2016-08-11T12:04:23-05:00 2015-12-31 132550103 D'ARCANGELO & CO LLP 120 LOMOND COURT UTICA NY 135025950 990 2015-01-01 156016932 THE COMMUNITY FOUNDATION OF HERKIMER AND ONEIDA COUNTIES INC COMM 3157358212 2608 GENESEE STREET UTICA NY 13502 ALICIA DICKS PRESIDENT & CEO 3157358212 2016-08-10 1 ROY CLARK P00737936 3157355216 2016-08-10 2015 2016-12-15 16:53:06Z ALICIA DICKS 2608 GENESEE ST UTICA NY 13502 11047246 0 X FOUNDATIONHOC.ORG X 1952 NY TO IMPROVE THE LIVES OF THE RESIDENTS OF HERKIMER AND ONEIDA COUNTIES. 21 21 20 0 0 0 5917012 6611583 0 0 7023523 4435663 0 0 12940535 11047246 3796690 4545400 0 0 941335 1000715 0 0 332471 1417534 1529260 6155559 7075375 6784976 3971871 122067199 119855382 8114810 7154819 113952389 112700563 THE MISSION OF THE COMMUNITY FOUNDATION IS TO IMPROVE THE LIVES OF THE RESIDENTS OF HERKIMER AND ONEIDA COUNTIES. THE COMMUNITY FOUNDATION ADVANCES LEADERSHIP ON COMMUNITY SOLUTIONS AND PHILANTHROPY THAT CONNECTS PEOPLE WHO CARE WITH CAUSES THAT MATTER. 0 0 5176888 4545400 THE COMMUNITY FOUNDATION OF HERKIMER AND ONEIDA COUNTIES IS A COMMUNITY-BASED, SOCIAL IMPACT INVESTOR. USING ITS FINANCIAL, INTELLECTUAL AND CONVENING CAPITAL, THE FOUNDATION IS ABLE TO ADVISE, FUND, FUEL AND SUSTAIN PARTNERSHIPS THAT ADDRESS FUNDAMENTAL CHALLENGES WITHIN THE MOHAWK VALLEY. BY INVESTING IN THEIR PARTNERS' SUCCESS, THE FOUNDATION PROMOTES CHANGE IN FOUR PRIORITY AREAS: EDUCATION , HEALTH, ECONOMIC DEVELOPMENT, AND ARTS & CULTURE. IN COMBINATION, THESE INVESTMENTS ADVANCE PROSPERITY, WELLNESS AND QULITY OF LIFE THROUGHOUT HERKIMER AND ONEIDA COUNTIES. 5176888 1 1 0 0 0 1 0 0 0 1 1 1 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 1 25 0 20 1 0 1 CJ 0 0 0 0 0 1 0 X 21 21 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 NY X X X GILLES G LAUZON 3157358212 2608 GENESEE ST UTICA NY 13502 EVE VAN DE WAL CHAIR ELECT 3.00 X X 0 0 0 LAUREN E BULL TRUSTEE 1.00 X 0 0 0 MARY LYONS BRADLEY TRUSTEE 1.00 X 0 0 0 LINDA COHEN TRUSTEE 1.00 X 0 0 0 KEITH FENSTEMACHER CHAIR 1.00 X 0 0 0 RICHARD F CALLAHAN TRUSTEE 1.00 X 0 0 0 SUSAN G MATT TRUSTEE 1.00 X 0 0 0 MARY F MORSE TRUSTEE 1.00 X 0 0 0 JUDITH V SWEET SECRETARY-TREASURER 3.00 X X 0 0 0 RICHARD C TANTILLO TRUSTEE 1.00 X 0 0 0 RONALD CUCCARO CHAIR 3.00 X X 0 0 0 BURT DANOVITZ TRUSTEE 1.00 X 0 0 0 LMICHAEL FITZGERALD TRUSTEE 2.00 X 0 0 0 REV ROBERT UMIDI TRUSTEE 1.00 X 0 0 0 BONNIE WOODS TRUSTEE 2.00 X 0 0 0 HARRISON CHIP HUMMEL III TRUSTEE 1.00 X 0 0 0 RANDALL J VANWAGONER TRUSTEE 2.00 X 0 0 0 CHERYL MINOR TRUSTEE 1.00 X 0 0 0 CATHLEEN MCCOLGIN TRUSTEE 1.00 X 0 0 0 JAWWAAD RASHEED TRUSTEE 1.00 X 0 0 0 LISA DEFREES LOVETT TRUSTEE 2.00 X 0 0 0 DAVID MANZELMANN TRUSTEE 2.00 X 0 0 0 GREGORY MCLEAN TRUSTEE 2.00 X 0 0 0 GILLES GLAUZON CHIEF OPERATING OFFICER 40.00 X 106486 0 7454 ALICIA DICKS PRESIDENT-CEO 40.00 X 174599 0 9942 MARGARET O'SHEA PRESIDENT-CEO 0.00 X 61211 0 0 342296 0 17396 2 1 1 0 CHARLES A GAETANO CONSTRUCTION CORP 258 GENESEE STREET UTICA NY 13502 CONSTRUCTION 172588 1 6611583 302372 6611583 2227776 2227776 2207887 