 35252 JANET V SKOREPA ASSOCIATE EXECUTIVE DIR. 40.00 X 284176 0 60145 HENRIETTA D HUBBARD ASSOCIATE EXECUTIVE DIR. 40.00 X 266292 0 39119 DIANE BIERI GENERAL COUNSEL 28.00 12.00 X 147322 63138 35073 DEBORAH F POLLY DIR. OF PUBLICATIONS 40.00 X 194207 0 35117 PATRICIA BANKS DIR. OF MARKETING & PUBLIC 27.00 13.00 X 120594 56751 43837 CAROLYN BEST DIR. OF RESEARCH 40.00 X 163773 0 32647 BARBARA B HARTFORD DIR. OF FINANCE 27.00 13.00 X 107097 50398 29297 RAYMOND R FANG DIR. OF DATA 40.00 X 163178 0 34056 2614972 746028 625906 22 0 1 0 HITT CONTRACTING INC 2900 FAIRVIEW PARK DRIVE FALLS CHURCH VA 22042 CONTRACTOR 2397301 ELSEVIER INC PO BOX 7247-0134 PHILADELPHIA PA 19170 PUBLISHER 833921 EVENT TRANSPORTATION PO BOX E FAIRFAX VA 22031 TRANSPORTATION SERVICES 559259 FREEMAN AUDIO VISUAL INC 4545 W DAVIS STREET DALLAS TX 75211 AUDIO-VISUAL SERVICES 544762 FIGMD INC 10 N MARTINGALE ROAD SUITE 400 SCHAUMBURG IL 60173 TECHNOLOGY CONTRACTOR 318000 29 2900437 6502970 9403407 ANNUAL MEETINGS 541800 8235214 7135476 1099738 JOURNAL OF UROLOGY 541900 6610906 6610906 SCIENCE AND QUALITY 541900 513294 513294 EDUCATION 541900 360676 360676 RESEARCH 541900 26456 26456 15746546 4006627 4006627 3250000 3165288 84712 84712 84712 MISCELLANEOUS INCOME 900099 366850 366850 366850 29608142 14646808 1099738 4458189 X 2353645 2353645 235833 235833 74667 74667 2198570 1278015 920555 6377722 3707331 2670391 964192 560479 403713 1040899 605068 435831 762923 443482 319441 38915 33600 5315 198150 171089 27061 79001 79001 7073698 6097531 976167 864409 684676 179733 262418 17795 244623 2327717 2083201 244516 99112 99112 1026903 69638 957265 194147 59241 134906 AWARDS & STIPENDS 460347 459733 614 HISTORY FUND 275608 275608 INCOME TAXES 186055 126606 59449 BUILDING ACTIVITIES 16313 16313 27111244 19160742 7950502 0 1500 1283 1660172 4818630 862794 1794920 1950832 2002866 28206179 9233974 16805318 18972205 12531297 11465392 102442605 99757147 794885 246465 137049403 139058908 4609916 3843490 2817234 8593008 7305000 6810000 3519737 3106017 18251887 22352515 X 118449534 116359738 172559 171232 175423 175423 118797516 116706393 137049403 139058908 2496898 -4588021 0 X 0 1 X 1 0 X 6670852 9721860 9589340 7379450 9403407 42764909 14628358 13615785 15409733 16488752 14646808 74789436 21299210 23337645 24999073 23868202 24050215 117554345 0 0 0 117554345 2531274 2796734 3806236 4329120 4006627 17469991 275471 357909 344329 259775 216882 1454366 2806745 3154643 