2016-08-10T14:16:34-05:00 2015-09-30 221478099 COHNREZNICK LLP 1212 AVENUE OF THE AMERICAS NEW YORK NY 10036 990 2014-10-01 132612524 FUND FOR THE CITY OF NEW YORK INC FUND 2129256675 121 AVENUE OF THE AMERICAS 6TH FL NEW YORK NY 100131590 MARY MCCORMICK PRESIDENT 2129256675 2016-08-09 1 THOMAS LANNING P00851654 2122970400 2014 2016-12-15 16:53:06Z MARY MCCORMICK 121 AVENUE OF THE AMERICAS 6TH FL NEW YORK NY 100131590 58108102 0 X WWW.FCNY.ORG X 1968 NY THE FUND FOR THE CITY OF NEW YORK WAS CREATED IN 1968 BY THE FORD FOUNDATION TO BE RESPONSIVE TO OPPORTUNITIES TO IMPROVE THE QUALITY OF LIFE FOR ALL NEW YORKERS BY WORKING TO IMPROVE THE PERFORMANCE OF GOVERNMENT AND NONPROFIT ORGANIZATIONS. 11 10 642 0 0 0 44947297 54657127 3209271 3004297 5196419 429638 -163353 -36716 53189634 58054346 2538500 2622500 0 0 30705007 31643353 66973 72717 465960 15073680 18407242 48384160 52745812 4805474 5308534 110822126 115865634 61207173 60942147 49614953 54923487 X THE FUND FOR THE CITY OF NEW YORK WAS CREATED IN 1968 BY THE FORD FOUNDATION TO BE RESPONSIVE TO OPPORTUNITIES TO IMPROVE THE QUALITY OF LIFE FOR ALL NEW YORKERS BY WORKING TO IMPROVE THE PERFORMANCE OF GOVERNMENT AND NONPROFIT ORGANIZATIONS. 0 0 27016607 40413 CENTER FOR COURT INNOVATION PROGRAM:FOUNDED AS A PUBLIC/PRIVATE PARTNERSHIP BETWEEN THE NEW YORK STATE UNIFIED COURT SYSTEM AND THE FUND FOR THE CITY OF NEW YORK, , THE CENTER FOR COURT INNOVATION SEEKS TO HELP CREATE A MORE EFFECTIVE AND HUMANE JUSTICE SYSTEM BY DESIGNING AND OPERATING PROGRAMS TO TEST NEW IDEAS AND SOLVE PROBLEMS, PERFORMING ORIGINAL RESEARCH, AND PROVIDING REFORMERS AROUND THE WORLD WITH THE TOOLS THEY NEED TO LAUNCH NEW STRATEGIES. THE CENTER'S PROJECTS INCLUDE COMMUNITY-BASED VIOLENCE PREVENTION PROJECTS, ALTERNATIVES TO INCARCERATION, REENTRY INITIATIVES, COURT-BASED PROGRAMS THAT SEEK TO PROMOTE POSITIVE INDIVIDUAL AND FAMILY CHANGE, AND MANY OTHERS. 20836848 2215000 2075718 PARTNER PROGRAMS:THE FUND CREATED THE PARTNER PROGRAM TO ENSURE THAT NONPROFIT LEADERS AND THEIR BOARDS ARE ABLE TO FOCUS THEIR TIME AND RESOURCES ON THE TWO AREAS IN WHICH THEY ARE MOST EXPERT: PROGRAM DEVELOPMENT AND IMPLEMENTATION AND FUNDRAISING. THE FUND ASSUMES RESPONSIBILITY FOR ALL FINANCIAL REPORTING, AUDITING, CASH MANAGEMENT, HR, COMPLIANCES AND OTHERS SERVICES FOR THESE PROJECTS, WHICH COVER ISSUES SUCH AS EDUCATION, THE ENVIRONMENT, SOCIAL JUSTICE, ARTS AND TECHNOLOGY INNOVATION. 