0 2207887 2207887 2207887 11047246 4435663 0 0 4545400 4545400 262363 87454 87454 87455 575282 176858 285240 113184 36952 11360 18322 7270 58604 19535 19535 19534 67514 28355 16879 22280 33683 16841 16842 25262 12631 12631 25262 12631 12631 817631 817631 37770 12590 12590 12590 2098 2098 33920 4579 24762 4579 60254 15064 30126 15064 70480 70480 11353 3784 3784 3785 24972 6243 12486 6243 144362 144362 14065 14065 PROGRAM INITIATIVES 183075 183075 DEVELOPMENT AND MARKETI 80975 40488 40487 ANNUAL REPORT AND NEWSL 16652 16652 -52554 -52554 7075375 5176888 1566016 332471 3612437 3311870 155479 99729 2707389 191169 1857557 2516220 104158970 101498982 10123727 8514760 2159029 3913821 122067199 119855382 616194 102904 1482227 1220538 6016389 5831377 8114810 7154819 X 37574585 37003224 51632184 50143533 24745620 25553806 113952389 112700563 122067199 119855382 3971871 -5225034 1338 0 X X 0 1 X 1 0 X 1702298 1778100 2733353 6591904 3023855 15829510 1702298 1778100 2733353 6591904 3023855 15829510 1745184 14084326 2002250 1880990 1880365 2122948 2228661 10115214 25944724 0.54290 0.58530 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 99 7 667780 21435 1167692 14560 20285971 596838 1 1 110142440 808186 -212744 817214 78260909 320367 31339392 107784705 4644653 3021196 3744890 159225 1403999 110142440 92759311 3844617 15487077 2881430 44031 1390839 107784705 83379712 1737960 11300931 2189578 1469714 92759311 86567826 1343081 -22020 3280148 1567 1227460 83379712 0.00000 0.81540 0.18460 0 0 2271101 75174 2195927 0 436288 115995 320293 2516220 INVESTED CASH 672814 F ALTERNATIVE INVESTMENTS 6728411 F LIFE INSURANCE 156511 F REAL ESTATE 957024 F 8514760 AGENCY LIABILITES 4635410 CHARITABLE GIFT ANNUITIES 903247 LIFE INTEREST PAYABLE 162694 COMPENSATED ABSENCES 11746 DEFERRED REVENUE 118280 5831377 X 4976210 -5253405 -5253405 10229615 817631 817631 11047246 6251359 -6385 -6385 6257744 817631 817631 7075375 PART X, LINE 2: THE FOUNDATION'S FEDERAL AND STATE INFORMATIONAL RETURNS PRIOR TO 2011 ARE NO LONGER SUBJECT TO EXAMINATION BY THE RESPECTIVE TAXING AUTHORITIES. PART XII, LINE 2D - OTHER ADJUSTMENTS: HOLDING CORP EXPENSES INCLUDED IN COMBINED FIN STMTS BUT ON SEPARATE 990 1 FAXTON-ST LUKE'S HEALTHCARE FOUNDATION 1676 SUNSET AVENUE UTICA NY 13502 223078768 501(C)3 201056 FOR HERKIMER DIALYSIS PATIENT TREAMENT AREA & CARIAN EDGE LINEAR ACCELERATORGTANT FOR PUBLIC SUPPORTGRANT FOR PUBLIC SUPPORT ABRAHAM HOUSE 1203 KEMBLE ST UTICA NY 13501 161551609 501(C)3 14000 NEW WINDOWS AND INSULATION TO INCREASE ENERGY EFFICIENCY ALBANY LAW SCHOOL 80 NEW SCOTLAND AVE ALBANY NY 12208 141338309 501(C)3 10000 ANNUAL FUND ADIRONDACK MUSEUM 28N 30 BLUE MOUNTAIN LAKE NY 12208 135635801 501(C)3 7500 FOR GENERAL SUPPORT AMERICAN HEART ASSOCIATION UTICA CHAPTER 120 LOMOND COURT UTICA NY 13502 135613797 501(C)3 5000 GO RED FOR WOMEN CAMPAIGN AMERICAN FARMLAND TRUST 1150 CONNECTICUT AVENUE NW SUITE 600 WASHINGTON DC 20036 521190211 501(C)3 7500 LEADERSHIP TRAINING PROGRAM FOR LOCAL AGRICULTRAL LEADERS BENJAMIN ZIEMBA 