4150565 4588895 4223509 18924357 208627 191090 309757 371085 366850 1447409 24314582 26683378 29459395 28828182 28640574 137926111 0.85230 0.86110 0.13720 0.12820 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X X X 0 35063136 1695473 -211041 977964 35569604 18605449 15837300 1403577 783190 35063136 12256703 4607379 2343304 601937 18605449 10130026 1257542 1345923 476788 12256703 10274697 140042 69446 354159 10130026 0.81100 0.18900 0 1 1 2975858 2975858 19900770 5184744 14716026 5329551 4049230 1280321 18972205 TOTAL INTERNATIONAL BOND INDEX INSTITUTIONAL 9422448 F VANGUARD DEVELOPED MARKETS INDEX FUND INST 22612741 F VANGUARD INTERMEDIATE-TERM INV GRADE ADMIRAL 11856550 F VANGUARD PRIMECAP FUND ADMIRAL 8078207 F VANGUARD SHORT-TERM INVESTMENT INST 7691961 F VANGUARD TOTAL BOND MARKET INDEX FUND INST 9959294 F VANGUARD TOTAL STOCK MARKET INDEX FUND INST 22535309 F VANGUARD WINDSOR II FUND ADMIRAL 7600637 F 99757147 X 38883065 -4588021 14616262 10028241 28854824 79001 674317 753318 29608142 38590921 12907790 12907790 25683131 79001 1349112 1428113 27111244 PART III, LINE 1A: THE ORGANIZATIONS' COLLECTIONS ARE MADE UP OF ARTIFACTS OF HISTORICAL SIGNIFICANCE, SCIENTIFIC SPECIMENS, AND ART OBJECTS THAT ARE HELD FOR EDUCATIONAL, RESEARCH, SCIENTIFIC, AND CURATORIAL PURPOSES. EACH OF THE ITEMS IS CATALOGED, PRESERVED, AND CARED FOR, AND ACTIVITIES VERIFYING THEIR EXISTENCE AND ASSESSING THEIR CONDITION ARE PERFORMED CONTINUOUSLY. THE ORGANIZATIONS HAVE NOT CAPITALIZED OBJECTS DONATED TO THE HISTORY OF UROLOGY MUSEUM, AND, AS A RESULT, DOES NOT LIST ANY VALUE FOR THOSE OBJECTS ON THE COMBINED STATEMENTS OF FINANCIAL POSITION. PART III, LINE 4: SEE DESCRIPTION IN PART III, LINE 1A. PART V, LINE 4: THE ENDOWMENT FUNDS ARE HELD AND ADMINISTERED BY BOTH THE UROLOGY CARE FOUNDATION, INC., A RELATED EXEMPT ORGANIZATION, AND THE AMERICAN UROLOGICAL ASSOCIATION EDUCATION AND RESEARCH, INC. ENDOWMENT FUNDS ARE USED TO SUPPORT RESEARCH SCHOLARSHIPS AND AWARDS FOR THE ADVANCEMENT OF UROLOGIC MEDICINE. PART X, LINE 2: THE ORGANIZATION HAS ADOPTED THE ACCOUNTING STANDARD ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, WHICH ADDRESSES THE DETERMINATION OF WHETHER TAX BENEFITS CLAIMED OR EXPECTED TO BE CLAIMED ON A TAX RETURN SHOULD BE RECORDED IN THE FINANCIAL STATEMENTS. UNDER THIS GUIDANCE, THE ORGANIZATION MAY RECOGNIZE THE TAX BENEFIT FROM AN UNCERTAIN TAX POSITION ONLY IF IT IS MORE LIKELY THAN NOT THAT THE TAX POSITION