2016-04-13T10:43:53-00:00 2015-08-31 990 2014-09-01 360723150 American Bar Association AMER 3129885000 321 N Clark St Chicago IL 60654 Jack L Rives Executive Director 2016-04-12 false 2014 2016-08-17 19:52:53Z Jack L Rives 321 N Clark Street Chicago IL 60654 207394957 false X www.americanbar.org X IL To serve equally the members of the legal profession and the public by defending liberty and delivering justice as the national representative of the legal profession and to promote the public good. 39 39 851 8500 3101274 25209 7355372 8148150 112386069 113679746 36579753 16643734 10259906 13263670 166581100 151735300 927925 1058168 0 68054339 73775942 0 0 73885442 84320578 142867706 159154688 23713394 -7419388 356575456 323522431 154669900 167869053 201905556 155653378 X To serve equally the members of the legal profession and the public by defending liberty and delivering justice as the national representative of the legal profession, to apply the knowledge and experience of the profession to promote the public good and to encourage cordial discourse among the members of the Bar. false false ABA Sections, Divisions, and Forums The American Bar Association is one of the largest voluntary professional associations in the world. Throughout its history, the ABA has demonstrated an ability to anticipate the needs of the legal profession and respond to the needs of a changing society. The ABA brings the resources of a large national organization to the analysis and development of policy on issues that are of concern to both the profession and the public. Much of this work is carried out through entities of the Association, primarily Sections, Divisions and Forums Continued on Schedule O false true false true false false false false true true false false false true false false true false false false false false false false false false true true true false false false false false false false false false false false true true true false true 465 0 true 851 true true true false false false true true false false false X 39 39 false false false false true true false true true false false true true true true true true true true false X X William K Phelan 3129885000 321 N Clark Street Chicago IL 60654 X William C Hubbard President 055.00 005.00 X X 61807 0 0 Paulette Brown President-Elect 075.00 001.00 X X 27414 0 0 Patricia Lee Refo Chair, House of Delegates 010.00 001.00 X X 844 0 0 Mary T Torres Secretary 010.00 001.00 X X 417 0 0 G Nicholas Casey Jr Treasurer 008.00 001.00 X X 347 0 0 James R Silkenat Immediate Past President 025.00 001.00 X X 125979 0 0 Wendell G Large Member-At-Large 010.00 001.00 X 0 0 0 Alice A Bruno Member-At-Large 005.00 001.00 X 0 0 0 Thomas R Curtin Member-At-Large 005.00 001.00 X 0 0 0 Herbert B Dixon Jr Member-At-Large 005.00 001.00 X 0 0 0 William Thomas Coplin Jr Member-At-Large 005.00 001.00 X 0 0 0 David F Bienvenu Member-At-Large 005.00 001.00 X 0 0 0 Stephen E Chappelear Member-At-Large 010.00 001.00 X 0 0 0 Eduardo Roberto Rodriguez Member-At-Large 005.00 001.00 X 0 0 0 John S Skilton Member-At-Large 002.00 001.00 X 0 0 0 Joseph B Bluemel Member-At-Large 015.00 001.00 X 0 0 0 Jimmy Goodman Member-At-Large 015.00 001.00 X 0 0 0 Harry Truman Moore Member-At-Large 010.00 001.00 X 0 0 0 John C Schulte Member-At-Large 005.00 001.00 X 0 0 0 Laura V Farber Member-At-Large 010.00 001.00 X 0 0 0 Kenneth G Standard Member-At-Large 010.00 001.00 X 0 0 0 Timothy W Bouch Member-At-Large 004.00 001.00 X 0 0 0 Paul T Moxley Member-At-Large 005.00 001.00 X 0 0 0 Robert T Gonzales Member-At-Large 005.00 001.00 X 0 0 0 Jodi B Levine Member-At-Large 014.00 001.00 X 0 0 0 Kenneth W Gideon Member-At-Large 005.00 001.00 X 0 0 0 Timothy B Walker Member-At-Large 005.00 001.00 X 0 0 0 Pamela C Enslen Member-At-Large 005.00 001.00 X 0 0 0 David Russell Poe Member-At-Large 010.00 001.00 X 0 0 0 William R Bay Member-At-Large 015.00 001.00 X 0 0 0 Donald R Dunner Member-At-Large 005.00 001.00 X 0 0 0 Michael E Flowers Member-At-Large 005.00 001.00 X 0 0 0 Ruthe Catolico Ashley Member-At-Large 005.00 001.00 X 0 0 0 Marcia Milby Ridings Member-At-Large 010.00 001.00 X 0 0 0 Pamela A Breshnahan Member-At-Large 010.00 