144 SANFORD AVENUE CLINTON NY 13323 501(C)3 5000 SCHOLARSHIP BOYS & GIRLS CLUBS OF THE MOHAWK VALLEY 755 LANSING STREET UTICA NY 13501 150532057 501(C)3 28500 EMERGENCY GRANT FOR PAYROLL EXPENSE BOONVILLE KIWANIS FOUNDATION JOHN GILBERT TREASURER PO BOX 3 BOONVILLE NY 13309 160958006 501(C)3 5000 FOR CARE OF BUILDING BOONVILLE YOUTH ATHLETIC ASSOCIATION PO BOX 412 BOONVILLE NY 13309 223237815 501(C)3 5000 FOR MAINTENANCE OF THE SPORTS COMPLEX CHILDREN'S INSTITUTE 274 N GOODMAN STREET SUITE D103 ROCHESTER NY 14607 237102632 501(C)3 64471 PROACTIVE GRANT FOR SCHOOL READINESS PILOT PROJECT IN HERKIMER COUNTY (PHASE II) CLINTON ABC PROGRAM INC 3989 CAMPUS ROAD CLINTON NY 13323 237296910 501(C)3 6182 GRANT FROM CLINTON ABC AND DONOR-ADVISED GRANTING CLINTON CENTRAL SCHOOL DISTRICT FOUNDATION 75 CHENANGO AVE CLINTON NY 13323 161413396 501(C)3 11192 GRANT FROM THE CLINTON CENTRAL SCHOOL DISTRICT FOUNATION FUNDS CORNELL COOPERATIVE EXTENSION - ONEIDA COUNTY 121 SECOND STREET ORISKANY NY 13424 161159507 501(C)3 58900 R2G STUDIO FOR COMMUNITY AND ECONOMIC DEVELOPMENT & FARM TO SCHOOL PILOT PROJECT CAMCU 4 VINE COURT UTICA NY 13501 223013427 501(C)3 12500 EMERGENCY GRANT FOR PAYROLL EXPENSE CAPITOL THEATRE 220 WEST DOMINICK STREET ROME NY 13440 222600068 501(C)3 75000 CAPITOL CINEMA 2 STARTUP COSTS CATHOLIC CHARITIES OF HERKIMER COUNTY 61 WEST STREET ILION NY 13357 161189791 501(C)3 20000 FOR THE HERKIMER COUNTY SUICIDE PREVENTION PROGRAM MARKETING AND COMMUNICATIONS FORT SCHUYLER CLUB 254 GENESEE STREET UTICA NY 13502 150309870 501(C)3 40000 GRANT FROM THE FORT SCHUYLER CLUB FUND FOR REPAIRS TO THE REAR ADDITION WATER TABLE FLASHING CENTER FOR FAMILY LIFE AND RECOVERY 502 COURT STREET SUITE 401 UTICA NY 13502 274295905 501(C)3 15000 FOR THE FAMILY PEER RECOVERY PROGRAM CHAMBER MUSIC SOCIETY OF UTICA 463 PARTRIDGE HILL ROAD BARNEVELD NY 13304 161140602 501(C)3 6510 ADVERTISING PROGRAM CHARLES T SITRIN HEALTH CARE CENTER INC PO BOX 10002050 TILDEN AVENUE NEW HARTFORD NY 13413 223100745 501(C)3 100000 START-UP FUNDING FOR THE NEURODENERATIVE DISEASE SPECIALTY UNIT PROGRAM HERKIMER AREA RESOURCE CENTER 350 SOUTH WASHINGTON STREET HERKIMER NY 13350 160973231 501(C)3 138667 FOR FUNDRAISER/HARC COMMUNITY PARK AND EQUIPMENT HERKIMER COLLEGE FOUNDATION 100 RESERVOIR ROAD HERKIMER NY 13350 166076227 501(C)3 5000 FOR SCHOLARSHIPS HERKIMER COUNTY HUMANE SOCIETY PO BOX 73 MOHAWK NY 13407 161145993 501(C)3 38739 FOR GENERAL SUPPORT CHENANGO COUNTY SOCIETY FOR THE PREVENTION OF CRUELTY TO ANIMALS 6160 COUNTY ROAD 32 NORWICH NY 13815 161071918 501(C)3 20000 FOR GENERAL SUPPORT HOPE HOUSE PO BOX 161 UTICA NY 13503 223242715 501(C)3 19175 FOR GENERAL SUPPORT CITY OF ROME CITY HALL 198 NORTH WASHINGTON STREET ROME NY 13440 14985 START-UP FUNDING FOR A KAYAK PROGRAM HUMANE SOCIETY OF ROME PO BOX 4572 ROME NY 13442 160875792 501(C)3 10000 FOR GENERAL SUPPORT CITY OF UTICA ONE KENNEDY PLAZA UTICA NY 13502 10000 ARTSPACE UTICA FEASIBLE STUDY JEWISH COMMUNITY FEDERATION OF MV 2310 ONEIDA STREET UTICA NY 13501 