2016-08-12T14:28:22-05:00 2015-12-31 381357951 PLANTE & MORAN PLLC 10 S Riverside Plaza 9th Floor Chicago IL 60606 990 2015-01-01 020464400 ALLIANCE FOR CLINICAL TRIALS IN ONCOLOGY FOUNDATION ALLI 7737029171 125 S WACKER DRIVE No 1600 CHICAGO IL 60606 MONICA BERTAGNOLLI MD PRESIDENT 7737029171 2016-08-11 1 Kimberly A Haumann P00546491 3122071040 2016-08-11 2015 2016-12-15 16:53:06Z MONICA BERTAGNOLLI MD 125 S WACKER DRIVE No 1600 CHICAGO IL 60606 21174229 0 X www.allianceforclinicaltrialsinoncology.org X 1993 IL THE FOUNDATION AND ITS SUBSIDIARIES RAISE FUNDS TO HELP THE ALLIANCE FOR CLINICAL TRIALS IN ONCOLOGY ANSWER IMPORTANT TREATMENT QUESTIONS THROUGH LARGE-SCALE CLINICAL TRIALS. 38 38 19 40 0 0 8867011 11310467 1161140 4164689 732891 631123 0 0 10761042 16106279 5628839 9598416 0 0 317448 1249280 0 0 200412 3067945 2889830 9014232 13737526 1746810 2368753 53800530 80899736 25181849 50542868 28618681 30356868 X THE ALLIANCE FOR CLINICAL TRIALS IN ONCOLOGY FOUNDATION AND ITS SUBSIDIARIES IS A NONPROFIT, TAX-EXEMPT FOUNDATION THAT RAISES FUNDS TO HELP THE ALLIANCE FOR CLINICAL TRIALS IN ONCOLOGY ANSWER IMPORTANT TREATMENT QUESTIONS THROUGH LARGE-SCALE CLINICAL TRIALS. THROUGH EFFORTS OF THE FOUNDATION IN SUPPORT OF ALLIANCE CLINICAL TRIALS AND LABORATORY RESEARCH, DONORS CAN HELP FIND NEW WAYS TO PREVENT, TREAT AND CURE MANY TYPES OF CANCER, AND HELP EDUCATE THE MEDICAL COMMUNITY ON METHODS OF CANCER DIAGNOSIS, TREATMENT AND PREVENTION. 0 0 3193182 2723182 ANCILLARY PROJECT GRANTS - PROVIDE SUPPORT FOR EXPENSES OF MULTIDISCIPLINARY COMPANION STUDIES OF ALLIANCE FOR CLINICAL TRIALS IN ONCOLOGY AND ALLIANCE TREATMENT STUDIES RELATING TO CANCER AND LEUKEMIA RESEARCH. 4399814 4399814 STATISTICAL AND DATA MANAGEMENT GRANTS - PROVIDE SUPPORT FOR COSTS INCURRED TO DEVELOP CLINICAL TRIALS, COLLECT PATIENT DATA FROM INSTITUTIONS AND ANALYZE DATA FOR PUBLICATION OF RESULTS OF STUDIES. 1062504 4164689 ALLIANCE FOUNDATION TRIALS CONDUCTS CANCER CLINICAL RESEARCH AND ADDRESSES MEDICAL CARE AND TREATMENT THROUGH LARGE-SCALE CLINICAL TRIALS INVOLVING VARIOUS RELATED PARTNERS. 2699501 2475420 INSTITUTION PER-CASE GRANTS - PROVIDE SUPPORT FOR COSTS INSTITUTIONS INCUR IN COLLECTING DATA ON PATIENTS PARTICIPATING IN CLINICAL TRIALS RELATING TO CANCER & LEUKEMIA RESEARCH. OTHER RELATED PROGRAMS INCLUDE EXECUTIVE OFFICER TRAINING, CENTRAL OFFICE RESOURCES, JUNIOR FACULTY GRANTS, BIOREPOSITORY SUPPORT, INSTITUTION GRANTS, LABORATORY SUPPORT, INFORMATION TECHNOLOGY, PUBLICATIONS, MEETING AND CONSULTING. 2699501 2475420 11355001 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 0 1 0 0 1 1 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 19 0 1 19 1 0 0 0 0 0 0 0 0 0 0 X 38 38 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 1 0 IL X DHRUVA GOLLERKERI 6177327898 221 LONGWOOD AVENUE BOSTON MA 02115 Monica Bertagnolli President/Trustee 6.00 X X 0 0 0 Edith Perez Vice President/Trustee 1.00 X X 0 0 0 Suzanne George Vice President/Trustee 1.00 X X 0 0 0 Denise Brennan Treasurer 10.00 X X 4925 0 0 Trinidad Ajazi Secretary 10.00 X X 12250 0 0 James Atkins Trustee 1.00 X 0 0 0 Nancy Bartlett Trustee 1.00 X 0 0 0 Lyudmila Bazhenova Trustee 1.00 X 0 0 0 Edward Benz Jr Trustee 1.00 X 0 0 0 Clara Bloomfield Trustee 1.00 X 0 0 0 Daniel Budman Trustee 1.00 X 0 0 0 Harold Burstein Trustee 1.00 X 0 0 0 Jeffrey Crawford Trustee 1.00 X 0 0 0 Maura Dickler Trustee 1.00 X 0 0 0 Konstantin Dragnev Trustee 1.00 X 0 0 0 John Ellerton Trustee 1.00 X 