2016-08-12T12:37:33-05:00 2015-12-31 271155496 ROBERT LEE & ASSOCIATES LLP 226 Airport Parkway San Jose CA 95110 990PF 2015-01-01 941196182 Bothin Foundation BOTH 4155616540 1660 Bush Street No 300 San Francisco CA 94109 Lyman H Casey president 4155166450 2016-08-08 1 Robert A Lee P00156212 4088556770 2015 2016-12-15 16:53:06Z X 38014386 X X 1064801 1064801 2144447 17691899 2144447 1104 0 3210352 3209248 0 0 0 10712 6427 3214 585922 267693 281472 33012 0 0 382 38 229 5962 250 875 635990 274408 285790 1691791 1741791 2327781 274408 2027581 882571 2934840 103128 101856 101856 1663994 1740179 1740179 38662 106281 38662 38662 1487 28035 28035 28604503 25124665 25124665 9667765 10899461 10899461 0 81528 81528 40147158 38014386 38014386 17052 21926 50000 211305 122000 278357 143926 X 39868801 37870460 39868801 37870460 40147158 38014386 39868801 882571 59000 40810372 2939912 37870460 EQUITY AND BOND SALES P 17691899 15547452 2144447 2144447 2144447 0 1890448 39165272 0.048268 1629155 36443154 0.044704 1686044 32842957 0.051337 1559779 32628836 0.047804 1537003 31771624 0.048377 0.240490 0.048098 38821640 1867243 29348 1896591 2027581 X 29348 0 29348 0 29348 55792 55792 26444 26444 0 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 0 0 0 0 1 WWW.PFS-LLC.NET/BOTHIN PACIFIC FOUNDATION SERVICES LLC 4155616540 1660 BUSH STREET SUITE 300 SAN FRANCISCO CA 94109 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 LYMAN H CASEY 1660 BUSH STREET SUITE 300 SAN FRANCISCO CA 94109 President 2.00 0 0 0 A Michael Casey 1660 BUSH STREET SUITE 300 SAN FRANCISCO CA 94109 Treasurer/VP/FINANCE CHAIR 2.00 0 0 0 LAURA KING PFAFF 1660 BUSH STREET SUITE 300 SAN FRANCISCO CA 94109 Secretary (Through 6/2015) 2.00 0 0 0 DEVON LAYCOX 1660 BUSH STREET SUITE 300 SAN FRANCISCO CA 94109 VP / Governance Chair 2.00 0 0 0 PAUL SUSSMAN 1660 BUSH STREET SUITE 300 SAN FRANCISCO CA 94109 Director/ Audit CHAIR (THROUGH 6/15) 2.00 0 0 0 pam mccosker 1660 BUSH STREET SUITE 300 sAN FRANCISCO CA 94109 Advisory Chair 2.00 0 0 0 Rebecca Miller 1660 BUSH STREET SUITE 300 sAN FRANCISCO CA 94109 director/finance 2.00 0 0 0 theodore griffinger 1660 BUSH STREET SUITE 300 san FRANCISCO CA 94109 director/finance 2.00 0 0 0 CAROL PRINCE 1660 BUSH STREET SUITE 300 sAN FRANCISCO CA 94109 DIRECTOR/AUDIT CHAIR (6/2015) 2.00 0 0 0 CHRISTIAN F MILLER 1660 BUSH STREET SUITE 300 SAN FRANCISCO CA 94109 dIRECTOR/finance 2.00 0 0 0 KIMBErely CASEY 1660 BUSH STREET SUITE 300 SAN FRANCISCO CA 94109 Director/Governance Committee 2.00 0 0 0 Pat McCosker 1660 BUSH STREET SUITE 300 SAN FRANCISCO CA 94109 Director 2.00 0 0 0 NONE 0 PACIFIC FOUNDATION SERVICES LLC 1660 BUSH STREET SUITE 300 SAN FRANCISCO CA 94109 FOUNDATION MANAGEMENT/Accounting 353112 OSTERWEIS CAPITAL MANAGEMENT 1660 BUSH STREET SUITE 300 SAN FRANCISCO CA 94109 INVESTMENT COUNSELING 120779 Cornerstone Captial Inc 1660 BUSH STREET SUITE 300 SAN FRANCISCO CA 94109 inVESTMENT COUNSELING 60772 0 0 37854643 1558189 0 39412832 0 0 39412832 591192 38821640 1941082 1941082 29348 29348 1911734 0 1911734 0 1911734 2027581 0 2027581 29348 1998233 1911734 47333 0 0 2027581 47333 0 0 1911734 68514 0 0 68514 0 0 0 0 0 0 0 68514 68514 Judi Powell SENIOR PROGRAM OFFICER 1660 BUSH STREET SUITE 300 SAN FRANCISCO CA 94109 4155616540 FOR GUIDELINES AND MORE INFORMATION ABOUT THIS FOUNDATION, SEE www.bothinfoundation.org FOR GUIDELINES AND MORE INFORMATION ABOUT THIS FOUNDATION, SEE www.bothinfoundation.org FOR GUIDELINES AND MORE INFORMATION ABOUT THIS FOUNDATION, SEE WWW.BOTHINFOUNDATION.ORG Agricultural Institute of Marin 400 Smith Ranch Road Suite D San Rafael CA 94903 501 (c)(3) charity PURCHASE A VEHICLE TO FUNCTION AS A MOBILE FARMER'S MARKET IN MARIN COUNTY 40000 Aim High for High School PO Box 410715 San Francisco CA 94141 501 (c)(3) charity