2016-03-09T15:30:37-06:00 2015-04-30 941254756 HOOD & STRONG LLP 100 FIRST STREET 14TH FLOOR SAN FRANCISCO CA 94105 990 2014-05-01 941156485 CALIFORNIA COLLEGE OF THE ARTS CALI 4157039500 1111 8TH STREET SAN FRANCISCO CA 941072247 LAURA HAZLETT TREASURER 4157039592 2016-03-09 1 MAGA E KISRIEV P01008919 4157810793 2014 2016-08-17 19:52:53Z STEPHEN BEAL 1111 8TH STREET SAN FRANCISCO CA 941072247 96883308 0 X WWW.CCA.EDU X 1907 CA TO EDUCATE STUDENTS OF DIVERSE BACKGROUNDS IN AREAS OF FINE ARTS, ARCHITECTURE, DESIGN, & WRITING. 31 31 1769 55 0 0 5381042 3537236 81046023 86030110 2115969 1450692 345964 228601 88888998 91246639 21962660 23154503 0 0 40015859 42311159 0 0 3412456 20453163 22182750 82431682 87648412 6457316 3598227 141859837 147072458 53835174 54461087 88024663 92611371 X CALIFORNIA COLLEGE OF THE ARTS EDUCATES STUDENTS TO SHAPE CULTURE AND SOCIETY THROUGH THE PRACTICE AND CRITICAL STUDY OF ART, ARCHITECTURE, DESIGN, AND WRITING. BENEFITTING FROM ITS SAN FRANCISCO BAY AREA LOCATION, THE COLLEGE PREPARES STUDENTS FOR LIFELONG CREATIVE WORK BY CULTIVATING INNOVATION, COMMUNITY ENGAGEMENT, AND SOCIAL AND ENVIRONMENTAL RESPONSIBILITY. 0 0 64174284 23154503 86030110 POST SECONDARY EDUCATIONTHE CALIFORNIA COLLEGE OF THE ARTS (THE COLLEGE) IS A PRIVATE, NON-PROFIT EDUCATIONAL INSTITUTION FOUNDED IN 1907 TO EDUCATE STUDENTS OF DIVERSE BACKGROUNDS IN THE AREAS OF FINE ARTS, ARCHITECTURE, DESIGN, AND WRITING. THE COLLEGE CURRENTLY ENROLLS APPROXIMATELY 2,000 STUDENTS IN 31 UNDERGRADUATE AND GRADUATE DEGREE PROGRAMS COVERING A WIDE VARIETY OF MEDIA. THE COLLEGE HAS CAMPUSES IN SAN FRANCISCO AND OAKLAND. 64174284 1 1 0 0 0 0 0 1 0 1 1 0 0 0 1 1 1 0 1 0 1 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 1 1 0 0 0 1 431 0 1 1769 1 0 0 0 0 0 0 0 0 0 0 X 31 31 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 CA X KENNETH TANZER 4157039592 1111 8TH STREET SAN FRANCISCO CA 941072247 X ALAN STEIN TRUSTEE 1.00 X 0 0 0 ANN M HATCH TRUSTEE 1.00 X 0 0 0 ANN MORHAUSER TRUSTEE 1.00 X 0 0 0 ASHER WALDFOGEL TRUSTEE 1.00 X 6650 0 0 BARCLAY SIMPSON TRUSTEE (THRU 11/8/2014) 1.00 X 0 0 0 BYRON D KUTH FAIA TRUSTEE 1.00 X 0 0 0 C DIANE CHRISTENSEN TRUSTEE 1.00 X 0 0 0 CALVIN B WHEELER MD TRUSTEE 1.00 X 0 0 0 CARLIE WILMANS TRUSTEE 1.00 X 0 0 0 CATHERINE COURAGE TRUSTEE 1.00 X 0 0 0 EMMA GOLTZ TRUSTEE 1.00 X 0 0 0 F NOEL PERRY TRUSTEE 1.00 X 0 0 0 GEORGE F JEWETT TRUSTEE 1.00 X 0 0 0 JOHN S WADSWORTH JR TRUSTEE 1.00 X 0 0 0 JOYCE LINKER TRUSTEE 1.00 X 0 0 0 JUDITH P TIMKEN TRUSTEE 1.00 X 0 0 0 KAY KIMPTON WALKER TRUSTEE 1.00 X 0 0 0 LORNA F MEYER TRUSTEE 1.00 X 0 0 0 M ARTHUR GENSLER JR FAIA TRUSTEE 1.00 X 0 0 0 MARIA GIUDICE TRUSTEE 1.00 X 6650 0 0 MARY L ZLOT TRUSTEE 1.00 X 0 0 0 NANCY HOWES TRUSTEE 1.00 X 0 0 0 NANCY S FORSTER TRUSTEE 