2562630 407500 888166 CORE PROGRAMS: THE FUND HAS SEVERAL OTHER INITIATIVES. ITS CASH FLOW LOAN PROGRAMS PROVIDES BETWEEN $120 AND $150 MILLION IN BRIDGE FINANCING AT NO INTEREST TO NONPROFITS AWAITING PAYMENT ON GOVERNMENT CONTRACTS, FOUNDATION AWARDS AND THE LIKE. ITS LOAN PROGRAMS INCLUDE THE RETURNABLE GRANT FUND, THE NEW YORK CITY RECOVERY LOAN AND GRANT PROGRAM, THE SPECIAL EARLY LEARN INITIATIVE AND THE MELLON CAPITAL LOAN PROGRAM FOR PERFORMING ARTS. ITS SLOAN AWARDS FOR PUBLIC SERVICE HONOR SIX UNSUNG HEROES OF CITY GOVERNMENT ANNUALLY AND ITS SLOAN AWARDS FOR EXCELLENCE IN TEACHING SCIENCE AND MATH HONOR SEVEN SUPERB SCIENCE AND MATH TEACHERS IN NEW YORK CITY'S PUBLIC HIGH SCHOOLS. ITS COMMUNITY PLANNING FELLOWS PROGRAM MAKE IT POSSIBLE FOR 24 SECOND-YEAR GRADUATE STUDENT IN URBAN PLANNING, DESIGN OR A RELATED FIELD TO WORK FOR 15 HOURS A WEEK WITH A NYC COMMUNITY BOARD. 50416085 1 1 0 1 0 0 0 0 0 0 1 0 0 1 1 1 0 1 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 850 0 1 642 1 0 0 0 0 0 0 0 0 0 0 X 11 10 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 CT NJ NY FL CA MA X JILL BORRERO 2129256675 121 AVENUE OF THE AMERICAS NEW YORK NY 10013 DANA BUCHMAN SECRETARY 1.00 1.00 X X 0 0 0 ESTER FUCHS BOARD MEMBER 1.00 1.00 X 0 0 0 JEANETTE WAGNER BOARD MEMBER 1.00 1.00 X 0 0 0 LISETTE NIEVES BOARD MEMBER 1.00 1.00 X 0 0 0 MAGGIE BOEPPLE VICE CHAIR 1.00 1.00 X X 0 0 0 MARY MCCORMICK PRESIDENT 30.00 5.00 X X 281506 0 36013 MICHAEL ARAD BOARD MEMBER 1.00 1.00 X 0 0 0 ROBERT ABRAMS BOARD MEMBER 1.00 1.00 X 0 0 0 ROBERT GM KEATING TREASURER 1.00 1.00 X X 0 0 0 ROBERT TIERNEY BOARD MEMBER 1.00 1.00 X 0 0 0 VAUGHN WILLIAMS CHAIR 1.00 1.00 X X 0 0 0 JILL BORRERO VICE PRESIDENT 30.00 5.00 X 117947 0 38265 WALID GABALLAH CFO 30.00 5.00 X 171190 0 36966 GREGORY BERMAN DIRECTOR, CCI 35.00 X 232842 0 46520 DIANA FELDMAN DIRECTOR, ENACT 35.00 X 163263 0 23402 EARLE WALKER DIRECTOR, REGIONAL ALLIANCE 35.00 X 227472 0 43097 LIBERTY ALDRICH GENERAL AND OPERATIONS MANAGER, CCI 35.00 X 161498 0 17565 MICHAEL E CLARK DIRECTOR, NPCC 35.00 X 208021 0 42332 VALERIE YOUNGBLOOD PROGRAM DIRECTOR, CCI 35.00 X 159778 0 19929 1723517 0 304089 32 0 1 0 HAPPOLD CONSULTING 100 BROADWAY 23RD FL NEW YORK NY 10005 CONSTRUCTION 1050287 SHANNON CONTRACTING LLC 815 MCLEAN AVENUE SUITE 2 YONKERS NY 10704 RENOVATION SERVICES 291087 PHILLIBER RESEARCH ASSOCIATES 16 MAIN STREET SOUTH NYAK NY 10960 RESEARCH SERVICES 151070 COHNREZNICK LLP 1301 AVENUE OF THE AMERICAS NEW YORK NY 10019 AUDIT 124212 4 75000 618695 21165138 32798294 54657127 PROGRAM INCOME 900099 3004297 3004297 3004297 429638 429638 17040 618695 53756 -36716 -36716 58054346 3004297 0 392922 2512500 2512500 110000 110000 1010535 977142 26372 7021 24263207 23461439 633201 168567 1422425 1375422 37121 9882 2608032 2521850 68062 18120 2339154 2261858 61046 16250 7514063 7156571 185816 171676 2533 1663 870 13094 6994 6100 26667 26667 72717 72717 3089275 2841611 247664 2904722 2726936 177031 755 1016999 1013855 2281 863 250479 