Purchase technology to be used by participants of the summer program 25000 Bay Area Video Coalition Inc 2727 Mariposa Street 2nd Floor San Francisco CA 94110 501 (c)(3) charity Purchase IT and related equipment to be for youth programming that takes place at the Annex 36600 Bay Org The Embarcadero at Beach Street c/o Aquarium of the Bay Admin Office San Francisco CA 94133 501 (c)(3) charity Upgrade Aquarium's cooling system 30100 Blue Bear School of Music Fort Mason Center 2 Marina Blvd Bldg D San Francisco CA 94123 501 (c)(3) charity Purchase a van for arts organization to transport children and youth participants and musical equipment to on-site and off-site programming in San Francisco 36000 California Parenting Institute 3650 Standish Avenue Santa Rosa CA 95407 501 (c)(3) charity Replace original 40-year-old roof on a counseling clinic building 30000 Canine Companions for Independence 2965 Dutton Avenue Santa Rosa CA 95407 501 (c)(3) charity Renovate the national veterinary clinic 30000 Catholic Charities of the Diocese of Santa Rosa PO Box 4900 Santa Rosa CA 95402 501 (c)(3) charity Purchase multi-purpose passenger and cargo van 40000 Childrens Council of San Francisco 445 Church Street San Francisco CA 94114 501 (c)(3) charity Remodel entrance and reception lobby for agency providing childcare and parenting services to families with children ages 0-5 years old 40000 Chinatown Community Children's Center 979 Clay St San Francisco CA 94108 501 (c)(3) charity Preschool Health & Safety Capital Improvements 7500 Coastside Child Development Center PO Box 84 Half Moon Bay CA 94019 501 (c)(3) charity Replace classroom carpets and outdoor deck 15000 Committee on the Shelterless PO Box 2744 900 Hopper Street Petaluma CA 94953 501 (c)(3) charity Exterior painting at the Mary Isaak Center 39000 Community Action Partnership of Sonoma County 1300 North Dutton Avenue Santa Rosa CA 95401 501 (c)(3) charity Purchase and install a pre-fabricated ADA-compliant restroom for the Via Esperanza Family Resource Center 35000 COMMUNITY MUSIC CENTER 544 Capp Street San Francisco CA 94110 501 (c)(3) charity Facility renovations and repairs in honor of Paul Sussman 30000 Council on Foundations 2121 Crystal Drive Suite 700 Arlington VA 22202 501 (c)(3) charity 2015 Membership dues and grant 3490 Dance Palace P O Box 217 503 B Street Point Reyes Station CA 94956 501 (c)(3) charity Replace stage risers, sound console, and audio visual equipment 25000 Farallones Marine Sanctuary Association PO Box 29386 San Francisco CA 94129 501 (c)(3) charity Purchase remotely operated marine vehicles and related equipment 18700 Foundation Center 312 Sutter Street Suite 606 San Francisco CA 94108 501 (c)(3) charity General support 6000 Foundation for Students Rising Above PO Box 29174 San Francisco CA 94129 501 (c)(3) charity Purchase IT equipment for participants and staff 18400 Gilead House 1024 7th Street Novato CA 94945 501 (c)(3) charity IT-Investment for Stable Families and Healthy Communities 7500 GirlVentures 3543 18th Street San Francisco CA 94110 501 (c)(3) charity Purchase kayaks and related equipment 35000 GLIDE Foundation 330 Ellis St San Francisco CA 94102 501 (c)(3) charity Build ADA-compliant ramp for the Free Meals Program, serving families and the disabled 25000 Global Student Embassy PO Box 4456 Berkeley CA 94704 501 (c)(3) charity San Rafael High School Campus Waste Diversion Initiative 7500 Golden Gate National Parks Conservancy Building 201 Fort Mason San Francisco CA 94123 501 (c)(3) charity Purchase AV and IT equipment to be used by youth participating in Crissy Fields Center's youth programs 23000 Halleck Creek Institute PO Box 159 1740 Old Rancheria Road Nicasio CA 94946 501 (c)(3) charity Replace wire fencing, posts, and rails 