2016-07-25T14:38:48-05:00 2015-12-31 132550103 D'ARCANGELO & CO LLP 120 LOMOND COURT UTICA NY 135025950 990 2015-01-01 030500249 GRIFFISS INSTITUTE INC GRIF 3158381696 725 DAEDALIAN DRIVE ROME NY 13441 WILLIAM WOLF PRESIDENT 3158381696 2016-06-28 1 ROY A MILLER CPA P00633512 3157355216 2016-06-23 2015 2016-12-15 16:53:06Z WILLIAM WOLF 725 DAEDALIAN DRIVE ROME NY 13441 4150796 0 X WWW.GRIFFISSINSTITUTE.ORG X 2002 NY TO ADVANCE THE STUDY OF THE SECURITY AND VULNERABILITY OF PUBLIC AND PRIVATE INFORMATION SYSTEMS AND INFRASTRUCTURES. TO FACILITATE SCIENTIFIC RESEARCH FOR THE PURPOSE OF DEVELOPING APPLICATIONS USEFUL IN IMPROVING THE SECURITY OF SUCH SYSTEMS AND INFRASTRUCTURES AND TO DISSEMINATE INFORMATION ON AND CONDUCT SEMINARS, CONFERENCES, STUDY GROUPS, AND RESEARCH REGARDING SUCH ISSUES. 9 9 66 9 0 0 3310787 0 33254 4102095 438 0 42644 48701 3387123 4150796 0 0 0 0 891280 986426 0 0 0 2214849 3082490 3106129 4068916 280994 81880 1791582 1712190 899871 738599 891711 973591 X TO ADVANCE THE STUDY OF THE SECURITY AND VULNERABILITY OF PUBLIC AND PRIVATE INFORMATION SYSTEMS AND INFRASTRUCTURES. TO FACILITATE SCIENTIFIC RESEARCH FOR THE PURPOSE OF DEVELOPING APPLICATIONS USEFUL IN IMPROVING THE SECURITY OF SUCH SYSTEMS AND INFRASTRUCTURES AND TO DISSEMINATE INFORMATION ON AND CONDUCT SEMINARS, CONFERENCES, STUDY GROUPS, AND RESEARCH REGARDING SUCH ISSUES. 0 0 3557780 4150796 THE PRIMARY ROLE OF THE GI IS TO ADVOCATE AND FACILITATE THE CO-OPERATION OF PRIVATE INDUSTRY, ACADEMIA, AND GOVERNMENT IN DEVELOPING SOLUTIONS TO CRITICAL CYBER SECURITY PROBLEMS. 3557780 1 0 0 0 0 0 0 0 0 0 1 0 0 1 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 74 0 66 1 0 0 0 0 0 0 0 0 X 9 9 1 0 1 0 1 1 0 1 1 0 0 1 1 1 1 1 0 1 1 0 NY X MAUREEN CARNEY 3153380393 584 PHOENIX DRIVE ROME NY 13441 X WILLIAM R GRAY VICE CHAIR 1.00 X X 0 0 0 JOHN GRANIERO DIRECTOR 1.00 X X 0 0 0 SHIU-KAI CHIN DIRECTOR 1.00 X 0 0 0 STEVEN DIMEO TREASURER 1.00 X X 0 0 0 PATRICIA BASKINGER DIRECTOR 1.00 X 0 0 0 RAYMOND PHILO DIRECTOR 1.00 X 0 0 0 JOHN BAY DIRECTOR 1.00 X 0 0 0 GERARD CAPRARO CHAIRMAN 1.00 X X 0 0 0 JOHN MARSH DIRECTOR 1.00 X 0 0 0 0 0 0 0 0 0 0 GRIFFISS LOCAL DEVELOPMENT CORPORATION 584 PHONEIX DRIVE ROME NY 13441 OTHER CONTRACTUAL 365795 STARTUP STRATEGIES 175 N HARBOR DRIVE UNIT 1706 CHICAGO IL 60601 CONSULTANTS 274223 CYBER RESEARCH INSTITUTE INC 725 DAEDALIAN DRIVE ROME NY 13441 CONSULTANTS 205581 AIR FORCE ASSOCIATION 1501 LEE HIGHWAY ARLINGTON VA 22209 CONSULTANTS 150462 WASABI VENTURES LLC 725 DAEDALIAN DRIVE ROME NY 13441 CONSULTANTS 107143 6 GOVERNMENT CONTRACTS 541690 4066205 4066205 EDUCATIONAL PROGRAM 611110 34200 34200 FACILITY RENTAL 532000 1690 1690 4102095 OTHER REVENUE 900099 21926 21926 CHALLENGE COMPETITION 900099 15329 15329 SUPPORT SERVICES 900099 11446 11446 48701 4150796 4150796 0 0 805415 677131 128284 28996 24378 4618 67136 56443 10693 84879 71360 13519 7963 7963 5963 5963 114058 21317 92741 16535 16535 27411 27411 63704 63704 92689 85557 7132 13870 12686 1184 8496 8496 80203 80203 11271 11271 CONTRACTED SERVICES 2500372 2499978 394 DIRECT MATERIALS 76538 76538 BUSINESS EXPENSE 22042 22042 EDUCATIONAL PROGRAM 15207 15207 26168 17185 8983 4068916 3557780 511136 0 530139 302949 780101 908842 3164 8050 112694 89541 461334 205761 302053 255573 63431 147235 1791582 1712190 730614 600962 15000 169257 122637 899871 738599 X 891711 973591 891711 973591 1791582 1712190 81880 0 X X 0 1 X 1 1 1 X 1180302 1312016 1788236 3310787 4066205 11657546 1180302 1312016 1788236 3310787 4066205 11657546 11657546 91388 84254 42810 46816 50391 315659 11973205 516056 0.97360 0.95930 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: FACILITY RENTAL - 2011 AMOUNT: $ 56,508. 