1.00 X 0 0 0 NATHAN E SAVIN TRUSTEE 1.00 X 0 0 0 PATRICIA FITZPATRICK TRUSTEE 1.00 X 0 0 0 RONALD C WORNICK TRUSTEE 1.00 X 0 0 0 SIMON J BLATTNER TRUSTEE 1.00 X 0 0 0 STEVEN H OLIVER TRUSTEE 1.00 X 0 0 0 SUSAN M CUMMINS TRUSTEE 1.00 X 0 0 0 TECOAH P BRUCE TRUSTEE 1.00 X 0 0 0 TIMOTHY MOTT TRUSTEE 1.00 X 0 0 0 VINITHA WATSON TRUSTEE 1.00 X 0 0 0 STEPHEN BEAL PRESIDENT 50.00 X 529443 0 53348 LAURA HAZLETT TREASURER 50.00 X 271266 0 35977 SUSAN AVILA SECRETARY 50.00 X 234372 0 12599 MELANIE CORN PROVOST 50.00 X 258155 0 27621 MARA HANCOCK CHIEF INFORMATION OFFICER 50.00 X 234998 0 26482 SHERI MCKENZIE VICE PRESIDENT 40.00 X 187470 0 18293 JENNIFER STEIN VICE PRESIDENT 40.00 X 181345 0 18162 NATHAN SHEDROFF PROGRAM CHAIR 40.00 X 171918 0 15220 DAVID MECKEL DIRECTOR 40.00 X 162496 0 15927 2244763 0 223629 26 0 1 0 COLLABORATIVE SOLUTIONS LLC 11190 SUNRISE VALLEY DR 110 RESTON VA 20191 IT SERVICES 502499 PAULINA CASTRO 829 MANOR ROAD EL SOBRANTE CA 94803 JANITORIAL SERVICES 333805 ELLUCIAN 4375 FAIR LAKES CT FAIRFAX VA 22033 IT SUPPORT 148393 HOOD & STRONG LLP 100 FIRST STREET 14TH FLOOR SAN FRANCISCO CA 94105 ACCOUNTING SERVICES 113205 KIM DRENG 1111 EIGHTH STREET SAN FRANCISCO CA 94107 FOOD SERVICES 102096 5 190896 976050 2370290 128169 3537236 TUITION AND FEES 611600 82166788 82166788 RESIDENTIAL FACILITIES 531110 3655673 3655673 MISCELLANEOUS 611710 207649 207649 86030110 877394 877394 5974988 5401690 573298 573298 573298 463580 190896 234979 228601 228601 91246639 86030110 0 1679293 23151170 23151170 3333 3333 1480978 296316 634888 549774 32368843 25659708 5208792 1500343 873830 712884 132376 28570 4970946 3729115 957811 284020 2616562 2012524 448190 155848 193985 104631 89354 123206 123206 214900 214900 4434123 1884248 2309859 240016 290840 229767 35871 25202 1667243 877167 574515 215561 415232 79675 312920 22637 4961569 1759119 3199175 3275 1175904 1070266 61669 43969 100854 75776 20683 4395 2139133 2139133 2564845 2564845 241260 241260 WORK STUDY INSTITUTIONA 1341564 1201796 124287 15481 EVENT EXPENSE 1064286 712773 59529 291984 INSTRUCTIONAL MATERIALS 595140 595140 SECURITY 187035 2983 184052 471631 15893 424357 31381 87648412 64174284 20061672 3412456 20077499 20140740 9312770 10085932 5230601 2682548 437711 679879 100000 80000 757564 706790 53058 67811 717387 603865 99899503 34270975 68426730 65628528 27154503 35526030 6272646 7173134 3319368 3697201 141859837 147072458 7501517 7681348 1577935 2084077 40714793 39994258 3049775 2993142 991154 1708262 53835174 54461087 X 53234870 58041147 14695896 14035610 20093897 20534614 88024663 92611371 141859837 147072458 X 3598227 753502 234979 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X X 0 32096000 441000 701000 217000 33021000 30334000 858000 2243000 1339000 32096000 