2016-03-30T13:27:16-05:00 2015-06-30 341883473 CBIZ MHM LLC 1065 AVENUE OF THE AMERICAS NEW YORK NY 10018 990 2014-07-01 311705917 UBUNTU EDUCATION FUND INC UBUN 6468271190 32 BROADWAY NEW YORK NY 10004 JACOB LIFF CEO AND FOUNDER 6468271190 2016-03-29 1 SCOTT J GOLDBERG P01486877 2127905700 2014 2016-08-17 19:52:53Z JACOB LIEF 32 BROADWAY NEW YORK NY 10004 3449264 0 X WWW.UBUNTUFUND.ORG X 1998 NY MISSIONUBUNTU PROVIDES WORLD-CLASS HEALTH AND EDUCATIONAL SUPPORT TO THE ORPHANED AND VULNERABLE CHILDREN OF PORT ELIZABETH, SOUTH AFRICA, ENSURING THEY CAN ACCESS HIGHER EDUCATION AND EMPLOYMENT. UBUNTU'S MISSION IS SIMPLE, ALL-ENCOMPASSING, AND RADICAL: TO HELP RAISE TOWNSHIP CHILDREN BY PROVIDING WHAT ALL CHILDREN DESERVE-EVERYTHING. 21 21 12 25 0 0 2237791 2951180 0 0 82 26 0 0 2237873 2951206 1030804 394713 0 0 877000 991700 0 0 876070 597985 1024287 2505789 2410700 -267916 540506 594335 1110776 65170 41105 529165 1069671 X SEE SCHEDULE O 0 0 373433 138150 SEE SCHEDULE OUBUNTU TRANSFORMS THE LIVES OF 2,000 CHILDREN AND THEIR FAMILIES.HEALTH 1.DEVELOP THE PROVINCE'S LEADING HIV HEALTH CLINIC FOR VULNERABLE CHILDREN AND THEIR CAREGIVERS. 2.INCREASE ACCESS TO LIFE-SAVING MEDICINE FOR HIV-POSITIVE CHILDREN AND THEIR CAREGIVERS. 3.ENSURE HIV-POSITIVE PREGNANT WOMEN HAVE ACCESS TO DRUGS THAT PREVENT TRANSMISSION OF THE VIRUS TO THEIR CHILDREN. 4.PROVIDE ACCESS TO HIV TESTING FOR CHILDREN AND THEIR FAMILIES. 5.ENSURE EACH CHILD IN OUR PROGRAM IS REGULARLY SEEN BY A DOCTOR. 426780 157885 SEE SCHEDULE OEDUCATION: PRESCHOOL-GRADE 12 1.PROVIDE INTENSIVE, HIGH-QUALITY EDUCATION FROM EARLY CHILDHOOD THROUGH GRADE 12 TO ENSURE ACCESS TO UNIVERSITY AND EMPLOYMENT: 2.IMPROVE SCHOOL ATTENDANCE. 3.IMPROVE ACADEMIC PERFORMANCE. 4.PROVIDE AFTER-SCHOOL AND WEEKEND PROGRAMMING AS WELL AS HOLIDAY CAMPS TO ENSURE OUR CHILDREN ARE BOTH SAFE AND LEARNING DURING NON-SCHOOL HOURS. 5.IMPROVE STUDENTS LEVEL OF LIFE SKILLS AND SELF-CONFIDENCE. 6.INCREASE THE NUMBER OF VULNERABLE CHILDREN GRADUATING FROM HIGH-SCHOOL AND UNIVERSITY. 7.ENSURE OUR STUDENTS SECURE EMPLOYMENT UPON GRADUATING.EDUCATION: UNIVERSITY & TRAINING PROGRAMS 1.STRENGTHEN OUR UNIVERSITY SCHOLARSHIP PROGRAM: 2.ENSURE OUR HIGH-SCHOOL PROGRAM PREPARES STUDENTS TO MAKE INFORMED DECISIONS ABOUT THEIR FUTURES. 3.PROVIDE MORE THAN 100 SCHOLARSHIPS PER YEAR. 4.PROVIDE FINANCIAL, EMOTIONAL, SOCIAL, AND MEDICAL SUPPORT FOR OUR CHILDREN THROUGHOUT UNIVERSITY. 5.ENSURE STUDENTS ARE PAIRED WITH PEER MENTORS FROM THEIR COMMUNITIES TO ASSIST WITH DIFFICULT LIFE CHOICES. 266738 98678 SEE SCHEDULE OHOUSEHOLD STABILITY 1.STRENGTHEN OUR HOUSEHOLD STABILITY INITIATIVE PROVIDING COMPREHENSIVE SOCIAL, MEDICAL AND NUTRITIONAL INTERVENTIONS IN ALL OUR CHILDREN'S HOMES. 