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NIKIAS' OUTSTANDING ACADEMIC AND INSTITUTIONAL LEADERSHIP 500000 THE WARDEN AND FELLOWS OF ST ANTONY'S COLLEGE IN THE UNIVERSITY OF OXFORD 62 WOODSTOCK ROAD OXFORD, OX2 6JF UK NONE PC FOR A UNIVERSITY CONSORTIUM TO ADDRESS THE RELATIONSHIP BETWEEN RUSSIA AND THE WEST 257600 UNIVERSITY OF ST ANDREWS AMERICAN FOUNDATION INC C/O ALSTON BIRD 1201 WEST PEACHTREE STREET ATLANTA GA 30309 NONE PC AS A CHALLENGE GRANT FOR SUPPORT OF THE PRESERVATION, CONSERVATION AND PURCHASE OF BOOKS AND MATERIALS IN THE NEWLY RENOVATED MARTYRS' KIRK POSTGRADUATE LIBRARY AND SPECIAL COLLECTIONS READING ROOM 147200 BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIVERSITY 434 GALVEZ MALL HOOVER INSTITUTION HHMB ROOM 202 STANFORD CA 94305 NONE PC FOR RESEARCH AND WRITING ON INTERNATIONAL SECURITY 453500 UNIVERSITY OF STELLENBOSCH PRIVATE BAG X01 MATIELAND 7600 STELLENBOSCH, WES SF NONE PC AS A FINAL GRANT TO THE AFRICAN DOCTORAL ACADEMY FOR CREATING EXCELLENCE IN AFRICAN ACADEMIC RESEARCH 339200 HENRY L STIMSON CENTER 1211 CONNECTICUT AVENUE NW 8TH FLOOR WASHINGTON DC 20036 NONE PC FOR A PROJECT ON PRAGMATIC SOLUTIONS TO INTERNATIONAL SECURITY ISSUES 336500 SUMMIT PUBLIC SCHOOLS 455 FIFTH AVENUE REDWOOD CITY CA 94063 NONE PC FOR THE CONTINUED DEVELOPMENT OF A FUND THAT SUPPORTS INNOVATIVE NEXT GENERATION LEARNING STRATEGIES 293500 UNIVERSITY OF SYDNEY OFFICE OF THE VICE-CHANCELLOR PRINCIPAL QUADRANGLE BUILDING A14 SYDNEY 2006 AS NONE PC FOR THE WORK ON THE INTERNATIONAL SECURITY IMPLICATIONS OF QUANTUM MECHANICS 147000 SYRACUSE UNIVERSITY OFFICE OF SPONSORED PROGRAMS 113 BOWNE HALL SYRACUSE NY 13244 NONE PC FOR BRIDGING THE GAP BETWEEN THE ACADEMY AND POLICY WORLD THROUGH THE CREATION OF A MULTI-INSTITUTIONAL CONSORTIUM AND NETWORK OF POLICY RELEVANT SCHOLARS 409600 TEACH FOR AMERICA INC 25 BROADWAY 12TH FLOOR NEW YORK NY 10004 NONE PC FOR SUPPORT FOR THE SCHOOL SYSTEMS LEADERS FELLOWSHIP PROGRAM 750000 UNIVERSITY OF TEXAS AT EL PASO 500 WEST UNIVERSITY AVENUE EL PASO TX 79968 NONE GOV ACADEMIC LEADERSHIP AWARD IN RECOGNITION OF UNIVERSITY OF TEXAS AT EL PASO PRESIDENT DIANA NATALICIO'S OUTSTANDING ACADEMIC AND INSTITUTIONAL LEADERSHIP 500000 THOMAS SUGRUE DEPARTMENT OF HISTORY 208 COLLEGE HALL PHILADELPHIA PA 19104 NONE I AS A 2015 ANDREW CARNEGIE FELLOW FOR THE PROJECT, "THE U.S. MORTGAGE AND FORECLOSURE CRISIS IN HISTORICAL PERSPECTIVE: REAL ESTATE, FINANCE, AND POLITICS" 145800 TIDES FOUNDATION THE PRESIDIO PO BOX 29907 SAN FRANCISCO CA 94129 NONE PC FOR GENERAL SUPPORT OF THE CAMPAIGN FOR GRADE-LEVEL READING 150000 TIMOTHY DAVID SNYDER YALE UNIVERSITY DEPARTMENT OF HISTORY LUCE 345 NEW HAVEN CT 06520 NONE I AS A 2015 ANDREW CARNEGIE FELLOW FOR THE PROJECT, "THE END OF EUROPE" 37000 TOBIN PROJECT INC ONE MIFFLIN PLACE SUITE 240 CAMBRIDGE MA 02138 NONE PC FOR THE NATIONAL SECURITY INITIATIVE 143200 TRINITY COLLEGE 125 MICHEGAN AVE NE WASHINGTON DC 20017 NONE PC ACADEMIC LEADERSHIP AWARD IN RECOGNITION OF TRINITY WASHINGTON UNIVERSITY PRESIDENT PATRICIA MCGUIRE'S OUTSTANDING ACADEMIC AND INSTITUTIONAL LEADERSHIP 500000 TRUSTEES OF TUFTS UNIVERSITY 80 GEORGE ST MEDFORD MA 02155 NONE PC FOR BRIDGING THE GAP BETWEEN THE ACADEMY AND POLICY WORLD THROUGH AN INTERDISCIPLINARY PROJECT ON LEGITIMACY IN STATE-BUILDING 417200 UNION OF CONCERNED SCIENTISTS INC 2 BRATTLE SQUARE CAMBRIDGE MA 02138 NONE PC FOR A PROJECT TO EXPAND PROFESSIONAL OPPORTUNITIES FOR EARLY AND MID-CAREER TECHNICAL EXPERTS ON INTERNATIONAL SECURITY 260000 URBAN ASSEMBLY INC 90 BROAD ST STE 2101 NEW YORK NY 10004 NONE PC FOR DEVELOPING AND SUPPORTING NEW SECONDARY SCHOOLS UNDER THE OPPORTUNITY BY DESIGN INITIATIVE 8865 VALERIE M HUDSON TEXAS AM UNIVERSITY 4220 TAMU 1079 ALLEN BLDG COLLEGE STATION TX 77843 NONE I AS A 2015 ANDREW CARNEGIE FELLOW FOR THE PROJECT, "HOUSEHOLD FORMATION, POLITICAL GOVERNANCE, AND NATIONAL STABILITY/SECURITY" 83300 VALOR COLLEGIATE ACADEMIES 4527 NOLENSVILLE PIKE NASHVILLE TN 37211 NONE PC FOR DEVELOPMENT OF A NEXT GENERATION HIGH SCHOOL MODEL 75100 RECTOR & VISITORS OF THE UNIVERSITY OF VIRGINIA PO BOX 400195 1001 N EMMET STREET CHARLOTTESVILLE VA 22904 NONE PC FOR A RESEARCH PAPER ON PRINCIPAL STRATEGIES TO IMPROVE TEACHER EFFECTIVENESS IN THE NEW YORK CITY DEPARTMENT OF EDUCATION 153800 UNIVERSITY OF WASHINGTON 4311 11TH AVE NE SUITE 400 BOX 354985 SEATTLE WA 98195 NONE GOV FOR BRIDGING THE GAP BETWEEN THE ACADEMY AND POLICY WORLD THROUGH CREATION OF A POLICY INSTITUTE ADDRESSING PRESSING ISSUES ON THE INTERNATIONAL SECURITY AGENDA 416700 WELCOMING AMERICA 315 W PONCE DE LEON AVENUE SUITE 500 DECATUR GA 30030 NONE PC FOR GENERAL SUPPORT 125000 WESTED 730 HARRISON STREET SAN FRANCISCO CA 94107 NONE GOV FOR IMPROVING TEACHER EFFECTIVENESS AND BUILDING CAPACITY 162500 WGBH EDUCATIONAL FOUNDATION ONE GUEST STREET BOSTON MA 02135 NONE PC FOR RESEARCH AND PRODUCTION OF A DOCUMENTARY ABOUT THE SCIENCE OF LEARNING AND SCHOOLS OF THE FUTURE. 