2016-08-03T10:24:33-05:00 2015-09-30 910189318 MOSS ADAMS LLP 6565 AMERICAS PARKWAY NE STE 600 ALBUQUERQUE NM 87110 990 2014-10-01 750725576 AMERICAN QUARTER HORSE ASSOCIATION AMER 8063764888 PO BOX 200 AMARILLO TX 791680001 TRENTON TAYLOR COO & TREASURER 8063764888 2016-08-01 1 PAMELA ALEXANDERSON P01218925 5058787200 2014 2016-12-15 16:53:06Z CRAIG HUFFHINES 1600 QUARTER HORSE DR AMARILLO TX 79104 58910248 0 X WWW.AQHA.COM X 1940 TX TO COLLECT, PRESERVE, AND MAINTAIN RECORDS OF THE AMERICAN QUARTER HORSE. TO PROMOTE EDUCATION RELATIVE TO THE BREED, AND TO PUBLISH "THE AMERICAN QUARTER HORSE JOURNAL AND "AMERICA'S HORSE." 268 264 377 750 3594675 -6250 185897 277303 44753714 45414722 2084306 2340921 324855 -389825 47348772 47643121 7142920 7290434 0 0 15028702 14727894 0 0 0 24268733 25593858 46440355 47612186 908417 30935 53732688 50998312 36833983 35103883 16898705 15894429 X TO RECORD AND PRESERVE THE PEDIGREES OF THE AMERICAN QUARTER HORSE WHILE MAINTAINING THE INTEGRITY OF THE BREED; TO PROVIDE BENEFICIAL SERVICES FOR ITS MEMBERS WHICH ENHANCE AND ENCOURAGE AMERICAN QUARTER HORSE OWNERSHIP AND PARTICIPATION; TO DEVELOP DIVERSE EDUCATIONAL PROGRAMS, MATERIAL AND CURRICULUM THAT WILL POSITION AQHA AS THE LEADING RESOURCE ORGANIZATION IN THE EQUINE INDUSTRY; TO GENERATE GROWTH OF AQHA MEMBERSHIP VIA THE MARKETING, PROMOTION, ADVERTISING AND PUBLICITY OF THE AMERICAN QUARTER HORSE. 0 0 TO COLLECT, PRESERVE, AND MAINTAIN RECORDS ON THE PEDIGREES OF THE AMERICAN QUARTER HORSE AND TO PROMOTE EDUCATION RELATING TO THE BREED. AS OF 9/30/15, THE ASSOCIATION HAD 261,892 MEMBERS AND IS MAINTAINING 6,402,326 REGISTRATIONS OF HORSES AND THEIR RELATED RECORDS. PUBLICATION OF "THE AMERICAN QUARTER HORSE JOURNAL AND "AMERICA'S HORSE". TOTAL CIRCULATION OF THESE PUBLICATIONS AS OF 9/30/15 WAS 212,686. 0 1 0 0 0 0 0 0 0 1 1 0 0 1 1 0 1 0 0 1 1 1 0 0 0 0 1 1 1 0 1 0 0 0 0 0 0 0 0 1 1 1 0 0 1 5852 0 1 377 1 1 1 0 0 0 0 0 X 268 264 1 0 0 0 1 1 1 1 1 0 1 1 0 1 1 1 1 1 1 1 0 X TRENTON TAYLOR 8063764811 1600 QUARTER HORSE DR AMARILLO TX 79104 X DR GLENN BLODGETT EC/DIRECTOR-AT-LARGE 8.00 2.00 X X 0 0 0 SANDRA ARLEDGE EC/DIRECTOR EMERITUS 8.00 2.00 X X 0 0 0 RALPH SEEKINS EC/DIRECTOR 8.00 2.00 X X 0 0 0 DR JIM HEIRD EC/DIRECTOR 8.00 2.00 X X 0 0 0 STAN WEAVER EC/DIRECTOR 8.00 2.00 X X 0 0 0 GEORGE PHILLIPS EC/DIRECTOR (THROUGH JANUARY 2015) 8.00 2.00 X X 0 0 0 JOHNNY TROTTER PAST PRESIDENT(EC THROUGH MARCH 2015) 8.00 2.00 X X 14400 0 0 A CLARK SCOGGIN DIRECTOR 4.00 X 18875 0 0 ADRIANA GOMEZ BARNOLA DIRECTOR 30.00 X 0 0 0 AL DUNNING DIRECTOR-AT-LARGE 2.00 X 0 0 0 ALICE W HOLMES DIRECTOR 2.00 X 0 0 0 ANDY MOORMAN DIRECTOR EMERITUS 1.00 X 0 0 0 ANDY REES HONORARY VICE PRESIDENT 1.00 X 0 0 0 ANGELO D BIZZARRO DIRECTOR 5.00 X 0 0 0 ANNA RIGGS-EADER DIRECTOR 1.00 X 0 0 0 ANNE L PRINCE DIRECTOR 1.00 X 0 0 0 ANNE M BRZEZICKI DIRECTOR 3.00 X 0 0 0 ANTONIO ALEARDO GIRAUDINI DIRECTOR-AT-LARGE 4.00 X 0 0 0 BEN L HUDSON DIRECTOR-AT-LARGE 5.00 X 0 0 0 BENNIE T SARGENT DIRECTOR-AT-LARGE 10.00 X 0 0 0 BETH C AUSTIN DIRECTOR 2.00 X 0 0 0 BILLIE G BREWER HONORARY VICE PRESIDENT 1.00 X 0 0 0 BOB G LINES DIRECTOR 1.00 X 0 0 0 BOB MOORHOUSE DIRECTOR-AT-LARGE 1.00 X 0 0 0 BRAD LUND DIRECTOR 1.00 X 0 0 0 BRAD TATE PAST PRESIDENT 1.00 X 0 0 0 BUTCH HAMMER DIRECTOR EMERITUS 12.00 X 0 0 0 C A COFER DIRECTOR EMERITUS 1.00 X 0 0 0 C DAVID FLOHR DIRECTOR 2.00 X 0 0 0 C W 'BILL' ENGLUND JR PAST PRESIDENT 1.00 X 0 0 0 CAL R BRANDT DIRECTOR 1.00 X 0 0 0 CALVIN R WHITE DVM DIRECTOR 5.00 X 0 0 0 CAROL A BRADLEY DIRECTOR 2.00 X 0 0 0 CAROL COOPER DIRECTOR 1.00 X 0 0 0 CAROL L WHITTAKER DIRECTOR 5.00 X 0 0 0 CAROL ROSE DIRECTOR-AT-LARGE 1.00 X 0 0 0 CATHY HANSON DIRECTOR 1.00 X 0 0 0 CHARLES W GRAHAM DVM DIRECTOR-AT-LARGE 1.00 X 0 0 0 CHERYLLEE SARGENT DIRECTOR 20.00 X 27500 0 0 CHRIS HARDCASTLE DIRECTOR-AT-LARGE 5.00 X 0 0 0 CHRIS J JENSEN DIRECTOR 1.00 X 0 0 0 CHRISTA L BALDWIN DIRECTOR 3.00 X 0 0 0 CHRISTIAN BEAUCHEMIN DIRECTOR 2.00 X 0 0 0 CLARK BRADLEY DIRECTOR EMERITUS 2.00 X 4200 0 0 CLAY E MACLEOD DIRECTOR 1.00 X 0 0 0 CLAYTON RUSSELL DIRECTOR 5.00 X 0 0 0 COL EARL A LILLEY DIRECTOR EMERITUS 1.00 X 0 0 0 CONNIE ARMSTRONG DIRECTOR 5.00 X 0 0 0 CURTIS G FERGUSON DIRECTOR 2.00 X 0 0 0 D JOE SMITH DIRECTOR-AT-LARGE 1.00 X 0 0 0 DAN TREIN DIRECTOR 5.00 X 0 0 0 DARLENE M CHASE DIRECTOR 1.00 X 0 0 0 DAVID L NELSON DIRECTOR-AT-LARGE 2.00 X 0 0 0 DAVID S NELSON DIRECTOR 2.00 X 0 0 0 DAVID WHITAKER DIRECTOR-AT-LARGE 1.00 X 0 0 0 DEAN R JOHNSON DIRECTOR 10.00 X 0 0 0 DEAN ROSS DIRECTOR 1.00 X 0 0 0 DEBARA K SCHAUF DIRECTOR 2.00 X 0 0 0 DEBBY BREHM DIRECTOR 2.00 X 0 0 0 DEE DEE MCGRANE HONORARY VICE PRESIDENT 1.00 X 0 0 0 DENNY HASSETT DIRECTOR EMERITUS 2.00 X 0 0 0 DIRK JONES DIRECTOR-AT-LARGE 2.00 X 0 0 0 DON BELL DIRECTOR 1.00 X 0 0 0 DONNA GOODSON CASEY DIRECTOR 15.00 X 0 0 0 DONNA JOHNSON HONORARY VICE PRESIDENT 1.00 X 0 0 0 DORN PARKINSON DIRECTOR EMERITUS 2.00 X 0 0 0 DORVAN SOLBERG DIRECTOR EMERITUS 1.00 X 0 0 0 DOUGLAS BROWN DIRECTOR 10.00 X 0 0 0 DR CAROLE JOUBERT GABOURY DIRECTOR-AT-LARGE 1.00 X 0 0 0 DR DICKSON VARNER DIRECTOR 1.00 X 0 0 0 DR LARRY L FINDLEY DIRECTOR 4.00 X 0 0 0 DR MICHAEL MARTIN DIRECTOR EMERITUS 2.00 X 0 0 0 DR R M CHRISTENSEN DIRECTOR-AT-LARGE 1.00 X 0 0 0 DR ROLAND WOHLIN DIRECTOR EMERITUS 1.00 X 0 0 0 DR SCOTT MYERS DIRECTOR 1.00 X 0 0 0 DR TRACY LEANNE ADAMS DIRECTOR 1.00 X 0 0 0 DUANE MCDAVITT DVM HONORARY VICE PRESIDENT 2.00 X 