WILL BE SUSTAINED ON EXAMINATION BY TAX AUTHORITIES, BASED ON THE TECHNICAL MERITS OF THE POSITION. THE TAX BENEFITS RECOGNIZED IN THE FINANCIAL STATEMENTS FROM SUCH A POSITION ARE MEASURED BASED ON THE LARGEST BENEFIT THAT HAS A GREATER THAN 50% LIKELIHOOD OF BEING REALIZED UPON ULTIMATE SETTLEMENT. THE GUIDANCE ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES ALSO ADDRESSED DE-RECOGNITION CLASSIFICATION, INTEREST AND PENALTIES ON INCOME TAXES, AND ACCOUNTING IN INTERIM PERIODS. MANAGEMENT EVALUATED THE ORGANIZATION'S TAX POSITION AND CONCLUDED THAT THE ORGANIZATION HAS TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE FINANCIAL STATEMENTS TO COMPLY WITH THE PROVISIONS OF THIS GUIDANCE. THE ORGANIZATION IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY THE U.S. FEDERAL, STATE, OR LOCAL TAX AUTHORITIES BEFORE 2012. PART XI, LINE 2D - OTHER ADJUSTMENTS: FINANCIAL STATEMENTS ARE CONSOLIDATED: AMERICAN UROLOGICAL ASSOCIATION, INC. 11,768,383. INCOME ELIMINATED ON THE CONSOLIDATED STATEMENTS -2,900,437. FINANCIAL STATEMENTS ARE CONSOLIDATED: UROLOGY CARE FOUNDATION, INC. 5,748,316. PART XI, LINE 4B - OTHER ADJUSTMENTS: INVESTMENT INCOME -575,683. ELIMINATION ENTRY NETTED ON FINANCIAL STATEMENTS 1,250,000. PART XII, LINE 2D - OTHER ADJUSTMENTS: FINANCIAL STATEMENTS ARE CONSOLIDATED: AMERICAN UROLOGICAL ASSOCIATED, INC. 11,946,059. EXPENSES ELIMINATED ON CONSOLIDATED FINANCIAL STATEMENTS -2,900,437. FINANCIAL STATEMENTS ARE CONSOLIDATED: UROLOGY CARE FOUNDATION, INC. 3,862,168. PART XII, LINE 4B - OTHER ADJUSTMENTS: INTEREST EXPENSE REPORTED SEPERATELY ON FINANCIAL STATEMENTS 99,112. ELIMINATION ENTRY NETTED ON FINANCIAL STATEMENTS 1,250,000. 1 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICE EDUCATION AND TRAVEL 115584 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICE EDUCATION 514661 EUROPE 0 0 PROGRAM SERVICE EDUCATION AND TRAVEL 109122 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICE EDUCATION 95159 NORTH AMERICA 0 0 PROGRAM SERVICE EDUCATION AND TRAVEL 117383 SOUTH AMERICA 0 0 PROGRAM SERVICE EDUCATION 321108 SOUTH ASIA 0 0 PROGRAM SERVICE EDUCATION 220312 CENTRAL AMERICA AND THE CARIBBEAN 0 0 GRANTMAKING 3000 EAST ASIA AND THE PACIFIC 0 0 GRANTMAKING 4500 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 GRANTMAKING 4000 NORTH AMERICA 0 0 GRANTMAKING 54167 SOUTH ASIA 0 0 GRANTMAKING 3000 SOUTH AMERICA 0 0 GRANTMAKING 6000 MIDDLE EAST AND NORTH AFRICA 0 0 CONTRIBUTION/GRANT