001.00 X 0 0 0 William Ferreira Member-At-Large 005.00 001.00 X 0 0 0 Min K Cho Member-At-Large 005.00 001.00 X 0 0 0 Chloe Racquel Woods Member-At-Large 010.00 001.00 X 0 0 0 Jack L Rives Executive Director 080.00 001.00 X 1062000 0 21851 Alpha Brady Senior Associate Executive Director, Chief Governance Officer 040.00 010.00 X 215601 0 12890 Barry Currier Managing Director, Accreditation and Legal Education 050.00 001.00 X 328504 0 27180 William K Phelan Senior Associate Executive Director and Chief Financial Officer 050.00 005.00 X 322419 0 23512 Carol Stevens Associate Executive Director, Communications and Media Relations 040.00 001.00 X 245573 0 33760 Chris Gloede Chief Marketing Officer 050.00 001.00 X 309579 0 29056 H Maria Enright Associate Executive Director, Professional Services Division 040.00 001.00 X 240240 0 20070 Holly Cook Associate Executive Director - DC Operations 040.00 001.00 X 258724 0 19566 Jarisse Sanborn Associate Executive Director, General Counsel 040.00 001.00 X 369355 0 19902 Lawrence Gill Associate Executive Director, ABA Leisure 050.00 001.00 X 495907 0 35786 Marina B Jacks Senior Associate Executive Director, Chief Governance Officer 040.00 001.00 X 297484 0 16863 Martin Balogh Associate Executive Director, Meetings Travel 040.00 001.00 X 204714 0 16723 Robert Rupp Associate Executive Director, Business Services 040.00 001.00 X 176887 0 16965 Thomas M Susman Associate Executive Director, Government Affairs Office 040.00 001.00 X 353480 0 16589 Valeria J Stokes Associate Executive Director Chief Human Resources Officer 040.00 001.00 X 237427 0 20852 William Pusey Editor Publisher, ABA Journal 040.00 001.00 X 205156 0 39531 Cheryl Niro Senior Strategy Advisor 040.00 001.00 X 211973 0 7717 Robert Horowitz Director, Professional Services - DC 040.00 005.00 X 223720 0 6437 Jerry Kiska Deputy Chief Financial Officer and Controller 035.00 015.00 X 218582 0 14951 Laura Metzger Division Director, Brand and Product Management 050.00 001.00 X 192611 0 13725 Terrence Brooks Director, Legal Services 006.00 034.00 X 191274 0 19902 6578018 433828 22 false true false United States Postal Service 2700 Campus Drive San Mateo CA 944979224 Shipping 3010000 Quad Graphics Inc PO Box 644840 Pittsbugh PA 15264 Printing Services 2565434 Infocision Management Corporation PO Box 932441 Cleveland OH 44193 Telemarketing 1786005 Escendent LLC 47 W Polk St Ste 100-232 Chicago IL 60605 Consulting/Talent Services 1156274 NaviSite Inc 400 Minuteman Road Andover MA 01810 IT Consulting 981241 57 8148150 8148150 Meeting Fees 27841325 27841325 Publication Revenue 8900713 8900713 Advertising Revenue 511120 2875830 2875830 Membership Dues 74061878 74061878 113679746 10034905 10034905 8850444 8850444 62268486 55659657 6608829 6608829 6608829 Marketing Fees 900004 202258 202258 Other Income 900099 4210968 4187782 23186 4413226 151735300 114991698 3101274 25494178 912171 145997 0 0 5317172 0 51457609 5151933 8203885 3645343 486868 1429229 181658 1276730 0 5628017 10255647 9502453 2349163 1204752 4673282 10422699 0 22693216 23911 0 3235788 286821 Tax 1425836 Utilities 138192 Miscellaneous Operating 1355862 Interfund transfers 7750454 0 159154688 12492512 5246854 37486 37484 5154714 5701456 3945622 3701633 3198738 2799852 70554734 55394543 17614382 15160191 313877474 290616482 254528 258479 356575456 323522431 7783793 8789185 52780399 49975014 94105708 109104854 154669900 167869053 X 201905556 155653378 201905556 155653378 356575456 323522431 X -7419388 -38832790 X false true X true false RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false false false 74061878 1276730 1276730 1851547 -574817 false 11926658 1898356 -196329 234714 13393971 10599851 9500 1443145 125838 11926658 9728735 2000 923250 54134 10599851 8837086 162067 819572 89990 9728735 8023847 10925 823463 21149 8837086 0.25000 0.53000 0.22000 false true true 23907492 14870075 9037417 46064867 40524468 5540399 582375 582375 15160191 Financial derivatives and other financial products Closely-held equity interests Federal income taxes Deferred Rent 20646308 Pension Liability 79025444 Other Liabilities 9114684 Due to Related Parties 318418 109104854 X V 4 The