2016-04-04T15:20:30-05:00 2015-06-30 390859910 BAKER TILLY VIRCHOW KRAUSE LLP 1650 MARKET STREET SUITE 4500 PHILADELPHIA PA 191037341 990 2014-07-01 231657958 NEUMANN UNIVERSITY NEUM 6105585503 ONE NEUMANN DRIVE ASTON PA 190141298 DR ROSALIE M MIRENDA PRESIDENT 6105585503 2016-04-01 1 JULIUS C GREEN CPA P00350393 2159720701 X 2014 2016-08-17 19:52:53Z MR JOSEPH GORMAN ONE NEUMANN DRIVE ASTON PA 190141298 93797281 0 X WWW.NEUMANN.EDU X 1965 PA TO MAINTAIN AND OPERATE A COLLEGE FOR THE LIBERAL EDUCATION OF MEN AND WOMEN. 27 26 1074 26 60710 -8620 2847203 3560546 68438942 67371597 2540061 1589717 940741 1093374 74766947 73615234 19031165 18626338 0 0 25839887 26975840 21875 21875 1479985 26714563 26305382 71607490 71929435 3159457 1685799 134434947 132134588 45342432 42058091 89092515 90076497 X NEUMANN UNIVERSITY EDUCATES A DIVERSE COMMUNITY OF LEARNERS BASED UPON THE BELIEF THAT KNOWLEDGE IS A GIFT TO BE SHARED IN THE SERVICE OF OTHERS AND THAT LEARNING IS A LIFELONG PROCESS. 0 0 62051054 18626338 67378229 NEUMANN UNIVERSITY IS A PRIVATE, CATHOLIC, FRANCISCAN, CO-EDUCATIONAL UNIVERSITY.FALL ENROLLMENT (FULL TIME AND PART TIME) FOR 2015 WAS 2,901 STUDENTS PURSUING UNDERGRADUATE AND GRADUATE DEGREES. THE UNIVERSITY OFFERS BACHELOR OF ARTS AND BACHELOR OF SCIENCE DEGREES IN A BROAD RANGE OF SUBJECTS. GRADUATE DEGREES INCLUDE THREE DOCTORAL PROGRAMS AND SIX MASTER OF SCIENCE PROGRAMS. STUDENT ACTIVITIES INCLUDE NUMEROUS CLUB ACTIVITIES, ART AND MUSICAL GROUPS, AND NINETEEN SPORTS TEAMS.FACULTY AND STUDENTS HAVE BEEN RECOGNIZED BY MANY ORGANIZATIONS FOR THEIR RESPECTIVE CONTRIBUTIONS TO ACADEMIC EXCELLENCE AND COMMUNITY SERVICE. DURING THE YEAR ENDED JUNE 30, 2015, THE UNIVERSITY PROVIDED STUDENTS WITH FINANCIAL AID FROM INTERNAL RESOURCES OF $18,626,338, WHICH REPRESENTED 31% OF GROSS TUITION AND FEE REVENUE FOR THE YEAR. 62051054 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 1 0 1 0 0 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 X 115 0 1 1074 1 1 1 0 0 0 0 1 1 0 0 0 0 X 27 26 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 AK AZ CO KY ME MD MA MI NH NY OH OK OR WA PA SC X JOSEPH GORMAN VP FINANCE & ADMIN 6105585503 ONE NEUMANN DRIVE ASTON PA 190141298 ANN BAIADA RN CRRN VICE CHAIR 1.00 X X 0 0 0 JAMES D DELANEY CHAIR 1.00 X X 0 0 0 CHARLES H RAMSEY TRUSTEE 1.00 X 0 0 0 DEACON DANIEL N DELUCCA PHD TRUSTEE 1.00 X 0 0 0 FRANCIS GX PILEGGI ESQ TRUSTEE 1.00 X 0 0 0 FRANK J JANTON TRUSTEE 1.00 X 0 0 0 JAY DEVINE TRUSTEE 1.00 X 0 0 0 JEFF MULLEN TRUSTEE 1.00 X 0 0 0 JOHN C FORD TRUSTEE 1.00 X 0 0 0 MARIAN D MOSKOWITZ TRUSTEE 1.00 X 0 0 0 MARTIN F MCKERNAN JR ESQ TRUSTEE 1.00 X 0 0 0 MICHAEL KRANCER ESQ TRUSTEE 1.00 X 0 0 0 MICHAEL TIERNEY ESQ TRUSTEE 1.00 X 0 0 0 MSGR FEDERICO A BRITTO TRUSTEE 1.00 X 0 0 0 MSGR JOSEPH MCLOONE TRUSTEE 1.00 X 0 0 0 REGINA HANEY TRUSTEE 1.00 X 0 0 0 RENOLD J CAPOCASALE TRUSTEE 1.00 X 0 0 0 SALVATORE J