2016-01-25T13:07:42-06:00 2015-06-30 611064249 DEMING MALONE LIVESAY & OSTROFF PSC 9300 SHELBYVILLE RD STE 1100 LOUISVILLE KY 402225187 990 2014-07-01 610445834 THE HOME OF THE INNOCENTS INC HOME 5025961000 1100 EAST MARKET STREET LOUISVILLE KY 402061874 GORDON S BROWN PRESIDENT & CEO 5025961000 2016-01-14 1 CHRISTINE N KOENIG P01022180 5024269660 2014 2016-04-25 22:37:26Z GORDON S BROWN 1100 EAST MARKET STREET LOUISVILLE KY 402061874 39181470 0 X WWW.HOMEOFTHEINNOCENTS.ORG X 1880 KY TO PROVIDE LOVING CARE TO ABUSED, ABANDONED, NEGLECTED AND MEDICALLY FRAGILE CHILDREN. 30 30 715 275 0 0 7664434 6623497 22756539 25463205 2243143 1272596 310566 172759 32974682 33532057 0 0 0 0 18640730 19039388 0 0 597368 12510034 13525130 31150764 32564518 1823918 967539 93480850 87331373 29967246 22427329 63513604 64904044 X THE HOME OF THE INNOCENTS HAS BEEN OUR REGION'S OPEN ARMS TO CHILDREN IN CRISIS SINCE 1880. THE HOME PROVIDES LOVING, THERAPEUTIC CARE TO CHILDREN WHO ARE VICTIMS OF ABUSE, ABANDONMENT AND NEGLECT, AS WELL AS SKILLED CARE TO MEDICALLY FRAGILE CHILDREN AND CHILDREN WITH OTHER SPEICAL NEEDS. 0 0 4959503 3088214 CRISIS CARE SERVICES - PROVIDE EMERGENCY AND LONG-TERM SHELTER, RESIDENTIAL TREATMENT, CRISIS INTERVENTION, AND RESPITE SERVICES FOR CHILDREN FROM BIRTH TO AGE 18 WHO ARE VICTIMS OF ABUSE, ABANDONMENT, NEGLECT, OR FAMILY CRISIS. CHILDREN ARE ACCEPTED 24 HOURS A DAY, 365 DAYS A YEAR. RESIDENTIAL CAPACITY IS 95 BEDS. THE HOME PROVIDED 416 CHILDREN WITH 27,912 DAYS OF CARE IN THE EMERGENCY SHELTER AND RESIDENTIAL TREATMENT PROGRAMS. 4688400 2520036 OUTPATIENT SERVICES - PROVIDE A FULL RANGE OF ASSESSMENT AND TREATMENT SERVICES INCLUDING MEDICAL, DENTAL, RADIOLOGY, AUDIOLOGY, PSYCHO-SOCIAL, PSYCHIATRIC, PHARMACY, BEHAVIORAL HEALTH, AND REHABILITATIVE THERAPIES FOR CHILDREN WITH DISABILITIES; LOW-INCOME CHILDREN; AND CHILDREN WHO ARE VICTIMS OF ABUSE, ABANDONMENT, AND/OR NEGLECT. 14806244 16182318 KOSAIR CHARITIES PEDIATRIC CONVALESCENT CENTER (KCPCC) - CARES FOR CHILDREN WITH SEVERE DISABILITIES. THESE CHILDREN HAVE MEDICAL NEEDS THAT REQUIRE 24-HOUR SKILLED CARE; SOME ARE DEPENDENT ON VENTILATORS, RESPIRATORS AND FEEDING TUBES, AND ALL ARE IN WHEELCHAIRS AND HAVE LIMITED VERBAL COMMUNICATION ABILITIES. IF IT WERE NOT FOR HOME OF THE INNOCENTS, MANY OF THESE CHILDREN WOULD HAVE TO GROW UP IN A HOSPITAL. THE KCPCC STAFF CARE FOR CHILDREN FROM BIRTH TO AGE 21 AND CAN ACCOMMODATE 76 CHILDREN. LAST YEAR, THE HOME SERVED 96 CHILDREN WITH LONG-TERM AND RESPITE CARE. 896162 659360 RESIDENTIAL SERVICES - A 22-BED PROGRAM SPECIALIZING IN SERVING PREGNANT AND PARENTING TEEN GIRLS WHO HAVE BEEN ABUSED, ABANDONED, OR NEGLECTED. 