REVENUE EAST ASIA AND THE PACIFIC 0 0 CONTRIBUTION/GRANT REVENUE SOUTH AMERICA 0 0 CONTRIBUTION/GRANT REVENUE EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 CONTRIBUTION/GRANT REVENUE 0 0 0 0 0 0 1496329 71667 1567996 NORTH AMERICA SCHOLARSHIP PAYMENT 20000 CHECK NORTH AMERICA SCHOLARSHIP PAYMENT 20000 CHECK NORTH AMERICA SCHOLARSHIP PAYMENT 12500 CHECK 3 0 0 0 0 0 0 1 PART I, LINE 2: THE USE OF GRANT FUNDS ARE MONITORED THROUGH AUAER REPRESENTATION AT SUB-SPECIALTY SOCIETY MEETINGS, REVIEW OF REPORTS, AND LIAISON RELATIONSHIPS WITH GRANT RECIPIENTS. 1 INTERNATIONAL VOLUNTEERS IN UROLOGY INC (IVUMED) 3269 S MAINE STREET SUITE 230 SALT LAKE CITY UT 84115 582263983 501(C)(3) 20000 RESEARCH SCHOLAR AMERICAN GERIATRICS SOCIETY 40 FULTON STREET FLOOR 18 NEW YORK NY 01038 131950856 501(C)(3) 23500 RESEARCH SCHOLAR SOCIETY FOR BASIC UROLOGIC RESEARCH 1000 CORPORATE BOULEVARD LINTHICUM HEIGHTS MD 21090 363607930 501(C)(3) 10000 RESEARCH SCHOLAR UNIVERSITY OF MASSACHUSETTS 333 SOUTH ST STE 450 SHREWSBURY MA 01545 043167352 501(C)(3) 43812 RESEARCH SCHOLAR UNIVERSITY OF IOWA 200 MEDICINE ADMIN BLDG IOWA CITY IA 52242 426004813 501(C)(3) 50000 RESEARCH SCHOLAR MASSACHUSETTS GENERAL HOSPITAL 165 CAMBRIDGE STREET SUITE 600 BOSTON MA 02114 042697983 501(C)(3) 20000 RESEARCH SCHOLAR JOHNS HOPKINS UNIVERSITY 3910 KESWICK ROAD N - 4327B BALTIMORE MD 21211 520595110 501(C)(3) 129333 RESEARCH SCHOLAR AND RISING STAR CEDARS-SINAI MEDICAL CENTER 8700 BEVERLY BOULEVARD LOS ANGELES CA 90048 951644600 501(C)(3) 40000 RESEARCH SCHOLAR CHILDREN'S HOSPITAL OF BOSTON 1033 MASSACHUSETTS AVENUE THIRD FLOR CAMBRIDGE MA 02138 042103580 501(C)(3) 40000 RESEARCH SCHOLAR COLUMBIA UNIVERSITY MEDICAL CENTER 662 WEST 113TH STREET MAIL CODE 424 424 NEW YORK NY 10025 135598093 501(C)(3) 40000 RESEARCH SCHOLAR FOX CHASE CANCER CENTER 3509 N BROAD STREE NO RM 936 PHILADELPHIA PA 19140 454540585 501(C)(3) 20000 RESEARCH SCHOLAR THE UNIVERSITY OF TEXAS MD ANDERSON CANCER CENTER 1515 HOLCOMBE BLVD HOUSTON TX 77030 746001118 501(C)(3) 20000 RESEARCH SCHOLAR NEW YORK UNIVERSITY MEDICAL CENTER 105 E 17TH STREET 4TH FLOOR NEW YORK NY 10003 135562308 501(C)(3) 40000 RESEARCH SCHOLAR STANFORD UNIVERSITY 326 GALVEZ STREET STANFORD CA 94305 941156365 501(C)(3) 20000 RESEARCH SCHOLAR UCLA MEDICAL CENTER 757 WESTWOOD PLAZA LOS ANGELES CA 90095 956006143 501(C)(3) 80000 RESEARCH SCHOLAR UNIVERSITY OF CALIFORNIA SAN DIEGO 9500 GILMAN DR LA JOLLA CA 92093 956006144 