0 0 0 Steve Grubbs Trustee 1.00 X 0 0 0 David Hurd Trustee 1.00 X 0 0 0 Hedy Kindler Trustee 1.00 X 0 0 0 Jeffrey Kirshner Trustee 1.00 X 0 0 0 Ellis Levine Trustee 1.00 X 0 0 0 Minetta Liu Trustee 1.00 X 0 0 0 Alan Lyss Trustee 1.00 X 0 0 0 Michael Schwartz Trustee 1.00 X 0 0 0 Marie Wood Trustee 1.00 X 0 0 0 Jan Buckner Trustee 1.00 X 0 0 0 Gini Fleming Trustee 1.00 X 0 0 0 Stephen Graziano Trustee 1.00 X 0 0 0 Kelly Hunt Trustee 1.00 X 0 0 0 Charles Ryan Trustee 1.00 X 0 0 0 Daniel Sargent Trustee 1.00 X 0 0 0 Thomas Shea Trustee 1.00 X 0 0 0 Phillip Stella Trustee 1.00 X 0 0 0 Everett Vokes Trustee 1.00 X 0 0 0 Eric Winer Trustee 1.00 X 0 0 0 Robert Behrens Trustee 1.00 X 0 0 0 Martin Edelman Trustee 1.00 X 0 0 0 Richard Goldberg Trustee 1.00 X 0 0 0 Clifford Hudis Trustee 1.00 X 0 0 0 John Leonard Trustee 1.00 X 0 0 0 Richard Schilsky Trustee 1.00 X 0 0 0 Patricia Spears Trustee 1.00 X 0 0 0 Jennifer Gaskin Operations Director 40.00 X 121807 0 6622 Dhruva Gollerkeri Controller 40.00 X 111541 0 5246 Michelle Pucillo Operations Director 40.00 X 100336 0 10053 350859 0 21921 3 0 0 0 Mayo Clinic 200 First Street SW Rochester MN 55905 Statistics and Data Management 671196 Novella Clinical LLC 1700 Perimeter Park Drive Morrisville NC 27560 Safety Management Services 474749 Perficient Inc 555 Maryville Centre Drive Suite 6 St Louis MO 63141 System Implementation and Consulting Fee 426849 Halloran Consulting Group Inc 266 Summer Street 8th Floor Boston MA 02210 System Implementation and Consulting Fee 360434 BiologicsInc 120 Weston Oaks Court Cary NC 27513 Research 352595 15 250000 11060467 12334 11310467 RESEARCH CONTRACTS 900099 4164689 4164689 4164689 307356 307356 5391717 5067950 323767 323767 323767 16106279 4164689 0 631123 9568289 9568289 6127 6127 24000 24000 17175 5693 10465 1017 1041606 345244 634671 61691 190499 57377 120770 12352 137025 47867 81497 7661 75901 19413 54760 1728 128426 128426 776369 211811 510296 54262 414329 155691 237506 21132 12479 3305 8281 893 28606 3118 22613 2875 110507 23421 78090 8996 267700 56737 189171 21792 107836 47412 56203 4221 35780 13624 20364 1792 ANCILLARY PROJECT EXPEN 470000 470000 BAD DEBT EXPENSE 29000 29000 295872 295872 13737526 11355001 2182113 200412 36651298 59356256 2600873 7039347 1638160 1082758 25000 633555 1606411 107836 0 1498575 12871405 11278784 13794 10461 53800530 80899736 2371540 4477047 2119867 24179592 20690442 21886229 25181849 50542868 X 22744813 25289566 5873868 5067302 28618681 30356868 53800530 80899736 2368753 -630566 0 X 0 1 X 1 0 X 11592518 10124096 6051173 6567166 6489424 40824377 11592518 10124096 6051173 6567166 6489424 40824377 26638066 14186311 331035 267975 260583 303865 307356 1470814 42295191 5499509 0.33540 0.36630 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 16491179 1074623 -13836 128224 17423742 15189242 752266 662754 113083 16491179 13285096 572500 1421889 90243 15189242 8925016 3586727 851807 78454 13285096 9235035 -232469 77549 8925017 1.00000 0 0 1246766 107836 1138930 359645 359645 1498575 GRANT ADVANCES 18979463 FUNDS HELD FOR OTHERS 2906766 21886229 X 15504735 -630566 29022 -601544 16106279 0 16106279 13766548 29022 29022 13737526 0 13737526 Part V, Line 4: THE BOARD DESIGNATED ENDOWMENT FUND IS SPECIFICALLY DESIGNATED TO SUPPORT FUTURE ACTIVITIES. IN CASE OF A FUNDING EMERGENCY, ACCESS TO THESE FUNDS MAY ONLY BE AUTHORIZED BY VOTE OF THE TRUSTEES. Part X, Line 2: THE ALLIANCE FOUNDATION TRIALS, LLC AND MASTERING BREAST CANCER, LLC ARE CONSIDERED DISREGARDED ENTITIES FOR TAX REPORTING PURPOSES. ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA REQUIRE MANAGEMENT TO EVALUATE TAX POSITIONS TAKEN BY THE FOUNDATION AND RECOGNIZE A TAX LIABILITY IF THE ORGANIZATION HAS TAKEN AN UNCERTAIN POSITION THAT MORE LIKELY THAN NOT WOULD NOT BE SUSTAINED UPON EXAMINATION BY THE IRS OR OTHER APPLICABLE TAXING AUTHORITIES. MANAGEMENT HAS ANALYZED THE TAX POSITIONS TAKEN BY THE ORGANIZATION, AND HAS CONCLUDED THAT AS OF DECEMBER 31, 2015, THERE ARE NO UNCERTAIN POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OF A LIABILITY OR DISCLOSURE IN THE CONSOLIDATED FINANCIAL STATEMENTS. THE ORGANIZATION IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS; HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. MANAGEMENT BELIEVES IT IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS FOR YEARS PRIOR TO 2012. 1 North America 0 0 PROGRAM GRANTS GRANTS PAID TO RECIPIENTS LOCATED IN THE REGION 24000 0 0 0 0 0 0 24000 0 24000 North America Institutional support for cancer research 24000 1 0 0 0 0 0 0 1 Allegheny-Singer Research Institute 320 East North Avenue Pittsburgh PA 15212 251320493 501(c)(3) 13500 Institutional support for cancer research American College of Surgeons 633 N Saint Clair Street Chicago IL 60611 362192800 501(c)(3) 350757 Institutional support for cancer research Blood and Marrow Transplant Group of Georgia 5670 Peachtree Dunwoody Road Suite 1000 Atlanta GA 30341 582336054 Corporation 9000 Institutional support for cancer research Board of Regents of University of Wisconsin System UW-Madison Office of Research Sponsored Programs Milwaukee WI 53278 396006492 501(c)(3) 429418 Institutional support for cancer research Decatur Memorial Hospital 2300 North Edward Street Decatur IL 62526 370661199 Corporation 7000 Institutional support for cancer research Duke University Medical Center 2301 Erwin Road Durham NC 27710 560532129 501(c)(3) 222279 Institutional support for cancer research ECOG-ACRIN Medical Research Foundation Inc 1818 Market Street Suite 1100 Philadelphia PA 19103 460745339 501(c)(3) 190842 Institutional support for cancer research Feinstein Institute for Medical Research 350 Community Drive Manhasset NY 11030 112673595 501(c)(3) 10500 Institutional support for cancer research Hackensack University Medical Center 30 Prospect Avenue Hackensack NJ 07601 221487576 501(c)(3) 6000 Institutional support for cancer research Henry M Jackson Fdn for Advancement of Military Medicine 6720-A Rockledge Drive Bethesda MD 20817 521317896 Corporation 6000 Institutional support for cancer research ICAHN School of Medicine at Mount Sinai One Gustave L Levy Place New York NY 10029 136171197 501(c)(3) 14057 Institutional support for cancer research Iowa Oncology Research Association 300 East Locust Street Suite 350 Des Moines IA 50309 421104334 Corporation 5557 Institutional support for cancer research Lankenau Institute for Medical Research 100 E Lancaster Avenue Wynnewood PA 19096 232175659 501(c)(3) 12000 Institutional support for cancer research Mayo Clinic 200 First Street SW Rochester MN 55905 416011702 501(c)(3) 3868769 Institutional support for cancer research Mayo Foundation 200 First Street SW Rochester MN 55905 411937751 501(c)(3) 12000 Institutional support for cancer research Memorial Sloan-Kettering Cancer Center 1275 York Avenue New York NY 37206 131624182 501(c)(3) 142000 Institutional support for cancer research Missouri