2012 AMOUNT: $ 20,677. 2013 AMOUNT: $ 4,378. 2014 AMOUNT: $ 4,172. 2015 AMOUNT: $ 1,690. INFORMATION ASSURANCE REVENUE - 2011 AMOUNT: $ 3,728. 2012 AMOUNT: $ 42,549. 2013 AMOUNT: $ 15,640. OTHER REVENUE - 2011 AMOUNT: $ 1,530. 2013 AMOUNT: $ 5,896. 2014 AMOUNT: $ 28,463. 2015 AMOUNT: $ 21,926. CHALLENGE COMPETITION - 2011 AMOUNT: $ 3,100. 2012 AMOUNT: $ 12,288. 2013 AMOUNT: $ 16,896. 2014 AMOUNT: $ 14,181. 2015 AMOUNT: $ 15,329. REIMBURSEMENTS AND REFUNDS - 2011 AMOUNT: $ 26,522. 2012 AMOUNT: $ 8,740. SUPPORT SERVICES - 2015 AMOUNT: $ 11,446. 415856 191383 224473 45478 14378 31100 255573 DUE FROM RELATED ORGANIZATIONS 147235 147235 COMPENSATED ABSENCES 14198 CAPITAL LEASE 93614 DUE TO RELATED ORGANIZATIONS 14825 122637 FORM 990, PART VI, SECTION A, LINE 2 TWO MEMBERS OF THE BOARD OF DIRECTORS ARE SIBLINGS. FORM 990, PART VI, SECTION A, LINE 4 THE CORPORATION MADE THE FOLLOWING SIGNIFICANT CHANGES TO ITS BYLAWS DURING 2015 TO COMPLY WITH THE REVITALIZATION ACT OF THE STATE OF NEW YORK NOT FOR PROFIT CORPORATION LAW: ARTICLE 1: ADDED DEFINITIONS FOR AFFILIATE, BOARD, CORPORATION, DIRECTOR, FINANCIAL INTEREST, INDEPENDENT AUDITOR, INDEPENDENT DIRECTOR, KEY EMPLOYEE, RELATED PARTY, RELATED PARTY TRANSACTION, RELATIVE, AND SUBSTATIAL FINANCIAL INTEREST. ARTICLE 2: THE CORPORATION SHALL HAVE ONE MEMBER AND MAY HAVE MORE THAN ONE MEMBER. ARTICLE 3: CHANGED THE GUIDELINES FOR THE ANNUAL MEETING, SPECIAL MEETINGS AND NOTICE OF MEETINGS AS WELL AS PROCEDURES REQUIRED FOR UNANIMOUS CONSENT. ARTICLE 4: CHANGED THE GUIDELINES FOR THE MEETINGS OF DIRECTORS AND CONFERENCE CALL MEETINGS AS WELL AS PROCEDURES REQUIRED FOR UNANIMOUS CONSENT. ARTICLE 6: ADDED PROCEDURES FOR AUTHORITY TO CONTRACT AND CONTRACTS WITH RELATED PARTIES. ARTICLE 10: ADDED GUIDELINES FOR ESTABLISHMENT AND PROCEDURES TO FOLLOW FOR AN AUDIT AND FINANCE COMMITTEE. FORM 990, PART VI, SECTION A, LINE 6 THE CORPORATION HAS MEMBERS THAT ESTABLISH, AND AMEND AS NECESSARY, THE CERTIFICATE OF INCORPORATION AND BYLAWS. NO DUES ARE REQUIRED OF ANY MEMBER OF THE CORPORATION. FORM 990, PART VI, SECTION A, LINE 7A MEMBERSHIP ELECTS THE BOARD OF DIRECTORS OF THE CORPORATION. FORM 990, PART VI, SECTION B, LINE 11 THE 990 WILL BE DISTRIBUTED IN DRAFT FORM VIA E-MAIL BEFORE THE BOARD MEETING. ONCE IT IS REVIEWED AT THE BOARD MEETING THE DIRECTORS WILL BE ASKED TO ACCEPT THE REPORT. FORM 990, PART VI, SECTION B, LINE 12C CONFLICTS ARE DOCUMENTED, KEPT ON FILE, AND REVIEWED FOR COMPLIANCE BY THE AUDIT AND FINANCE COMMITTEE ON AN AS NEEDED BASIS. FORM 990, PART VI, SECTION B, LINE 15 THE PROCESS FOR DETERMINING COMPENSATION FOR THE ORGANIZATIONS EXECUTIVE DIRECTOR IS DETERMINED BY THE MEMBERS OF THE BOARD. TO DETERMINE THE COMPENSATION FOR OTHER KEY EMPLOYEES, THE EXECUTIVE DIRECTOR REVIEWS SALARIES AND SALARY INCREASES WITH THE CHAIRMAN OF THE BOARD. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, FINANCIAL STATEMENTS, AND CONFLICT OF INTEREST POLICY AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XII, LINE 2C: THE CORPORATION ADOPTED AND ESTABLISHED PROCEDURES FOR AN AUDIT AND FINANCE COMMITTEE DURING 2015. CYBER RESEARCH INSTITUTE INC 725 DAEDALIAN DRIVE ROME NY 13341 463849987 PROVIDE SCIENTIFIC RESEARCH WITH AN EMPHASIS ON CYBER SECURITY NY 501(C)(3) GRIFFISS INSTITUTE INC 1 1 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 CYBER RESEARCH INSTITUTE INC A 50 PRIME RATE CYBER RESEARCH INSTITUTE INC M 205549 GOVT. CONTRACT