endowment funds are held by a tax-exempt related organization, ABA Fund for Justice and Education FJE. ABA uses the proceeds from the endowment funds to provide a predictable stream of funding for ABA programs. X 2 The ABA and FJE are qualified under the US Internal Revenue Code Code as tax-exempt organizations or, in the case of FJE, as a tax-exempt fund, and are exempt from tax on income related to their tax-exempt purposes under Section 501a of the Code. The ABA is exempt from income tax as an association described in Section 501c6 of the Code. FJE is exempt under Section 501c3. XII 2d Pension allocation for the ABA affiliate, Fund for Justice and Education FJE, the entire pension expense is paid by the ABA and allocated to the FJE. X 1 ABA and other organizations do not have any material unrelated business income. Accordingly, no provision for income taxes has been made in the consolidated financial statements for the fiscal years ended August 31, 2015 and 2014. true Foundation for Criminal Justice 12th Flr 1660 L St NW Washington DC 20036 522289169 501c3 125000 Philadelphia Legal Assistance Center Inc 718 Arch St Suite 300N Philadelphia PA 19106 232823744 501c3 64016 University of South Carolina School of Law 701 S Main Street Columbia SC 29208 576001153 501c3 60000 Neighborhood Christian Legal Clinic Ste 201 3333 N Meridian St Indianapolis IN 46208 351916572 501c3 55350 Ace Mentor Program of America Inc Marin DeCruze Company LLP 2777 Summ Stamford CT 06905 260556625 501c3 50000 National Women's Law Center 11 Dupont Circle NW Suite 800 Washington DC 200361207 521213010 501c3 45387 Northwestern University School of Law Judicial Education Program 357 East Chicago IL 60611 362167817 501c3 32956 Nat'l Conf of Commissioners on Uniform State Law 111 N Wabash Ave Ste 1010 Chicago IL 60602 363761561 501c3 26250 University of Minnesota Foundation Ste 500 200 Oak St SE Minneapolis MN 55455 416042488 501c3 19386 AIPLEF 241 18th Street South Arlington VA 22202 542019670 501c3 17500 Senior Law Center Suite 1820 100 South Broad Street Philadelphia PA 19110 232169936 501c3 15596 Uniform Law Commission (ULC) 111 North Wabash Avenue Suite 1010 Chicago IL 606021917 363761561 501c3 10000 Working Group on Legal Opinions Foundation 301 N Market St Ste 1414 Wilmington DE 19801 464342171 501c3 7288 State of Indiana Office of the Attorney General 302 W Washington St IGS 5th Flr Indianapolis IN 46204 115 State Agency 6000 State of Maryland Office of the Attorney General 200 St Paul Place Baltimore MD 21202 115 State Agency 6000 Iowa Attorney General's Office 1305 E Walnut St Des Moines IA 50319 115 State Agency 6000 State of Arkansas Office of the Attorney General 323 Center Street Suite 1100 Little Rock AR 72201 115 State Agency 6000 Commonwealth of Massachusetts One Asburton Place 18th Fl Boston MA 021081698 115 State Agency 6000 State of Alabama Office of the Attorney General 501 Washington Avenue Montgomery AL 361300152 115 State Agency 6000 Mississippi Attorney General's Office c/o Crystal Utley Secoy PO Box 2294 Jackson MS 39225 115 State Agency 6000 Wisconsin Department of Justice 17 W Main Street Madison WI 53702 115 State Agency 6000 Governor's Office of Consumer Protection 2 Martin L King Jr Drive 356 East T Atlanta GA 30334 115 State Agency 6000 West Virginia Attorney General's Office 1900 Kanawha Boulevard E E-26 Charleston WV 25305 115 State Agency 6000 Commonwelath of KY Office of the Attorney General 700 Capitol Ave Suite 34 Frankfort KY 40601 115 State Agency 6000 Pennsylvania Office of Attorney General Starwberry Sq 14th FLoor Harrisburg PA 17120 115 State Agency 6000 Attorney General of Texas 300 W 15th Street Austin TX 787011649 115 State Agency 6000 Oregon Department Of Justice 1515 SW 5th Ave Ste 410E Portland OR 97201 115 State Agency 6000 Montana Attorney General's Office 215 N Sanders Helena MT 59620 115 State Agency 6000 Washington State Attorney General 800 5th Avenue Ste 2000 Seattle WA 98104 115 State Agency 6000 State of New Jersey Offc of Atty General P O Box 45029 Newark NJ 07101 115 State Agency 6000 Office of the Attorney General-Dept of Legal Affairs PL-01 The Capitol Tallahassee FL 323991050 