501(C)(3) 40000 RESEARCH SCHOLAR UNIVERSITY OF ALABAMA AT BIRMINGHAM 1530 3RD AVE SOUTH AB-1230 BIRMINGHAM AL 35294 636005396 501(C)(3) 60000 RESEARCH SCHOLAR UNIVERSITY OF PITTSBURGH 107 CATHEDRAL OF LEARNING 4200 FIFTH AVENUE PITTSBURGH PA 15260 250965591 501(C)(3) 20000 RESEARCH SCHOLAR UNIVERSITY OF CALIFORNIA SAN FRANCISCO UCSF BOX 0248 SAN FANCISCO CA 94143 946036493 501(C)(3) 20000 RESEARCH SCHOLAR BEAUMONT HEALTH SYSTEM 3601 W THIRTEEN MILE RD ROYAL OAK MI 48073 381459362 501(C)(3) 40000 RESEARCH SCHOLAR BOSTON'S CHILDREN HOSPITAL 300 LONGWOOD AVE BOSTON MA 02115 042774441 501(C)(3) 40000 RESEARCH SCHOLAR EMORY UNIVERSITY 1599 CLIFTON ROAD 3RD FLOOR ATLANTA GA 30322 580566256 501(C)(3) 20000 RESEARCH SCHOLAR MEMORIAL SLOAN-KETTERING 1275 YORK AVENUE NEW YORK NY 10021 131624082 501(C)(3) 40000 RESEARCH SCHOLAR UNIVERSITY OF KENTUCKY 120 STURGILL LEXINGTON KY 40506 616001218 501(C)(3) 20000 RESEARCH SCHOLAR UNIVERSITY OF MIAMI PO BOX 248106 CORAL GABLES FL 33124 590624458 501(C)(3) 20000 RESEARCH SCHOLAR UNIVERSITY OF PENNSYLVANIA 3451 WALNUT STREET ROOM 305 PHILADELPHIA PA 19104 231352685 501(C)(3) 20000 RESEARCH SCHOLAR UNIVERSITY OF TEXAS SOUTHWESTERN 5323 HARRY HINES BLVD DALLAS TX 75390 756002868 501(C)(3) 20000 RESEARCH SCHOLAR UNIVERSITY OF WASHINGTON 1959 NE PACIFIC ST BOX 356340 SEATTLE WA 98195 916001537 501(C)(3) 60000 RESEARCH SCHOLAR VANDERBILT UNIVERSITY STATION B 357727 2301 VANDERBILT PLACE NASHVILLE TN 37235 100142007 501(C)(3) 20000 RESEARCH SCHOLAR UNIVERSITY OF FLORIDA 925 NW 56TH TERRACE GAINESVILLE FL 32605 596002052 501(C)(3) 52000 RISING STAR AWARD UROLOGY CARE FOUNDATION INC 1000 CORPORATE BOULEVARD LINTHICUM HEIGHTS MD 21090 203210212 501(C)(3) 1250000 RESEARCH SCHOLAR 31 0 SIIU HONORARIUM 2 1000 ENDOCRINE FORUM HONORARIUM 5 833 INTERNATIONAL EXCHANGE SCHOLARS 2 3000 LECTURER HONORARIUM 3 4000 WILLIAM P. DIDUSCH AWARD 1 1000 ROBERT C. FLANIGAN ED AWARD 1 2000 HUGH HAMPTON YOUNG AWARD 1 2000 GOLD CYTOSCOPE AWARD 1 2000 LIFETIME ACHIEVEMENT 1 2000 RAMON GUITERAS AWARD 1 3000 POLITANO AWARD 1 2000 DUCKETT PEDIATRIC RESIDENT AWARD 1 2000 BRENDLER MED STUDENT FELLOWSHIP 11 33000 AR URO MED STUDENT FELLOWSHIP 3 9000 RISING STAR 5 169000 PART I, LINE 2: THE USE OF GRANT FUNDS ARE MONITORED THROUGH AUAER'S REPRESENTATION AT SUB-SPECIALTY SOCIETY MEETINGS, REVIEW OF REPORTS, AND LIAISON RELATIONSHIPS WITH GRANT RECIPIENTS. X X X 1 1 X X X X 0 1 0 0 0 0 0 1 0 MICHAEL T SHEPPARD EXECUTIVE DIRECTOR, CEO 