71400 COLLEGE OF WILLIAM AND MARY PO BOX 8795 WILLIAMSBURG VA 23187 NONE GOV FOR STRENGTHENING THE LINKS BETWEEN THE ACADEMY AND POLICYMAKERS IN THE INTERNATIONAL RELATIONS FIELD BY PROVIDING MORE AND BETTER DATA RELEVANT TO BOTH COMMUNITIES 501400 WOODROW WILSON INTERNATIONAL CENTER FOR SCHOLARS 1 WOODROW WILSON PLAZA 1300 PENNSYLVANIA AVE NW WASHINGTON DC 20004 NONE PC FOR RESEARCH, FELLOWS, AND CAPACITY BUILDING TO ELICIT AND APPLY LOCAL KNOWLEDGE FOR PEACEBUILDING AND STATE-BUILDING IN AFRICA AND INFORM THE AMERICAN POLICY DIALOGUE 299500 WOODROW WILSON INTERNATIONAL CENTER FOR SCHOLARS 1 WOODROW WILSON PLAZA 1300 PENNSYLVANIA AVE NW WASHINGTON DC 20004 NONE PC FOR BUILDING AND SUSTAINING FOUNDATION FOR PRODUCTIVE U.S.-RUSSIA ENGAGEMENT 419900 WOODROW WILSON INTERNATIONAL CENTER FOR SCHOLARS 1 WOODROW WILSON PLAZA 1300 PENNSYLVANIA AVE NW WASHINGTON DC 20004 NONE PC FOR THE FOREIGN POLICY FELLOWSHIP PROGRAM TO EDUCATE CONGRESSIONAL STAFFERS 400000 UNIVERSITY OF THE WITWATERSRAND PRIVATE BAG 3 WITS 2050 JOHANNESBURG, GAU SF NONE PC AS A FINAL GRANT FOR POSTGRADUATE TRAINING AND RESEARCH PROGRAMS TO ADVANCE SCHOLARSHIP AND IMPROVE THE RETENTION OF AFRICAN ACADEMICS 656000 UNIVERSITY OF THE WITWATERSRAND PRIVATE BAG 3 WITS 2050 JOHANNESBURG, GAU SF NONE PC FOR TRACING THE TRAJECTORY OF CORPORATION-SUPPORTED ACADEMIC STAFF IN SOUTH AFRICAN UNIVERSITIES 19900 WNET 825 EIGHTH AVENUE NEW YORK NY 10019 NONE PC AS A FINAL GRANT FOR PRODUCTION OF "THE OPEN MIND." 25000 YALE UNIVERSITY 47 COLLEGE STREET SUITE 203 NEW HAVEN CT 06510 NONE PC AS A FINAL GRANT FOR THE INTER-ASIA INITIATIVE, A TRANSREGIONAL SCHOLARS NETWORK 193000 YALE UNIVERSITY 47 COLLEGE STREET SUITE 203 NEW HAVEN CT 06510 NONE PC FOR A HIGH-LEVEL U.S.-CHINA TRACK II DIALOGUE 208300 YALE UNIVERSITY 47 COLLEGE STREET SUITE 203 NEW HAVEN CT 06510 NONE PC FOR A PROJECT ON NEW DIRECTIONS IN RUSSIAN STUDIES 200000 ZEYNEP TUFEKCIOGLU UNIVERSITY OF NORTH CAROLINA SCHOOL OF INFORMATION AND LIBRARY SCIENCE CHAPEL HILL NC 27599 NONE I AS A 2015 ANDREW CARNEGIE FELLOW FOR THE PROJECT, "BIG DATA AND THE ALGORITHMIC THREAT TO DEMOCRACY AND CIVIL SOCIETY" 140000 LESS CONDITIONAL GRANTS - MIDDLEBURY COLLEGE C/O 437 MADISON AVENUE NEW YORK NY 10022 NONE PC FOR DONEE'S EXEMPT PURPOSE -1000000 100890578 14 315959 14 1969004 18 230707731 INCOME FROM LIMITED PARTNERSHIPS 525990 -705297 14 20004166 INTEREST RECEIVED ON TAX REFUNDS 14 471 MISCELLANEOUS 01 226 -705297 252997557 0 252292260 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 412640 184781 111500 VARTAN GREGORIAN PRESIDENTTRUSTEE - COMPENSATION $791,535 INCLUDES $16,535 REPRESENTING INCOME DISTRIBUTED FROM EARNINGS ON ACCOUNT HOLDINGS UNDER THE CORPORATION'S FLEX-OP PLAN.- RECEIVED $50,000 HOUSING ALLOWANCE. LEASEHOLD IMPROVEMENTS 9170580 304257 0.000000000000 610045 0 FURNITURE AND EQUIPMENT 3415051 250411 0.000000000000 454468 0 ACHIEVEMENT NETWORK 225 FRIEND SREET SUITE 704 BOSTON MA 02114 2014-06-12 600000 FOR GENERAL SUPPORT.NOTE: FULL GRANT AMOUNT WAS EXPENDED PRIOR TO 7/1/15; SECOND PAYMENT WAS USED TO REIMBURSE EXPENSES ALREADY INCURRED WITHIN THE GRANT TERM. 600000 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. FINANCIAL AND PROGRESS REPORTS RECEIVED 7/1/15. GRANT CLOSED 1/6/2016. 2015-07-01 ACHIEVEMENT NETWORK 225 FRIEND SREET SUITE 704 BOSTON MA 02114 2015-09-17 200000 FOR SUPPORTING AMERICA'S EDUCATORS IN THE ERA OF HIGHER STANDARDS.NO PAYMENTS MADE AS OF 09/30/2015. 0 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. NO REPORTS DUE AS OF 09/30/2015. CARNEGIE FOUNDATION FOR THE ADVANCEMENT OF TEACHING 51 VISTA LANE SANFORD CA 94305 2013-06-06 150000 FOR A REPORT ON STUDENT MOTIVATION AND COMMON CORE STANDARDS.FINANCIAL REPORTS RECEIVED ON 9/30/14 AND 10/1/15; PROGRESS REPORTS RECEIVED ON 9/30/14 AND 11/17/15. GRANT CLOSED 1/6/16. 150000 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. 2015-04-01 CARNEGIE FOUNDATION FOR THE ADVANCEMENT OF TEACHING 51 VISTA LANE SANFORD CA 94305 2014-03-06 1000000 FOR PATHWAYS TO STUDENT SUCCESS AT SCALE THROUGH NETWORKED IMPROVEMENT COMMUNITIES.FINANCIAL AND PROGRESS REPORTS RECEIVED 10/21/14 AND 10/7/15. GRANT CLOSED 1/7/16. 