1103983 1076457 THERAPEUTIC LOVING FOSTER CARE (TLC) - A FAMILY-BASED ALTERNATIVE TO INSTITUTIONAL TREATMENT FOR CHILDREN WITH SERIOUS EMOTIONAL AND BEHAVIORAL CONDITIONS. TLC FOCUSES ON CREATING "FOREVER FAMILIES" THROUGH SAFE FAMILY REUNIFICATION WHENEVER POSSIBLE, AND WHEN THAT'S NOT POSSIBLE VIA ADOPTION. THE HOME'S THERAPEUTIC LOVING FOSTER CARE PROGRAM HELPED 94 CHILDREN AND, AT THE END OF THE FISCAL YEAR, HAD 33 LICENSED FOSTER HOMES. SIX CHILDREN FOUND "FOREVER FAMILIES" THROUGH ADOPTION FROM FOSTER CARE, AND THE HOME'S ADOPTION RATE MAINTAINED AT 60%. 233947 OTHER PROGRAM SERVICES - SCHOOL LUNCH PROGRAM AND MISCELLANEOUS INCOME TO SUPPORT OTHER PROGRAM ACTIVITIES. 3237472 1936820 HOME TO HOME SERVICES - SERVICES INCLUDE: 1)AFTERCARE AND FOLLOW-UP SERVICES TO ASSIST AT-RISK YOUNG ADULTS, AGES 18 - 24, WITH THE TRANSITION TO INDEPENDENT LIVING IN THE COMMUNITY. ALL ARE HOMELESS AND SOME HAVE BEEN IN FOSTER CARE OR ARE VICTIMS OF DOMESTIC VIOLENCE. EMPHASIS IS PLACED ON EMPLOYMENT, EDUCATION, AND LIFE-SKILLS DEVELOPMENT WITH THE GOAL OF SELF-SUFFICIENCY. THE HOME'S AFTERCARE PROGRAM ASSISTED 223 HOMELESS AND AT-RISK YOUNG ADULTS AND THEIR CHILDREN WITH CASE MANAGEMENT, HOUSING, EDUCATION, EMPLOYMENT AND LIFE-SKILLS. THE CORNERSTONE PEER SUPPORT GROUP CONTINUES TO BE THE FOUNDATION OF THE AFTERCARE PROGRAM'S SUCCESS. 2)COMMUNITY BASED SERVICES ARE IN-HOME PROGRAMS OFFERING THERAPEUTIC SUPPORT FOR SEVERELY EMOTIONALLY DISTURBED CHILDREN AND AT-RISK FAMILIES TO DECREASE OR MINIMIZE THE CHILD'S RISK OF IMMINENT HOSPITALIZATION OR OUT-OF-HOME PLACEMENT. THESE PROGRAMS NOW INCLUDE SERVICES TO FAMILIES OF CHILDREN WITH AUTISM. 5237617 3906584 29691764 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 0 1 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 0 0 1 59 0 1 715 1 0 0 0 0 0 0 0 0 0 0 X 30 30 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 KY X DAVID MCDONALD SR VP FINANCE 5025961000 1100 EAST MARKET STREET LOUISVILLE KY 402061874 INGRID ADAMS DIRECTOR 2.00 X 0 0 0 DAVE BREWER DIRECTOR 2.00 X 0 0 0 JULEE CARUCCI SECRETARY 2.00 X X 0 0 0 SCOTT HERRMANN DIRECTOR 2.00 X 0 0 0 YVONNE AUSTIN DIRECTOR 2.00 X 0 0 0 RUTH DAVIS DIRECTOR 2.00 X 0 0 0 LINDA ENGEL DIRECTOR 2.00 X 0 0 0 BRAD ENNIS DIRECTOR 2.00 X 0 0 0 HOWARD HOLLOMAN DIRECTOR 2.00 X 0 0 0 DENISE VAUGHT IST VICE CHAIRPERSON 