0 0 0 DUANE W WALKER DIRECTOR-AT-LARGE 1.00 X 0 0 0 DUAYNE DIDERICKSEN DIRECTOR-AT-LARGE 1.00 X 0 0 0 ED MURRAY DVM DIRECTOR-AT-LARGE 2.00 X 0 0 0 EDWARD J MCNELIS DIRECTOR EMERITUS 10.00 X 0 0 0 EDWARD L SQUIRES HONORARY VICE PRESIDENT 1.00 X 0 0 0 ELEANOR M GREEN DIRECTOR 2.00 X 0 0 0 FLOYD E 'BUTCH' WISE DIRECTOR 10.00 X 0 0 0 FRANK G MERRILL PAST PRESIDENT 5.00 X 0 0 0 GALE LITTLE DIRECTOR 10.00 X 0 0 0 GARY LYNN OLSON DIRECTOR 1.00 X 0 0 0 GENE A PARKER DIRECTOR-AT-LARGE 1.00 X 0 0 0 GEORGA M SUTTON HONORARY VICE PRESIDENT 1.00 X 0 0 0 GEORGIANNA V RENOUARD DIRECTOR 8.00 X 0 0 0 GINGER HYLAND PAST PRESIDENT 1.00 X 0 0 0 GLORIA ENGER DIRECTOR EMERITUS 1.00 X 0 0 0 GREG TORGERSON DIRECTOR 5.00 X 0 0 0 GRETCHEN MATHES DIRECTOR 4.00 X 706 0 0 GUNNAR R OTNESS HONORARY VICE PRESIDENT 6.00 X 0 0 0 GUS BARAKIS JR DIRECTOR-AT-LARGE 1.00 X 0 0 0 HAIDEE LANDRY DIRECTOR 10.00 X 0 0 0 HARRY A KNIGHT DIRECTOR EMERITUS 1.00 X 0 0 0 HEATHER LYNN THRAPP MAUCK DIRECTOR 1.00 X 0 0 0 HOMER R STUDE DIRECTOR-AT-LARGE 1.00 X 0 0 0 HOWARD R WEISS PAST PRESIDENT 1.00 X 0 0 0 J D YATES DIRECTOR 1.00 X 3500 0 0 J LLOYD YOTHER DIRECTOR 4.00 X 0 0 0 J WADE ELLERBROEK JR DIRECTOR 10.00 X 0 0 0 JACKIE KRSHKA DIRECTOR-AT-LARGE 5.00 X 0 0 0 JAMES A RUDOLPH DIRECTOR-AT-LARGE 2.00 X 0 0 0 JAMES BARTON PAST PRESIDENT 10.00 X 0 0 0 JAMES E HELZER PAST PRESIDENT 2.00 X 0 0 0 JAMES HUNT DIRECTOR 3.00 X 0 0 0 JAMES L EAKIN DIRECTOR 5.00 X 0 0 0 JAMES M ELLER III DIRECTOR 3.00 X 0 0 0 JAMES R HOOTMAN DIRECTOR EMERITUS 1.00 X 0 0 0 JAMES R MITCHELL DIRECTOR 1.00 X 0 0 0 JANET NEWTON DIRECTOR-AT-LARGE 3.00 X 0 0 0 JANET S HANSEN DIRECTOR 4.00 X 0 0 0 JEFF B TEBOW DIRECTOR 1.00 X 0 0 0 JEFF TERPSTRA DIRECTOR-AT-LARGE 1.00 X 0 0 0 JERRY B BLACK DIRECTOR 1.00 X 0 0 0 JERRY S DANIELS HONORARY VICE PRESIDENT 1.00 X 0 0 0 JERRY W FULLER DIRECTOR 1.00 X 0 0 0 JERRY WINDHAM PAST PRESIDENT 1.00 X 0 0 0 JIM BRINKMAN DIRECTOR 1.00 X 0 0 0 JIM DUDLEY DIRECTOR 5.00 X 0 0 0 JIM J SHOEMAKE PAST PRESIDENT 2.00 X 0 0 0 JIM PURDY DIRECTOR-AT-LARGE 2.00 X 0 0 0 JIM R SEARLES DIRECTOR 1.00 X 0 0 0 JIMMY E SEAGO DIRECTOR 1.00 X 0 0 0 JOAN SCHROEDER DIRECTOR 1.00 X 0 0 0 JOE CARTER DIRECTOR-AT-LARGE 2.00 X 0 0 0 JOHANNES ORGELDINGER PAST PRESIDENT 1.00 X 0 0 0 JOHN ANDREINI DIRECTOR EMERITUS 3.00 X 0 0 0 JOHN B KUNKLE DIRECTOR 3.00 X 1800 0 0 JOHN BOBENRIETH II DIRECTOR 5.00 X 0 0 0 JOHN BOXELL DIRECTOR 10.00 X 0 0 0 JOHN D HAMMES DIRECTOR-AT-LARGE 1.00 X 1000 0 0 JOHN H SEDGWICK DIRECTOR 1.00 X 0 0 0 JOHN HOVDE DIRECTOR 2.00 X 0 0 0 JOHN PIPKIN DIRECTOR-AT-LARGE 5.00 X 0 0 0 JOHN SCHMAHL DIRECTOR EMERITUS 1.00 X 0 0 0 JOHN W TRAFTON DIRECTOR 1.00 X 0 0 0 JOHNE DOBBS PAST PRESIDENT 2.00 X 0 0 0 JOSE ARTURO JIMENEZ MANGAS DIRECTOR 8.00 X 0 0 0 JOSEPH H MCALLISTER DIRECTOR-AT-LARGE 5.00 X 4800 0 0 JUDY COY-HORTON DIRECTOR 5.00 X 0 0 0 KARL BAUER DIRECTOR 1.00 X 0 0 0 KATE BAMFORD DIRECTOR 1.00 X 0 0 0 KATE LEHANE JOHNSON DIRECTOR 1.00 X 0 0 0 KATHRYN SCHROEDER DIRECTOR 2.00 X 0 0 0 KATHY M PATTERSON DIRECTOR 5.00 X 0 0 0 KELLY BOLES CHAPMAN DIRECTOR 3.00 X 0 0 0 KELVIN CHILDERS DIRECTOR 2.00 X 0 0 0 KEN A MUMY PAST PRESIDENT 2.00 X 0 0 0 KEN COCHRANE DIRECTOR EMERITUS 15.00 X 0 0 0 KENNETH BANKS DIRECTOR-AT-LARGE 1.00 X 0 0 0 KENNETH T SMITH PAST PRESIDENT 1.00 X 0 0 0 KENNETH W KNOWLTON DIRECTOR 1.00 X 1500 0 0 KRISTINA K HELZER DIRECTOR 5.00 X 0 0 0 LAINA P BANKS DIRECTOR 8.00 X 0 0 0 LAINIE M DEBOER DIRECTOR 1.00 X 500 0 0 LANCE R TREPTOW DIRECTOR-AT-LARGE 1.00 X 900 0 0 LARRY G CLIFFORD DIRECTOR 2.00 X 0 0 0 LARRY LARSON DIRECTOR-AT-LARGE 1.00 X 0 0 0 LAUREL BETH CAPURRO-WACHTEL DIRECTOR 2.00 X 1200 0 0 LAWRENCE A LEMKE DIRECTOR 2.00 X 0 0 0 LAURENCE W JAYNES DIRECTOR 15.00 X 1800 0 0 LESLIE VAGNEUR LANGE HONORARY VICE PRESIDENT 5.00 X 4900 0 0 LLOYD BENOIT JR DIRECTOR EMERITUS 1.00 X 0 0 0 LORI PFAFF DIRECTOR-AT-LARGE 1.00 X 0 0 0 LORI S BUCHOLZ DIRECTOR 10.00 X 0 0 0 LORNE A WINTHER DIRECTOR 1.00 X 0 0 0 LUKE CASTLE DIRECTOR 7.00 X 0 0 0 LYLE LOVETT HONORARY VICE PRESIDENT 1.00 X 0 0 0 MARGARITA CHURCH DIRECTOR 4.00 X 0 0 0 MARGO LEA BALL DIRECTOR 4.00 X 0 0 0 MARILYN RANDALL DIRECTOR-AT-LARGE 4.00 X 2700 0 0 MARK DUNHAM DIRECTOR 1.00 X 0 0 0 MARKUS RENSING DIRECTOR 20.00 X 0 0 0 MARLENE R MONVOISIN DIRECTOR 4.00 X 0 0 0 MARNIE SOMERS DIRECTOR-AT-LARGE 5.00 X 0 0 0 MARTEN A CLARK PAST PRESIDENT 1.00 X 0 0 0 MARTY OAK SIMPER DIRECTOR 2.00 X 1000 0 0 MARY EBNET DIRECTOR 10.00 X 0 0 0 MARY HANNAGAN DIRECTOR 1.00 X 665 0 0 MATT R WITMAN DIRECTOR 2.00 X 0 0 0 MELANIE BURNS DIRECTOR 1.00 X 0 0 0 MELISSA HARGETT DUKES DIRECTOR 1.00 X 2000 0 0 MEREDITH 'PEG' EDMONDSON DIRECTOR EMERITUS 1.00 X 0 0 0 MICAH MCKINNEY DIRECTOR 10.00 X 0 0 0 MICHAEL D MURPHY DIRECTOR 4.00 X 0 0 0 MICHAEL JENNINGS DIRECTOR-AT-LARGE 1.00 X 0 0 0 MICHAEL L SWAIN DIRECTOR EMERITUS 2.00 X 0 0 0 MICHAELA KAYSER DIRECTOR 12.00 X 0 0 0 MICHEL H CLITES DIRECTOR 1.00 X 0 0 0 MICHELE PFENDER DIRECTOR 2.00 X 0 0 0 MICHELLE M FORNESS DIRECTOR 5.00 X 0 0 0 MIKE J PERKINS PAST PRESIDENT 1.00 X 363 0 0 NANCY A MARTIN DIRECTOR-AT-LARGE 1.00 X 0 0 0 NANCY CAHILL DIRECTOR 2.00 X 0 0 0 NARCISO FLORES DIRECTOR 15.00 X 0 0 0 NORMAN K LUBA DIRECTOR 5.00 X 0 0 0 P G PAWLEY-WILSON DIRECTOR-AT-LARGE 5.00 X 0 0 0 PARIS WIXON DIRECTOR-AT-LARGE 1.00 X 0 0 0 PAUL E BAILEY DIRECTOR 6.00 X 0 0 0 PAUL LINDSEY JR DIRECTOR-AT-LARGE 1.00 X 0 0 0 PAUL TREADWELL DIRECTOR 2.00 X 0 0 0 PETE A SCARMARDO DIRECTOR 1.00 X 0 0 0 PETER