28621000 259000 2725000 1271000 30334000 31138000 188000 -1460000 1245000 28621000 28553000 240000 3653000 1308000 31138000 0.07490 0.62190 0.30320 0 0 16669693 16669693 63067726 18155479 44912247 523828 196966 326862 19211794 15918530 3293264 426462 426462 65628528 REFUNDABLE LOAN PROGRAM 441888 OTHER LIABILITIES 1266374 1708262 X 68866858 753502 -22919524 -22166022 91032880 213759 213759 91246639 64280150 0 64280150 213759 23154503 23368262 87648412 PART III, LINE 1A: THE COLLEGE OWNS A COLLECTION OF ARTWORK, ANTIQUE TEXTILES, AND PRINTS ALL OF WHICH WERE CONTRIBUTED TO THE COLLEGE. THE ART COLLECTION, WHICH IS MADE UP OF SEVERAL WORKS OF ARTISTIC SIGNIFICANCE, IS ON DISPLAY IN CERTAIN COLLEGE BUILDINGS AND ACTIVITIES VERIFYING THEIR EXISTENCE AND ASSESSING THEIR CONDITION ARE PERFORMED REGULARLY. THE OTHER COLLECTIONS, WHICH ARE OF UNKNOWN VALUE, BUT ARE NOT ESTIMATED TO BE SIGNIFICANT, ARE IN SAFEKEEPING. CONTRIBUTED COLLECTION ITEMS ARE NOT REFLECTED IN THE FINANCIAL STATEMENTS. PROCEEDS FROM DEACCESSIONS OR INSURANCE RECOVERIES ARE REFLECTED AS INCREASES IN THE APPROPRIATE NET ASSET CLASSES. NO SIGNIFICANT DEACCESSIONS OCCURRED DURING THE CURRENT YEAR. PART V, LINE 4: THE VAST MAJORITY OF CCA'S ENDOWMENT IS USED TO SUPPORT ITS ROBUST FINANCIAL AID PROGRAM. A VERY SMALL PORTION OF THE ENDOWMENT IS USED FOR DEBT SERVICE. PART X, LINE 2: THE PRINCIPAL ACTIVITIES OF THE COLLEGE ARE EXEMPT FROM INCOME TAXES UNDER PROVISIONS OF THE U.S. INTERNAL REVENUE CODE, SECTION 501(C)(3) AND THE CALIFORNIA TAX CODE. MANAGEMENT EVALUATED THE COLLEGE'S TAX POSITIONS AND CONCLUDED THAT THE COLLEGE HAD MAINTAINED ITS TAX EXEMPT STATUS AND HAD NOT TAKEN UNCERTAIN TAX POSITIONS THAT REQUIRED ADJUSTMENT TO THE FINANCIAL STATEMENTS. THEREFORE, NO PROVISION OR LIABILITY FOR INCOME TAXES HAS BEEN INCLUDED IN THE FINANCIAL STATEMENTS. PART XI, LINE 2D - OTHER ADJUSTMENTS: COLLEGE FUNDED SCHOLARSHIPS -23,154,503. FUNDRAISING EXPENSE 234,979. PART XII, LINE 4B - OTHER ADJUSTMENTS: COLLEGE FUNDED SCHOLARSHIPS 23,154,503. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 CALIFORNIA COLLEGE OF THE ARTS' NON-DISCRIMINATION POLICY IS PUBLISHED IN BOTH THE CATALOG & STUDENT HANDBOOK. CATALOGS ARE TYPICALLY MAILED TO INDIVIDUALS UPON REQUEST. STUDENTS RECEIVE ELECTRONIC NOTIFICATION AT THE START OF EACH ACADEMIC YEAR REMINDING THEM OF THEIR RESPONSIBILITY TO ADHERE TO ALL COLLEGE POLICIES AS OUTLINED IN THE STUDENT HANDBOOK, WHICH THEY CAN ACCESS THROUGH THE COLLEGE'S WEBSITE, WWW.CCA.EDU. SCHEDULE E, PART I, LINE 6 THE CALIFORNIA COLLEGE OF THE ARTS MANAGES AN EXTENSIVE FINANCIAL ASSISTANCE PROGRAM TO ENSURE THAT A HIGHLY QUALIFIED AND DIVERSE POPULATION IS ABLE TO MATRICULATE AND CONTINUE TO GRADUATION. THE COLLEGE RECEIVES FUNDS FROM SEVERAL FEDERAL AND STATE GOVERNMENT PROGRAMS. THE FUNDS ARE USED FOR STUDENT FINANCIAL AID OR STUDENT LOANS. THE COLLEGE ACTS AS AN INTERMEDIARY BETWEEN THE STUDENTS RECEIVING THE ASSISTANCE AND THE GOVERNMENT AGENCY PROVIDING THE ASSISTANCE. UNDER GENERALLY ACCEPTED ACCOUNTING PRINCIPALS, ONLY A PORTION OF THESE FUNDS ARE REPORTED ON THE FORM 990. 