2.00 X X 0 0 0 DERRICK LITTLEJOHN 2ND VICE CHAIRPERSON 2.00 X X 0 0 0 VIRGINIA FRAZIER DIRECTOR 2.00 X 0 0 0 RITA GREER DIRECTOR 2.00 X 0 0 0 PHIL MCCAULEY TREASURER 2.00 X X 0 0 0 AMY SPEARS DIRECTOR 2.00 X 0 0 0 GREG STUMP DIRECTOR 2.00 X 0 0 0 DOUG PHILLIPS DIRECTOR 2.00 X 0 0 0 CARL THOMAS DIRECTOR 2.00 X 0 0 0 KIRK CARTER DIRECTOR 2.00 X 0 0 0 BRAD CASE DIRECTOR 2.00 X 0 0 0 KATHY PELLEGRINO CHAIRPERSON 2.00 X X 0 0 0 THE REV CANON AMY REAL COULTAS DIRECTOR 2.00 X 0 0 0 SYLVIA GLASSMAN DIRECTOR 2.00 X 0 0 0 MICKEY BROWN DIRECTOR 2.00 X 0 0 0 JOEY CONELY DIRECTOR 2.00 X 0 0 0 DON NIX DIRECTOR 2.00 X 0 0 0 ROBERT OGBURN DIRECTOR 2.00 X 0 0 0 TONY GEORGES DIRECTOR 2.00 X 0 0 0 ED WEINBERG DIRECTOR 2.00 X 0 0 0 THE REV DR JADY KOCH DIRECTOR 2.00 X 0 0 0 DAVID MCDONALD SR VP FINANCE 45.00 X 131026 0 2187 GORDON BROWN PRESIDENT/CEO 45.00 X 254287 0 5763 JUDITH BLOOR SR VP CHILDKIND CENTER 45.00 X 110894 0 3114 MATTHEW GAUCK PHARMACY MANAGER 45.00 X 121414 0 2495 BRENT HURST DENTIST 45.00 X 131754 0 4007 JEFF LEWIS SR VP OF KCPCC 45.00 X 101187 0 3935 850562 0 21501 6 0 1 0 UNIVERSITY OF LOUISVILLE RESEARCH FOUNDA UNIVERSITY OF LOUISVILLE LOUISVILLE KY 40292 MEDICAL SERVICES 403600 1 463445 286609 1614903 4258540 145224 6623497 PEDIATRIC CONVALESCENT CENTER 900099 16182318 16182318 CRISIS CARE SERVICES 900099 3088214 3088214 OUTPATIENT SERVICES 900099 2520036 2520036 HOME TO HOME SERVICES 900099 1936820 1936820 THERAPEUTIC LOVING FOSTER CARE 900099 1076457 1076457 659360 659360 25463205 680531 680531 6167225 5575160 592065 592065 592065 13065 286609 74253 -61188 -61188 MISCELLANEOUS INCOME 900099 134283 134283 SCHOOL LUNCH PROGRAM 900099 99664 99664 233947 33532057 25697152 0 1211408 398978 99745 299233 15248238 13965961 921601 360676 139989 115691 21115 3183 2063413 1848894 168897 45622 1188770 1040459 121599 26712 69983 6730 63253 47450 47450 55463 55463 2175939 2104995 28055 42889 110776 58577 27901 24298 162744 98321 46027 18396 1036476 1014230 16855 5391 86543 84361 1659 523 554943 551901 2314 728 3098052 3043407 41863 12782 373638 364020 7249 2369 SUPPLIES 2384791 2367721 15283 1787 REPAIRS AND MAINTENANCE 665011 515646 137094 12271 FOSTER PARENT EXPENSE 562073 562073 RESIDENT EXPENSES 465128 465128 1676120 1383904 252475 39741 32564518 29691764 2275386 597368 1758416 1760380 253188 92696 1866373 1600735 4325864 5271039 19549500 13139500 133499 120441 298237 358818 67338168 21782549 48313230 45555619 15289789 17844078 150380 150380 1542374 1437687 93480850 