2.ENSURE THE HOMES OF OUR CHILDREN ARE HEALTHY, CLEAN, SAFE AND TB-FREE. 3.IMPROVE FOOD SECURITY FOR VULNERABLE HOUSEHOLDS. 4.DECREASE LEVELS OF TRANSACTIONAL SEX FOR GIRLS IN VULNERABLE HOUSEHOLDS. 5.ENSURE ALL CHILD-HEADED HOUSEHOLDS ARE SECURE AND HAVE ADEQUATE RESOURCES TO SUPPORT THE FAMILY.SUSTAINABILITY 1.INVEST IN UBUNTU'S INSTITUTIONAL CAPACITY TO ENSURE WE DEVELOP INTO A TRULY SUSTAINABLE ORGANIZATION. 2.CREATE A FOUNDATION OF SYSTEMS, POLICIES AND PROTOCOLS TO FURTHER STRENGTHEN THE HR DEPARTMENT AND INCULCATE OUR UNIQUE MANAGEMENT CULTURE. 3.EMPOWER OUR TEAM AND ENSURE SUCCESSION PLANNING BY FURTHER DEVELOPING AND TRAINING OUR STAFF. 4.RE-BRAND UBUNTU AND LAUNCH A DIGITAL PLATFORM TO FURTHER MOBILIZE A COMMUNITY OF GLOBAL SUPPORTERS. 5.COMPLETE PHYSICAL UPGRADES AND RENOVATIONS OF THE UBUNTU. 6.CENTER TO TRANSFORM THE COMPLEX INTO A WORLD-CLASS HEALTH AND EDUCATION CAMPUSRECENT ACHIEVEMENTS AND RECOGNITIONINTERNAL ACHIEVEMENTS:1. UBUNTU CONTINUES TO PROVIDE COMPREHENSIVE SERVICES TO 2,000 ORPHANED AND VULNERABLE CHILDREN, ENSURING THAT THEY ARE STABILIZED ON OUR CRADLE TO CAREER PATHWAY.2. 100% OF UBUNTU'S EXPECTING HIV POSITIVE MOTHERS GAVE BIRTH TO HIV NEGATIVE BABIES IN OUR PREVENTION OF MOTHER-TO-CHILD TRANSMISSION PROGRAM.3. 93% OF STUDENTS IN OUR FUTURE LEADERS PROGRAM PASSED THE MATRIC EXAM, MEANING THEY ARE ELIGIBLE TO APPLY FOR UNIVERSITY.4. OUR MOTHER AND CHILD HIV TREATMENT CLINIC CONTINUES TO BE A BASTION OF SAFETY FOR OUR COMMUNITY--OUR RETENTION RATE IN OUR CLINICAL PROGRAMS REMAINED ABOVE 95%.5. OUR UBUNTU PATHWAYS PROGRAM, WHICH TARGETS NON-UNIVERSITY TRACK STUDENTS, HAD A SECOND SUCCESSFUL YEAR WITH 66% OF OUR PARTICIPANTS HAVING SECURED STEADY EMPLOYMENT.6. WE SAW A 99% RETENTION RATE IN OUR EARLY CHILDHOOD DEVELOPMENT PROGRAM.7. OUR HOUSEHOLD STABILITY PROGRAM IS THE CORE OF EVERYTHING WE DO AT UBUNTU. THIS YEAR, 70% OF OUR HIV POSITIVE CAREGIVERS DISCLOSED THEIR STATUS TO THEIR CHILD AFTER COMPLETING OUR SUPPORT GROUP PROGRAM.EXTERNAL ACHIEVEMENTS:1. WE HOSTED AN INCREDIBLY SUCCESSFUL GALA IN NEW YORK CITY, RAISING OVER $900,000.2. FOUNDER AND CEO JACOB LIEF PUBLISHED HIS FIRST BOOK, I AM BECAUSE YOU ARE: HOW THE SPIRIT OF UBUNTU INSPIRED AN UNLIKELY FRIENDSHIP AND TRANSFORMED A COMMUNITY, IN MAY OF 2015.3. UBUNTU PARTNERED WITH THE UNIVERSITY OF PENNSYLVANIA'S CENTER FOR HIGH IMPACT PHILANTHROPY TO PRODUCER AND LAUNCH THE PHILANTHROPY UNFILTERED PODCAST SERIES, HOSTED BY JACOB LIEF.4. UBUNTU WAS HIGHLIGHTED AT THE 2014 CLINTON GLOBAL INITIATIVE ANNUAL MEETING AND THE TOWN & COUNTRY PHILANTHROPY SUMMIT, BOTH HELD IN NEW YORK CITY.5. WE CAPITALIZED