MATTERA TRUSTEE 1.00 X 0 0 0 SR BETH HOWE OSF TRUSTEE 1.00 X 0 0 0 SR CHRISTA M THOMPSON OSF TRUSTEE 1.00 X 0 0 0 SR ESTHER ANDERSON OSF TRUSTEE 1.00 X 0 0 0 SR MARIE ANGELA PRESENZA OSF TRUSTEE 1.00 X 0 0 0 SR MARY FARRELL OSF TRUSTEE 1.00 X 0 0 0 TERESA COFFEY TRUSTEE 1.00 X 0 0 0 THOMAS A BRUDER JR TRUSTEE 1.00 X 0 0 0 THOMAS P PHIAMBOLIS MD TRUSTEE 1.00 X 0 0 0 DR ROSALIE M MIRENDA PRESIDENT 50.00 X X 471572 0 21096 DAVID BROWNLEE VP HUMAN RESOURCES 40.00 X 135344 0 16338 DAVID O'LEARY EXECUTIVE DIR. ITR 40.00 X 113415 0 15669 DR GERARD O'SULLIVAN VP ACADEMIC AFFAIRS 40.00 X 155326 0 27871 HENRY SUMNER VP IAUR 40.00 X 123377 0 26102 JONATHAN PERI VP GENERAL COUNSEL 40.00 X 129251 0 26635 JOSEPH GORMAN VP FINANCE & ADMIN 40.00 X 139346 0 9184 STEVE BELL EXEUCUTIVE DIRECTOR PUBLIC 40.00 X 101259 0 14860 ALFRED MUELLER DEAN ATRS & SCIENCE 40.00 X 109715 0 21665 ARDESHIR SHAHMAEI BUSINESS FACULTY 40.00 X 111895 0 15720 KATHLEEN HOOVER DEA NURSING & HS 40.00 X 118232 0 19323 MEDHI HOJJAT BUSINESS FACULTY 40.00 X 119490 0 15704 ROBERT POST PT PROGRAM DIRECTOR 40.00 X 101739 0 24684 1929961 0 254851 13 0 1 0 SODEXO OPERATIONS LLC 4880 PAYSPHERE CIRCLE CHICAGO IL 60674 FOOD SERVICE 2601468 ALLIED BARTON SECURITY SERVICES PO BOX 828854 PHILADELPHIA PA 19182 CAMPUS SECURITY SERVICES 1691730 ARAMARK PO BOX 33170 NEWARK NJ 07188 FACILITY SERVICES 1577625 HEALTH SCIENCE CONSTRUCTION GROUP LTD 304 NEW MILL LANE EXTON PA 19341 CONSTRUCTION MANAGEMENT 835207 KOVATCH LANDSCAPING PO BOX 2147 ASTON PA 19014 LANDSCAPING SERVICES 317315 6 114483 37125 2360466 1048472 3560546 TUITION AND FEES 611310 59571590 59571590 ROOM AND BOARD 611310 7800007 7800007 67371597 602094 380 601714 68410 6866 61544 61544 60710 834 20266422 19278799 987623 987623 987623 253113 114483 134790 118323 118323 1094516 761592 332924 332924 CHILD DEVELOPMENT CTR 611310 268659 268659 CAFETERIA & MEAL REV 722210 175724 175724 BOOKSTORE REVENUE 900099 59017 59017 77183 6252 70931 580583 73615234 67378229 60710 2615749 X 18626338 18626338 1560167 479801 963589 116777 19104373 16721772 1620844 761757 844765 698470 85381 60914 4055374 2555024 1364869 135481 1411161 1204126 143554 63481 85481 85481 69460 69460 31060 31060 21875 21875 7590862 5674191 1741639 175032 1270719 1197422 73263 34 2415871 1975757 416849 23265 131966 77578 54388 3235605 3022883 212722 531483 445301 82350 3832 86684 61392 22522 2770 1965696 1965696 3404038 3404038 654730 654730 FOOD SERVICES 2078252 2078252 OTHER EDUCATION EXPENSE 731746 245428 486318 LIBRARY EXPENSES 453030 453030 ENTERTAINMENT 312943 205605 65678 41660 1255756 958950 254759 42047 71929435 62051054 8398396 1479985 7638 40691 20706825 18556308 490197 418421 131643 182954 121781 159699 409622 413505 787418 358207 126363771 48864444 77710000 77499327 32038505 32813063 1515641 1692413 515677 0 134434947 132134588 3851880 2875544 526440 416882 39602708 37173658 1361404 1592007 45342432 42058091 X 76564497 76784685 5459408 5620272 7068610 7671540 89092515 90076497 134434947 132134588 1685799 -701817 0 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 31060 31060 0 PART II-B, LINE 1: NEUMANN UNIVERSITY HAS RETAINED THE SERVICES OF GREENLEE, INC. AND MARY SHIELDS GOVERNMENT RELATIONS, LLC FOR THE PURPOSE OF LOBBYING ACTIVITIES TO ACQUIRE FEDERAL AND STATE GRANTS AND APPROPRIATIONS. 