J COFRANCESCO III PAST PRESIDENT 1.00 X 0 0 0 R H STEVENS JR PAST PRESIDENT 8.00 X 0 0 0 RALPH G YOUNG DIRECTOR 1.00 X 0 0 0 RANDY RATLIFF DIRECTOR 3.00 X 0 0 0 RICHARD L HARRIS DIRECTOR-AT-LARGE 2.00 X 0 0 0 RICHARD SHIFFLER DIRECTOR 5.00 X 0 0 0 RICK ADKINS DIRECTOR 2.00 X 0 0 0 RICK BAILEY DIRECTOR 2.00 X 0 0 0 RICK C JOHNS PAST PRESIDENT 0.00 X 0 0 0 RICK CHAYER DIRECTOR 1.00 X 0 0 0 RICKY BORDIGNON DIRECTOR 5.00 X 0 0 0 ROB A BROWN DIRECTOR 1.00 X 0 0 0 ROB BROWN PAST PRESIDENT 1.00 X 0 0 0 ROBBIE RAINER DIRECTOR-AT-LARGE 1.00 X 0 0 0 ROBERT C NORRIS PAST PRESIDENT 1.00 X 0 0 0 ROGER ELDER DIRECTOR-AT-LARGE 2.00 X 750 0 0 RONALD D SMITH DIRECTOR 3.00 X 0 0 0 RONALD J HARTLEY DIRECTOR EMERITUS 10.00 X 0 0 0 ROSS ROARK DIRECTOR 15.00 X 0 0 0 RUTH J MCDONALD-GATES DIRECTOR 15.00 X 0 0 0 RUTH P DISMUKE-BLAKELY DIRECTOR 1.00 X 0 0 0 SAAD-EL-DIN HADJ-ABDOU DIRECTOR 10.00 X 0 0 0 SAM ROSE DIRECTOR 5.00 X 11600 0 0 SANDRA VAUGHN HONORARY VICE PRESIDENT 4.00 X 0 0 0 SARAH N KUNKLE DIRECTOR EMERITUS 5.00 X 0 0 0 SARAH SHOEMAKE DOLES DIRECTOR 2.00 X 0 0 0 SCOTT A MERRITT DIRECTOR-AT-LARGE 1.00 X 0 0 0 SCOTT R FLACH DIRECTOR 2.00 X 0 0 0 SCOTT R GILTNER DIRECTOR 2.00 X 0 0 0 SHAUN DULEY-GLOUDE DIRECTOR 1.00 X 0 0 0 SHAWN T MAGEE DIRECTOR 8.00 X 0 0 0 SHERRI A TEARNEY DIRECTOR 2.00 X 0 0 0 SID MILLER HONORARY VICE PRESIDENT 1.00 X 0 0 0 SKIP SALOME DIRECTOR EMERITUS 2.00 X 0 0 0 STARLET HUNT DIRECTOR 1.00 X 0 0 0 STEPHEN D FISCH DVM DIRECTOR 2.00 X 0 0 0 STEPHEN J KLEBERG PAST PRESIDENT 1.00 X 0 0 0 STEVE MEADOWS DIRECTOR 5.00 X 2000 0 0 STEVE SCHIESTEL DIRECTOR 1.00 X 0 0 0 STEVEN CLAY OSBORNE DVM DIRECTOR 15.00 X 0 0 0 STUART J SPROUSE DIRECTOR EMERITUS 1.00 X 0 0 0 SUE O HAGERTY DIRECTOR 1.00 X 0 0 0 SUZY JEANE DIRECTOR-AT-LARGE 1.00 X 0 0 0 THOMAS M DOWNING DIRECTOR 3.00 X 0 0 0 TOM BIVINS DIRECTOR 1.00 X 0 0 0 TOM MCBEATH DIRECTOR 5.00 X 0 0 0 TOM R LENZ DVM HONORARY VICE PRESIDENT 1.00 X 0 0 0 TOMMY HAYS DR DIRECTOR 1.00 X 0 0 0 TRAVIS DOBBS DIRECTOR 1.00 X 0 0 0 TYLER GRAHAM DIRECTOR 1.00 X 0 0 0 ULLRICH VEY DIRECTOR-AT-LARGE 2.00 X 0 0 0 VALERIE CLARK DIRECTOR 5.00 X 0 0 0 VAUGHN M COOK DIRECTOR-AT-LARGE 8.00 X 0 0 0 VINCENT P GENCO DIRECTOR 2.00 X 0 0 0 W A BURWASH DVM DIRECTOR 2.00 X 0 0 0 W MICHAEL JUNG DIRECTOR 2.00 X 0 0 0 W R 'ROSS' BRIGDEN DIRECTOR 1.00 X 0 0 0 WALT KNORPP DIRECTOR-AT-LARGE 4.00 X 0 0 0 WALTER FLETCHER PAST PRESIDENT 2.00 X 0 0 0 WANDA WATERS HONORARY VICE PRESIDENT 2.00 X 0 0 0 WAYNE HALVORSON DIRECTOR-AT-LARGE 5.00 X 0 0 0 WILLIAM CROUCH DIRECTOR EMERITUS (THROUGH DECEMBER 2014) 2.00 X 0 0 0 WILLARD B NORDICK DIRECTOR EMERITUS 1.00 X 0 0 0 WILLIAM R HORTON DIRECTOR 1.00 X 0 0 0 CRAIG HUFFHINES EXECUTIVE VICE PRESIDENT 55.00 5.00 X 0 0 0 TRENTON TAYLOR CHIEF OPERATING OFFICER & TREASURER 50.00 10.00 X 226789 0 19795 DONALD TREADWAY EVP (THROUGH MARCH 2015) & STRATEGIC PLANNING DIR 30.00 10.00 X 364188 0 20216 TOM PERSECHINO EXECUTIVE DIRECTOR OF COMPETITION AND BREED INTEGR 50.00 X 168881 0 10617 ROBERT PIERCE GENERAL COUNSEL 40.00 10.00 X 225957 0 22199 WILLIAM 'ALEX' ROSS SENIOR DIRECTOR OF JUDGES 40.00 X 224143 0 23591 PHIL JONES SENIOR DIRECTOR OF INFORMATION TECHNOLOGY 45.00 X 148391 0 25342 KAREN LATTA DIRECTOR OF MARKETING & PUBLICATION OPERATIONS 45.00 10.00 X 126520 0 9659 RICHARD BUCK SENIOR DIRECTOR OF RACING 40.00 X 110765 0 10526 1704293 0 141945 9 0 1 0 JOELLEN SULLIVAN 25051 W RIVER ROAD PERRYSBURG OH 43551 CONSULTING SERVICES 250000 SUPREME CLEANING 6500 STONEHAM AMARILLO TX 79109 CLEANING SERVICES 160309 ADSFACTORY 515 S HOFF EL RENO OK 73036 IT SERVICES 150187 MOSS ADAMS LLP 6565 AMERICAS PARKWAY NE SUITE 600 ALBUQUERQUE NM 87110 ACCOUNTING SERVICES 142771 4 277303 277303 SPONSORSHIP INCOME 541800 6789713 6789713 MEMBERSHIP INCOME 900099 6760542 6760542 CHAMPIONSHIP SHOWS 900099 6345534 6345534 REGISTRATIONS 900099 4692043 4692043 PUBLICATION ADVERTISIN 541800 3586172 1200 3584972 17240718 17240718 45414722 603034 603034 523 523 13200 0 13200 13200 9703 3497 12216156 10478269 1737887 1737887 1737887 1422100 788858 633242 633242 PARTNERSHIP INCOME 900099 -59857 -59857 PENSION PLAN ACTUARIAL 900099 -976933 -976933 -1036790 47643121 42462992 3594675 1308151 481638 6133874 674922 923532 10788085 937829 1223734 854714 138567 226071 108390 1174581 3359654 2260513 544394 555165 913168 201306 45894 1222040 387078 CHAMPIONSHIP SHOWS 3754975 RACING CHALLENGE 2580103 MAGAZINE 2040538 GENOTYPING 1852713 4228708 47612186 1974131 2642695 2138927 1744113 1654814 1575841 31935 15968 510184 693892 501378 512131 18821972 12200312 5924148 6621660 37134778 31468012 2318500 2565234 1600000 1543893 1558766 53732688 50998312 3622358 3286830 27937887 26437618 448832 331281 1291648 1029317 3533258 4018837 36833983 35103883 X 16898705 15894429 16898705 15894429 53732688 50998312 X 30935 -2417268 1382057 X 0 1 X 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 197529 197529 6827886 4671036 2156850 11796557 7529276 4267281 6621660 PARTNERSHIP INVESTMENTS 2565234 C 2565234 MINIMUM PENSION LIABILITY 4018837 4018837 X PART X, LINE 2: AQHA IS QUALIFIED UNDER SECTION 501 OF THE INTERNAL REVENUE CODE (IRC); THEREFORE, THE MAJORITY OF ITS INCOME IS EXEMPT FROM FEDERAL INCOME TAX UNDER THE PROVISIONS OF SECTION 501(C)(5). INCOME FROM CERTAIN OPERATIONS OF AQHA, PRIMARILY ADVERTISING IN ITS PUBLICATIONS, IS TAXABLE FOR FEDERAL INCOME TAX PURPOSES. FOR THE YEARS ENDED SEPTEMBER 30, 2015 AND 