250479 116281 116281 267843 85110 182733 BAD DEBT EXPENSE 1323729 1323729 PROGRAM DEPARTURE 1185124 1091987 93137 EQUIPMENT AND REPAIRS 696433 576629 119695 109 OVERHEAD ALLOCATION 0 93643 -93643 52745812 50416085 1863767 465960 3240791 616095 20623686 23708244 13953605 15144990 76358 36627 32378560 47957482 134013 257978 7032731 5675726 1473285 1357005 38941828 26787213 110822126 115865634 2842572 3381086 159975 1115000 57981546 56442729 223080 3332 61207173 60942147 X 20237792 20337279 18676649 23876865 10700512 10709343 49614953 54923487 110822126 115865634 5308534 0 X X 0 1 X 1 1 1 X 36413455 46462854 56528860 44947297 54657127 239009593 36413455 46462854 56528860 44947297 54657127 239009593 239009593 333642 376072 366506 395227 429638 1901085 -163353 17040 -146313 240764365 15824625 0.99270 0.95640 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: LOSS ON LOAN WRITE OFF - 2013 AMOUNT: $ -163,353. FUNDRAISING EVENT - 2014 AMOUNT: $ 17,040. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 0 0 1 26667 0 0 26667 0 PART II-B, LINE 1: $26,667 WAS PAID TO EMPLOYEES FOR THE LOBBYING ACTIVITIES THEY PREFORMED TO FURTHER THE ORGAINIZATIONS MISSION. 4696560 3356419 1340141 456509 441242 15267 1879662 1878065 1597 1357005 RESTRICTED CASH-CASH FLOW LOAN PROGRAM 21236568 DUE FROM RELATED ORGANIZATIONS 5252003 SECURITY DEPOSITS 298642 26787213 INTEREST PAYABLE 3332 3332 X 66496658 8388556 8388556 58108102 -53756 -53756 58054346 59518680 6772868 6772868 52745812 0 52745812 PART X, LINE 2: THE FUND HAS NO UNRECOGNIZED TAX BENEFITS AT SEPTEMBER 30, 2015 AND 2014. THE FUND'S U.S. FEDERAL, STATE AND CITY INCOME TAX RETURNS PRIOR TO 2011 ARE CLOSED. THE BOARD OF DIRECTORS CONTINUALLY EVALUATES EXPIRING STATUTES OF LIMITATIONS, AUDITS, PROPOSED SETTLEMENTS, CHANGES IN TAX LAW AND NEW AUTHORITATIVE RULINGS. IF APPLICABLE, THE FUND WOULD RECOGNIZE INTEREST AND PENALTIES ASSOCIATED WITH TAX MATTERS AS PART OF GENERAL AND ADMINISTRATIVE EXPENSES IN THE CONSOLIDATED STATEMENTS OF ACTIVITIES AND INCLUDE ACCRUED INTEREST AND PENALTIES IN ACCRUED EXPENSES IN THE CONSOLIDATED STATEMENTS OF FINANCIAL POSITION. THE FUND DID NOT RECOGNIZE ANY INTEREST OR PENALTIES ASSOCIATED WITH TAX MATTERS FOR THE YEAR ENDED SEPTEMBER 30, 2015 AND 2014. PART XI, LINE 2D - OTHER ADJUSTMENTS: NATIONAL CENTER FOR CIVIC INNOVATION REVENUE 9,128,945. ELIMINATION ENTRY -740,389. PART XI, LINE 4B - OTHER ADJUSTMENTS: DIRECT FUNDRAISING EXPENSES -53,756. PART XII, LINE 2D - OTHER ADJUSTMENTS: NATIONAL CENTER FOR CIVIC INNOVATION EXPENSES 7,459,501. ELIMINATION ENTRY -740,389. DIRECT FUNDRAISING EXPENSES 53,756. X X X 1 RUBY SLIPPERS FUNDRAISING LLC 211 31ST ST BROOKLYN NY 11232 WPTI/WOMEN'S CENTER/NEW AMERICAN LEADERS