27614546 602930 849353 170296 691152 28205381 24238106 520326 3649001 157169 635718 27614546 22292818 538560 2111900 134894 570278 24238106 21765924 344193 713767 120821 410245 22292818 18923980 285028 3091027 96111 438000 21765924 0.63920 0.27200 0.08880 0 0 2318097 2318097 103294199 30864913 72429286 16609425 14902028 1707397 4142050 3097503 1044547 77499327 STUDENT DEPOSITS AND ADVANCE PAYMENTS 1533789 ADVANCES FROM FEDERAL GOVERNMENT FOR STUDENT LOANS 58218 1592007 X 55190327 -701817 -18626338 -19328155 74518482 -903248 -903248 73615234 54206345 903248 903248 53303097 18626338 18626338 71929435 PART V, LINE 4: ENDOWMENT FUNDS ARE USED TO PROVIDE FOR SCHOLARSHIPS, OPERATING COSTS, AND FUTURE CAPITAL PROJECTS. PART X, LINE 2: THE UNIVERSITY FOLLOWS THE FINANCIAL ACCOUNTING STANDARDS BOARD ("FASB") GUIDANCE THAT REQUIRES A TAX POSITION TO BE RECOGNIZED OR DERECOGNIZED BASED ON A "MORE LIKELY THAN NOT" THRESHOLD. THE UNIVERSITY DOES NOT BELIEVE ITS FINANCIAL STATEMENTS INCLUDE ANY UNCERTAIN TAX POSITIONS. THE UNIVERSITY'S POLICY IS TO RECOGNIZE INTEREST RELATED TO UNRECOGNIZED TAX BENEFITS IN INTEREST EXPENSE AND PENALTIES IN OPERATING EXPENSES. NO INTEREST OR PENALTIES WERE RECOGNIZED IN 2015 AND 2014. THE UNIVERSITY'S FEDERAL EXEMPT ORGANIZATION BUSINESS INCOME TAX RETURNS FOR PERIODS AFTER 2010 REMAIN SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE. PART XI, LINE 2D - OTHER ADJUSTMENTS: STUDENT AID -18,626,338. PART XI, LINE 4B - OTHER ADJUSTMENTS: BOOKSTORE EXPENSES -761,592. FUNDRAISING EXPENSES -134,790. RENTAL EXPENSES -6,866. PART XII, LINE 2D - OTHER ADJUSTMENTS: BOOKSTORE EXPENSES 761,592. FUNDRAISING EXPENSES 134,790. RENTAL EXPENSES 6,866. PART XII, LINE 4B - OTHER ADJUSTMENTS: STUDENT AID 18,626,338. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 RACIALLY NON-DISCRIMINATORY POLICY APPEARS IN ALL ADVERTISEMENTS AND THE STUDENT AFFAIRS HANDBOOK. SCHEDULE E, PART I, LINE 6 NEUMANN UNIVERSITY RECEIVES PENNSYLVANIA HIGHER EDUCATION ASSISTANCE AGENCY (PHEAA) INSTITUTIONAL ASSISTANCE FUNDS AS WELL AS FUNDS FROM THE DEPARTMENT OF EDUCATION AND THE STATE OF DELAWARE FOR FINANCIAL AID TO STUDENTS. X X X X X X X 1 RUFFALONOELEVITZ 65 KIRKWOOD NORTH ROAD SW CEDAR RAPIDS IA 52404 PHONE SOLICITATIONS 0 40907 21875 23663 40907 21875 23663 AL AK AZ AR CA CO CT FL GA HI IL KS KY LA ME MD MA MI MN MO MS NH NJ NM NY NC ND OH PA RI SC TN UT VA WA WI WV OK OR DC SCHOLARSHIP GALA 300006 90877 209129 1249 60717 20000 8840 "EVENING IN" 50940 22083 28857 28857 1 16650 1523 15127 15127 367596 114483 253113 1249 104701 20000 8840 134790 118323 1 STUDENT AID 2001 18626338 PART I, LINE 2: NEUMANN UNIVERSITY'S PROCESS FOR MONITORING FINANCIAL AID AND MONITORING GRANT FUNDS IS A COMBINATION OF PROCEDURES INVOLVING THE FOLLOWING OFFICES - FINANCIAL AID, INSTITUTIONAL ADVANCEMENT, REGISTRAR, AND THE BUSINESS OFFICE. ALL GRANT EXPENDITURES ARE INITIALLY REVIEWED AND APPROVED BY GRANT PROJECT DIRECTORS. IF THE EXPENDITURE IS ABOVE $1,000, THEN IT IS ALSO REVIEWED AND APPROVED BY BOTH THE UNIT VICE PRESIDENT AND THE VICE PRESIDENT OF FINANCE AND ADMINISTRATION. BEFORE ANY EXPENSES ARE SUBMITTED BY THE UNIVERSITY FOR REIMBURSEMENT FROM THE GRANTING AGENCY, IT IS REVIEWED AGAIN BY THE UNIVERSITY'S CONTRACTS & GRANTS ACCOUNTANT TO ENSURE THE GRANT FUNDS WERE EXPENDED IN COMPLIANCE WITH UNIVERSITY POLICIES AND PROCEDURES, APPLICABLE OMB CIRCULARS, AND ANY ADDITIONAL SPONSOR OR PROGRAMMATIC REGULATIONS. THESE EXPENSES ARE THEN SUBMITTED BACK TO THE PROJECT DIRECTOR AND THE UNIVERSITY'S CONTROLLER FOR FINAL REVIEW AND SIGNATURE OF APPROVAL. INSTITUTIONAL ADVANCEMENT AND THE FINANCIAL AID OFFICE AWARD SCHOLARSHIPS AND GRANTS ACCORDING TO THE SPECIFICATIONS/REQUIREMENTS OF THE SPECIFIC AWARD. THE FINANCIAL AID OFFICE, REGISTRAR, AND BUSINESS OFFICE COORDINATE THE AWARDING AND DOCUMENTATION OF FINANCIAL AID TO INCLUDE ELIGIBILITY OF FINANCIAL AID, NOTIFICATION OF STUDENTS, CHANGE OF STATUS, AND RECONCILEMENT OF STUDENT ACCOUNTS. 1 X X X 0 0 0 0 0 0 0 0 0 DR ROSALIE M MIRENDA PRESIDENT 471572 0 0 0 0 0 11759 0 9337 0 492668 0 0 0 DAVID BROWNLEE VP HUMAN RESOURCES 135344 0 0 0 0 0 7394 0 8944 0 151682 0 0 0 DR GERARD O'SULLIVAN VP ACADEMIC AFFAIRS 155326 0 0 0 0 0 9582 0 18289 0 183197 0 0 0 JONATHAN PERI VP GENERAL COUNSEL 129251 0 0 0 0 0 8455 0 18180 0 155886 0 0 0 A DELAWARE COUNTY AUTHORITY 231973437 246003LD7 2008-04-03 21827651 FINANCE CAPITAL ADDITIONS 0 0 0 B DELAWARE COUNTY AUTHORITY 231973437 246009MT0 2010-11-10 26175150 REFUND 1998 AND 2001 BOND ISSUES 0 0 0 A 21827651 1628615 194813 19839037 2009 0 0 1 1 B 11130780 26175150 14851985 399269 437 2011 1 1 1 1 A 0 0 1 1 0 0.01000 0.01000 0.02000 0 0 0 B 0 0 0 0 0 0 0 A 0 0 1 0 0 0 0 0 1 B 0 0 1 0 0 0 0 0 1 A 1 B 1 SCHEDULE K, PART III, LINE 9 THE ORGANIZATION DOES NOT HAVE ANY NONQUALIFIED BONDS. FORM 990, PART V, LINE 2 THE UNIVERSITY HAS 689 EMPLOYEES OF WHICH 289 ARE FULL-TIME EMPLOYEES AND 400 ARE STUDENT WORKERS, WORK STUDY STUDENTS, OR PART-TIME EMPLOYEES. FORM 990, PART VI, SECTION A, LINE 6 THE MEMBERS OF THE UNIVERSITY CONSIST OF THE CONGREGATIONAL MINISTER AND THE COUNCIL OF THE RELIGIOUS CONGREGATION OF THE SISTERS OF ST. FRANCIS OF PHILADELPHIA. FORM 990, PART VI, SECTION A, LINE 7A SISTERS OF SAINT FRANCIS RESERVE THE POWER TO CHOOSE THE PRESIDENT OF THE UNIVERSITY. FORM 990, PART VI, SECTION A, LINE 7B THE SISTERS