1 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMS FOR ART STUDENTS 34917 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMS FOR ART STUDENTS 238347 SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMS FOR ART STUDENTS 40112 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 INVESTMENTS 3968826 0 0 0 0 0 0 4282202 0 4282202 1 0 1 1 0 0 PART I, LINE 2: CCA OFFERS STUDY ABROAD PROGRAMS TO ITS ART STUDENTS. FINANCIAL AID IS PROVIDED IN THE FORM OF GRANTS TO QUALIFIED STUDENTS REQUIRING FINANCIAL AID. THE GRANT FUNDS ARE MONITORED THROUGH THE AWARDS PROCESS; ONLY CURRENTLY ENROLLED AND ACTIVE STUDENTS RECEIVE GRANTS FOR STUDY ABROAD. BLACK IS THE NEW BLACK FASHION SHOW 654476 190896 463580 54907 1200 178872 654476 190896 463580 54907 1200 178872 234979 228601 1 SCHOLARSHIPS 1566 23151170 PART I, LINE 2: CCA MERIT SCHOLARSHIPS ARE AWARDED TO STUDENTS THAT COMPLETE ADMISSION APPLICATION REQUIREMENTS BY THE PUBLISHED DEADLINE AND ARE BASED ON ACADEMIC ACHIEVEMENT AND PORTFOLIO REVIEW. NEED-BASED SCHOLARSHIPS ARE AWARDED TO STUDENTS WITH DEMONSTRATED FINANCIAL NEED AND ACADEMIC ACHIEVEMENT. RECIPIENTS OF NEED-BASED SCHOLARSHIPS AND SEOG FUNDS MUST COMPLETE A FAFSA APPLICATION, BE US CITIZENS OR ELIGIBLE NON-CITIZENS, AND BE ENROLLED FULL-TIME. X 1 1 X X X 0 0 0 0 0 0 0 0 0 STEPHEN BEAL PRESIDENT 450075 0 60000 0 19368 0 30500 0 22848 0 582791 0 0 0 LAURA HAZLETT TREASURER 263766 0 7500 0 0 0 13482 0 22495 0 307243 0 0 0 SUSAN AVILA SECRETARY 234372 0 0 0 0 0 11828 0 771 0 246971 0 0 0 MELANIE CORN PROVOST 229775 0 7500 0 20880 0 13240 0 14381 0 285776 0 0 0 MARA HANCOCK CHIEF INFORMATION OFFICER 234998 0 0 0 0 0 12050 0 14432 0 261480 0 0 0 SHERI MCKENZIE VICE PRESIDENT 187470 0 0 0 0 0 9265 0 9028 0 205763 0 0 0 JENNIFER STEIN VICE PRESIDENT 181345 0 0 0 0 0 8766 0 9396 0 199507 0 0 0 NATHAN SHEDROFF PROGRAM CHAIR 171918 0 0 0 0 0 8647 0 6573 0 187138 0 0 0 DAVID MECKEL DIRECTOR 154996 0 7500 0 0 0 7906 0 8021 0 178423 0 0 0 PART I, LINE 1A CCA REIMBURSED THE PRESIDENT, STEPHEN BEAL, FOR FINANCIAL AND TAX PLANNING SERVICES. THESE BENEFITS WERE REPORTED ON HIS FORM W-2. A CEFA 2005 521705592 1301754X7 2005-05-12 18535000 FACILITIES & REFUNDING OF PRIOR BOND ISSUES 0 0 0 B CEFA 2007 521705592 130178FR2 2007-02-27 11240000 REFUNDING OF PRIOR BOND ISSUES 0 0 1 C CEFA 2012 521705592 130178S49 2012-10-25 11465000 REFUNDING OF PRIOR BOND ISSUES 0 0 0 D CSCDA 2014 680164610 2014-12-11 