150533576 501(C)3 8838 GRANT FROM THE MELVIN L. KOWALSKI DESIGNATED FUND CNY HEALTH & INDEPENDENCE AGENCY (CHIA) 502 COURT STREET SUITE 202 UTICA NY 13502 320040736 501(C)3 9000 FOR FINANCIAL REVIEWS DESALES CENTER 731 LAFAYETTE STREET UTICA NY 13502 134350899 501(C)3 32290 EMERGENCY GRANT TO REPAIR PARAPET DOLGEVILLE CENTRAL SCHOOL 38 SLAWSON STREET DOLGEVILLE NY 13329 16000 SCREENING AND INTERVENTION PROGRAM FOR RURAL INFANTS AND TODDLERS DOLGEVILLE MANHEIM PUBLIC LIBRARY 20 NORTH MAIN STREET DOLGEVILLE NY 13329 412082670 501(C)3 11442 ENERGY EFFICIENCY PROJECT DPAO FOUNDATION INC 617 DAVIDSON STREET WATERTOWN NY 13601 464400168 501(C)3 10000 GENERAL SUPPORT LITTLE FALLS HOSPITAL 140 BURWELL STREET LITTLE FALLS NY 13365 150533578 501(C)3 100000 FOR GENERAL SUPPORT DREW UNIVERSITY OFFICE OF ANNUAL GIVING ALUMNI HOUSE MADISON NJ 07940 221487164 501(C)3 5000 FOR BUILDING MAINTENANCE MADISON SQUARE BOYS & GIRLS CLUB INC 317 MADISON AVE NEW YORK NY 10017 135596792 501(C)3 5000 FOR GENERAL SUPPORT ECONOMIC DEVELOPMENT GROWTH ENTERPRISES CORPORATION 584 PHOENIX DRIVE ROME NY 13441 160874637 501(C)3 50000 NY FURNACE PROGRAM MASONIC MEDICAL RESEARCH LABORATORY 2150 BLEEKER STREET UTICA NY 13501 135648611 501(C)3 24400 FOR GENERAL SUPPORT/RESEARCH/AND FUNDRAISING APPEAL ERWIN LIBRARY AND INSTITUTE 104 SCHUYLER STREET BOONVILLE NY 13309 150567352 501(C)3 5000 FOR BUILDING MAINTENANCE FAMILY ADVOCACY CENTER 5639 WALKER ROAD DEERFIELD NY 13502 222230686 501(C)3 5996 CONFERENCE ROOM FURNISHINGS MOHAWK VALLEY COMMUNITY ACTION AGENCY INC 9882 RIVER ROAD UTICA NY 13502 160918009 501(C)3 30249 FOR MVCAA YOUTH AND COMMUNITY RESOURCE SPECIALIST MOHWAK VALLEY COMMUNITY COLLEGE FOUNDATION 1101 SHERMAN AVE UTICA NY 13502 166071031 501(C)3 17600 ENTREPRENEUR TRAINING/SCHOLARSHIPS/CAPITAL CAMPAIGN GLIMMERGLASS OPERA INC PO BOX 191 COOPERSTOWN NY 13326 161053970 501(C)3 5000 FOR GENERAL SUPPORT GREATER UTICA CHORAL SOCIETY INC 306 BROCKWAY ROAD FRANKFORT NY 13340 061641512 501(C)3 5000 IN SUPPORT OF THE CLINTON SYMPHONY ORCHESTRA HERKIMER COLLEGE 100 RESERVOIR ROAD HERKIMER NY 13350 21500 EDUCATION MINI GRANT FOR COMPUTER TRAINING AND SCHOLARSHIP NORTH UTICA SENIOR CITIZENS RECREATION CENTER INC 50 RIVERSIDE DR UTICA NY 13502 161059103 501(C)3 62536 EXPANSION OF IMAGINATION LIBRARY HOPE CHAPEL AME ZION CHURCH 512 MELVIN ROAD UTICA NY 13502 237029162 501(C)3 25000 FOR BUILDING AND PROPERTY IMPROVEMENTS NORTHERN ADIRONDACK PLANNED PARENTHOOD INC 66 BRINKERHOFF STREET PLATTSBURGH NY 12901 160919175 501(C)3 10000 DESIGNATED GRANT FROM THE FAMILY PLANNING & EDUCATION FUND NOTRE DAME JUNIOR-SENIOR HIGH SCHOOL 2 NOTRE DAME LANE UTICA NY 13502 150617328 501(C)3 82655 GRANTS FOR TUITION ASSISTANCE FOR FAMILIES IN NEED OLD FORGE LIBRARY PO BOX 128 OLD FORGE NY 13420 150582657 501(C)3 39054 FOR GENERAL SUPPORT ON POINT FOR COLLEGE 500 PLANT STREET UTICA NY 13502 161569356 501(C)3 245000 FOR OPERATING EXPENSES OF ON POINT AND FOR GENERAL SUPPORT AND STUDENT AID ONEIDA COMMUNITY MANSION HOUSE 170 KENWOOD AVE ONEIDA NY 