1000000 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. 2015-10-07 CARNEGIE FOUNDATION FOR THE ADVANCEMENT OF TEACHING 51 VISTA LANE SANFORD CA 94305 2014-07-10 50000 FOR STRATEGIC PLANNING RELATED TO THE EXPANSION AND SUSTAINABILITY OF QUANTWAY AND STATWAY MATHEMATICAL PATHWAYS.FINANCIAL AND PROGRESS REPORTS RECEIVED ON 10/21/14 AND 2/23/15. GRANT CLOSED ON 4/30/15. 50000 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. 2015-02-23 CARNEGIE FOUNDATION FOR THE ADVANCEMENT OF TEACHING 51 VISTA LANE SANFORD CA 94305 2015-09-17 1000000 FOR THE NATIONAL EXPANSION OF THE COMMUNITY COLLEGE PATHWAYS PROGRAM.NO PAYMENTS MADE PRIOR TO 09/30/2015. 0 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. NO REPORTS DUE AS OF 09/30/2015. CARNEGIE HERO FUND COMMISSION 436 SEVENTH AVENUE SUITE 1101 PITTSBURGH PA 15219 2013-08-13 150000 AS A ONE-TIME GRANT FOR GENERAL SUPPORT. 7116 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. FINANCIAL AND PROGRESS REPORTS RECEIVED 10/31/2014. 2014-10-31 CENTURY FOUNDATION 1 WHITEHALL STREET 15TH FLOOR NEW YORK NY 10004 2012-06-14 489400 FOR AN INTERNATIONAL WORKING GROUP AND PARALLEL PAKISTAN WORKING GROUP ON CHALLENGES POSED BY PAKISTAN AND WAYS TO ADDRESS THEM.FINANCIAL REPORTS RECEIVED 8/13/13, 9/26/14, AND 9/16/15; PROGRESS REPORTS RECEIVED 8/13/13, 9/26/14, AND 9/10/15. GRANT CLOSED 9/23/15. 489400 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. 2015-09-16 CENTURY FOUNDATION 1 WHITEHALL STREET 15TH FLOOR NEW YORK NY 10004 2015-09-17 600000 FOR A PROJECT TO CONDUCT RESEARCH, DIALOGUES, AND POLICY OUTREACH ON DRIVERS OF CONFLICT IN THE ARAB REGION.NO PAYMENTS MADE AS OF 09/30/2015. 0 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. NO REPORTS DUE AS OF 09/30/2015. CHARLIE ROSE INC PO BOX 55 MILLWOOD NY 10546 2008-03-06 1000000 TOWARD A BROADCAST SERIES ON THE DIVERSITY OF ISLAM.FINANCIAL AND PROGRESS REPORTS RECEIVED ON 7/19/11. FINAL REPORTS REQUESTED 1/15/13, 2/1/13, 3/1/13, 4/1/13, 12/17/13, 1/3/14, 5/27/14, 8/2/14, AND 1/20/15. GRANT CLOSED WITHOUT REPORTS ON 1/30/15.NOTE: FUTURE FUNDING IS PROHIBITED UNTIL REFUND IS RECEIVED. 658089 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. 2011-07-19 CHARTER FUND INC 350 INTERLOCKEN BLVD SUITE 390 BROOMFIELD CO 80021 2012-12-13 3000000 FOR IDENTIFYING, INCUBATING, AND SCALING PROMISING NEXT GENERATION LEARNING SCHOOL DESIGNS. 2164300 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. FINANCIAL AND PROGRESS REPORTS RECEIVED 7/17/14 AND 4/7/15. 2015-04-07 CHUMIR FOUNDATION FOR ETHICS IN LEADERSHIP 10 EAST 62ND STREET NEW YORK NY 10065 2015-05-11 300000 AS A ONE-TIME GRANT FOR THE CONGRESS OF VIENNA 2015: IN SEARCH OF PRINCIPLES FOR A STABLE WORLD ORDER.AMOUNT OF $275,000 WAS PAID ON 06/10/2015. 0 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. NO REPORTS DUE PRIOR TO 09/30/2015. CITYBRIDGE FOUNDATION 600 NEW HAMPSHIRE AVENUE NW WASHINGTON DC 20037 2015-09-17 500000 FOR THE DEVELOPMENT AND IMPLEMENTATION OF INNOVATIVE SCHOOL MODELS IN THE DISTRICT OF COLUMBIA.NO PAYMENTS MADE PRIOR TO 9/30/2015. 0 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. NO REPORTS DUE PRIOR TO 09/30/2015. ENVISION EXCELLENCE IN STEM EDUCATION 2108 LAMBERTON ROAD CLEVELAND HEIGHTS OH 44118 2013-12-05 25000 FOR DEVELOPMENT OF THE SCIENCE, TECHNOLOGY, ENGINEERING, AND MATH (STEM) FUNDERS NETWORK.NOTE: ORGANIZATION RECEIVED ITS PUBLICLY-SUPPORTED CHARITY STATUS IN OCTOBER, 2014 AND NO LONGER REQUIRES EXPENDITURE RESPONSIBILITY. 25000 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. FINANCIAL AND PROGRESS REPORTS RECEIVED ON 4/6/15. GRANT CLOSED 1/6/16. 2015-04-06 PUBLIC IMPACT LLC 504A EAST MAIN STREET CARRBORO NC 27510 2015-08-25 200000 FOR IMPLEMENTATION AND SCALING OF THE OPPORTUNITY CULTURE INITIATIVE FOCUSED ON SCIENCE, TECHNOLOGY, ENGINEERING, AND MATH (STEM) TEACHERS. 0 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. NO REPORTS DUE PRIOR TO 09/30/2015. SPITFIRE STRATEGIES 1800 M ST NW SUITE 300N WASHINGTON DC 20036 2015-08-25 50000 FOR TIERED COMMUNICATIONS TRAINING FOR A SELECTION OF CORPORATION GRANTEES. 0 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. NO REPORTS DUE PRIOR TO 09/30/2015. WESTIN STRATEGIES LLC 150 BEVERLY ROAD ATLANTA GA 30309 2014-08-27 250000 FOR A PROJECT ON HOW TO ENGAGE TEACHERS, PARENTS, AND THE PUBLIC IN THE TRANSITION TO NEW STANDARDS.AMOUNT OF GRANT SPENT BY GRANTEE: GRANTEE INDICATED $250,000 WAS SPENT AS OF 5/6/15 IN PROGRESS REPORT; A DETAILED FINANCIAL REPORT WAS REQUESTED.PROGRESS REPORT RECEIVED 5/6/15. INTERIM FINANCIAL REPORT REQUESTED 5/15/15; 6/1/15; 7/1/15; 8/1/15; 9/1/15.NOTE: FUTURE FUNDING PROHIBITED UNLESS REPORTS ARE RECEIVED. 