299127 161069 2244 1209 35861 19310 100407 54065 9824 5290 447463 240943 0 0 MARK P CAMPOBELLO CHIEF FINANCIAL OFFICER 164224 88428 26088 14048 12707 6842 23769 12799 10501 5654 237289 127771 0 0 KEVIN A WOHLFORT ASSOCIATE EXECUTIVE DIR. 191607 90168 30774 14482 6426 3024 26699 12564 13458 6333 268964 126571 0 0 DAVID D DELORENZO ASSOCIATE EXECUTIVE DIR. 126094 59338 17727 8342 0 0 10833 5098 13138 6183 167792 78961 0 0 JANET V SKOREPA ASSOCIATE EXECUTIVE DIR. 241988 0 38605 0 3583 0 40759 0 19386 0 344321 0 0 0 HENRIETTA D HUBBARD ASSOCIATE EXECUTIVE DIR. 230650 0 35642 0 0 0 35157 0 3962 0 305411 0 0 0 DIANE BIERI GENERAL COUNSEL 132791 56911 14531 6227 0 0 10669 4572 13882 5950 171873 73660 0 0 DEBORAH F POLLY DIR. OF PUBLICATIONS 172593 0 18474 0 3140 0 24945 0 10172 0 229324 0 0 0 PATRICIA BANKS DIR. OF MARKETING & PUBLIC 108727 51166 11867 5585 0 0 19690 9266 10119 4762 150403 70779 0 0 CAROLYN BEST DIR. OF RESEARCH 147247 0 16526 0 0 0 13326 0 19321 0 196420 0 0 0 BARBARA B HARTFORD DIR. OF FINANCE 96762 45535 10335 4863 0 0 17630 8297 2292 1078 127019 59773 0 0 RAYMOND R FANG DIR. OF DATA 146840 0 16338 0 0 0 14675 0 19381 0 197234 0 0 0 PART I, LINE 1A OFFICERS AND DIRECTORS ARE ENTITLED TO FIRST CLASS TRAVEL ON TRIPS OVER ESTABLISHED TIME AND DISTANCE LIMITS. THIS AMOUNT IS NOT INCLUDED IN TAXABLE COMPENSATION. OFFICERS AND DIRECTORS ARE ENTITLED TO TRAVEL FOR COMPANIONS ON SELECT TRIPS DURING THE YEAR. THIS AMOUNT IS INCLUDED IN TAXABLE COMPENSATION. THE PRESIDENT, THE PRESIDENT ELECT, AND THE IMMEDIATE PAST PRESIDENT RECEIVE TAX INDEMNIFICATION AND GROSS UP PAYMENTS FOR 50% OF THEIR SPOUSAL TRAVEL IN THE FOLLOWING YEAR. THIS AMOUNT IS INCLUDED IN TAXABLE COMPENSATION. PART I, LINE 7 THE ORGANIZATION HAS AN ANNUAL DISCRETIONARY BONUS PLAN FOR SENIOR MANAGEMENT BASED ON PERFORMANCE. SCHEDULE J, PART I, LINE 4(B): THE ORGANIZATION HAS A 457(F) NONQUALIFIED DEFERRED COMPENSATION PLAN. THE PLAN IS INTENDED TO BE UNFUNDED AND MAINTAINED PRIMARILY FOR THE PURPOSES OF PROVIDING DEFERRED COMPENSATION BENEFITS TO A SELECT GROUP OF MANAGEMENT OR HIGHLY COMPENSATED EMPLOYEES. A DESIGNATED COMMITTEE OF THE BOARD IN ITS DISCRETION NAMES THOSE WHO WILL PARTICIPATE IN THE PLAN. CREDITS TO THE DEFERRED COMPENSATION ACCOUNT OF EACH PARTICIPANT ARE DETERMINED EACH PLAN YEAR BY THE EMPLOYER. A MARYLAND ECONOMIC DEVELOPMENT CORPORATION 521376562 2012-09-05 8275000 TO REFUND ISSUERS REVENUE BONDS SERIES 2002 0 0 0 A 1465000 