Baptist Medical Center 3015 N Ballas Road St Louis MO 63131 430652656 501(c)(3) 7000 Institutional support for cancer research National Marrow Donor Program 3001 Broadway Street NE 100 Minneapolis MN 554131753 840865803 501(c)(3) 30000 Institutional support for cancer research NorthShore University HealthSystem 1001 University Place Evanston IL 60201 362167060 501(c)(3) 14000 Institutional support for cancer research Northwestern University 750 N Lake Shore Drive Chicago IL 60611 362167817 501(c)(3) 18550 Institutional support for cancer research NRG Oncology Foundation Inc 1600 John F Kennedy Blvd Suite 1020 1020 Philadelphia PA 19103 900912747 501(c)(3) 36785 Institutional support for cancer research Ochsner Clinic Foundation 1514 Jefferson Highway New Orleans LA 70121 720502505 501(c)(3) 6000 Institutional support for cancer research Oncology Hematology Associates of Central Illinois 8940 N Wood Sage Rd Peoria IL 61615 371331017 Corporation 12000 Institutional support for cancer research Regents of the University of Minnesota Masonic Cancer Center 925 Delaware Street SE Minneapolis MN 55414 416007513 501(c)(3) 34500 Institutional support for cancer research Regents of University of California 924 Westwood Blvd Suite 710 Los Angeles CA 90095 954684995 501(c)(3) 5745 Institutional support for cancer research Sentara Hospitals 6015 Poplar Hall Drive Norfolk VA 23502 541547408 501(c)(3) 6456 Institutional support for cancer research Southeast Cancer Control Consortium Inc 2150 Country Club Road WinstonSalem NC 27104 621306159 501(c)(3) 24000 Institutional support for cancer research St Elizabeth Medical Center Inc One Medical Village Drive Edgewood KY 41017 610445850 501(c)(3) 10000 Institutional support for cancer research SWOG - Clinical Trials Initiative LLC 24 Frank Lloyd Wright Drive Ann Arbor MI 48106 261145046 501(c)(3) 24000 Institutional support for cancer research The Ohio State University 1960 Kenny Road Columbus OH 43210 316025986 501(c)(3) 527755 Institutional support for cancer research The Rector and Visitors of the University of Virginia PO Box 800793 Charlottesville VA 22908 546001796 501(c)(3) 363280 Institutional support for cancer research The Regents of the University of California San Francisco 1600 Divisadero Street San Francisco CA 94143 946036493 501(c)(3) 243229 Institutional support for cancer research The Research Foundation of The State University of New York 750 E Adams Street Syracuse NY 13210 141368361 501(c)(3) 24500 Institutional support for cancer research The Trustees of Columbia University in the City of New York 615 West 131st Street 3rd Floor New York NY 10027 135598093 501(c)(3) 13000 Institutional support for cancer research The University of Iowa 105 Jessup Hall Iowa City IA 52242 426004813 Other: Educational 10000 Institutional support for cancer research The University of Texas MD Anderson Cancer Center 1515 Holcombe Boulevard Houston TX 77030 746001118 Other - State Agency 677058 Institutional support for cancer research Toledo Community Oncology Program 3232 Central Park West Suite C Toledo OH 43617 341434759 501(c)(3) 7000 Institutional support for cancer research University of Chicago 5841 S Maryland Avenue Chicago IL 606371470 362177139 501(c)(3) 774092 Institutional support for cancer research University of Nebraska Medical Center 987835 Nebraska Medical Center Omaha NE 68198 470049123 Other - State Agency 9500 Institutional support for cancer research University of North