2014, AQHA DID NOT INCUR ANY FEDERAL INCOME TAX EXPENSE. ALL OTHER OPERATIONS OF AQHA ARE EXEMPT FROM FEDERAL INCOME TAX. AQHF CLAIMS EXEMPTION FROM FEDERAL INCOME TAXES UNDER SECTION 501(C)(3) OF THE IRC AND IS RECOGNIZED AS A PUBLIC CHARITY UNDER SECTION 509(A)(3) OF THE IRC. AQHA'S WHOLLY OWNED SUBSIDIARY RGP WAS CONVERTED TO A LIMITED LIABILITY COMPANY ON JUNE 3, 2014, AND IS THEREFORE CONSIDERED A DISREGARDED ENTITY FOR TAX PURPOSES AS SEPTEMBER 30, 2015 AND NOT SUBJECT TO ADDITIONAL TAX FILINGS PER THE IRC. FINANCIAL ACCOUNTING STANDARDS BOARD (FASB) PROVIDES GUIDANCE FOR HOW UNCERTAIN TAX POSITIONS SHOULD BE RECOGNIZED, MEASURED, DISCLOSED AND PRESENTED IN THE FINANCIAL STATEMENTS. THIS REQUIRES THE VALUATION OF TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN THE COURSE OF PREPARING THE ASSOCIATION'S TAX RETURN TO DETERMINE WHETHER THE TAX POSITIONS ARE "MORELIKELYTHANNOT" OF BEING SUSTAINED "WHEN CHALLENGED OR "WHEN EXAMINED" BY THE APPLICABLE TAX AUTHORITY. TAX POSITIONS NOT DEEMED TO MEET THE MORELIKELYTHANNOT THRESHOLD WOULD BE RECORDED AS A TAX BENEFIT OR EXPENSE AND LIABILITY IN THE CURRENT YEAR. MANAGEMENT HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN INCOME TAX POSITIONS. 1 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES BUSINESS PLAN 18369 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES BUSINESS PLAN 37719 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 0 PROGRAM SERVICES BUSINESS PLAN 235503 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES BUSINESS PLAN 7555 NORTH AMERICA (CANADA AND MEXICO) 0 0 PROGRAM SERVICES BUSINESS PLAN 87290 SOUTH AMERICA 0 0 PROGRAM SERVICES BUSINESS PLAN 75120 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES BUSINESS PLAN 5040 SOUTH AMERICA 0 0 PROGRAM SERVICES RACING CHALLENGE 320 NORTH AMERICA (CANADA AND MEXICO) 0 0 PROGRAM SERVICES RACING CHALLENGE 10412 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 0 PROGRAM SERVICES INCENTIVE FUND 26346 NORTH AMERICA (CANADA AND MEXICO) 0 0 PROGRAM SERVICES INCENTIVE FUND 115734 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES INCENTIVE FUND 411 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES ROOKIE OF THE YEAR 154 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES ROOKIE OF THE YEAR 769 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 0 PROGRAM SERVICES ROOKIE OF THE YEAR 5383 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES ROOKIE OF THE YEAR 154 SOUTH AMERICA 0 0 PROGRAM SERVICES ROOKIE OF THE YEAR 769 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES ROOKIE OF THE YEAR 154 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 0 PROGRAM SERVICES EUROPEAN CHAMPIONSHIP 45376 NORTH AMERICA (CANADA AND MEXICO) 0 0 PROGRAM SERVICES WORLD SHOW 29949 SOUTH AMERICA 0 0 PROGRAM SERVICES WORLD SHOW 9300 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES WORLD SHOW 4864 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 0 PROGRAM SERVICES WORLD SHOW 1998 SOUTH AMERICA 0 0 PROGRAM SERVICES LATIN AMERICAN CHAMPIONSHIP 24027 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 0 PROGRAM SERVICES YOUTH WORLD CUP 15164 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 0 PROGRAM SERVICES EQUITANA TRADE FAIR 14766 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 0 PROGRAM SERVICES AMERICANA 700 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 0 PROGRAM SERVICES HORSEMANSHIP CAMPS 38139 NORTH AMERICA (CANADA AND MEXICO) 0 0 PROGRAM SERVICES EAST NOVICE CHAMPIONSHIP 872 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES WEST NOVICE CHAMPIONSHIP 3029 0 0 0 0 0 0 466916 348470 815386 CENTRAL AMERICA AND THE CARIBBEAN BUSINESS PLAN 11322 CHECKS AND WIRES 7047 TRAVEL EXPENSE AND JUDGING FEES COST EAST ASIA AND THE PACIFIC BUSINESS PLAN 29823 CHECKS AND WIRES 7896 TRAVEL EXPENSE AND JUDGING FEES COST EUROPE (INCLUDING ICELAND AND GREENLAND) BUSINESS PLAN 15328 CHECKS AND WIRES 220176 TRAVEL EXPENSE AND JUDGING FEES COST MIDDLE EAST AND NORTH AFRICA BUSINESS PLAN 4657 CHECKS AND WIRES 2898 TRAVEL EXPENSE AND JUDGING FEES COST NORTH AMERICA (CANADA AND MEXICO) BUSINESS PLAN 27301 CHECKS AND WIRES 59989 TRAVEL EXPENSE AND JUDGING FEES COST SOUTH AMERICA BUSINESS PLAN 40182 CHECKS AND WIRES 34938 TRAVEL EXPENSE AND JUDGING FEES COST SUB-SAHARAN AFRICA BUSINESS PLAN 4256 CHECKS AND WIRES 784 TRAVEL EXPENSE AND JUDGING FEES COST EUROPE (INCLUDING ICELAND AND GREENLAND) INCENTIVE PLAN 6735 CHECKS AND WIRES NORTH AMERICA (CANADA AND MEXICO) INCENTIVE PLAN 6802 CHECKS AND WIRES NORTH AMERICA (CANADA AND MEXICO) WORLD SHOW 936 CHECKS AND WIRES 196 BUCKLES, JACKETS, TROPHIES, ETC. COST EAST ASIA AND THE PACIFIC WORLD SHOW 3274 CHECKS AND WIRES EUROPE (INCLUDING ICELAND AND GREENLAND) WORLD SHOW 596 CHECKS AND WIRES 36 32 WORLD SHOW NORTH AMERICA (CANADA AND MEXICO) 32 24829 CHECKS AND WIRES 3989 BUCKLES, JACKETS, TROPHIES, ETC. COST WORLD SHOW SOUTH AMERICA 9 4185 CHECKS AND WIRES 5115 BUCKLES, JACKETS, TROPHIES, ETC. COST WORLD SHOW EUROPE (INCLUDING ICELAND AND GREENLAND) 3 917 CHECKS AND WIRES 485 BUCKLES, JACKETS, TROPHIES, ETC. COST WORLD SHOW EAST ASIA AND THE PACIFIC 3 0 1591 BUCKLES, JACKETS, TROPHIES, ETC. COST INCENTIVE FUND EUROPE (INCLUDING ICELAND AND GREENLAND) 97 19611 CHECKS AND WIRES INCENTIVE FUND NORTH AMERICA (CANADA AND MEXICO) 251 108932 CHECKS AND WIRES INCENTIVE FUND EAST ASIA AND THE PACIFIC 1 411 CHECKS