PROJECT/ROCKAWAY YO 0 0 52717 -52717 PETER J HELLER 562 WEST 148TH STREET 47 NEW YORK NY 10031 SWAN PROGRAM 0 0 6000 -6000 W DOUGLAS WINGO INC 350 7TH AVE SUITE 1603 NEW YORK NY 10001 SMART PROGRAM 0 0 12001 -12001 70718 -70718 CT NY NJ FL CA MA PROJECT PROMISE GALA 635735 618695 17040 48456 5300 635735 618695 17040 48456 5300 53756 -36716 1 BANANA KELLY COMMUNITY EMPOWER 863 PROSPECT AVE BRONX NY 10459 132934000 501(C)(3) 10000 GENERAL OPERATING CENTER FOR CHILDREN'S INITIATIVE 322 EIGHTH AVE NEW YORK NY 10001 133039812 501(C)(3) 75000 GENERAL OPERATING CHURCH STREET SCHOOL OF MUSIC & ART 74 WARREN STREET NEW YORK NY 10007 133693660 501(C)(3) 50000 GENERAL OPERATING CITIZENS COMMITTEE FOR CHILDREN 105 EAST 22ND STREET NEW YORK NY 10010 135618593 501(C)(3) 75000 GENERAL OPERATING COLUMBIA UNIVERSITY MEDICAL CENTER 630 W 168TH ST NEW YORK NY 10032 135598093 501(C)(3) 1750000 GENERAL OPERATING COMMUNITY FOOD ADVOCATES 15 MAIDEN LANE SUITE 200 NEW YORK NY 10038 271764219 501(C)(3) 20000 GENERAL OPERATING ENERGY VISION 138 EAST 13TH STREET NEW YORK NY 10003 208031944 501(C)(3) 40000 GENERAL OPERATING EVIDENCE A DANCE COMPANY 1368 FULTON ST BROOKLYN NY 11216 113334921 501(C)(3) 20000 GENERAL OPERATING MAYOR'S FUND TO ADVANCE NYC 253 BROADWAY NEW YORK NY 10007 133783906 501(C)(3) 15000 GENERAL OPERATING NATIONAL CENTER FOR CIVIC INNOVATION 121 SIXTH AVENUE NEW YORK NY 10013 020590588 501(C)(3) 75000 GENERAL OPERATING NEW YORK CLASSICAL THEATRE 40 WEST 116TH STREET NEW YORK NY 10026 861056388 501(C)(3) 20000 GENERAL OPERATING NONPROFIT COORDINATING COMMITTEE 135 WEST 36TH STREET 15TH FL NEW YORK NY 10018 133216408 501(C)(3) 10000 GENERAL OPERATING NYS GIS ASSOCIATION INC PO BOX 17 COHOES NY 12047 130586586 501(C)(3) 10000 GENERAL OPERATING PUBLIC POLICY AND EDUCATION FUND OF NY 94 CENTRAL AVE ALBANY NY 12206 133364209 501(C)(3) 75000 GENERAL OPERATING SILK ROAD PROJECT INC 175 NORTH HARVARD STREET BOSTON MA 02134 143444069 501(C)(3) 50000 GENERAL OPERATING THE CITY UNIVERSITY OF NY (CUNY) 535 E 80TH ST NEW YORK NY 10075 131988190 501(C)(3) 100000 GENERAL OPERATING THE NEW SCHOOL CENTER FOR NYC AFFAIRS 72 FIFTH AVE 6TH FL NEW YORK NY 10011 133297197 501(C)(3) 50000 GENERAL OPERATING THE WATERFRONT MUSEUM 290 CONOVER STREET BROOKLYN NY 11231 113569896 501(C)(3) 20000 GENERAL OPERATING YOUTH ACTION PROGRAMS & HOMES INC 206 EAST 118TH STREET NEW YORK NY 10035 133203701 501(C)(3) 25000 GENERAL OPERATING 19 SLOAN PUBLIC SERVICE AWARDS 6 60000 SLOAN SCIENCE AWARD 7 35000 FREDERICK O'REILLY HAYES PUBLIC SERVICE AWARDS 2 15000 PART I, LINE 2: FCNY MONITORS THE GRANTS THROUGH REQUIRING THE GRANTEE TO PROVIDE FINANCIAL AND NARRATIVE (PROGRAMMATIC OR WHAT THE GRANT ACCOMPLISHED) REPORTS DURING