115 State Agency 6000 State of New Hampshire Department of Justice 33 Capitol St Concord NH 03301 115 State Agency 6000 Office of the Attorney General Tennessee 425 Fifth Avenue North Second Floor Nashville TN 372433400 115 State Agency 6000 State of Nevada Office of Attorney General 555 E Washington 3900 Las Vegas NV 89101 115 State Agency 6000 State of Wyoming Office of the Attorney General 123 Capitol Avenue Cheyenne WY 82002 115 State Agency 6000 Connecticut Dept of Consumer Protection 165 Capitol Avenue Hartford CT 06106 115 State Agency 6000 New York State Department of Law 120 Broadway New York NY 10271 115 State Agency 6000 Commonwealth of Virginia Ofc of Atty Genl 900 East Main Street STE 6056 Richmond VA 23219 115 State Agency 6000 State of Vermont-Ofce of Attorney Genl 109 State St Montpelier VT 056091001 115 State Agency 6000 State of Delaware 820 North French Street Attn Amy Qu Wilmington DE 19801 115 State Agency 6000 State of Kansas Attorney General 120 SW 10th Avenue 2nd Floor Topeka KS 66612 115 State Agency 6000 Nebraska Department of Justice 2115 State Capitol Lincoln NE 68509 115 State Agency 6000 Arizona Attorney General's Ofce 1275 W Washington St Phoenix AZ 85007 115 State Agency 6000 State of South Dakota Office of Attorney General 1302 Eas Pierre SD 575018502 115 State Agency 6000 State of Hawaii Dept Commerce & Consumer Aff Office of Consumer Protection 235 S Honolulu HI 968132419 115 State Agency 6000 State of Ohio Office of the Attorney General 30 E Columbus OH 432153400 115 State Agency 6000 Office of the Utah Attorney General 160 East 300 South 5th Floor Salt Lake City UT 841140811 115 State Agency 6000 Pace University Pace Law School 78 N Broadway E-Hou White Plains NY 10603 135562314 501c3 5500 48 Scholarships/Awards 122 145997 Part I Line 2 The ABA has recipient monitoring procedures in place to ensure adequate control of funds that are awarded. These procedures include the review of grantee financial and narrative reports, periodic on-site monitoring of grantee programs and financial operation, review of cash management procedures to minimize the cash on hand by recipients, and the review and appropriate follow-up on recipient audits including any deficiencies noted. Part I Line 2 Grant recipients typically are selected in consultation with the funding agency. Part I Line 2 The majority of the scholarships are paid directly to the colleges and universities that the award winners are attending. The remaining awards are paid as stipends to under-represented law students pursuing unpaid clerkships with judges. The stipends for clerkships are taxable to the grantee. X X true true X X X X X false false false Jack L Rives Executive Director 1061550 450 20700 1151 1083851 Alpha Brady Senior Associate Executive Director, Chief Governance Officer 215399 203 4281 9299 229182 Barry Currier Managing Director, Accreditation and Legal Education 328319 184 8428 18752 355683 William K Phelan Senior Associate Executive Director and Chief Financial Officer 322126 293 525 23747 346691 Carol Stevens Associate Executive Director, Communications and Media Relations 245379 194 17508 17242 280323 Chris Gloede Chief Marketing Officer 309319 260 20405 9726 339710 H Maria Enright Associate Executive Director, Professional Services Division 238971 1269 3651 16495 260386 Holly Cook Associate Executive Director - DC Operations 258246 478 15481 7126 281331 Jarisse Sanborn Associate Executive Director, General Counsel 368532 822 18751 1151 389256 Lawrence Gill Associate Executive Director, ABA Leisure 495695 213 20351 15435 531694 Marina B Jacks Senior Associate Executive Director, Chief Governance Officer 297360 124 7653 9209 314346 Martin Balogh Associate Executive Director, Meetings Travel 204543 171 5473 11850 222037 Robert Rupp Associate Executive Director, Business Services 176731 155 8755 8209 193850 Thomas M Susman Associate Executive Director, Government Affairs Office 352961 519 16589 2820 372889 Valeria J Stokes Associate Executive Director Chief Human Resources Officer 236839 588 3433 17419 258279 William Pusey Editor Publisher, ABA Journal 205049 108 14488 26389 246034 Cheryl Niro Senior Strategy