AND WIRES RACING CHALLENGE NORTH AMERICA (CANADA AND MEXICO) 17 8119 CHECKS AND WIRES RACING CHALLENGE SOUTH AMERICA 1 320 CHECKS AND WIRES ROOKIE OF THE YEAR CENTRAL AMERICA AND THE CARIBBEAN 1 154 BUCKLES COST ROOKIE OF THE YEAR EAST ASIA AND THE PACIFIC 5 769 BUCKLES COST ROOKIE OF THE YEAR EUROPE (INCLUDING ICELAND AND GREENLAND) 35 5383 BUCKLES COST ROOKIE OF THE YEAR MIDDLE EAST AND NORTH AFRICA 1 154 BUCKLES COST ROOKIE OF THE YEAR SOUTH AMERICA 5 769 BUCKLES COST ROOKIE OF THE YEAR SUB-SAHARAN AFRICA 1 154 BUCKLES COST EAST NOVICE CHAMPIONSHIP NORTH AMERICA (CANADA AND MEXICO) 5 0 872 BUCKLES, JACKETS, TROPHIES, ETC. COST WEST NOVICE CHAMPIONSHIP EAST ASIA AND THE PACIFIC 17 0 3029 BUCKLES, JACKETS, TROPHIES, ETC. COST 0 0 0 0 0 0 PART I, LINE 2: AQHA BUSINESS PLAN FUNDING - THE AMERICAN QUARTER HORSE ASSOCIATION PROVIDES FUNDING TO ITS INTERNATIONAL AFFILIATES BASED ON MEMBERSHIP AND HORSE POPULATION. THIS FUNDING IS USED FOR THE PROMOTION OF THE QUARTER HORSE IN THE AFFILIATE COUNTRY AND MUST BE ACCOUNTED FOR BY SENDING COPIES OF EXPENDITURES AND EXAMPLES OF PROMOTION. INCENTIVE FUND- IS A PROGRAM WHEREBY AQHA-NOMINATED SHOW PARTICIPANTS AND BREEDERS WIN CASH PRIZES BASED ON TOTAL POINTS ACCUMULATED DURING EACH SHOW YEAR. IN ORDER TO BE ELIGIBLE, BREEDERS MUST PAY NOMINATION FEES FOR THEIR STALLIONS AND FOALS. THE NOMINATION FEES AND THE RELATED INVESTMENT INCOME REPRESENT THE SOURCE OF FUNDS FOR THE CASH PRIZES AWARDED. NOMINATED STALLIONS AND FOALS ARE ELIGIBLE TO RECEIVE PAYMENTS FROM THE INCENTIVE FUND BASED ON TOTAL SHOW POINTS EARNED DURING THE PREVIOUS YEAR. RACING CHALLENGE PROGRAM - IS AN INCENTIVE-TYPE PROGRAM OPEN TO ALL REGISTERED AMERICAN QUARTER HORSE FOALS. THE RACING CHALLENGE RECEIVES FUNDS FROM INDIVIDUALS FOR THE NOMINATION OF THEIR HORSES. NOMINATIONS RECEIVED ARE USED TO SUPPLEMENT PURSE AWARDS AT CHALLENGE RACES AND ARE PAID TO THE NOMINATORS AND OWNERS AS BONUS AWARDS. RACE ENTRY FEES ARE RECEIVED FROM INDIVIDUALS TO ENTER A CHALLENGE RACE AND ARE ADDED TO THE PURSE AWARD. CORPORATE SPONSORS CONTRIBUTE FUNDS TO THE PURSE AWARDS AS WELL. WORLD SHOWS - THE WORLDS BEST AMERICAN QUARTER HORSES MEET EACH YEAR FOR THE CHANCE TO BECOME A WORLD CHAMPION AND SHARE IN CASH AND AWARDS. FROM HALTER TO REINING AND JUMPING TO TRAIL, THE FORD YOUTH WORLD SHOW IS HELD IN AUGUST AND THE AMATEUR AND OPEN AQHA WORLD CHAMPIONSHIP SHOW ARE HELD EACH NOVEMBER IN OKLAHOMA CITY. THE ADEQUAN SELECT SHOW IS HELD IN AUGUST IN AMARILLO AND THE ZOETIS VERSATILITY RANCH HORSE WORLD CHAMPIONSHIP IS HELD IN HOUSTON EACH MARCH. ENTRIES ARE BY INVITATION ONLY BASED UPON COMPETITION IN THE 2,400 APPROVED AQHA SHOWS. A PANEL OF JUDGES EVALUATES EACH CLASS TO DETERMINE THE BEST CHOICE FOR THE WORLD CHAMPION TITLE. EACH EVENT IS FOR THOSE WHO LOVE AND APPRECIATE THE ATHLETIC ABILITY AND BEAUTY OF THE AMERICAN QUARTER HORSE AND WANT TO SHOWCASE THE BEST IN EACH CLASS. SCHEDULE F, PART I, LINE 3 AMERICAN QUARTER HORSE ASSOCIATION REQUIRES THE USE OF QUERIES OF OUR ACCOUNTING SYSTEM TO IDENTIFY FOREIGN EXPENDITURES IN OUR FINANCIAL STATEMENTS REVEALING THE SOURCE AND GEOGRAPHIC ORIGIN OF THOSE EXPENDITURES. EXPENDITURES ARE BASED UPON THE ACCRUAL METHOD OF ACCOUNTING. 1 FRIENDS OF KINGS MTN STATE PARK 117 MICHAEL JAMES RD GAFFNEY SC 29340 264113234 501(C)(3) 6000 0 STEP PROGRAM GRANT SPORTSMAN LAKE DEVELOPMENT COMMISSION PO BOX 979 SEMINOLE OK 74818 736005421 5825 0 STEP PROGRAM GRANT MISSOURI QUARTER HORSE ASSN 801 DOC HENRY RD GREENWOOD MO 64034 431142390 501(C)(5) 10000 0 AFFILIATE ACHIEVEMENT AWARD GRANT DELAWARE QUARTER HORSE ASSOCIATION 5529 DOG KENNEL RD RHODESDALE MD 21659 510272690 501(C)(3) 10000 0 AFFILIATE ACHIEVEMENT AWARD GRANT WASHINGTON STATE QUARTER HORSE ASSN PO 1010 MCKENNA WA 98558 311467592 501(C)(5) 10000 0 AFFILIATE ACHIEVEMENT AWARD GRANT SAM HOUSTON STATE UNIVERSITY 1831 UNIVERSITY DRIVE HUNTSVILLE TX 77340 746001430 20000 0 HORSEMANSHIP GRANT LOUISIANA STATE UNIVERSITY OFFICE OF ACCOUNTING SERVICES BATON ROUGE LA 70803 726000848 115 12500 0 HORSEMANSHIP GRANT MIDDLE TENNESSEE STATE UNIVERSITY 1301 EAST MAIN STREET MURFREESBORO TN 37132 626005794 115 12500 0 HORSEMANSHIP GRANT KANSAS QUARTER HORSE RACING ASSOCIATION 19001 NALL AVE STILWELL KS 66085 480689151 501(C)(5) 15000 0 RACING COUNCIL GRANT FLORIDA QUARTER HORSE RACING ASSOCIATION 9085 MAGNOLIA HILL DR TALLAHASSEE FL 32309 432098089 501(C)(6) 47000 0 RACING COUNCIL GRANT RESEARCH MEDICATION AND TESTING CONSORTIUM 821 CORPORATE DRIVE LEXINGTON KY 40503 721559413 501(C)(3) 50000 0 EQUINE RESEARCH GRANT UNIVERSITY OF ARIZONA FND RTIP 1111 N CHERRY AVE TUCSON AZ 85271 866050388 501(C)(3) 6000 0 RACING COUNCIL SPONSORSHIP RACING OFFICIALS ACCREDITATION PROGRAM 821 CORPORATE DRIVE LEXINGTON KY 40503 204137857 501(C)(6) 10000 0 RACING COUNCIL CONTRIBUTION DEAN R & DARRELL L FREY 10770 VIA JACARA STANTON CA 90680 330514806 6785 0 RACE CHALLENGE CORNER K QUARTER HORSES LLC 3015 E JOYCE BLVD FAYETTEVILLE AR 72703 342429339 6851 0 RACE CHALLENGE BURNETT RANCHES LLC 801 CHERRY ST FORT WORTH TX 76102 261613545 11577 0 RACE CHALLENGE FRITZ LEEMAN 13900 KIMMENS RD SW MASSILLON OH 44647 800114031 9228 0 WORLD SHOW CHESTER W PRINCE 5411 WILLIS RD PALMETTO FL 34221 723939347 6997 0 WORLD SHOW GREGG LAFITTE 3838 OAK LAWN STE 500 DALLAS TX 75219 752949309 7091 820 COST BUCKLES, TROPHIES, JACKETS, ETC. WORLD SHOW W T WAGGONER ESTATE PO BOX 2130 VERNON TX 