AND AT THE END OF THE GRANT TERM. X X X 0 0 0 0 0 0 0 1 0 MARY MCCORMICK PRESIDENT 276172 0 0 0 5334 0 26000 0 10013 0 317519 0 0 0 JILL BORRERO VICE PRESIDENT 117591 0 0 0 356 0 12833 0 25432 0 156212 0 0 0 WALID GABALLAH CFO 170224 0 0 0 966 0 17500 0 19466 0 208156 0 0 0 GREGORY BERMAN DIRECTOR, CCI 232212 0 0 0 630 0 24004 0 22516 0 279362 0 0 0 DIANA FELDMAN DIRECTOR, ENACT 141382 0 20000 0 1881 0 14545 0 8857 0 186665 0 0 0 EARLE WALKER DIRECTOR, REGIONAL ALLIANCE 218820 0 0 0 8652 0 22475 0 20622 0 270569 0 0 0 LIBERTY ALDRICH GENERAL AND OPERATIONS MANAGER, CCI 160868 0 0 0 630 0 16221 0 1344 0 179063 0 0 0 MICHAEL E CLARK DIRECTOR, NPCC 194008 0 5000 0 9013 0 20150 0 22182 0 250353 0 0 0 VALERIE YOUNGBLOOD PROGRAM DIRECTOR, CCI 157006 0 0 0 2772 0 16085 0 3844 0 179707 0 0 0 PART I, LINE 1B THE ORGANIZATION DOES NOT OFFER THESE FRINGE BENEFITS. PART I, LINE 7 BONUSES LISTED IN SCHEDULE J, PART II, COLUMN B(II) WERE APPROVED BY THE PRESIDENT AND INCLUDED IN THE INDIVIDUALS' W-2. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS PREPARED BY AN INDEPENDENT ACCOUNTING FIRM BASED ON AUDITED FINANCIAL STATEMENTS AND INFORMATION PROVIDED FROM MANAGEMENT. THE FORM 990 IS PRESENTED TO BOARD MEMBERS FOR REVIEW DURING BOARD MEETINGS OR SENT TO EACH BOARD MEMBER FOR ANY COMMENT. AFTER SUCH REVIEW, FORM 990 IS FILED WITH IRS. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION ANNUALLY MONITORS CONFLICT OF INTEREST POLICY. THE POLICY APPLIES TO THE BOARD MEMBERS, OFFICERS, KEY EMPLOYEES AS WELL AS STAFF, AND IS POSTED ON THE INTRANET. THE IMPLEMENTATION OF THE POLICY ENTAIL, THE DISCLOSURE OF ANY CONFLICT OF INTEREST TO THE PRESIDENT WHO REGULARLY MONITORS THE ENFORCEMENT OF IT, IDENTIFIES AND ELIMINATES THE CONFLICT OF INTEREST IF ANY. FORM 990, PART VI, SECTION B, LINE 15A THE COMPENSATION OF THE PRESIDENT IS DETERMINED BY THE EXECUTIVE COMMITTEE AND RATIFIED BY THE ENTIRE BOARD. THE EXECUTIVE COMMITTEE AND BOARD ALSO APPROVES THE OVERALL ANNUAL SALARY POLICY FOR THE FUND AND ALL COMPENSATION POLICIES. FORM 990, PART VI, SECTION C, LINE 19 THE DOCUMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART XII, LINE 2C: THE SELECTION AND OVERSIGHT PROCESS DID NOT CHANGE FROM PRIOR YEAR. NATIONAL CENTER FOR CIVIC INNOVATION INC 121 SIXTH AVENUE 6TH FLOOR NEW YORK NY 10013 020590588 FACILITATE FCNY'S MISSION TO OTHER CITIES IN THE U.S. NY 501(C)(3) LINE 7 FUND FOR THE CITY OF NEW YORK INC 1 INTERNATIONAL INSTITUTE FOR COMMUNITY SOLUTIONS INC 121 SIXTH AVENUE 6TH FLOOR NEW YORK NY 10013 010675129 IMPROVING THE PERFORMANCE OF GOVERMENT AND NONPROFIT ORG. WORLDWIDE NY 501(C)(3) LINE 11B, II FUND FOR THE CITY OF NEW YORK INC 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0