250000 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. 2015-05-06 UNIVERSITY OF AMSTERDAM SPUISTRAAT 134 AMSTERDAM, 134 NL 2015-05-19 50000 FOR A PROJECT ON INTERNATIONAL NUCLEAR LAW APPROACHES TO SUSTAINING NUCLEAR SECURITY. 0 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. NO REPORTS DUE PRIOR TO 09/30/2015. AFRICAN JOURNALS ONLINE 18A HILL STREET GRAHAMSTOWN SF 2013-06-06 47400 FOR A STUDY ON THE CURRENT STATUS OF OPEN ACCESS SCHOLARLY PUBLISHING IN SUB-SAHARAN AFRICA.FINANCIAL REPORTS RECEIVED 2/4/14 AND 10/3/15; PROGRESS REPORTS RECEIVED 2/3/14 AND 10/26/15.NOTE: A REFUND OF $804 IS EXPECTED. 46596 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. 2015-10-03 AFRICAN MINDS TRUST 4 ECCLESTON PLACE SOMERSET WEST, CA SF 2013-12-18 49900 FOR PUBLICATION OF A BOOK ON STUDENT REPRESENTATION IN HIGHER EDUCATION GOVERNANCE IN AFRICA.FINANCIAL REPORT RECEIVED 4/9/14 AND 1/28/15; PROGRESS REPORTS RECEIVED ON 3/31/14 AND 1/28/15. 39430 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. 2015-01-28 AFRICAN MINDS TRUST 4 ECCLESTON PLACE SOMERSET WEST, CA SF 2014-08-19 49700 FOR A RESEARCH STUDY ON AFRICAN ACADEMIC PRESSES IN A DIGITAL AGE: PRACTICES AND OPPORTUNITIES. 72 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. FINANCIAL AND PROGRESS REPORTS RECEIVED 5/1/15. 2015-05-01 ALEXANDRIA TRUST 96 HIGH STREET KENSINGTON LONDON W84SG UK 2013-09-12 300000 FOR AN ONLINE PUBLICATION.FINANCIAL REPORTS RECEIVED 3/3/14 AND 11/1/14; PROGRESS REPORTS RECEIVED 1/31/14 AND 11/1/14. 128815 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. 2014-11-01 ASSOCIATION OF AFRICAN UNIVERSITIES 11 AVIATION ROAD EXTENSION AIRPORT RESIDENTIAL AREA PO BOX 5744 ACCRA-NORTH, 2333 GH 2015-04-13 50000 FOR A CONFERENCE OF RECTORS, VICE-CHANCELLORS AND PRESIDENTS OF AFRICAN UNIVERSITIES. 49100 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. FINANCIAL REPORT RECEIVED ON 8/12/15 AND PROGRESS REPORT RECEIVED ON 8/6/15. 2015-08-12 CARNEGIE TRUST FOR THE UNIVERSITIES OF SCOTLAND ANDREW CARNEGIE HOUSE PITTENCRIEFF STREET DUNFERMILINE FIFE, KY12 8AW UK 2014-01-13 200000 FOR GENERAL SUPPORT.FINANCIAL REPORTS RECEIVED 1/9/15 AND 5/25/15; PROGRESS REPORT RECEIVED 3/25/15. 116700 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. 2015-05-25 CLIMATE RESEARCH FOUNDATION (LEGAL NAME CLIMATE RESEARCH FUND) HVASSALEITI 111 REYKJAVIK, 103 IC 2014-12-04 500000 FOR THE DEVELOPMENT OF NEW AVENUES OF COOPERATION IN THE ARCTIC AND THE HIMALAYAS, IN THE INTEREST OF INTERNATIONAL PEACE AND SECURITY.AMOUNT OF $309,200 WAS MADE ON 04/15/2015. 0 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. NO REPORTS DUE PRIOR TO 09/30/2015. CLIMATE RESEARCH FOUNDATION (LEGAL NAME CLIMATE RESEARCH FUND) HVASSALEITI 111 REYKJAVIK, 103 IC 2008-09-11 500000 ONE-TIME FUNDING TOWARD RESEARCH, ANALYSIS AND TRAINING ON WATER-RELATED SECURITY AND HUMANITARIAN CHALLENGES TO SOUTH ASIA POSED BY MELTING HIMALAYA GLACIERS.FINANCIAL REPORTS RECEIVED 9/11/12, 3/12/13, AND 8/5/14; PROGRESS REPORTS RECEIVED 1/3/12, 3/5/13, AND 6/6/14. FINAL REPORTS REQUESTED 5/1/15, 6/1/15, 7/1/15, 8/1/15, 9/1/15, 10/1/15, 11/1/15, 11/16/15, 12/1/15, AND 12/7/15. NOTE: FUTURE FUNDING IS PROHIBITED UNTIL REPORTS HAVE BEEN RECEIVED. 345537 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. 2014-08-05 COUNCIL FOR THE DEVELOPMENT OF SOCIAL SCIENCE RESEARCH IN AFRICA BP 3304 ROUTE DO OUAKAM, SG 2010-12-02 1200000 FOR RESEARCH ON AFRICAN HIGHER EDUCATION GOVERNANCE, LEADERSHIP AND POLICY. 1040985 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. FINANCIAL & PROGRESS REPORTS RECEIVED 9/21/12, 6/26/13, 7/31/14, AND 5/15/15 2015-03-31 COUNCIL FOR THE DEVELOPMENT OF SOCIAL SCIENCE RESEARCH IN AFRICA BP 3304 ROUTE DO OUAKAM, SG 2014-06-12 1202000 FOR AN AFRICAN DIASPORA FELLOWSHIP PROGRAM IN THE HUMANITIES AND SOCIAL SCIENCES. 783000 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. FINANCIAL AND PROGRESS REPORTS RECEIVED 3/25/15. 2015-01-31 COUNCIL FOR THE DEVELOPMENT OF SOCIAL SCIENCE RESEARCH IN AFRICA BP 3304 ROUTE DO OUAKAM, SG 2015-06-09 100000 FOR THE 14TH GENERAL ASSEMBLY AND CONFERENCES ON "CREATING AFRICAN FUTURES IN AN ERA OF GLOBAL TRANSFORMATION: CHALLENGES AND PROSPECTS". 0 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. NO REPORTS DUE PRIOR TO 09/30/2015. DALHOUSIE UNIVERSITY PO BOX 15000 HALIFAX, NS B3H 4 CA 2015-02-04 50000 FOR A PROJECT ON TRAINING SECURITY SECTOR PERSONNEL AND ADVOCATING FOR POLICY CHANGE RELATED TO CHILD SOLDIERS IN AFRICA. 