ON KEY MARKETING OPPORTUNITIES BY CROSS-BRANDING OURSELVES WITH NOTABLE INSTITUTIONS SUCH AS CHELSEA MARKET AND CARNEGIE HALL. 1066951 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 1 1 1 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 1 1 0 0 0 0 1 1 1 0 0 1 14 0 1 12 1 0 0 0 0 0 1 1 0 0 0 0 X 21 21 0 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 CA MA IL NJ CT NY X X JACOB LIEF CO UBUNTU EDUCATION FUND 6468271190 32 BROADWAY NEW YORK NY 10004 ANDREW ROLFE CHAIRMAN 2.00 X 0 0 0 BILL VOGE LEGAL & GOVERNANCE COMMITTEE 1.00 X 0 0 0 CIKO THOMAS BOARD MEMBER 1.00 X 0 0 0 DANIEL OSORIO BOARD MEMBER 1.00 X 0 0 0 DAVID LAMOND BOARD MEMBER 1.00 X 0 0 0 DRFRANK LIPMAN BOARD MEMBER 1.00 X 0 0 0 KATHERINE SCOTT BOARD MEMBER 1.00 X 0 0 0 KIM HOWARD FINANCE & AUDIT COMMITTEE 1.00 X 0 0 0 MALIZOLE BANKS GWAXULA FOUNDER & SENIOR ADVISOR 1.00 X 0 0 0 NOMKHITA NQWENI SA CHAIR, U.ME.WE. COMMITTEE 1.00 X 0 0 0 PAULO EAPEN BOARD MEMBER 1.00 X 0 0 0 SANDRA MYBURGH BOARD MEMBER 1.00 X 0 0 0 PHILIP VASSILIOU BOARD MEMBER 1.00 X 0 0 0 RUSH MCCLOY TREASURER, FINANCE & AUDIT COMMITTEE 1.50 X 0 0 0 SCOTT SHLEIFER BOARD MEMBER 1.00 X 0 0 0 STEPHEN SCHAFFER BOARD MEMBER 1.00 X 0 0 0 WINSTON GINSBERG FINANCE & AUDIT COMMITTEE 1.00 X 0 0 0 ZIYANDA NTSHONA SECRETARY, LEGAL & GOVERNANCE COMMITTEE 2.00 X 0 0 0 STEPHANIE POTTRUCK GOLDMAN CHAIR, DEVELOPMENT COMMITTEE 1.00 X 0 0 0 DEBORAH SHAINFELD BOARD MEMBER 1.00 X 0 0 0 JACOB LIEF CEO & FOUNDER 60.00 X X 195722 0 0 JORDAN LEVY CHIEF EXTERNAL RELATIONS O 40.00 X 136535 0 0 JANA ZINDELL CHIEF PROGRAM OFFICER 40.00 X 129191 0 0 461448 0 0 3 0 1 0 GOTHAM HALL EVENTS 1356 BROADWAY NEW YORK NY 11018 FUNDRAISING EVENT VENUE 129852 1 550804 2400376 125043 2951180 26 26 125043 125043 0 0 373015 550804 373015 0 2951206 0 0 26 394713 394713 461448 187908 68503 205037 403632 16109 186127 201396 69552 24219 8181 37152 57068 19872 6712 30484 86740 72557 14183 130202 130202 13934 3128 1101 9705 52638 4108 48530 67118 67118 77785 29736 23432 24617 7121 2158 4963 12945 12945 5610 5610 SPECIAL PROJECTS 385000 385000 OTHER 90607 90607 BAD DEBTS 53185 53185 PAYROLL SERVICE FEE/BAN 27573 27573 13829 6375 7454 2410700 1066951 467679 876070 213056 374903 287895 555315 56978 157097 107183 98222 21906 8961 14500 14500 594335 1110776 64340 41105 830 0 65170 41105 X 386210 550708 142955 518963 529165 1069671 594335 1110776 540506 0 X X 0 1 X 1 0 X 3205406 3218770 2579913 2237791 2951180 14193060 3205406 3218770 2579913 2237791 2951180 14193060 4142262 10050798 429 95 854 82 26 1486 2185 2185 14196731 0.70800 0.71700 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 95700 86739 8961 11483 11483 0 8961 3287188 