8275000 8275000 1 0 1 1 A 0 0 0 0 0 0 0 A 0 0 0 1 1 0 0 0 0 A 1 SCHEDULE K, PART IV, LINE 1C 06/05/2007 AND 09/05/2012 FORM 990, PART I, LINE 6 THE NUMBER OF VOLUNTEERS IS ESTIMATED BY CALCULATING THE NUMBER OF VOLUNTEERS BASED ON THE PARTICIPATION ON PHYSICIAN COMMITTEES. FORM 990, PART VI, SECTION A, LINE 1 THE EXECUTIVE COMMITTEE HAS DELEGATED AUTHORITY ONLY TO HANDLE THE DETAILS OF MANAGEMENT BETWEEN BOARD MEETINGS. HOWEVER, THE EXECUTIVE COMMITTEE REPORTS BACK TO THE FULL BOARD, WHICH NORMALLY SHOULD RATIFY ANY SIGNIFICANT DECISION OR ACTION OF THE EXECUTIVE COMMITTEE. FORM 990, PART VI, SECTION A, LINE 4 1. ARTICLE IV OFFICERS, BOARD OF DIRECTORS, AND EXECUTIVE COMMITTEE OF THE BOARD - SECTION 11.3 TERMS OF OFFICE OF VOTING AND NON-VOTING OFFICERS THE CORRESPONDING SECTIONS FROM THE AUA, INC. (C-6) BYLAWS WILL ALSO BE AMENDED IN THIS SECTION OF THE AUAER (C-3) BYLAWS. THIS SECTION WAS ALSO RENAMED "TERMS OF OFFICE OF BOARD MEMBERS AND ALTERNATES" TO MAKE IT CONSISTENT WITH THE AUA BYLAWS. 2. ARTICLE V COMMITTEES GENERAL UPDATES WERE MADE TO THE TERMS, MAKEUP AND/OR MISSION STATEMENTS OF THE FOLLOWING COMMITTEES: A. SECTION 1.3 EDUCATION COUNCIL B. SECTION 1.6 INTERNATIONAL RELATIONS COMMITTEE C. SECTION 1.7 THE JOURNAL OF UROLOGY EDITORIAL BOARD D. SECTION 1.8 JUDICIAL & ETHICS COMMITTEE E. SECTION 1.10 PUBLIC MEDIA F. SECTION 1.10 PUBLICATIONS COMMITTEE G. SECTION 1.12 RESEARCH COUNCIL FORM 990, PART VI, SECTION A, LINE 6 ALL MEMBERS HAVE A RIGHT TO APPROVE/CHANGE BYLAWS AND TO ELECT THE TREASURER AND SECRETARY OFFICER POSITIONS OF THE ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 7A SEE EXPLANATION FOR LINE 6. FORM 990, PART VI, SECTION A, LINE 7B SEE EXPLANATION FOR LINE 6. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 WAS REVIEWED BY THE AUDIT COMMITTEE, SENIOR STAFF, AND AN ELECTRONIC COPY WAS PROVIDED TO THE ENTIRE BOARD PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C ALL COMMITTEE MEMBERS ARE REQUIRED TO COMPLETE AN ANNUAL CONFLICT OF INTEREST DISCLOSURE STATEMENT. THE COI'S ARE REVIEWED BY ALL COMMITTEE CHAIRMEN PRIOR TO ALL MEETINGS. THE REVIEW IS LISTED AS A DISCUSSION ITEM ON EVERY COMMITTEE AGENDA AND THE REVIEW AND DISCUSSION IS DOCUMENTED IN THE COMMITTEE MEETING MINUTES. FORM 990, PART VI, SECTION B, LINE 15A THE CEO'S SALARY IS DETERMINED EACH YEAR BY THE EXECUTIVE COMPENSATION COMMITTEE. THIS COMMITTEE IS COMPRISED OF THREE AUAER BOARD MEMBERS. THE AUAER TREASURER, DIRECTOR