17248 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. FINANCIAL AND PROGRESS REPORTS RECEIVED 4/20/15. 2015-04-20 EUROPEAN LEADERSHIP NETWORK SUITE 7 SOUTHBANK HOUSE BLACK PRINCE ROAD LONDON, SE1 7SJ UK 2015-03-05 600000 FOR A PROJECT ON RUSSIA AND THE WEST. 0 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. NO REPORTS DUE PRIOR TO 09/30/2015. EVALUATION RESEARCH AGENCY 20 BUITEKRING STELLENBOSCH 7600 SF 2009-06-11 660000 FOR A PROJECT TO MONITOR AND EVALUATE UNIVERSITY LEADERSHIP PROGRAMS.FINANCIAL REPORTS RECEIVED 10/14/10, 11/21/11, 6/6/12, 1/23/13, AND 10/3/14; PROGRESS REPORTS RECEIVED 10/14/10, 11/21/11, 1/23/13, AND 10/26/15. GRANT CLOSED 1/7/16. 660000 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. 2014-10-03 HUMAN SCIENCES RESEARCH COUNCIL 134 PRETORIUS STREET PRETOIA, 0002 SF 2015-03-02 50000 FOR THE WORLD SOCIAL SCIENCE FORUM 2015, "TRANSFORMING GLOBAL RELATIONS FOR A JUST WORLD". 0 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. NO REPORTS DUE PRIOR TO 09/30/2015. UNIVERSITY OF KWAZULU-NATAL UNIVERSITY ROAD CHILTERN HILLS WESTVILLE 3629 DURBAN, 3629 SF 2008-09-11 1984643 FINAL GRANT TOWARD A LEADERSHIP AND EQUITY ADVANCEMENT PROGRAM.FINANCIAL REPORTS RECEIVED 2/8/10, 7/20/10, 2/22/11, 5/18/12, 2/19/13, 4/16/14, AND 5/29/15; PROGRESS REPORTS RECEIVED 2/8/10, 7/20/10, 2/22/11, 5/30/12, 2/19/13, 4/16/14, AND 5/29/15. 1898971 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. 2015-05-29 UNIVERSITY OF KWAZULU-NATAL UNIVERSITY ROAD CHILTERN HILLS WESTVILLE 3629 DURBAN, 3629 SF 2013-07-29 49900 FOR A STUDY ON HOW EARLY-CAREER AFRICAN ACADEMICS ARE LEARNING TO TEACH.FINANCIAL REPORTS RECEIVED 3/17/14 AND 8/21/15; PROGRESS REPORTS RECEIVED 3/17/14 AND 10/26/15. 49900 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. 2015-08-21 MCGILL UNIVERSITY DEPARTMENT OF POLITICAL SCIENCE 855 SHERBROOKE STREET WEST MONTREAL, QUEBEC CA 2013-10-30 50000 FOR SUPPORT OF A VISITING PROFESSOR FROM THE ISLAMIC WORLD.FINANCIAL REPORTS RECEIVED 6/5/14, 10/14/2014, AND 6/15/15; PROGRESS REPORTS RECEIVED 6/2/14 AND 6/3/2015. 20385 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. 2015-06-15 NATIONAL SKILLS ACADEMY FOR NUCLEAR 9 EUROPE WAY COCKERMOUTH, CUMB UK 2014-01-29 50000 FOR THE TRIPLE BAR IN NUCLEAR SECURITY ONLINE LEARNING COURSE.FINANCIAL REPORTS RECEIVED 10/13/14; PROGRESS REPORTS RECEIVED 10/17/14. GRANT CLOSED 6/17/15. 50000 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. 2014-10-13 NORWEGIAN PEACEBUILDING RESOURCE CENTRE NOREF PO BOX 2947 TOYEN, OSLO NO 2013-08-27 50000 FOR THE U.S.-RUSSIA DIALOGUE ON SYRIA.FINANCIAL REPORTS RECEIVED 12/9/13, 5/30/14, AND 3/4/15; PROGRESS REPORTS RECEIVED 9/1/14 AND 3/4/15. GRANT CLOSED 1/6/16. 50000 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. 2015-03-04 OXFORD CENTRE FOR ISLAMIC STUDIES GEORGE STREET OXFORD OX1 2AR UK 2009-12-03 300000 AS A CHALLENGE GRANT TOWARD AN HISTORICAL ATLAS PROJECT.FINANCIAL REPORTS AND PROGRESS REPORTS RECEIVED 1/27/11, 6/1/12, 3/27/13, 1/31/14, AND 3/27/15. 145524 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. 2015-03-27 SABINET GATEWAY NO3 CENTURION OFFICE PARK 1021 BANK AVENUE PO BOX 9785 CENTURION 0046 SF 2008-06-12 1800000 TOWARD THE RETROSPECTIVE DIGITIZATION OF AFRICAN JOURNALS.FINANCIAL AND PROGRESS REPORTS RECEIVED 7/30/09, 8/6/10, 10/19/11, 9/28/12, 8/19/13, 4/4/14, AND 11/24/14. GRANT CLOSED 9/1/15.REFUND OF $56,520 WAS RECEIVED ON 6/3/15. 1743480 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. 2014-11-24 SCIDEVNET 9-11 RICHMOND BUILDINGS LONDON WC2B 4JF UK 2013-09-12 248200 FOR A MULTIMEDIA SERIES ON STRENGTHENING DOCTORAL TRAINING AND RESEARCH IN AFRICA.FINANCIAL REPORTS RECEIVED 2/3/14 AND 7/1/15; PROGRESS REPORTS RECEIVED 2/3/14 AND 10/26/15. 248200 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. 2015-07-01 SCIDEVNET 9-11 RICHMOND BUILDINGS LONDON WC2B 4JF UK 2015-03-05 249500 AS A FINAL GRANT FOR A MULTIMEDIA SERIES ON STRENGTHENING DOCTORAL TRAINING AND RESEARCH IN AFRICA. 0 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. NO REPORTS DUE AS OF 09/30/2015. ST ANTONY'S COLLEGE 62 WOODSTOCK ROAD OXFORD, OX2 6JF UK 2015-02-05 49900 FOR THE UNIVERSITY CONSORTIUM'S FOUNDING CONFERENCE TO ADDRESS THE RELATIONSHIP BETWEEN RUSSIA AND THE WEST. 38696 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. FINANCIAL AND PROGRESS REPORTS RECEIVED 7/20/15. 2015-07-20 SUTTON TRUST 9TH FLOOR MILLBANK TOWER 21-24 MILLBANK LONDON, SW1P 4QP UK 2015-07-20 200000 FOR TWO INTERNATIONAL CONVENINGS ON SOCIAL MOBILITY AND EDUCATION. 