13500 Hamilton Family Shelter 1525 Waller St San Francisco CA 94117 501 (c)(3) charity Children's Playground Fence 7500 Hillbarn Inc 1285 East Hillsdale Blvd Foster City CA 94404 501 (c)(3) charity Purchase hearing aid loop system for arts organization in Foster City 4000 Homeless Prenatal Program Inc 2500 18th Street San Francisco CA 94110 501 (c)(3) charity Upgrade flooring for family resource center 40000 Jasper Ridge Farm 2995 Woodside Road 620924 Woodside CA 94062 501 (c)(3) charity Purchase and install a fire suppression system on a property that will be used for animal therapy in San Mateo County 35000 Juma Ventures 131 Steuart Street Suite 201 San Francisco CA 94105 501 (c)(3) charity Purchase IT equipment 33000 LifeMoves (formerly Innvision Shelter Network) 181 Constitution Drive Suite 100 Menlo Park CA 94025 501 (c)(3) charity Purchase two gently used passenger vans 33000 Literacy for Environmental Justice 607 Anderson Street San Francisco CA 94110 501 (c)(3) charity Purchase plant nursery equipment and supplies 25000 Living Room Center Inc 636 Cherry St Santa Rosa CA 95404 501 (c)(3) charity Install a commercial kitchen that serves homeless women and children two meals a day 50000 Marcia Spitz Laurel Learning Center (The Laurel School) 350 Ninth Avenue San Francisco CA 94118 501 (c)(3) charity Acquire learning assistive technology for The Laurel School, a San Francisco-based school for students with learning differences and disabilities 35100 Marin Community Clinic 1177 E Francisco Blvd Suite B San Rafael CA 94901 501 (c)(3) charity Purchase equipment for a pediatric dental operatory in Novato 45000 Mechanics Institute 57 Post Street San Francisco CA 94104 501 (c)(3) charity Repair, waterproof, and paint exterior of a San Francisco institution, world renowned for its chess training and competitions for children, youth, and adults 10000 Meritus College Fund PO Box 29024 San Francisco CA 94129 501 (c)(3) charity Database Transition & Upgrade Project 7500 National Society to Prevent Blindness (Northern California Society to Preve 1388 Sutter Street Suite 408 San Francisco CA 94109 501 (c)(3) charity Purchase two Retinomax vision screening devices for the Northern California Chapter 29600 Nihomachi Little Friends 2031 Bush Street San Francisco CA 94115 501 (c)(3) charity Construct rooftop playground for childcare center in San Francisco 25000 Northern California Grantmakers 625 Market Street 15th Floor San Francisco CA 94105 501 (c)(3) charity Membership and general support 1750 Novato Youth Center 680 Wilson Avenue Novato CA 94947 501 (c)(3) charity Purchase a 10-passenger van 31500 Outward Bound California 1539 Pershing Drive San Francisco CA 94129 501 (c)(3) charity Replace Bay Area Center's outdated expedition gear library for outdoor adventure agency serving San Francisco youth 33000 Peer Health Exchange Inc 70 Gold Street San Francisco CA 94133 501 (c)(3) charity Office remodel to support the expansion of the peer health education programming in San Francisco 36900 Peninsula Jewish Community Center 2440 Carlmont Drive Belmont CA 94002 501 (c)(3) charity Purchase computers, iPads, printers, and digital equipment for youth programming 37500 Performing Arts Workshop Inc 1661 Tennessee Street Suite 3-O San Francisco CA 94107 501 (c)(3) charity Replace outdated phone system with a VOIP system and purchase instructional technology equipment 29000 Pomeroy Recreation and Rehabilitation Center 207 Skyline Boulevard San Francisco CA 94132 501 (c)(3) charity Equipment replacement and upgrades to therapeutic swimming pool in San Francisco 50000 Randall Museum Friends 199 Museum Way San Francisco CA 94114 501 (c)(3) charity Refurbish museum classroom to enhance field trip experience for children and youth 40000 Redwood City