335982 335982 2951206 0 2951206 2746682 335982 335982 2410700 0 2410700 1 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA, FASO, 1 60 PROGRAM SERVICES INCLUDING:EDUCATION, HEALTH AND HOUSEHOLD STABILITY MEDICAL TESTING & TREATMENT EDUCATION, FOOD TRAINING 389594 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 1 5 PROGRAM SERVICES INCLUDING:EDUCATION, HEALTH AND HOUSEHOLD STABILITY FUNDRAISING 5119 2 65 0 0 2 65 394713 0 394713 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA, FASO, EDUCATION/TRAINING/HEALTHCARE/COUNCELING ETC FOR CHILDREN OF SOUTH AFRICA INFECTED OR AFFECTED BY HIV/AIDS, EMPOWERING THEM TO TAKE ADVANTAGE OF EDUCATION AND TRAINING OPPORTUNITIES. 389594 WIRE FMV EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM PROGRAM SUPPORT 5119 WIRE FMV 0 0 0 0 0 0 GALA 923819 550804 373015 29613 80730 229414 33258 923819 550804 373015 29613 80730 229414 33258 373015 0 X X X X X 0 0 0 0 0 0 0 0 0 JACOB LIEF CEO & FOUNDER 195722 0 0 0 0 0 0 0 0 0 195722 0 0 0 UBUNTU EDUCATION FUND SOUTH AFRICA AN AFFILIATE OF UBUNTU EDUCATION FUND US UNDER COMMON CONTROL 389594 A SIGNIFICANT AMOUNT OF GRANTS FROM UBUNTU EDUCATION FUND US ARE DISBURSED THROUGH UBUNTU EDUCATION FUND IN SOUTH AFRICA FOR FUNDING OF THE CAPITAL CAMPAIGN AND HEALTH AND EDUCATION INITIATIVES IN SOUTH AFRICA. 0 FRIENDS OF UBUNTU EDUCATION FUND UNITED KINGDOM AN AFFILIATE OF UBUNTU EDUCATION FUND US UNDER COMMON CONTROL 5119 FUND RAISING EVENTS ARE ARRANGED WITH FRIENDS OF UBUNTU EDUCATION FUND UK. DONATIONS RECEIVED BY UBUNTU EDUCATION FUND INC. IN THE US THAT HAD BEEN MADE IN THE UK, WHICH ULTIMATELY BENEFIT THE CHILDREN IN SOUTH AFRICA. 0 X 3 125043 FMV 0 0 0 FORM 990, PART VI, SECTION B, LINE 11 DRAFT RETURN IS DELIVERED TO JACOB LIEF FOR DISTRIBUTION AND REVIEW BY ALL MEMBERS OF THE BOARD OF DIRECTORS FORM 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST POLICY REVIEWED PERIODICALLY BY BOARD MEMBERS, ALL PARTIES ARE EDUCATED ON SUCH POLICY FOR DISCLOSURE IS MANDATORY. FORM 990, PART VI, SECTION B, LINE 15 UBUNTU EDUCATION FUND'S BOARD OF DIRECTORS HAS A COMPENSATION COMMITTEE MADE UP OF THREE INDIVIDUALS. THE COMMITTEE MEETS THREE TIMES A YEAR TO DISCUSS AND REVIEW THE PERFORMANCE CRITERIA AND COMPENSATION LEVELS OF THE COMPANY'S EXECUTIVES AS WELL AS TO REVIEW THE SALARY STRUCTURE FOR THE ENTIRE ORGANIZATION. THE COMMITTEE BASES ITS DECISIONS ON OBJECTIVE, DOCUMENTED, AND COMPARABLE DATA. THE PRIMARY RESPONSIBILITIES OF THE COMMITTEE ARE BELOW: 1. ESTABLISHES AND REVIEWS THE ORGANIZATION'S OVERALL MANAGEMENT COMPENSATION PHILOSOPHY AND POLICY. 2. REVIEWS AND APPROVES THE ORGANIZATION'S GOALS AND OBJECTIVES RELEVANT TO THE COMPENSATION OF THE ORGANIZATION'S KEY EXECUTIVES, INCLUDING ANNUAL PERFORMANCE GOALS AND OBJECTIVES. 