76385 750634500 5177 8132 COST BUCKLES, TROPHIES, JACKETS, ETC. WORLD SHOW EE RANCHES OF TEXAS INC PO BOX 802207 DALLAS TX 75380 752145083 9988 0 WORLD SHOW CENTER RANCH 3582 FM 811 CENTERVILLE TX 75833 260363099 8623 0 WORLD SHOW CHARLIE COLE & JASON MARTIN 11015 COLE RD PILOT POINT TX 76258 262136363 5779 590 COST BUCKLES, TROPHIES, JACKETS, ETC. WORLD SHOW ROGERS HEAVEN SENT RANCH 8526 E TANQUE VERDE RD TUCSON AZ 85749 460519722 5427 359 COST BUCKLES, TROPHIES, JACKETS, ETC. WORLD SHOW BELLE MEADE RANCH QH OWNERS 5469 NIWOT RD LONGMONT CO 80503 743187761 7894 180 COST BUCKLES, TROPHIES, JACKETS, ETC. WORLD SHOW RDJ QUARTER HORSES LLC 5280 NC HIGHWAY 127 TAYLORSVILLE NC 28681 203597322 11506 410 COST BUCKLES, TROPHIES, JACKETS, ETC. WORLD SHOW SILVER SPURS EQUINE 14445 E QUAIL TRACK RD SCOTTSDALE AZ 85262 203986003 12384 0 WORLD SHOW EE RANCHES INC PO BOX 829 WHITESBORO TX 76273 752145083 8084 359 COST BUCKLES, TROPHIES, JACKETS, ETC. WORLD SHOW COX TRINITY EQUINE LLC PO BOX 16606 LUBBOCK TX 79490 752432345 10060 0 WORLD SHOW CHARLOTTE FARMS INC PO BOX 27 ROSSTON TX 76263 431407249 12574 0 WORLD SHOW KNAPP QUARTER HORSE FARMS LC 26413 360TH ST VAN METER IA 50261 870541387 7382 410 COST BUCKLES, TROPHIES, JACKETS, ETC. WORLD SHOW CAPITAL QUARTER HORSES LLC 11320 SAINT JOHN RD PILOT POINT TX 76258 453327294 15390 410 COST BUCKLES, TROPHIES, JACKETS, ETC. WORLD SHOW ROCKIN' K REMUDA LLC 5025 COUNTY ROAD R DUMAS TX 79029 454970798 11747 0 WORLD SHOW AARON RANCH 5983 COUNTY ROAD 4400 COMMERCE TX 75428 272887518 5427 359 COST BUCKLES, TROPHIES, JACKETS, ETC. WORLD SHOW ROCKING J RANCH INC 1533 RANCHO AVE GLENDALE CA 91201 960463481 10659 590 COST BUCKLES, TROPHIES, JACKETS, ETC. WORLD SHOW DAROL OR KAREN RODROCK PO BOX 25390 OVERLAND PARK KS 66225 480959125 5104 0 INCENTIVE ROBBIE & JOAN SCHROEDER 6736 HIGHWAY 82 GAINESVILLE TX 76240 752963729 5835 0 INCENTIVE KENNETH & MARILYN MASTERSON 400 UNION DR SOMERVILLE TN 38068 621679726 8493 0 INCENTIVE BRICKHAM QUARTER HORSES LLC 3265 WALDEN LN OSHKOSH WI 54904 392032366 6796 0 INCENTIVE STANLEY OR SUSAN SCOTT LLC 10624 NW HIGHWAY 225A OCALA FL 34482 571144177 5497 0 INCENTIVE GALLOPING B RANCH LLC 3554 NE DEER CREEK RD TURNEY MO 64493 451762288 5656 0 INCENTIVE JEREMY PLONK PO BOX 41 MILNESVILLE PA 18239 261729812 8000 0 SPONSORSHIP AMERICAN QUARTER HORSE FOUNDATION PO BOX 32111 AMARILLO TX 79120 510187823 501(C)(3) 7059 0 MUSEUM OPERATIONS, EQUINE RESEARCH, YOUTH SCHOLARSHIPS RANCHO OSO RIO LLC 14241 E RIO VERDE DR SCOTTSDALE AZ 85262 061735243 5124 0 WORLD SHOW 7 38 WORLD SHOW 626 1513882 1823569 COST BUCKLES, SADDLES, TROPHIES RACING CHALLENGE 165 186743 0 INCENTIVE FUND 3213 1497592 0 AQHA PROMOTION AND SPONSORSHIP AWARDS 26691 9206 319842 COST BAGS, BLANKETS, CAPS, CERTIFICATES, JACKETS, PATCHES, PENS, RINGS, ETC. TEAM WRANGLER/CHAMPIONSHIP AND ROOKIE WINNERS 539 56500 338478 COST BUCKLES, TROPHIES, JACKETS, VESTS, ETC. VERSATILITY RANCH HORSE 20 48459 23216 COST BUCKLES, TROPHIES, ETC. EAST NOVICE CHAMPIONSHIP 364 23835 84517 COST BUCKLES, TROPHIES, ETC. WEST NOVICE CHAMPIONSHIP 346 21767 84881 COST BUCKLES, TROPHIES, ETC. CATTLE NOVICE CHAMPIONSHIP 95 12975 33412 COST BUCKLES, TROPHIES, ETC. WORLD CHAMPION RACE HORSE 1 10000 ALL AROUND AMATEUR 1 10000 ALL AROUND HIGH POINT JUNIOR 1 10000 ALL AROUND HIGH POINT SENIOR 1 10000 2014 ALL AROUND HIGH POINT 1 10000 2014 RESERVE ALL AROUND HIGH POINT 1 5000 PART I, LINE 2: AFFILIATE PROGRAM - AQHA HAS PARTNERSHIPS WITH LIKE-MINDED GRASSROOTS AMERICAN QUARTER HORSE ASSOCIATIONS TO HELP PROMOTE THE BENEFITS OF AMERICAN QUARTER HORSE INVOLVEMENT. THERE ARE 83 STATE/PROVINCIAL AQHA AFFILIATES REPRESENTING ALL FIFTY STATES AND SEVEN PROVINCES. IF AN ASSOCIATION HANDLES BOTH THE RACE AND SHOW SEGMENTS OF OUR INDUSTRY, THEN AQHA HAS ONLY ONE AFFILIATE IN THAT STATE OR PROVINCE. IN THE CASE WHERE THOSE SEGMENTS ARE REPRESENTED BY THEIR OWN ENTITY, THEN AQHA COULD HAVE TWO AFFILIATES IN THAT LOCATION. THE AFFILIATE/AQHA PARTNERSHIP WILL UNITE AMERICAN QUARTER HORSE OWNERS, DEVELOP AND PROVIDE BENEFICIAL SERVICES FOR ALL HORSE OWNERS THAT ENHANCE AND ENCOURAGE AMERICAN QUARTER HORSE OWNERSHIP AND PARTICIPATION. THE AFFILIATE/AQHA PARTNERSHIP WILL GENERATE GROWTH OF AFFILIATE MEMBERSHIP VIA THE EDUCATIONAL PROGRAMS, RECOGNITION, MONITORING PUBLIC POLICY, MARKETING, PROMOTION, AND PUBLICITY OF THE AMERICAN QUARTER HORSE. THE AFFILIATE/AQHA PARTNERSHIP WILL BE THE EFFECTIVE INDUSTRY VOICE SERVING ALL AQHA MEMBERS AND HORSE OWNERS AT THE LOCAL LEVEL WITH DIVERSE PROGRAMS THAT PROMOTE THE AMERICAN QUARTER HORSE. RACING COUNCIL GRANTS - IS A PROGRAM WHERE REQUESTS FOR GRANTS ARE SUBMITTED BY OUR STATE AFFILIATES FOR RACING PROMOTION INITIATIVE PURPOSES. GRANTS ARE REVIEWED AND APPROVED BY OUR RACING COUNCIL. INCENTIVE FUND - IS A PROGRAM WHEREBY AQHA-SANCTIONED SHOW PARTICIPANTS AND BREEDERS WIN CASH PRIZES BASED ON TOTAL POINTS ACCUMULATED DURING EACH SHOW YEAR. IN ORDER TO BE ELIGIBLE, BREEDERS MUST PAY NOMINATION FEES FOR THEIR STALLIONS AND FOALS. THE NOMINATION FEES AND THE RELATED INVESTMENT INCOME REPRESENT THE SOURCE OF FUNDS FOR THE CASH PRIZES AWARDED. NOMINATED STALLIONS AND FOALS ARE ELIGIBLE TO RECEIVE PAYMENTS FROM THE INCENTIVE FUND BASED ON TOTAL SHOW POINTS EARNED DURING THE PREVIOUS YEAR. RACING CHALLENGE PROGRAM - IS AN INCENTIVE-TYPE PROGRAM OPEN TO ALL REGISTERED AMERICAN QUARTER HORSE FOALS. THE RACING