OF ST. FRANCIS HAVE CERTAIN RESERVE POWER REGARDING DECISIONS OF THE GOVERNING BODY. FORM 990, PART VI, SECTION B, LINE 11 THE ANNUAL FEDERAL NON-PROFIT TAX RETURN FORM, IRS FORM 990, APPLICABLE TO NEUMANN UNIVERSITY, IS COMPLETED AND SUBMITTED TO THE IRS BY THE NEUMANN UNIVERSITY ADMINISTRATION THROUGH THE OFFICE OF THE VICE PRESIDENT FOR FINANCE AND ADMINISTRATION. THE FORM 990 IS SHARED WITH THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES. AFTER FORM 990 IS REVIEWED BY THE VICE PRESIDENT FOR FINANCE AND ADMINISTRATION AND THEN BY THE AUDIT COMMITTEE, A FINAL COPY IS SENT TO EACH MEMBER OF THE BOARD OF TRUSTEES BEFORE FORM 990 IS FILED. FORM 990, PART VI, SECTION B, LINE 12C ALL OFFICERS, TRUSTEES AND KEY EMPLOYEES REVIEW AND SIGN THE CONFLICT OF INTEREST POLICY ANNUALLY. THE UNIVERSITY PRESIDENT AND GENERAL COUNSEL REVIEW THE SIGNED STATEMENTS AND HANDLE ANY CONFLICTS OF INTEREST. INDIVIDUALS WITH A CONFLICT OF INTEREST MUST ABSTAIN FROM VOTING ON THE MATTER. FORM 990, PART VI, SECTION B, LINE 15 THE PRESIDENT HAS A CONTRACT WITH A TERM OF THREE YEARS. THE PRESIDENT'S COMPENSATION IS REVIEWED BY A SUB-COMMITTEE OF THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES. THE PROCESS (EVERY THREE YEARS) INCLUDES A REVIEW OF PEER COMPENSATION (COLLEGE AND UNIVERSITY PROFESSIONAL ASSOCIATION (CUPA) - HUMAN RESOURCES SURVEY), THE UNIVERSITY'S MISSION AND VISION, ECONOMIC CLIMATE FOR THE REGION, AND THE ACHIEVEMENT OF GOALS AS CONTAINED IN THE STRATEGIC PLAN. WHEN THIS PROCESS IS COMPLETED, THE PRESIDENT'S COMPENSATION IS DECIDED AND INCLUDED IN THE ANNUAL BUDGET, WHICH IS APPROVED BY THE BOARD OF TRUSTEES. INCREASE IN COMPENSATION IS CONSISTENT FOR ALL KEY EMPLOYEES AND OFFICERS OF NEUMANN UNIVERSITY AND INCLUDED IN THE ANNUAL BUDGET WHICH IS APPROVED BY THE BOARD OF TRUSTEES. THE PERCENTAGE INCREASE FOR UNIVERSITY EMPLOYEES IS A COMBINATION OF ECONOMIC CONDITIONS FOR THE REGION AND THE CUPA SURVEY. FORM 990, PART VI, SECTION C, LINE 19 ACCESS TO THE UNIVERSITY'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS WILL NOT BE UNREASONABLY WITHHELD. FORM 990, PART IX, LINE 11G CONTRACTED SERVICES: PROGRAM SERVICE EXPENSES 4,493,968. MANAGEMENT AND GENERAL EXPENSES 626,952. FUNDRAISING EXPENSES 175,032. TOTAL EXPENSES 5,295,952. MAINTENANCE CONTRACTS: PROGRAM SERVICE EXPENSES 236,979. MANAGEMENT AND GENERAL EXPENSES 444,365. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 681,344. HOUSEKEEPING CONTRACTS: PROGRAM SERVICE EXPENSES 943,244. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 943,244. A/R COLLECTION EXPENSE: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 670,322. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 670,322. SISTERS OF ST FRANCIS OF PHILADELPHIA 609 S CONVENT ROAD ASTON PA 19014 CONGREGATION OF CATHOLIC WOMEN RELIGIOUS PA 501(C)(3) LINE 1 N/A 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0