0 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. NO REPORTS DUE PRIOR TO 09/30/2015. UNIVERSITY OF SYDNEY OFFICE OF THE VICE-CHANCELLOR PRINCIPAL QUADRANGLE BUILDING A14 SYDNEY, NWS 2006 AS 2014-01-03 50000 FOR SUPPORT OF A CONFERENCE APPLYING NEW THINKING TO INTERNATIONAL PEACE AND SECURITY. 50000 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. FINANCIAL AND PROGRESS REPORTS RECEIVED 2/20/15. GRANT CLOSED 3/11/15. 2015-02-20 TRIALOGUE EDUCATIONAL TRUST 48 CHARLES STREET LONDON W1J 5EN UK 2012-09-13 350000 AS A FINAL GRANT FOR A TRANSATLANTIC TRACK OF STRATEGIC ENGAGEMENT WITH TURKEY.FINANCIAL REPORTS RECEIVED 10/30/13, 3/12/14, 12/3/14, AND 5/4/15; PROGRESS REPORTS RECEIVED 10/30/13, AND 5/4/15. 312911 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. 2015-05-04 UNIVERSTIY WORLD NEWS (AFRICA) 92 BOWHILL LODGE 16 GORDON ROAD MORNINGSIDE DURBAN, KAW ZULU- SF 2013-09-12 200000 FOR SUPPORT OF UNIVERSITY WORLD NEWS (AFRICA) HIGHER EDUCATION EDITORIAL PROJECTS. 179600 NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. FINANCIAL REPORT RECEIVED 11/19/14; PROGRESS REPORT RECEIVED 11/17/14. 2014-11-19 FOUNDATION MANAGERS & THEIR COMPENSATION INFORMATION FORM 990PF, PART VIII, LINE 1 LAVERNE SRINIVASAN BEGAN HER TERM OF SERVICE AT THE DECEMBER 15, 2014 BOARD MEETING.PEDRO ASPE AND LIONEL BARBER BEGAN THEIR TERMS OF SERVICE AT THE DECEMBER 4, 2014 BOARD MEETING.SUSAN HOCKFIELD COMPLETED HER TERM OF SERVICE AT THE DECEMBER 4, 2014 BOARD MEETING. SUMMARY OF DIRECT CHARITABLE ACTIVITIES FORM 990PF, PART IX-A CARNEGIE CORPORATION OF NEW YORK (CC) WAS FOUNDED IN 1911 FOR THE ADVANCEMENT AND DIFFUSION OF KNOWLEDGE AND UNDERSTANDING. CC FULFILLS ITS CHARTER PRIMARILY BY GIVING GRANTS TO ORGANIZATIONS IN THE PROGRAM AREAS SELECTED BY ITS PRESIDENT AND BOARD OF TRUSTEES. (SEE STATEMENT 21 FOR IDENTIFICATION OF THE CURRENT AREAS OF CONCENTRATION.) IN ADDITION TO MAKING GRANTS, CC ENCOURAGES STAFF MEMBERS TO GIVE FREELY OF THEIR TIME TO ASSIST OTHER NON PROFIT ORGANIZATIONS AND GOVERNMENTAL AGENCIES INVOLVED IN PUBLIC SERVICE. THIS IS ACCOMPLISHED THROUGH SERVICE ON BOARDS AND ADVISORY COMMITTEES OF OTHER INSTITUTIONS, TECHNICAL ASSISTANCE, RESEARCH, PUBLICATION AND DISSEMINATION OF EDUCATIONAL MATERIALS AND THE CONDUCT OF EDUCATIONAL CONFERENCES, MEETINGS AND SEMINARS.A) TECHNICAL ASSISTANCE TO GRANTEES AND OTHER CHARITABLE ORGANIZATIONS: $553,858THIS AMOUNT REPRESENTS SALARY AND OVERHEAD ALLOCATIONS OF PROGRAM STAFF FOR TIME SPENT ADVISING GRANTEES AND OTHER CHARITABLE ORGANIZATIONS ON A VARIETY OF SUBJECTS INCLUDING, BUT NOT LIMITED TO, OBTAINING ADDITIONAL FUNDING FROM OTHER SOURCES, REDUCING OPERATING EXPENSES, COMPLYING WITH GOVERNMENT REGULATION, AND MAINTAINING ACCURATE FINANCIAL RECORDS.B) CONDUCTING CONFERENCES AND MEETINGS: $54,414CC CONDUCTS SEVERAL MEETINGS PER YEAR IN EACH OF ITS PROGRAM AREAS THAT BRING TOGETHER PARTICIPANTS FROM VARIOUS ACADEMIC DISCIPLINES, AND THE PUBLIC AND PRIVATE SECTORS, TO EXCHANGE IDEAS AND FORMULATE SOLUTIONS OR METHODS OF ARRIVING AT SOLUTIONS TO PROBLEMS IN THEIR AREA OF EXPERTISE. THE MEETINGS BENEFIT THESE INDIVIDUALS AND ULTIMATELY THE COMMUNITIES THEY SERVE.C) PUBLICATION AND DISSEMINATION OF EDUCATIONAL MATERIALS: $2,764,626ARTICLES, BOOKS AND OTHER READING MATERIAL, GENERATED FROM THE MEETINGS MENTIONED ABOVE, FROM CARNEGIE-SUPPORTED GRANTEES AND CARNEGIE STAFF, ARE REGULARLY PRODUCED AND DISTRIBUTED BY CC TO THE GENERAL PUBLIC AND TO THOSE INDIVIDUALS MOST DIRECTLY INTERESTED IN THEIR CONTENTS. THE CORPORATION MAINTAINS A FILE OF NAMES AND ADDRESSES TO FACILITATE THE DISSEMINATION PROGRAM.D) OTHER: $200,555THE MAJORITY OF THIS CATEGORY REPRESENTS THE ALLOCATION OF SALARIES, BENEFITS, AND OVERHEAD FOR STAFF WHO CONTRIBUTE PORTIONS OF THEIR TIME TO THE ADMINISTRATION OF CORPORATION-SPONSORED ACTIVITY: FOR ADVANCING THE RECOMMENDATIONS OF THE OPPORTUNITY EQUATION: TRANSFORMING MATHEMATICS AND SCIENCE EDUCATION FOR CITIZENSHIP AND THE GLOBAL ECONOMY AND PROGRAM DISSEMINATION FUND. E) SERVICE ON BOARDS OR ADVISORY COMMITTEES: $313,270THE AMOUNT REPRESENTS THE COST TO SUPPORT THE SERVICE OF THE CORPORATION'S STAFF ON BOARDS OR ADVISORY COMMITTEES OF OTHER CHARITABLE ORGANIZATIONS.TOTAL DIRECT CHARITABLE ACTIVITIES: $3,886,723 SUPPLEMENTARY INFORMATION, LINES 2A, B, D FORM 990PF, PART XV THE CHARTER OF THE CORPORATION PROVIDES THAT ALL FUNDS ARE TO BE USED TO PROMOTE "THE ADVANCEMENT AND DIFFUSION OF KNOWLEDGE AND UNDERSTANDING." GRANTS MUST BE BROADLY EDUCATIONAL IN NATURE, BUT THEY NEED NOT