13421 222825570 501(C)3 20000 FOR GENEAL SUPPORT AND CEMETERY NEEDS HOSPICE AND PALLIATIVE CARE INC 4277 MIDDLE SETTLEMENT ROAD NEW HARTFORD NY 13413 222238073 501(C)3 8600 WORKSHOP FOR HOSPICE LEADERS ONEIDA COUNTY HISTORICAL SOCIETY 1608 GENESEE ST UTICA NY 13502 150564081 501(C)3 21836 FOR GENERAL SUPPORT AND FOR PURCHASE OF DATA LOGGERS AND NEW COMPUTERS INSTITUTE OF TECHNOLOGY FOUNDATION AT UTICAROME INC 100 SEYMOUR ROAD UTICA NY 13502 237412413 501(C)3 25000 FIRST TECH CHALLENGE ROBOTICS PROGRAM JOHNSON PARK CENTER PO BOX 160 UTICA NY 13503 161498400 501(C)3 70308 TO SUPPORT THE HEAD, HAND AND HEART FAMILY ENRICHMENT PROGRAM, SCHOOL BOOK BAGS. JUNIOR FRONTIERS PO BOX 712 UTICA NY 13503 501(C)3 5000 SCHOLARSHIPS PLANNED PARENTHOOD MOHAWK HUDSON INC 1424 GENESEE STREET UTICA NY 13502 146004167 501(C)3 10000 FOR GENERAL SUPPORT RESCUE MISSION OF UTICA INC 212 RUTGER STREET UTICA NY 13501 150569359 501(C)3 55241 FOR GENERAL SUPPORT AND READING MATERIALS FOR ADULT LITERACY RESOURCE CENTER FOR INDEPENDENT LIVING INC PO BOX 210 UTICA NY 13501 222518284 501(C)3 8838 DESIGNATED GRANTS KINDRED SPIRITS GREYHOUND ADOPTION INC 6685 RESERVIOR ROAD CLINTON NY 13323 208300913 501(C)3 6000 GENERAL SUPPORT LEADERSHIP MOHAWK VALLEY 100 SEYMOUR ROAD UTICA NY 13502 161385001 501(C)3 9250 CAPACITY BUILDING MINI GRANT FOR STRATEGIC PLANNING MIDTOWN UTICA COMMUNITY CENTER 40 FAXTON STREET UTICA NY 13501 471353432 501(C)3 5050 BUILDING ASSESSMENT ROME MEMORIAL HOSPITAL FOUNDATION 155 WEST DOMINICK STREET ROME NY 13440 161364515 501(C)3 20000 FOR THE PURCHASE OF A PARKER BATH SIT BATH MOHAWK HOMESTEAD 62 EAST MAIN STREET MOHAWK NY 13407 150532222 501(C)3 53400 BATHROOM RENOVATIONS, ROOF REPLACEMENT, GENERAL SUPPORT MOHAWK VALLEY EDGE 584 PHOENIX DRIVE ROME NY 13441 501(C)3 25000 ASSESSMENT OF REGIONAL ECONOMIC IMPACT OF ATTRACTING SEMICONDUCTORTO ONEIDA AND HERKIMER SCULPTURE SPACE 12 GATES STREET UTICA NY 13502 222197162 501(C)3 40000 FOR GENERAL SUPPORT AND ROOF REPLACEMENT MOHAWK VALLEY RESOURCE CENTER FOR REFUGEES 309 GENESEE STREET UTICA NY 13501 161158764 501(C)3 5000 GENERAL SUPPORT MPW MARKETING PO BOX 14512 1/2 EAST PARK ROW SUITE A CLINTON NY 13323 23742 MARKETING PLAN FOR MOHAWK VALLEY CONNECT ST ELIZABETH MEDICAL CENTER FOUNDATION 2209 GENESEE STREET UTICA NY 13501 222562170 501(C)3 38360 FOR EMERGENCY ROOM SUPPORT MUNSON WILLIAMS PROCTOR ARTS INSTITUTE 310 GENESEE STREET UTICA NY 13502 150532214 501(C)3 41895 MWPAI FILM SERIES DIGITAL CONVERSION STEVEN-SWAN HUMANE SOCIETY 5664 HORATIO STREET UTICA NY 13502 150551485 501(C)3 31338 FOR TELETHON, FUR BALL AND GENERAL SUPPORT NATIONAL MATH FOUNDATION PO BOX 615 SENECA FALLS NY 13148 461116885 501(C)3 10000 EDUCATION MINIGRANT FOR TEACHER TRAINING PROGRAMS IN LITTLE FALLS AND VERONA NEIGHBORHOOD CENTER 624 ELIZABETH STREET UTICA NM 13501 161563069 501(C)3 18701 FOR BRIGHT FROM THE START CHILD CARE SUPPORT, GENERAL SUPPORT THE WOMEN'S FUND INC 2 WILLIAMS STREET CLINTON NY 13323 204296797 501(C)3 30200 FOR GENERAL SUPPORT, ANNIE'S FUND AND