OF HUMAN RESOURCES AND AED, FINANCE & ORGANIZATIONAL SERVICES SERVE AS NON-VOTING LIAISONS/ADVISORS TO THE COMMITTEE. AT THE BEGINNING OF THE CONTRACT PERIOD (5 YEARS AS OF 2013) HUMAN RESOURCES CONDUCTED A SALARY SURVEY AND IT WAS DETERMINED THAT THE CEO'S SALARY WOULD BE INCREASED TO THE 75TH PERCENTILE OF THE 2013 AVERAGE SALARY FOR COMPARABLE POSITIONS. A PROPOSED PLAN WAS PREPARED TO REACH THIS TARGET OVER THE FIVE YEAR PERIOD. A COMPREHENSIVE PERFORMANCE REVIEW WAS COMPLETED BY VARIOUS GROUPS INCLUDING AUAER STAFF, BOARD MEMBERS AND COMMITTEE CHAIRS. THE COMPENSATION COMMITTEE'S RECOMMENDATION WAS REVIEWED AND VOTED ON BY THE BOARD OF DIRECTORS. ALL COMPENSATION DISCUSSIONS ARE CONDUCTED DURING AN EXECUTIVE SESSION OF THE BOARD WHERE THE CEO IS NOT PRESENT. AUAER DOES NOT HAVE A FORMAL PROCESS THAT INCLUDES A REVIEW AND APPROVAL BY INDEPENDENT PERSONS, COMPARABILLITY DATA, AND CONTEMPORANEOUS SUBSTANTIATION OF THE DELIBERATION AND DECISION FOR DETERMINING COMPENSATION OF THE OTHER OFFICERS AND KEY EMPLOYEES OF THE ORGANIZATION. HOWEVER, THE ORGANIZATION DOES SUBSCRIBE TO SALARY SURVEYS AND USES AN INTERNAL COMPENSATION COMMITTEE TO REVIEW THE COMPENSATION OF SELECT POSITIONS. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS, FINANCIAL STATEMENTS, AND THE CONFLICT OF INTEREST POLICY ARE ALL AVAILABLE UPON REQUEST AT OUR CORPORATE OFFICE, 1000 CORPORATE BOULEVARD, LINTHICUM, MD 21090 FOR THE SAME PERIOD OF DISCLOSURE AS SET FORTH IN SECTION 6104(D). FORM 990, PART VII THE BOARD OF DIRECTORS AND COMMITTEE MEMBERS OF THE AMERICAN UROLOGICAL ASSOCIATION EDUCATION AND RESEARCH, INC. (AUAER) ROTATE ON A FISCAL YEAR CYCLE TYPICALLY JUNE 1ST THROUGH MAY 31ST. FORM 990, FUNCTIONAL EXPENSES EMPLOYEES OF THE AMERICAN UROLOGICAL ASSOCIATION EDUCATION AND RESEARCH (AUAER) ALSO PROVIDE SERVICES TO THE AMERICAN UROLOGICAL ASSOCIATION, INC. (AUA), A RELATED EXEMPT ORGANIZATION, AND TO THE UROLOGY CARE FOUNDATION, INC. (UCF), A RELATED EXEMPT ORGANIZATION. THE AUA AND THE UCF REIMBURSE THE AUAER FOR THOSE SERVICES. THE AUA ALSO REMBURSES FOR USE OF BUILDING OR OTHER ASSETS OWNED BY THE AUAER THROUGH A COST SHARING ARRANGEMENT. AMERICAN UROLOGICAL ASSOCIATION INC 1000 CORPORATE BOULEVARD LINTHICUM HEIGHTS MD 21090 522205122 EXEMPT ORGANIZATION MD 501(C)(6) N/A 0 UROLOGY CARE FOUNDATION INC 1000 CORPORATE BOULEVARD LINTHICUM HEIGHTS MD 21090 203210212 EXEMPT ORGANIZATION MD 501(C)(3) 7 N/A 0 0 1 1 1 0 0 0 0 0 0 0 0 0 1 1 0 1 0 0