Advisor 211789 185 7717 219691 Robert Horowitz Director, Professional Services - DC 223536 185 5453 2118 231292 Jerry Kiska Deputy Chief Financial Officer and Controller 218407 175 14951 233533 Laura Metzger Division Director, Brand and Product Management 192454 157 3690 10035 206336 Terrence Brooks Director, Legal Services 191119 156 5243 15164 211682 Form 990, Part III, Line 4a The ABA provides lawyers unparalleled opportunities for professional growth and service through numerous groups dedicated to specific areas of law. The Association currently has 21 Sections, which range in size from about 3,600 members to more than 53,000 7 divisions and 6 forums. All of these groups draw their membership from lawyers, judges, academics, law students and associate members with common interests. Sections include the following legal areas Administrative Law and Regulatory Practice Antitrust Law Business Law Criminal Justice Dispute Resolution Environment, Energy and Resources Family Law Health Law Civil rights and Social Justice Intellectual Property Law International Law Labor and Employment Law Legal Education Litigation Public Contract Law Public Utility, Communications and Transportation Law Real Property, Trust and Estate Law Science and Technology Law State and Local Government Law Taxation Tort, Trial and Insurance Practice. Form 990, Part III, Line 4a Divisions include Government and Public Sector Lawyers Judicial Law Practice Law Student Senior Lawyers Solo, Small Firm and General Practice Young Lawyers. Forums explore new areas of developing law such as Affordable Housing and Community Development Law, Air and Space Law, Communications Law, Construction Law, Entertainment Law, Franchising and Sports Industries Law. Sections, Divisions and Forums within the ABA provide members myriad opportunities for professional development, leadership development, networking, pro bono contributions, and education within their own particular field of interest and expertise. Sections and Divisions also contribute to policy-making on issues of importance to both lawyers and the public. Sections originate many of the recommendations that become the ABAs policy positions and act as checks and balances on recommendations of other entities. Through the work of these groups, the ABA benefits the public through improvement of both the profession and the legal system. Form 990, Part III, Line 4b By ensuring the continuing education and professional development of the nations lawyers, the ABA contributes to a strong system of justice and professionalism, as well as the protection of clients, the public, and the courts. Form 990, Part III, Line 4c The ABA also publishes both print and electronic versions of the ABA Journal, which is provided free to approximately 400,000 members, as well as to numerous libraries interested in legal topics. The ABA also published more than 250 books and eBooks that were sold or distributed to more than 85,000 customers. These books offered guidance and counsel in every legal discipline and every aspect of a legal career. Many of these excellent books would not have been published by a commercial publisher because their revenue potential is not great enough for a commercial model. However, these publications are of great value to the profession, providing vital information to keep lawyers up to date on developments in the law. Thus, ABA publications serve clients, the public and courts by improving the education and professionalism of the nations lawyers. Because the ABAs mission is to serve the profession, many disciplines and authors are able to publish vital and timely information that would not otherwise be available to the profession. Form 990, Part VI, Section A, Line 6 The members of the Nominating Committee of the House of Delegates nominate the members of the Board of Governors, the elective offices of the Association, President, President Elect, Secretary, Treasurer, and Chair of the House of Delegates. Members who register for the annual meeting elect six members of the House of Delegates. The House elects the Board of Governors, the Chair of the House and the officers Members may nominate