WOMEN'S FUND TRI-CITY LACROSSE INC 8029 HALSEY ROAD WHITESBORO NY 13492 161603922 501(C)3 24750 SAFETY NETTING AND FENCING FOR NEW FIELDSSCHOLARSHIP AWARDS TUG HILL TOMORROW INC PO BOX 6063 WATERTOWN NY 13601 223115498 501(C)3 11900 FOR OPERATIONAL AND GENERAL SUPPORT UNITED WAY OF THE VALLEY & GREATER UTICA AREA 201 LAFAYETTE STREET SUITE 201 UTICA NY 13502 150532074 501(C)3 35000 FOR LITERACY COALITION AND GENERAL SUPPORT NEIGHBORHOOD CENTER OF UTICA NY INC 293 GENESEE STREET UTICA NY 13501 150532097 501(C)3 100000 CAPITAL CAMPAIGN TO RENOVATE BUILDING UPSTATE CEREBRAL PALSY 1020 MARY STREET UTICA NY 13501 150543657 501(C)3 269217 THERAPEUTIC HORSEBACK RIDING FEES, EXPANSION OF EQUINE THERAPY PROGRAM AND FOR GENERAL SUPPORTCAPACITY BUILDING MINI-GRANT, FOR NEW HORIZONS, & FOR GENERAL SUPPORT NORTH WOODS COMMUNITY CENTER PO BOX 847 110 CROSBY BLVD OLD FORGE NY 13420 562422839 10000 BUILDING RENOVATIONS NOTRE DAME SCHOOLS CAPITAL CAMPAIGN FUND 2 NOTRE DAME LANE UTICA NY 13502 501(C)3 10000 IN SUPOPRT OF THE CONSTRUCTION AND RENOVATION OF THE NOTRE DAME CAMPUS UTICA COLLEGE 1600 BURRSTONE RD UTICA NY 13502 161476258 501(C)3 45150 SCHOLARSHIPS UTICA DOLLARS FOR SCHOLARS PO BOX 1733 UTICA NY 13503 411795701 501(C)3 54450 SCHOLARSHIPS UTICA MUNICIPAL HOUSING AUTHORITY 509 SECOND STREET UTICA NY 13501 156000653 501(C)3 44763 PUBLIC HOUSING AMERICORPS PROJECT UTICA PUBLIC LIBRARY 303 GENESEE STREET UTICA NY 13501 150618132 501(C)3 15150 FOR HVAC, SUMMER READING PROGRAM, ANNUAL CAMPAIGN, GENERAL SUPPORT AND ROOF REPAIRS UTICA SAFE SHCOOL HEALTHY STUDENTS PARTNERSHIP INC 106 MEMORIAL PARKWAY UTICA NY 13501 161614543 501(C)3 96360 DIVERTING ONEIDA COUNTY YOUTH FROM THE COURT SYSTEM UTICA ZOOLOGICAL SOCIETY 99 STEELE HILL ROAD UTICA NY 13501 160915407 501(C)3 100000 FOR THE CARE OF "DONOVAN THE LION," GIVE BACK TO UTICA INTERN, AND ACCESSIBILITY PROJECT VALLEY HEALTH SERVICE INC 690 WEST GERMAN STREET HERKIMER NY 13350 222511614 501(C)3 50000 PUMP STATION FOR NEW ASSISTED LIVING FACILITY AND FOR GENERAL SUPPORT VIEWTHE ARTS CENTER IN OLD FORGE 3273 STATE RT 28 OLD FORGE NY 13420 161001728 501(C)3 100000 FOR WATERCOLOR EXHIBIT AND MEYDA MATCHING PROJECT ONEIDA SQUARE PROJECT 500 PLANT STREET UTICA NY 13502 452904356 501(C)3 52247 FOR INTERVIEWS FOR STRATEGIC PLAN, GENERAL SUPPORT, DESIGNATED GRANT PARKWAY CENTER 220 MEMORIAL PARKWAY UTICA NY 13501 161557404 501(C)3 19900 TELEPHONE SYSTEM UPGRADE, STRATEGIC PLAN YWCA OF THE MOHAWK VALLEY 1000 CORNELIA ST UTICA NY 13502 150532279 501(C)3 186196 FOR OUTSTANDING WOMENS EVENT, DOMESTIC VIOLENCE SERVICES, EDUCATION PROGRAM AND GENERAL SUPPORT ROME CITY SCHOOL DISTRICT 409 BELL ROAD SOUTH ROME NY 13440 146639 HILLSIDE WORK- SCHOLARSHIP CONNECTION SALVATION ARMY 440 WEST NYACK ROAD WEST NYACK NY 10994 135562351 501(C)3 10000 ROOF REPLACEMENT FOR THE SALVATION ARMY HERKIMER COMMUNITY CENTER SYRACUSE UNIVERSITY 113 BOWNE HALL SYRACUSE NY 13244 150532081 501(C)3 25000 UTICA OFFICE OF THE VETERANS LEGAL CLINIC STANLEY CENTER FOR THE ARTS 261 GENESEE STREET