CHALLENGE RECEIVES FUNDS FROM INDIVIDUALS FOR THE NOMINATION OF THEIR HORSES. NOMINATIONS RECEIVED ARE USED TO SUPPLEMENT PURSE AWARDS AT CHALLENGE RACES AND ARE PAID TO THE NOMINATORS AND OWNERS AS BONUS AWARDS. RACE ENTRY FEES ARE RECEIVED FROM INDIVIDUALS TO ENTER A CHALLENGE RACE AND ARE ADDED TO THE PURSE AWARD. CORPORATE SPONSORS CONTRIBUTE FUNDS TO THE PURSE AWARDS AS WELL. HORSEMANSHIP GRANTS - EACH YEAR U.S. COLLEGE EQUESTRIAN TEAMS FILL OUT APPLICATIONS FOR GRANTS TO TRAVEL ABROAD AND TEACH HORSEMANSHIP SKILLS AND THE VALUE OR THE AMERICAN QUARTER HORSE BREED AS THE RIDE OF CHOICE. THE RECIPIENTS ARE SELECTED BASED UPON THEIR APPLICATION AND THEIR TEAM COMMITMENT TO HORSEMANSHIP. THE TEAMS THEN CONDUCT CLINICS IN VARIOUS EUROPEAN COUNTRIES PROMOTING THE WESTERN STYLE OF RIDING AND THE AMERICAN QUARTER HORSE. STEP OR STEWARDS FOR TRAILS, EDUCATION AND PARTNERSHIPS IS A PROGRAM UNDER AQHA'S WING THAT WAS FORMERLY KNOWN AS TRAIL TROTTERS. TRAIL TROTTERS WAS LAUNCHED IN NOVEMBER 2004 BY THE EQUESTRIAN LAND CONSERVATION RESOURCE IN PARTNERSHIP WITH THE NATIONAL FOREST FOUNDATION. THE IDEA WAS TO BUILD A PROGRAM THAT WOULD INCREASE PARTICIPATION IN TRAIL STEWARDSHIP AMONG EQUINE ENTHUSIASTS WHILE CASTING A POSITIVE LIGHT ON HORSEBACK RIDERS TO LAND MANAGERS AND OTHER TRAIL USERS. THIS PROGRAM PROMOTES EQUESTRIAN INVOLVEMENT IN THE RESTORATION, REPAIR, AND ESTABLISHMENT OF TRAILS AND TRAILHEADS ON NATIONAL TRAILS DAY, WHICH HAS BEEN HELD EVERY JUNE SINCE 1992 AND HAS BEEN EXPANDED TO INCLUDE THE ENTIRE MONTH OF JUNE IN CONJUNCTION WITH GREAT OUTDOORS MONTH. EQUESTRIAN GROUPS AND INDIVIDUALS ARE ENCOURAGED TO PARTICIPATE IN TRAIL MAINTENANCE AND RESTORATION PROJECTS. A NATIONAL STEWARDSHIP AWARD IS GIVEN EACH YEAR TO A GROUP OR ORGANIZATION WHOSE PROJECT PROVES COMMENDABLE THROUGH COMMUNITY INVOLVEMENT AND SUSTAINABILITY. WORLD SHOWS - THE WORLD'S BEST AMERICAN QUARTER HORSES MEET EACH YEAR FOR THE CHANCE TO BECOME A WORLD CHAMPION AND SHARE IN CASH AND AWARDS. FROM HALTER TO REINING AND JUMPING TO TRAIL, THE FORD YOUTH WORLD SHOW IS HELD IN AUGUST AND AMATEUR AND OPEN AQHA WORLD CHAMPIONSHIP SHOW ARE HELD EACH NOVEMBER IN OKLAHOMA CITY. THE ADEQUAN SELECT SHOW IS HELD IN AUGUST IN AMARILLO AND THE ZOETIS VERSATILITY RANCH HORSE WORLD CHAMPIONSHIP IS HELD IN HOUSTON EACH MARCH. ENTRIES ARE BY INVITATION ONLY BASED UPON COMPETITION IN THE 2,400 APPROVED AQHA SHOWS. A PANEL OF JUDGES EVALUATES EACH CLASS TO DETERMINE THE BEST CHOICE FOR THE WORLD CHAMPION TITLE. EACH EVENT IS FOR THOSE WHO LOVE AND APPRECIATE THE ATHLETIC ABILITY AND BEAUTY OF THE AMERICAN QUARTER HORSE AND WANT TO SHOWCASE THE BEST IN EACH CLASS. X X X X 1 1 X X X X 0 0 0 TRENTON TAYLOR CHIEF OPERATING OFFICER & TREASURER 210945 0 0 0 15844 0 0 0 19795 0 246584 0 0 0 DONALD TREADWAY EVP (THROUGH MARCH 2015) & STRATEGIC 298719 0 4346 0 61123 0 0 0 20216 0 384404 0 0 0 TOM PERSECHINO EXECUTIVE DIRECTOR OF COMPETITION AN 157606 0 0 0 11275 0 0 0 10617 0 179498 0 0 0 ROBERT PIERCE GENERAL COUNSEL 218864 0 0 0 7093 0 12128 0 10071 0 248156 0 0 0 WILLIAM 'ALEX' ROSS SENIOR DIRECTOR OF JUDGES 152761 0 10933 0 60449 0 10136 0 13455 0 247734 0 0 0 PHIL JONES SENIOR DIRECTOR OF INFORMATION TECHN 146082 0 0 0 2309 0 9323 0 16019 0 173733 0 0 0 PART I, LINE 1A FIRST-CLASS TRAVEL FOR EXECUTIVE COMMITTEE MEMBERS IS NOT REPORTED AS TAXABLE COMPENSATION AS THE ORGANIZATION UTILIZES UPGRADES THROUGH AIRLINE REWARD PROGRAMS AFTER PURCHASING COACH FARES. SPOUSAL TRAVEL IS OFFERED TO EXECUTIVE COMMITTEE MEMBERS ONLY. SPOUSES ARE REQUIRED TO ATTEND MEETINGS AND FUNCTIONS AND THEIR TIME IS DEDICATED TO ASSOCIATION ACTIVITIES WHILE TRAVELING, THEREFORE SPOUSAL TRAVEL IS NOT TAXABLE TO THE INDIVIDUAL. THE ORGANIZATION DOES REPORT TAX INDEMNIFICATIONS AND GROSS-UP PAYMENTS FOR ALEX ROSS AND DONALD TREADWAY AND DOES INCLUDE THEM IN TAXABLE COMPENSATION. THE ORGANIZATION PAYS FOR HEALTH/SOCIAL CLUB DUES FOR THE EVP AND INCLUDES IT IN HIS TAXABLE COMPENSATION. DONALD TREADWAY JR SPLIT DOLLAR LIFE INSURANCE AGREEMENT X 159680 15968 0 1 1 15968 FORM 990, PART VI, SECTION A, LINE 2 JIM HEIRD, EXECUTIVE COMMITTEE, AND ELEANOR GREEN, DIRECTOR, FAMILY RELATIONSHIP DIRK JONES, DIRECTOR-AT-LARGE, AND R.C. JONES, DIRECTOR-AT-LARGE, FAMILY RELATIONSHIP. JOHNE DOBBS, DIRECTOR-AT-LARGE, AND TRAVIS DOBBS, DIRECTOR, FAMILY RELATIONSHIP JIM J. SHOEMAKE, PAST PRESIDENT, AND SARAH SHOEMAKE-DOLLES, DIRECTOR, FAMILY RELATIONSHIP LAINA BANKS, DIRECTOR, AND KENNETH BANKS, DIRECTOR-AT-LARGE, FAMILY RELATIONSHIP EDWARD MCNELIS, DIRECTOR EMERITUS, AND LAINA AND KENNETH BANKS, DIRECTOR AND DIRECTOR EMERITUS, FAMILY RELATIONSHIP CHARLES GRAHAM, DIRECTOR-AT-LARGE, AND TYLER GRAHAM, DIRECTOR, FAMILY AND BUSINESS RELATIONSHIP ROB BROWN, PAST PRESIDENT, AND ROB A. BROWN, DIRECTOR, FAMILY RELATIONSHIP SARAH N. KUNKLE, DIRECTOR EMERITUS, AND JOHN B. KUNKLE, DIRECTOR, FAMILY RELATIONSHIP J. WADE ELLERBROEK, JR, DIRECTOR, AND WILLIAM HORTON, FAMILY AND BUSINESS RELATIONSHIP J. WADE ELLERBROEK, JR, DIRECTOR, AND GEORGA M. SUTTON, HONORARY VICE PRESIDENT, FAMILY RELATIONSHIP RALPH C. SEEKINS, EXECUTIVE COMMITTEE, AND BETH C. AUSTIN, DIRECTOR, FAMILY RELATIONSHIP PETE SCARMARDO, DIRECTOR, AND JOHNNY TROTTER, PAST PRESIDENT, BUSINESS RELATIONSHIP PETE SCARMARDO, DIRECTOR, AND JAMES ELLER III, DIRECTOR, BUSINESS RELATIONSHIP JOHNNY TROTTER, PAST PRESIDENT, AND JAMES ELLER III, DIRECTOR, BUSINESS RELATIONSHIP