87331373 2575705 3080340 26159091 19314622 1175000 57450 32367 29967246 22427329 X 59690921 61345556 909570 664901 2913113 2893587 63513604 64904044 93480850 87331373 X 967539 430841 -7940 X 0 1 X 1 1 1 X 4680491 5264258 4638559 7664434 6623497 28871239 4680491 5264258 4638559 7664434 6623497 28871239 3320139 25551100 622526 607799 628811 663449 680531 3203116 204038 253634 278829 364115 233947 1334563 33408918 107878415 0.76480 0.80670 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 1 2981 0 0 0 2981 0 PART II-B, LINE 1: DUES PAID TO VARIOUS ORGANIZATIONS OF WHICH A PORTION IS UTILIZED FOR LOBBYING ACTIVITIES. 17205890 2132041 1386300 984261 19739970 15686017 2328141 2312970 3121238 17205890 15393069 480500 2430859 2618411 15686017 15357783 633898 888583 1487195 15393069 15344503 892537 2378394 3257651 15357783 0.85000 0.15000 1 0 6237153 6237153 49492462 14560854 34931608 11608553 7221695 4386858 45555619 PATIENTS' DEPOSITS 26248 CHARITABLE GIFT ANNUITIES 6119 32367 X 34030211 430841 67313 498154 33532057 0 33532057 32638771 74253 74253 32564518 0 32564518 PART V, LINE 4: INVESTMENTS ARE HELD AS BOTH BOARD-DESIGNATED AND DONOR-DESIGNATED FOR ENDOWMENT. INVESTMENTS HELD FOR DONOR-DESIGNATED ENDOWMENT PROVIDE INCOME FOR USE IN THE OPERATIONS OF THE HOME OR FOR FUTURE NEEDS. INVESTMENTS HELD FOR BOARD-DESIGNATED ENDOWMENT ARE SET ASIDE TO PROVIDE INCOME FOR OPERATING SHORTFALLS (IF ANY) AND TO PROVIDE RESERVES FOR FUTURE OPERATING NEEDS. PART X, LINE 2: THE HOME OF THE INNOCENTS, INC. IS EXEMPT FROM FEDERAL, STATE AND LOCAL INCOME TAXES AS A NOT-FOR-PROFIT CORPORATION AS DESCRIBED UNDER INTERNAL REVENUE CODE SECTION 501(C)(3). THE HOME OF THE INNOCENTS, INC. FILES AN INFORMATIONAL TAX RETURN IN THE U.S. FEDERAL JURISDICTION. HOWEVER, INCOME FROM CERTAIN ACTIVITIES NOT DIRECTLY RELATED TO THE HOME'S TAX EXEMPT PURPOSE MAY BE SUBJECT TO TAXATION AS UNRELATED BUSINESS INCOME. HOTI REALTY, LLC AND HOTI REALTY II, LLC ARE DISREGARDED ENTITIES FOR FEDERAL, STATE AND LOCAL INCOME TAX PURPOSES. THE ACTIVITIES OF HOTI REALTY, LLC AND HOTI REALTY II, LLC ARE INCLUDED IN THE HOME OF THE INNOCENTS, INC. INFORMATIONAL TAX FILINGS. AS OF JUNE 30, 2015 AND 2014, THE HOME DID NOT HAVE ANY ACCRUED INTEREST OR PENALTIES RELATED TO INCOME TAX LIABILITIES, AND NO INTEREST OR PENALTIES HAVE BEEN CHARGED TO OPERATIONS FOR THE YEARS THEN ENDED. PART XI, LINE 2D - OTHER ADJUSTMENTS: COST OF FUNDRAISERS SHOWN GROSS ON AUDITED FINANCIAL STATEMENTS 74,253. CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS -6,940. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF FUNDRAISERS SHOWN GROSS ON AUDITED FINANCIAL STATEMENTS 74,253. HOME RUN 71185 64300 6885 2600 4098 1470 17832 HEROES OF THE HOME 126310 126310 750 5060 9405 849 2 102179 95999 6180 336 5854 11670 14329 299674 286609 13065 2600 1086 15012 22545 33010 74253 -61188 X X X 0 0 0 0 0 0 0 0 0 GORDON BROWN PRESIDENT/CEO 249692 0 0 0 4595 0 0 0 5763 0 260050 0 0 0 X 17 129566 FAIR MARKET VALUE X FOOD ITEMS 9 11370 FAIR MARKET VALUE X PRINTING 1 4288 FAIR MARKET VALUE 0 0 1 0 FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS CIRCULATED TO THE BOARD OF DIRECTORS PRIOR TO A REGULARLY SCHEDULED MEETING, NOTING THAT THE FORM WOULD BE REVIEWED AND APPROVED AT THE NEXT MEETING AND TO CALL IF THERE ARE ANY QUESTIONS. FORM 990, PART VI, SECTION B, LINE 12C EACH DIRECTOR, OFFICER OR COMMITTEE MEMBER SIGNS A CONFLICT OF INTEREST STATEMENT UPON INITIAL APPOINTMENT TO THE BOARD AND ANNUALLY THEREAFTER. SIGNED STATEMENTS BY THE BOARD OF DIRECTORS ARE KEPT IN THE OFFICE OF THE PRESIDENT. FORM 990, PART VI, SECTION B, LINE 15A DEVELOPMENT OF COMPENSATION FOR THE PRESIDENT & CEO INCLUDES ALL OF THE FOLLOWING ELEMENTS: 1) REVIEW AND APPROVAL OF THE BOARD OF DIRECTORS, PROVIDED THAT PERSONS WITH CONFLICTS OF INTEREST WITH RESPECT TO THE COMPENSATION ARRANGEMENT AT ISSUE SHALL NOT BE INVOLVED IN THIS REVIEW AND APPROVAL. 2) USING DATA DEEMED TO RELATE TO COMPARABLE COMPENSATION FOR SIMILARLY QUALIFIED PERSONS IN FUNCTIONALLY COMPARABLE POSITIONS AT SIMILARLY SITUATED ORGANIZATION, AND MAY INCLUDE ADVICE FROM CONSULTANTS OR OTHER ADVISORS BECAUSE OF THIER EXPERIENCE AND EXPERTISE IN HELPING BOARDS OF DIRECTORS SET COMPENSATION. 3)CONTEMPORANEOUS DOCUMENTATION AND RECORDKEEPING. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION DETERMINES WHETHER OR NOT TO MAKE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS -6,940. TRANSFER TO HOTI REALTY HOLDINGS, INC. -1,000. HOTI REALTY LLC 1100 EAST MARKET STREET LOUISVILLE KY 40206 TO HOLD REAL ESTATE KY -32785 1186317 THE HOME OF THE INNOCENTS INC HOTI REALTY II LLC 1100 EAST MARKET STREET LOUISVILLE KY 40206 TO HOLD REAL ESTATE KY -2144682 40186776 THE HOME OF THE INNOCENTS INC HOTI REALTY HOLDINGS INC 1100 EAST MARKET STREET LOUISVILLE KY 40206 263064281 INVESTMENT HOLDING COMPANY KY THE HOME OF THE INNOCENTS INC C -1000 1500000 1.00000 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 HOTI REALTY HOLDINGS INC R 1000 FAIR MARKET VALUE