officers and governors by presenting a nominating petition to the Nominating Committee with the number of member signatures specified in the bylaws for each elected position. Members may initiate a referendum to change or initiate ABA policy by filing a petition with the requisite number of signatures. The House, by majority vote, can direct a referendum on a question relating to the substance of the law, the administration of justice or the policy of the Association. In either case, the majority of members casting a ballot determine the result. All members may attend the meetings of the House of Delegates and may submit a report and recommendation for consideration by the House. Form 990, Part VI, Section A, Line 7a The ABA House of Delegates elects the Board of Governors, the officers, and the Chair of the House. The House is designed to be representative of the legal profession in the United States. Members of the Association who register for the annual meeting elect six delegates-at-large. ABA members of each state elect state delegates ABA members who belong to state and qualifying local Bar Associations also elect delegates, the number being dependent upon the number of ABA members and lawyers in the respective state or local association. Association members of ABA sections, divisions and eligible judicial conferences elect section/division delegates. Each section has a minimum of two delegates, with additional delegates dependent upon the number of members in each section. The U.S. Virgin Islands Bar Association, Guam, the Commonwealth of the Northern Mariana Islands and American Somoa elect a delegate. State, local and territorial bar associations elect delegates according to their own rules. For purposes of election to the Board, the House is grouped into eighteen geographical districts. Governors serve staggered three year terms the House elects approximately one-third of the Board, and the President-Elect at each annual meeting. The Board of Governors consists of one member from each of the 18 geographical districts, six section members-at-large, one law student member-at-large, one young lawyer member-at-large, and four Goal III members-at-large. Form 990, Part VI, Section A, Line 7a The President, Chair of the House, President-Elect, Immediate Past President, Secretary and Treasurer of the ABA are ex-officio members of the Board of Governors, and every third year the Treasurer-Elect and Secretary-Elect also are Board of Governors, and every third year the Treasurer-Elect and Secretary-Elect also are included in the Board of Governors. The House elects the Chair of the House for a two-year term in even-numbered years every third year the House elects a Treasurer and Secretary a year in advance for three year terms. Form 990, Part VI, Section B, Line 11b Prior to filing the return with the IRS, it is reviewed by the organizations management and subject to review by the Audit Committee. The final Form 990 is shared on a secure website with all members of the Board prior to filing the return with the IRS, sufficiently in advance of the due date to allow Board members the opportunity to raise questions or concerns, if any. Form 990, Part VI, Section B, Line 12c Each Board member received the Conflict of Interest COI questionnaire this year. All responses were reviewed by the Accounting team at the ABA. If a Board member discloses a conflict, the Board member must recuse themselves from any matter involving the disclosed conflict, and the recusal is noted in the minutes. Additionally, staff assigned to the Board of Governors distribute COI forms to Board members prior to each Board meeting and collect the completed COI forms. Form 990, Part VII, Section D, Line 1 Though this return is reporting on fiscal year August 31, 2015 activities, the compensation reported is based on the Forms W-2 filed with the IRS for calendar year 2014. Form 990, Part XI, Line 9 Interfund Transfers 9,125,781, Investment Income 16,937,075, Pension Changes 13,731,185, Other Non-Operating 4,105,796, Realized Gain on Sale of Investment 6,608,829, Pension Plan Allocation 1,541,782. 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