FORM 990, PART VI, SECTION A, LINE 6 THE AMERICAN QUARTER HORSE ASSOCIATION IS A NONPROFIT CORPORATION THAT IS COMPOSED OF OVER 260,000 MEMBERS WORLDWIDE. THE MEMBERS IN ATTENDANCE EACH HAVE A VOTE AT THE ANNUAL MEMBERSHIP MEETINGS. THESE MEMBERS ARE DIVIDED INTO GEOGRAPHICAL AREAS REPRESENTING STATES, PROVINCES, COUNTRIES, OR REGIONS. THESE MEMBERS ARE REPRESENTED ON THE BOARD OF DIRECTORS. THE TOTAL NUMBER OF ELECTED DIRECTORS IS 150. THE NUMBER OF DIRECTORS REPRESENTING AN AREA IS DETERMINED BY THE NUMBER OF REGISTERED AMERICAN QUARTER HORSES IN THEIR GEOGRAPHIC REGION. THE MEMBERS FROM EACH REGION ELECT THE DIRECTORS FROM THEIR REGION. THE MEMBERS APPROVE ALL DECISIONS OF THE BOARD OF DIRECTORS AND EXECUTIVE COMMITTEE AT THE ANNUAL MEETING. SEE SECTION II AND III OF THE BY-LAWS. FORM 990, PART VI, SECTION A, LINE 7A THE BOARD OF DIRECTORS IS COMPOSED OF ELECTED DIRECTORS, PAST PRESIDENTS, DIRECTORS EMERITI, DIRECTORS-AT-LARGE, HONORARY VICE PRESIDENTS, AND APPOINTED INTERNATIONAL DIRECTORS. ALL OF THESE HAVE VOTING RIGHTS ON THE BOARD OF DIRECTORS PROVIDED THEY ADHERE TO THE POLICIES TO MAINTAIN THEIR VOTING RIGHTS. THE BOARD OF DIRECTORS MEETS ANNUALLY AT THE ANNUAL MEMBERSHIP MEETING. THE BOARD OF DIRECTORS ELECTS THE EXECUTIVE COMMITTEE, WHICH HAS ALL RIGHTS OF THE BOARD OF DIRECTORS EXCEPT THE POWER TO CHANGE BY-LAWS AND ANY RULES PERTAINING TO THE REGISTRATION OF HORSES. THE EXECUTIVE COMMITTEE IS A FIVE-MEMBER COMMITTEE CONSISTING OF THE PRESIDENT, FIRST VICE PRESIDENT, SECOND VICE PRESIDENT, AND TWO MEMBERS. SEE SECTION IV AND V OF THE BY-LAWS. FORM 990, PART VI, SECTION A, LINE 7B THE DECISIONS OF THE EXECUTIVE COMMITTEE ARE APPROVED BY THE BOARD OF DIRECTORS. THE ACTIONS OF THE BOARD OF DIRECTORS ARE APPROVED BY THE MEMBERS AT THE ANNUAL MEMBERSHIP MEETING. FORM 990, PART VI, SECTION B, LINE 11 THE 990 IS COMPLETED WITH THE ASSISTANCE OF THE ACCOUNTING DEPARTMENT IN CONJUNCTION WITH THE TREASURER. THE 990 IS THEN REVIEWED BY THE TREASURER AND THE EXECUTIVE VICE PRESIDENT. THE BOARD OF DIRECTORS THROUGH THE EXECUTIVE COMMITTEE ALSO REVIEWS THE RETURN. AFTER FILING, THE 990 IS AVAILABLE TO ANYONE UPON REQUEST. FORM 990, PART VI, SECTION B, LINE 12C ALL BOARD MEMBERS, OFFICERS, KEY EMPLOYEES, AND HIGHLY COMPENSATED INDIVIDUALS ARE REQUIRED TO FILL OUT THE CONFLICT OF INTEREST STATEMENTS ON AN ANNUAL BASIS. ALL OF THESE RESPONSES ARE REVIEWED TO DETERMINE WHERE CONFLICTS MAY EXIST. IF A CONFLICT ARISES, THE BOARD MEMBER WITH SUCH CONFLICT WILL NOT BE ALLOWED TO VOTE ON THE TRANSACTION INVOLVED. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMMITTEE APPROVES COMPENSATION FOR ALL STAFF, INCLUDING THE EXECUTIVE VICE PRESIDENT, TREASURER, AND KEY EMPLOYEES. THEY HAVE COMPARABILITY DATA AVAILABLE TO REVIEW FOR BOTH NON-PROFIT AND FOR-PROFIT CORPORATIONS. THEY HAVE RECEIVED INDEPENDENT REVIEWS OF THE EXECUTIVE VICE PRESIDENT'S COMPENSATION IN THE PAST, BUT IT IS NOT DONE ON AN ANNUAL BASIS. THE DOCUMENTATION OF THEIR DECISIONS IS REFLECTED IN THE MINUTES OF THE EXECUTIVE COMMITTEE MEETINGS. THE COMPENSATION PROCESS WAS LAST DONE IN 2015. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS ARE PRINTED IN THE ANNUAL OFFICIAL HANDBOOK THAT IS AVAILABLE UPON REQUEST TO ALL MEMBERS AND IS POSTED ON THE AQHA WEBSITE. THE INFORMATION CAN ALSO BE DOWNLOADED THROUGH THE AQHA APP. THE CONFLICT OF INTEREST POLICY IS AVAILABLE TO THE PUBLIC UPON REQUEST. THE CONSOLIDATED AUDITED FINANCIAL STATEMENTS ARE PRESENTED TO THE MEMBERS AT THE ANNUAL MEETING AND THEN POSTED ON THE AQHA WEBSITE. IN ADDITION, EACH DIRECTOR RECEIVES QUARTERLY UNAUDITED FINANCIALS TO SHARE WITH THE MEMBERS THEY REPRESENT. FORM 990, PART VII- COMPENSATION BOARD OF DIRECTOR COMPENSATION AMOUNTS INCLUDE PRIZE MONEY AND COMPENSATION FOR OTHER SERVICES PROVIDED TO THE AMERICAN QUARTER HORSE ASSOCIATION IN THE NORMAL COURSE OF BUSINESS. FORM 990, PART XI, LINE 9: TO REFLECT NET ASSETS AT WHOLE, UNCONSOLIDATED AMOUNT 1,382,057. ROBIN GLENN PEDIGREES LLC PO BOX 200 AMARILLO TX 791680001 731557829 SEE PART VII TX 503266 2944517 AWARDS RECOGNITION CONCEPTS PO BOX 200 AMARILLO TX 791680001 473392191 SEE PART VII TX 0 0 AMERICAN QUARTER HORSE FOUNDATION PO BOX 32111 AMARILLO TX 79120 510187823 SEE PART VII TX 501(C)(3) LINE 11A, I AMERICAN QUARTER HORSE ASSOCIATION 1 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 AMOUNT LESS THAN 50K NOT REPORTABLE B AMERICAN QUARTER HORSE FOUNDATION C 277303 ACTUAL AMOUNT INCURRED FORM 990, SCHEDULE R, PART I, LINE 1(B), ROBIN GLENN PEDIGREES LLC SUPPORTS THE ACTIVITIES OF THE AMERICAN QUARTER HORSE ASSOCIATION BY PRODUCING SALE CATALOGS AND PEDIGREES FOR THE INDUSTRY'S PREMIER RACE SALES AND PERFORMANCE SALES, AS WELL AS ALL FACETS OF THE QUARTER HORSE PERFORMANCE INDUSTRY. IT ALSO MAINTAINS A LARGE DATABASE OF HORSE RECORDS. FORM 990, SCHEDULE R, PART I, LINE 2(B), AWARDS RECOGNITION CONCEPTS SUPPORTS THE ACTIVITIES OF THE AMERICAN QUARTER HORSE ASSOCIATION BY MANUFACTURING AWARDS FOR SHOWS AND EVENTS. ARC FILED TO ORGANIZE WITH THE STATE AS A DISREGARDED ENTITY ON FEBRUARY 13, 2015, BUT DID NOT OFFICIALLY OPERATE AS A SEPARATE ENTITY UNTIL OCTOBER 1, 2016. THEREFORE, THERE ARE NO ASSETS OR INCOME FOR ARC INCLUDED WITH THE BALANCE SHEET OR INCOME STATEMENT DURING THIS REPORTING PERIOD. FORM 990, SCHEDULE R, PART II, LINE 1(B) SUPPORT OF EDUCATIONAL PROJECTS OF INTEREST TO DEVOTEES OF THE QUARTER HORSE.