Carolina at Chapel Hill 3009 Old Blinic Bldg Chapel Hill NC 275997305 566001393 501(c)(3) 20003 Institutional support for cancer research University of Oklahoma Health Sciences Center 940 Stanton L Young Boulevard Oklahoma City OK 73104 736017987 Government Agency 6000 Institutional support for cancer research University of Utah 2000 Circle of Hope Salt Lake City UT 84112 876000525 State University 7673 Institutional support for cancer research University Of Vermont 85 S Prospect Street Burlington VT 05405 030179440 Corporation 6000 Institutional support for cancer research Virginia Commonwealth University 1001 W Franklin Street Richmond VA 23220 546001758 501(c)(3) 6000 Institutional support for cancer research Wake Forest University Health Sciences Medical Center Blvd WinstonSalem NC 27157 223849199 501(c)(3) 45557 Institutional support for cancer research Washington University 660 S Euclid St Louis MO 63110 430653611 501(c)(3) 183268 Institutional support for cancer research Weill Medical College of Cornell University 1300 York Avenue New York NY 10065 131623978 501(c)(3) 95498 Institutional support for cancer research Yale University PO Box 208239 New Haven CT 06520 060646973 501(c)(3) 7700 Institutional support for cancer research Christiana Care Health System Inc 4755 Ogletown-Stanton Rd Newark DE 19718 510103684 501(c)(3) 8000 Institutional support for cancer research Dana-Farber Cancer Institute 44 Binney Street Boston MA 021156084 042263040 501(c)(3) 193485 Institutional support for cancer research Health Research Inc Elm Carlton Streets Buffalo NY 14263 141402155 501(c)(3) 19393 Institutional support for cancer research 40 11 Institutional support for cancer research 1 6127 PART I, LINE 2: DISBURSEMENT OF FUNDS IS MONITORED BY THE BOARD TREASURER AND TRACKED THROUGH THE ACCOUNTING SYSTEM. Form 990, Part VI, Section B, line 11 THE BOARD RETAINS THE SERVICES OF AN INDEPENDENT CPA FIRM TO PREPARE THE ORGANIZATIONS FORM 990. THE FORM 990 WAS REVIEWED BY THE FINANCE COMMITTEE, THE BOARD TREASURER, THE CORPORATE OFFICERS, AND LEGAL COUNSEL PRIOR TO FILING WITH A REASONABLE AMOUNT OF TIME TO REVIEW AND RETURN ANY QUESTIONS OR OBSERVATION DIRECTLY TO THE ORGANIZATION. THE GOVERNING BODY IS PROVIDED A REASONABLE AMOUNT OF TIME TO REVIEW THE RETURN AND ASK ANY QUESTIONS DIRECTLY TO ORGANIZATION MANAGEMENT OR THE CONTACT AT THE INDEPENDENT CPA FIRM PRIOR TO FILING. Form 990, Part VI, Section B, line 12c OFFICERS, DIRECTORS, TRUSTEES AND KEY EMPLOYEES ARE ANNUALLY REQUIRED TO COMPLETE A CONFLICT OF INTEREST DISCLOSURE STATEMENT AS A PRECURSOR TO THEIR SERVICE TO THE ORGANIZATION. POTENTIAL CONFLICTS ARE LOGGED WITH AND MONITORED BY THE SECRETARY OF THE BOARD. Form 990, Part VI, Section B, line 15b THE ORGANIZATION USES VARIOUS COMPARABILITY DATA FROM INDEPENDENT CONSULTANTS AS WELL AS OTHER MARKET SURVEYS TO SET COMPENSATION GUIDELINES. THESE GUIDELINES INCLUDE REVIEW OF THE MARKET BY LOOKING AT SALARIES FOR COMPARABLE POSITIONS AS WELL AS A MERIT AND BONUS PROGRAM BASED ON PERFORMANCE. COMPENSATION DECISIONS ARE MADE BY PERSONS WHO ARE INDEPENDENT OF THE EMPLOYEES FOR WHOM THE COMPENSATION IS BEING DETERMINED. Form 990, Part VI, Section C, line 19 GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. Alliance Foundation Trials LLC 125 S Wacker Dr Suite 1600 CHICAGO IL 60606 465750590 Clinical Trials IL 2128696 27733658 Mastering Breast Cancer LLC 125 S Wacker Dr Suite 1600 CHICAGO IL 60606 473387139 Clinical Trials IL 0 0