3. OVERSEES COMPLIANCE WITH THE COMPENSATION POLICIES AND PROCEDURES AND THE TERMS OF EMPLOYMENT CONTRACTS. 4. REVIEWS AND AUTHORIZES ANY EMPLOYMENT, COMPENSATION, BENEFIT OR SEVERANCE AGREEMENT WITH KEY EXECUTIVES. 5. EVALUATES AT LEAST ANNUALLY THE PERFORMANCE OF THE KEY EXECUTIVES AGAINST THE ORGANIZATION'S GOALS AND OBJECTIVES, INCLUDING THE ANNUAL PERFORMANCE OBJECTIVES AND, BASED ON THIS EVALUATION, DETERMINE AND APPROVE (OR RECOMMEND TO THE BOARD FOR APPROVAL IN THE CASE OF THE CEO) THE COMPENSATION LEVEL (INCLUDING ANY INCENTIVE AWARDS AND ANY MATERIAL PERQUISITES) FOR THE KEY EXECUTIVES, REVIEWING AS APPROPRIATE, ANY AGREEMENT OR UNDERSTANDING RELATING TO THEIR EMPLOYMENT, INCENTIVE COMPENSATION, OR OTHER BENEFITS BASED ON THIS EVALUATION. 6. DETERMINES AND APPROVES THE COMPENSATION LEVEL (INCLUDING ANY INCENTIVE AWARDS AND ANY MATERIAL PERQUISITES) FOR OTHER MEMBERS OF MANAGEMENT OF THE ORGANIZATION AS THE COMMITTEE OR THE BOARD MAY FROM TIME TO TIME DETERMINE TO BE APPROPRIATE. 7. REVIEWS ON A PERIODIC BASIS THE ORGANIZATION'S MANAGEMENT COMPENSATION PROGRAMS, INCLUDING ANY MANAGEMENT INCENTIVE COMPENSATION PLANS AS WELL AS PLANS AND POLICIES PERTAINING TO PERQUISITES, TO DETERMINE WHETHER THEY ARE APPROPRIATE, PROPERLY COORDINATED AND ACHIEVE THEIR INTENDED PURPOSE(S), AND RECOMMEND TO THE BOARD ANY APPROPRIATE MODIFICATIONS OR NEW PLANS OR PROGRAMS. 8. REVIEWS AND RECOMMENDS TO THE BOARD INCENTIVE COMPENSATION PLANS OF THE ORGANIZATION AND ANY MODIFICATIONS OF SUCH PLANS AND REVIEW AT LEAST ANNUALLY THE AWARDS MADE PURSUANT TO SUCH PLANS. 9. REVIEWS AND RECOMMENDS TO THE BOARD ANY CHANGES IN EMPLOYEE RETIREMENT PLANS OR PROGRAMS, AND OTHER EMPLOYEE BENEFIT PLANS AND PROGRAMS. 10. MAINTAINS MINUTES OF MEETINGS AND REGULARLY REPORT TO THE BOARD ON COMMITTEE FINDINGS, RECOMMENDATIONS AND ACTIONS, AND ANY OTHER MATTERS THE COMMITTEE DEEMS APPROPRIATE OR THE BOARD REQUESTS. FORM 990, PART VI, SECTION C, LINE 19 FINANCIAL STATEMENTS AVAILABLE UPON REQUEST AND ON WEBSITE FORM 990 PART XII, LINE 2C DRAFT FINANCIAL STATEMENTS ARE PRESENTED TO THE BOARD OF DIRECTORS FOR REVIEW AND COMMENTS. UBUNTU EDUCATION FUND SOUTH AFRICA PO BOX 14526 SIDWELL6001 PORT ELIZABETH SF EDUCATION & HEALTHCARE TO CHILDREN INFECTED & AFFECTED BY HIV/AIDS SF 501 (C)(3) N/A 0 FRIENDS OF UBUNTU EDUCATION FUND UK 7 CAVENDISH SQUARE LONDON UK WIG OPE EDUCATION & HEALTHCARE TO CHILDREN INFECTED & AFFECTED BY HIV/AIDS UK 501 (C)(3) N/A 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 UBUNTU EDUCATION FUND SOUTH AFRICA B 389594 CASH FRIENDS OF UBUNTU UK B 5119 CASH