24607375 REFUNDING OF PRIOR BOND ISSUES 0 0 0 A 18535000 394450 106114 11364023 2008 1 1 1 1 B 11240000 1062337 248955 0 1 1 1 C 11465000 1260259 297573 1 0 1 1 D 24607375 24189918 317457 100000 1 0 1 1 A 0 0 0 0 0.00000 0.00000 0.00000 0 0 0 B 0 0 0 0 0.00000 0.00000 0.00000 0 0 0 C 0 0 0 0 0.00000 0.00000 0.00000 0 1 0.25820 1 0 D 0 0 0 0 0.00000 0.00000 0.00000 0 0 0 A 0 0 0 1 0 0 0 0 0 B 1 0 0 0 0 0 C 0 1 0 0 0 0 0 0 0 D 0 1 0 0 1 0 0 0 0 A 0 B 0 C 0 D 0 MELANIE CORN PROVOST EDUCATION X 120000 80000 0 0 1 80000 X 2 128169 FAIR MARKET VALUE 0 0 1 0 PART I, COLUMN (B): THE NUMBER OF CONTRIBUTIONS REPRESENT THE NUMBER OF DONORS, NOT THE NUMBER OF ITEMS CONTRIBUTED. FORM 990, PART VI, SECTION B, LINE 11 THE COLLEGE'S ACCOUNTING FIRM FORWARDED THE FORM 990 TO THE SENIOR VICE PRESIDENT FOR FINANCE AND ADMINISTRATION AND THE ASSOCIATE VICE PRESIDENT FOR FINANCIAL SERVICES FOR THEIR REVIEW. THEY THEN FORWARDED THE FORM 990 TO THE BOARD MEMBERS FOR THEIR REVIEW PRIOR TO FILING THE RETURN. BOARD MEMBERS WERE ENCOURAGED TO REVIEW THE FORM 990 AND FORWARD THEIR QUESTIONS TO THE SENIOR VICE PRESIDENT FOR FINANCE AND ADMINISTRATION. THE SENIOR VICE PRESIDENT FOR FINANCE AND ADMINISTRATION ADDRESSED THE QUESTIONS FROM THE BOARD. FORM 990, PART VI, SECTION B, LINE 12C OFFICERS, TRUSTEES AND KEY EMPLOYEES ARE REQUIRED TO COMPLETE A QUESTIONNAIRE ANNUALLY AND TO DISCLOSE AND SEEK APPROVAL FROM THE BOARD FOR ANY TRANSACTION WHICH COULD CREATE A CONFLICT OF INTEREST. EMPLOYEES ARE NOT REQUIRED TO DISCLOSE POTENTIAL CONFLICTS; HOWEVER, THE COLLEGE'S FACULTY & STAFF HANDBOOKS CONTAIN LANGUAGE THAT PROHIBITS SITUATIONS WHICH COULD RESULT IN A CONFLICT OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15A THE PRESIDENT'S COMPENSATION IS DETERMINED BASED ON PERFORMANCE REVIEWS CONDUCTED ANNUALLY BY THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES. THE CHAIR OF THE COMMITTEE PERIODICALLY CONDUCTS A SURVEY TO ENSURE THAT THE PRESIDENT'S COMPENSATION IS COMPARABLE TO THAT PAID BY PEER INSTITUTIONS. COMPENSATION IS APPROVED BY THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION C, LINE 19 THE FINANCIAL STATEMENTS, CONFLICT OF INTEREST POLICY, AND GOVERNING DOCUMENTS ARE MADE AVAILABLE TO THE PUBLIC, EITHER IN ELECTRONIC OR PAPER FORM, UPON REQUEST FOR THE SAME PERIOD OF TIME SET FORTH IN SEC. 6104(D). FORM 990, PART VII, SECTION A, LINE 1A MARIA GIUDICE AND ASHER WALDFOGEL RECEIVED COMPENSATION FOR THEIR SERVICES AS INSTRUCTORS AT THE COLLEGE DURING CALENDAR YEAR 2014. THEY WERE NOT COMPENSATED FOR THEIR SERVICES AS MEMBERS OF THE BOARD OF TRUSTEES. FORM 990, PART XI, LINE 9: FUNDRAISING EXPENSE 234,979. CHARITABLE REMAINDER TRUST INVESTMENTS CA CALIFORNIA COLLEGE OF THE ARTS T 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0