BE LIMITED TO THE FORMAL EDUCATIONAL SYSTEM OR TO EDUCATIONAL INSTITUTIONS. THE FOUNDATION MAKES IT A POLICY TO SELECT A FEW AREAS IN WHICH TO CONCENTRATE ITS GRANTS OVER A PERIOD OF YEARS. THE CORPORATION CURRENTLY OPERATES GRANT PROGRAMS IN FOUR BROAD AREAS. THE FOUR AREAS ARE EDUCATION, INTERNATIONAL PEACE AND SECURITY, INTERNATIONAL DEVELOPMENT, AND STRENGTHENING U.S. DEMOCRACY. THE CORPORATION ACCEPTS REQUESTS FOR FUNDING AT ALL TIMES OF THE YEAR. THERE ARE NO APPLICATION DEADLINES.GRANT DECISIONS ARE BASED PRIMARILY ON THE INFORMATION PROVIDED BY GRANTSEEKERS IN THE CORPORATION'S OWN DETAILED PROPOSALS FORMATS. ONLY PROPOSALS PRESENTED IN THE CORPORATION'S FORMAT WILL BE CONSIDERED FOR FUNDING. GRANTSEEKERS WHO WOULD LIKE TO APPROACH THE FOUNDATION WITH A PRELIMINARY REQUEST FOR FUNDING ARE ENCOURAGED TO SUBMIT A LETTER OF INQUIRY. IF THE PROJECT DESCRIBED IN THE LETTER FITS THE FOUNDATION'S GUIDELINES, THE SENDER WILL BE CONTACTED AND ASKED TO SUBMIT A PROPOSAL IN THE CORPORATION'S FORMAT. A REQUEST TO SUBMIT A PROPOSAL IS NOT AN INDICATION OF THE CORPORATION'S INTENTION OR COMMITMENT TO AWARD A GRANT.A LETTER OF INQUIRY, NOT TO EXCEED FIVE PAGES, SHOULD CONCISELY DESCRIBE THE PROJECT, ITS AIMS, ITS SIGNIFICANCE, ITS DURATION AND THE AMOUNTS OF FUNDS REQUIRED. THE INQUIRY SHOULD BE SENT TO ELLEN BLOOM, CORPORATE SECRETARY, CARNEGIE CORPORATION OF NEW YORK, 437 MADISON AVENUE, NEW YORK, NY 10022. HER TELEPHONE NUMBER IS (212)371-3200.THE CORPORATION DOES NOT MAKE GRANTS FOR CONSTRUCTION OR MAINTENANCE OF FACILITIES OR ENDOWMENTS. IT DOES NOT MAKE PROGRAM-RELATED INVESTMENTS.THE CORPORATION DOES NOT GENERALLY MAKE GRANTS TO INDIVIDUALS. THE CORPORATION USUALLY CONSIDERS ONLY THOSE PROJECTS THAT HAVE THE POTENTIAL FOR WIDE-SPREAD NATIONAL OR INTERNATIONAL IMPACT. IT DOES NOT GENERALLY MAKE GRANTS TO LOCAL OR REGIONAL COMMUNITY SERVICE ORGANIZATIONS. NAME OF FOREIGN COUNTRY FILING FBAR FORM 990PF, PART VII-A, LINE 16 AUSTRIA, CHILE, CZECH REPUBLIC, EGYPT, GERMANY, GHANA, GREECE, HUNGARY, IRELAND, ISRAEL, ITALY, KUWAIT, LEBANON, LITHUANIA, MALAYSIA, MAURITIUS, NETHERLANDS, OMAN, PALESTINE, POLAND, QATAR, SOUTH KOREA, RUSSIA, SERBIS, SWEDEN, TUNISIA, TURKEY, U.A.E. ABU DHABI, U.A.E. DUBAI 745762.41 ASSET BACKED SECURITIES HE8 M2 0 0 426228222.04 MORGAN STANLEY PRIME INSTL 426228222 426228222 10135287.84 MORGAN STANLEY PRIME INSTL 10135288 10135288 5553960 MORGAN STANLEY PRIME INSTL 5553960 5553960 57586.19 MORGAN STANLEY PRIME INSTL 57586 57586 9324570.26 BNY MELLON CASH RESERVE 0 0 17625483.08 TRADE DATE CASH 16801578 16801578 40179296.09 DREYFUS CASH ADVANTAGE FUND 40179296 40179296 104300 ADERANS CO LTD 828199 828199 465201 BAIOO FAMILY INTERACTIVE LTD 30613 30613 4219 BARRACUDA NETWORKS INC 0 0 77533 BOYAA INTERACTIVE INTERNATIONAL 31813 31813 6335 CLOVIS ONCOLOGY INC 582567 582567 20993 FACEBOOK INC 0 0 7504 HUBSPOT INC 347960 347960 9766 INOGEN INC 0 0 20163 KYTHERA BIOPHARMACEUTICALS I 0 0 130437 MILLENNIAL MEDIA INC 228265 228265 31899 NIMBLE STORAGE INC 769404 769404 6544 NOAH CORPORATION 0 0 8015 PALO ALTO NETWORKS INC 1378580 1378580 40349 POTBELLY CORP 444242 444242 3272 QIHOO 360 TECHNOLOGY CO LTD 156500 156500 46804 RINGCENTRAL INC 0 0 4804 TWITTER 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11106223 11106223 AVANTI INVESTORS VI FMV 14187743 14187743 ASLAN REALTY II (TRANSWESTERN) FMV 1159800 1159800 BROOKDALE INVESTORS V FMV 4943196 4943196 BROOKDALE INVESTORS VI FMV 13543585 13543585 BROOKDALE INVESTORS VII FMV 3463620 3463620 CP INVESTMENT FUND (CARMEL) FMV 50785 50785 CP INVESTMENT FUND II (CARMEL) FMV 6247397 6247397 CARMEL PARTNERS FUND III FMV 12123674 12123674 CARMEL PARTNERS FUND V FMV 1004818 1004818 FPA APARTMENT OPPORTUNITY FUND A (III) FMV 7786135 7786135 FPA APARTMENT OPPORTUNITY FUND IV-A FMV 11485186 11485186 GCPREP REIT I FMV 3497237 3497237 GCP FUND II REIT FMV 3135902 3135902 GCP FUND III/REIT III FMV 11145543 11145543 HAMPSHIRE PARTNERS REIT VI FMV 1878986 1878986 HAMPSHIRE PARTNERS REIT VII FMV 15585905 15585905 HAMPSHIRE PARTNERS REIT VIII FMV 6756595 6756595 JBG INVESTMENT FUND VII FMV 15724638 15724638 JBG INVESTMENT FUND VIII FMV 13501403 13501403 JBG INVESTMENT FUND IX FMV 669598 669598 LBA INDUSTRIAL FUND I FMV 0 0 LBA REALTY FUND FMV 3169887 3169887 LBA REALTY FUND II FMV 21634367 21634367 LBA REALTY FUND III FMV 25424541 25424541 LBA REALTY FUND IV FMV 11925569 11925569 LBA REALTY FUND V FMV 1995614 1995614 M&H (DB) SWAP FMV 3350700 3350700 MADISON INTL RE LIQUIDITY FUND III FMV 3657649 3657649 MADISON INTL RE LIQUIDITY