UTICA NY 13501 166068418 501(C)3 50000 AUDIT FEES, ROOF REPAIR THE RESEARCH FOUNDATION OF SUNY PO BOX 9 ALBANY NY 12201 141368361 501(C)3 8000 INNOVATION CHALLENGE NEW YORK, MOHAWK VALLEY TOWN OF FORESTPORT PO BOX 137 FORESTPORT NY 13338 156000952 20876 DUTCH HILL BALL FIELD PLAYGROUND PROJECT TOWN OF RUSSIA NEW YORK 8916 NORTH MAIN PO BOX 126 POLAND NY 13431 30000 WINTERIZING COMMUNITY BUILDING UNHS NEIGHBORWORKS HOME OWNERSHIP CENTER 1611 GENESEE STREET UTICA NY 13501 161127874 501(C)3 7500 IN SUPPORT OF THE EDUCATIONAL AND FINANCIAL LITERACY PROGRAMS UTICA ACADEMY OF SCIENCE CHARTER SCHOOL 1214 LINCOLN AVENUE UTICA NY 13502 461520825 501(C)3 5000 FOR DIGITAL PROJECTORS UTICA CENTER FOR DEVELOPMENT INC 726 WASHINGTON ST UTICA NY 13502 262017327 501(C)3 35000 ROOF REPLACEMENT UTICA CITY SCHOOL DISTRICT 106 MEMORIAL PARKWAY UTICA NY 13501 5850 FOR THE POVERTY SYMPOSIUM PROGRAM VILLAGE OF MOHAWK 28 COLUMBIA STREET MOHAWK NY 13501 7300 FOR A FENCE FOR WARREN CASEY FIELD WATERTOWN URBAN MISSION 247 FACTORY STREET WATERTOWN NY 13501 160957201 501(C)3 10000 FOR GENERAL SUPPORT WOMEN'S EMPLOYMENT & RESOURCE CENTER 185 GENESEE STREET UTICA NY 13501 161577318 501(C)3 11317 COMPUTERS AND SOFTWARE FOR COMPUTER LAB BOSTON COLLEGE 140 COMMONWEALTH AVE CHESTNUT HILL MA 02467 042103545 501(C)3 15000 POPS ON THE HEIGHTS SCHOLARSHIP ROME HISTORICAL SOCIETY 200 CHURCH STREET ROME NY 13440 150550178 501(C)3 22340 REPAIR OF ROOF AND RELATED DAMAGE THEA BOWMAN HOUSE 731 LAFAYETTE STREET UTICA NY 13502 161488620 501(C)3 6100 READING ROCKETS SOARING TO LITERACY PROGRAM TOWN OF INLET PO BOX 179 INLET NY 13360 10000 ARROWHEAD PARK BOATHOUSE PROJECT X X X X 0 0 0 0 0 0 0 0 0 ALICIA DICKS PRESIDENT-CEO 174599 0 0 0 0 0 0 0 0 0 174599 0 0 0 MARGARET O'SHEA PRESIDENT-CEO 11211 0 50000 0 0 0 0 0 0 0 61211 0 50000 0 X 12 302372 MARKET VALUE 0 1 1 PART I, LINE 32B: SCHEDULE M, LINE 32B: THE FOUNDATION USES A FINANCIAL INSTITUTION TO RECEIVE AND SELL PUBLICLY TRADED SECURITIES. FORM 990, PART VI, SECTION A, LINE 2 ONE PERSON IS EMPLOYED BY THE OTHER IN A SOLE PROPRIETORSHIP OR BY AN ORGANIZATION WITH WHICH THE OTHER IS ASSOCIATED AS A TRUSTEE, DIRECTOR, OFFICER, KEY EMPLOYEE, OR GREATER THAN 35% OWNER. 1.) EVE VAN DE WAL IS THE REGIONAL PRESIDENT OF AN ORGANIZATION IN WHICH MARGARET O'SHEA, RONALD CUCCARO, AND JUDITH SWEET ARE ADVISORY BOARD MEMBERS. FORM 990, PART VI, SECTION B, LINE 11 THE DRAFT 990 IS REVIEWED BY THE FOUNDATION'S AUDIT AND COMPLIANCE COMMITTEE TO ENSURE COMPLIANCE WITH TAX LAWS. THE AUDIT AND COMPLIANCE COMMITTEE RECOMMENDS APPROVAL BY THE BOARD. THE FINAL VERSION OF THE FORM 990 IS E-MAILED TO EACH BOARD MEMBER. IN ORDER TO ASSIST BOARD MEMBERS WITH THEIR REVIEW OF THE FORM 990, A GUIDANCE TABLE IS PROVIDED THAT DESCRIBES EACH PART OF THE FORM 990 ALONG WITH KEY QUESTIONS THAT THE REVIEWER SHOULD CONSIDER WHEN REVIEWING THE 990. FORM 990, PART VI, SECTION B, LINE 12C THE FOUNDATION'S POLICY ON CONFLICTS OF INTEREST & CONFIDENTIALITY APPLIES TO ALL PERSONS HOLDING POSITIONS OF RESPONSIBILITY