Police Activities League 3399 Bay Road Redwood City CA 94063 501 (c)(3) charity Purchase a 7-passenger van to transport students from Redwood City public elementary schools to after-school programs 29000 Root Division 1131 Mission Street San Francisco CA 94103 501 (c)(3) charity Build out and furnish an arts education classroom 20000 Saint Francis Foundation 900 Hyde Street Ste 1208 San Francisco CA 94109 501 (c)(3) charity Upgrades to the Bothin Burn Center 50000 San Francisco Arts Education Project 135 Van Ness Avenue San Francisco CA 94101 501 (c)(3) charity Instruments for Public School Residencies 7500 San Francisco Parks Alliance(Garden for the Environment) 1663 Mission Street Suite 320 San Francisco CA 94103 501 (c)(3) charity REBUILD OUTDOOR CLASSROOMS AT THE GARDEN FOR THE ENVIRONMENT ON LAWTON STREET IN SAN FRANCISCO 30000 Sonoma Ecology Center PO Box 1486 Eldridge CA 95431 501 (c)(3) charity Purchase a pickup truck 39500 Sonoma Valley Teen Services 17440 Sonoma Highway Sonoma CA 95476 501 (c)(3) charity Renovate and purchase furnishings for a meeting room 18000 StarVista 610 Elm St 212 San Carlos CA 94070 501 (c)(3) charity Purchase a 9-passenger van for a multi-service agency 30000 Student Conservation Association Inc 1230 Preservation Park Way Oakland CA 94612 501 (c)(3) charity Purchase camping and field kitchen equipment for the year-round youth development program in San Mateo, San Francisco and Marin Counties 4000 Telegraph Hill Neighborhood Association 660 Lombard Street San Francisco CA 94133 501 (c)(3) charity Honorarium Grant 2500 The SF Playhouse 450 Post Street San Francisco CA 94102 501 (c)(3) charity Handicap Accessibility Renovations 32851 Tiburon Salmon Institute 14 Juno Road Tiburon CA 94920 501 (c)(3) charity Purchase a truck to pull a mobile aquarium that will be brought to local schools 25000 Tides Center (Youth Art Exchange) 755 Ocean Avenue San Francisco CA 94112 501 (c)(3) charity Purchase IT equipment to develop a mobile art and design lab for Youth Art Exchange, an agency serving high schoolers in San Francisco 40000 Vida Verde Nature Education 3540 La Honda Road Highway 84 San Gregorio CA 94074 501 (c)(3) charity Purchase a 20-passenger mini-bus 42000 Womens Audio Mission 542-544 Natoma Street C-1 San Francisco CA 94103 501 (c)(3) charity Purchase and install professional audio console to provide hands-on training in media technology for young women in the Bay Area 40000 Women's Recovery Services A Unique Place PO Box 1356 Santa Rosa CA 95402 501 (c)(3) charity Replacement of Heating System 7500 YMCA of San Francisco 50 California Street Suite 650 San Francisco CA 94111 501 (c)(3) charity Purchase laptops, desktops, laser printers, and security carts for the Youth Services Bureau program 34800 Young Women's Christian Association of Sonoma County 1421 Guerneville Rd Suite 200 Santa Rosa CA 95402 501 (c)(3) charity Install security upgrades for an emergency shelter 25000 Youth in Arts 917 C Street San Rafael CA 94901 501 (c)(3) charity Installation of exhibition-quality lighting and addition of back door to children's art gallery 7500 1741791 0 14 1064801 14 1104 18 2144447 0 3210352 0 3210352 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 10712 6427 3214 BONDS & US TREASURIES 10899461 10899461 STOCKS 25124665 25124665 unsettled stock 0 81528 81528 UNREALIZED LOSSES ON INVESTMENTS 2939912 dues and subscriptions 1250 250 875 insurance 4712 0 0 OTHER INCOME 1104 0 1104 change in deferred liability 59000 DEFERRED TAX liability 181000 122000 TAX LIABILITY 2108 0 unsettled stock 28197 0 Audit fees 25173 15104 7552 Bank and Custody fees 20965 20965 0 INVESTMENT manager FEES 197384 197384 0 foundation management fees 342400 34240 273920 FEDERAL EXCISE TAX 29349 0 0 OTHER TAXES 3663 0 0