FUND V FMV 9612643 9612643 MERLONE GEIER PARTNERS FMV 12080399 12080399 MERLONE GEIER PARTNERS IX FMV 8036336 8036336 MERLONE GEIER PARTNERS X FMV 9101697 9101697 MERLONE GEIER PARTNERS XI FMV 1401434 1401434 NORTHWOOD CO-INVESTORS-SERIES I FMV 2982672 2982672 NORTHWOOD CO-INVESTORS-SERIES II FMV 1101433 1101433 NORTHWOOD MAIN FUND - SERIES I FMV 4489668 4489668 NORTHWOOD MAIN FUND - SERIES II FMV 4746784 4746784 OAKTREE - OCM REAL ESTATE OPP FUND LP FMV 0 0 REALTY FINANCIAL PARTNERS II/IIA FMV 1218329 1218329 REALTY FINANCIAL PARTNERS IV FMV 1698071 1698071 SRI SEVEN REIT* FMV 4183632 4183632 SRI EIGHT REIT* FMV 13108497 13108497 SRI TEN REIT FMV 6418544 6418544 SRI ELEVEN REIT FMV 1127560 1127560 TALCOTT REALTY III FMV 5036000 5036000 WOODBOURNE CANADA PARTNERS II FMV 7007580 7007580 WOODBOURNE CANADA PARTNERS III FMV 43368 43368 DENHAM COMMODITY FUND IV FMV 1756370 1756370 DENHAM COMMODITY FUND V FMV 3661740 3661740 DENHAM COMMODITY FUND VI FMV 3198245 3198245 ENERGY CAPITAL PARTNERS IIA FMV 5683242 5683242 ENERGY CAPITAL MEZZANINE OPP FUND FMV 2898530 2898530 ENERGY CAPITAL PARTNERS IIIA FMV 3311164 3311164 EMG FUND II FMV 13313136 13313136 EMG FUND III FMV 7994581 7994581 LIME ROCK PARTNERS III FMV 586785 586785 LIME ROCK PARTNERS IV FMV 18139322 18139322 LIME ROCK PARTNERS V FMV 4275553 4275553 MERIT ENERGY PARTNERS CANADA FMV 5142842 5142842 MERIT ENERGY CANADA II FMV 144937 144937 MERIT ENERGY PARTNERS E-1 FMV 2180010 2180010 MERIT ENERGY PARTNERS F-1 FMV 81136 81136 MERIT ENERGY PARTNERS G FMV 8187067 8187067 MERIT ENERGY PARTNERS I FMV 369154 369154 OLD IRONSIDES ENERGY FUND II-B FMV 751471 751471 RESOURCE CAPITAL FUND IV FMV 1949704 1949704 RESOURCE CAPITAL FUND VI FMV 3766337 3766337 SCF-V PARTNERS FMV 2719647 2719647 SCF-VI PARTNERS FMV 3039953 3039953 SCF-VII PARTNERS FMV 9366813 9366813 SCF-VIII PARTNERS FMV 2653869 2653869 SFC ENERGY FUND II FMV 1768531 1768531 WHITE DEER ENERGY II FMV 2144152 2144152 BAUPOST VALUE PARTNERS FMV 98200127 98200127 BEACONLIGHT OFFSHORE FUND LTD FMV 15990025 15990025 BLUE RIDGE OFFSHORE FUND FMV 71717496 71717496 BROOKSIDE CAPITAL PARTNERS FMV 5612127 5612127 COPERNICO ARGENTINA FUND FMV 11263499 11263499 FIR TREE INTERNATIONAL VALUE FUND FMV 62341960 62341960 HIGHFIELDS CAPITAL IV LP FMV 2011381 2011381 LANSDOWNE UK EQUITY FUND FMV 87279974 87279974 LL OPPORTUNISTIC MORTGAGE FUND FMV 1165767 1165767 LONE PINON FUND (LONE KAURI) FMV 16599134 16599134 NEWTYN TE PARTNERS FMV 37381522 37381522 PARK PRESIDIO CAPITAL OFFSHORE FUND FMV 16983588 16983588 PERMIT CAPITAL - SERIES A FMV 2662785 2662785 PERMIT CAPITAL - SERIES B FMV 1403211 1403211 PERMIT CAPITAL - SERIES C FMV 4123617 4123617 PERMIT CAPITAL - SERIES D FMV 1341619 1341619 PERMIT CAPITAL - SERIES II-A FMV 0 0 PERMIT CAPITAL - SERIES L FMV 4777924 4777924 REALTY FINANCIAL PARTNERS V FMV 523310 523310 SANKATY CREDIT OPPORTUNITIES FUND FMV 596765 596765 SWIFTCURRENT OFFSHORE LTD FMV 89378 89378 TAL CHINA FOCUS FUND FMV 31961388 31961388 TIGER GLOBAL LTD FMV 41069895 41069895 VARDE EUROPE FUND (OFFSHORE) FMV 7559848 7559848 VARDE FUND IV FMV 48371530 48371530 VARDE FUND VIII FMV 2030869 2030869 VARDE IX FMV 5354052 5354052 WATERSHED CAPITAL FMV 195645 195645 LEASEHOLD IMPROVEMENTS 9170580 914302 8256278 8256278 FURNITURE AND EQUIPMENT 3415051 704879 2710172 2710172 LEGAL FEES 357429 124596 186515 ACCRUED INCOME RECEIVABLE 134595 503003 503003 DECREASE IN UNREALIZED APPRECIATION (NET OF RELATED TAX) 85171095 TRUSTEES EXPENSES 177197 3675 155918 CONSULTANTS 1143172 166550 864054 POSTAGE, TELEPHONE & MESSENGER 116040 15337 103481 OFFICE EQUIPMENT, SERVICES AND SUPPLIES 341940 34618 338977 COMPUTER EQUIPMENT AND SERVICE 642084 74223 588674 COPYING & DUPLICATING 93667 12036 81052 BOOKS & PERIODICALS 40906 4566 36480 INSURANCE 81703 0 78717 MEMBERSHIP FEES 12887 325 10062 MISCELLANEOUS 42243 5479 36873 FIXED ASSETS CAPITALIZED 0 0 -118724 INCOME FROM LIMITED PARTNERSHIPS 8811339 INCOME FROM SQM FRONTIER MIDDLE EAST OFFSHORE FUND 3893046 INCOME FROM LIMITED PARTNERSHIPS 19298869 20004166 19298869 INTEREST RECEIVED ON TAX REFUNDS 471 471 471 MISCELLANEOUS 226 226 226 DEFERRED TAXES PAYABLE 18456551 16097769 INVESTMENT MANAGEMENT AND CUSTODY 9653516 1620974 0 FEDERAL EXCISE TAXES 2297143 0 0 FEDERAL UNRELATED BUSINESS INCOME TAX 454355 0 0 STATES UNRELATED BUSINESS INCOME TAX 41079 0 0 CC DEVELOPMENT PARTNERS LP OGIER HOUSE THE ESPLANADE ST HELIER JE JE4 9WG 981179322 N/A 0 SQM FRONTIER MIDDLE EAST FUND (OFFSHORE) LTD GRAND CAYMAN CJ KY1-1108 000000000 CAPITAL DISTRIBUTION 3700000 3700000