AND TRUST ON BEHALF OF THE FOUNDATION, INCLUDING BUT NOT LIMITED TO MEMBERS OF THE BOARD OF TRUSTEES, VOLUNTEER COMMITTEE MEMBERS AND MEMBERS OF THE FOUNDATION STAFF. THE FOUNDATION'S POLICY MANDATES THAT A DISCLOSURE FORM BE UPDATED ANNUALLY LISTING THE NAMES OR NONPROFIT ORGANIZATIONS OR BUSINESSES/CORPORATIONS IN WHICH THEY OR AN IMMEDIATE FAMILY MEMBERS HOLD A POSITION THAT MAY GIVE RISE TO A POTENTIAL CONFLICT BETWEEN PERSONAL INTERESTS AND THE INTERESTS OF THE FOUNDATION. THE FOUNDATION'S POLICY REQURIES DISCLOSURE OF A CONFLICT OF INTEREST: (A) PRIOR TO VOTING ON OR OTHERWISE DISCHARGING HIS OR HER DUTIES WITH RESPECT TO ANY MATTER INVOLVING THE CONFLICT WHICH COMES BEFORE THE BOARD OR ANY COMMITTEE; (B) PRIOR TO ENTERING INTO ANY CONTRACT OR TRANSACTION INVOLVING THE FOUNDATION; (C) AS SOON AS POSSIBLE AFTER THE BOARD MEMBER OR OFFICER SHALL LEARN OF A CONFLICT OF INTEREST IN ANY OTHER CONTEXT. THE FOUNDATION'S POLICY STATES THAT FOLLOWING THE RECEIPT OF INFORMATION CONCERNING A CONTRACT OR TRANSACTION INVOLVING A POTENTIAL CONFLICT OF INTEREST, THE BOARD SHALL CONSIDER THE MATERIAL FACTS CONCERNING THE PROPOSED CONTRACT OR TRANSACTION INCLUDING THE PROCESS BY WHICH THE DECISION WAS MADE TO RECOMMEND ENTERING INTO THE ARRANGEMENT ON THE TERMS PROPOSED. THE BOARD SHALL APPROVE ONLY THOSE CONTRACTS OR TRANSACTIONS IN WHICH THE TERMS ARE FAIR AND REASONABLE TO THE FOUNDATION AND THE ARRANGEMENTS ARE CONSISTENT WITH RECOMMENDING TO THE BOARD A CONFLICT OF INTEREST POLICY, RECOMMENDING THE FORMAT OF THE ANNUAL DISCLOSURE FORM, RECOMMENDING CHANGES AS NEEDED, AND ENSURING THE ORGANIZATION'S COMPLIANCE WITH ITS POLICY ON AT LEAST AN ANNUAL BASIS. THE FOUNDATION'S POLICY STATES THAT PERSONS WITH A CONFLICT SHALL NOT BE AUTHORIZED TO APPROVE A CONTRACT OR TRANSACTION. AT THE TIME OF THE DISCUSSION AND DECISION CONCERNING THE AUTHORIZATION OF SUCH CONTRACT OR TRANSACTION, THE INTERESTED BOARD MEMBER OR OFFICER SHOULD NOT BE PRESENT AT THE MEETING. FORM 990, PART VI, SECTION B, LINE 15A COMPENSATION OF THE FOUNDATION'S PRESIDENT/CEO INCLUDES A REVIEW AND APPROVAL BY THE BOARD WHICH IS BASED ON PRIOR YEAR'S SALARY AS WELL AS COMPARABILITY DATA. FORM 990, PART VI, SECTION C, LINE 19 THE FOUNDATION'S FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC ON OUR WEBSITE. IN ADDITION, GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICIES ARE AVAILABLE UPON REQUEST. SCHEDULE D, PAT VII, LINE 2C THE FOUNDATION'S OVERSIGHT PROCESS HAS NOT CHANGED SINCE THE PRIOR YEAR. COMMUNITY FOUNDATION GIFT HOLDING LLC 2608 GENESEE ST UTICA NY 13502 HOLDING OF GIFTED REAL ESTATE NY 957024 THE COMMUNITY FOUNDATION OF HERKIMER AND ONEIDA COUNTIES INC COMMUNITY FOUNDATION HOLDING CORPORATION 2608 GENESEE ST UTICA NY 13502 200254573 PROPERTY MANAGEMENT NY 501(C)(3) 8 N/A 0 1 0 0 1 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 COMMUNITY FOUNDATION HOLDING CORPORATION D 1000000 FMV COMMUNITY FOUNDATION HOLDING CORPORATION A 28750 AGREEMENT COMMUNITY FOUNDATION HOLDING CORPORATION K 28750 AGREEMENT