2016-07-28T13:23:46-05:00 2015-12-31 541029635 THOMPSON GREENSPON 4035 RIDGE TOP RD SUITE 700 FAIRFAX VA 22030 990 2015-01-01 131945157 HUDSON INSTITUTE INC HUDS 2029742400 1201 PENNSYLVANIA AVE NW NO 400 WASHINGTON DC 20004 JOHN WALTERS CHIEF OPERATING OFFICER 2029742400 2016-07-25 1 RICHARD D CASTRO CPA P00367721 7033858888 2015 2016-12-15 16:53:06Z X KENNETH R WEINSTEIN 1201 PENNSYLVANIA AVE NW NO 400 WASHINGTON DC 20004 31763627 0 X WWW.HUDSON.ORG X 1961 NY HUDSON INSTITUTE IS AN INDEPENDENT RESEARCH ORGANIZATION PROMOTING STRONG AND ENGAGED U.S. INTERNATIONAL LEADERSHIP IN PARTNERSHIP WITH OUR ALLIES. 12 12 55 180 0 0 11305549 18036772 729863 920546 1259296 1947508 956 -112616 13295664 20792210 1000 0 0 0 6041189 6226473 0 45000 854757 5267608 4711927 11309797 10983400 1985867 9808810 31985235 39904608 2782019 5015757 29203216 34888851 HUDSON INSTITUTE'S MISSION IS PRIMARILY TO PROMOTE AMERICAN LEADERSHIP AND GLOBAL ENGAGEMENT FOR A SECURE, FREE, AND PROSPEROUS FUTURE. 0 0 5666606 4084855 TO PROMOTE THE DISCUSSION AND EXCHANGE OF IDEAS ON ISSUESRELATED TO NATIONAL SECURITY, HUMAN RIGHTS, AND FOREIGN POLICY. (PLEASE SEE WWW.HUDSON.ORG FOR ADDITIONAL INFORMATION). 2651110 1665948 TO PROMOTE THE DISCUSSION AND EXCHANGE OF IDEAS ON ISSUES RELATED TO ECONOMICS AND DOMESTIC POLICY. (PLEASE SEE WWW.HUDSON.ORG FOR ADDITIONAL INFORMATION). 8317716 1 1 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 1 1 0 0 1 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 99 0 1 55 1 0 1 CJ EI 0 0 0 1 1 0 0 0 0 X 12 12 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AZ AR CA DC KY MD MA NH NY PA VA WA WI X KENNETH WEINSTEIN 2029742400 1201 PENNSYLVANIA AVE NW SUITE 400 WASHINGTON DC 20004 WALTER P STERN CHAIRMAN EMERITUS 1.00 X X 0 0 0 MARIE-JOSEE KRAVIS VICE CHAIR 1.00 X X 0 0 0 SARAH MAY STERN CHAIR 8.00 X X 0 0 0 THOMAS BARRY BOARD MEMBER 1.00 X 0 0 0 JEFFREY L BERENSON BOARD MEMBER 1.00 X 0 0 0 LINDEN S BLUE BOARD MEMBER 1.00 X 0 0 0 JACK DAVID BOARD MEMBER 1.00 X 0 0 0 ROBERT DUPUY BOARD MEMBER 1.00 X 0 0 0 LAWRENCE LEEDS BOARD MEMBER 1.00 X 0 0 0 YOJI OHASHI BOARD MEMBER 1.00 X 0 0 0 RUSSELL PENNOYER BOARD MEMBER 1.00 X 0 0 0 KENNETH R WEINSTEIN PRESIDENT AND CEO 50.00 X X 445628 0 31729 MARGARET WHITEHEAD BOARD MEMBER 1.00 X 0 0 0 LEWIS LIBBY SENIOR VICE PRESIDENT 50.00 X 337138 0 32389 JOHN P WALTERS CHIEF OPERATING OFFICER 50.00 X 416859 0 32928 CHRISTOPHER DEMUTH DISTINGUISHED FELLOW 50.00 X 202266 0 26450 HILLEL FRADKIN DIRECTOR, CENTER ON ISLAM AND DEMOCRACY 50.00 X 227274 0 28782 HERMAN ARTHUR SENIOR FELLOW 50.00 X 211771 0 7315 HUSAIN HAQQANI DIRECTOR SOUTH & CENTRAL ASIA 50.00 X 201403 0 20398 MICHAEL DORAN SENIOR FELLOW 50.00 X 226419 0 6919 2268758 0 186910 18 0 1 0 1015 15TH STREET INC LOWER LEVEL 100 1015 15TH STREET WASHINGTON DC 20005 OFFICE RENT 866874 MOI INC PO BOX 826500 PHILADELPHIA PA 19182 FURNITURE DEALER 618458 MARKETING VENTURES OF AMERICA INC 97501 FRANKLIN RIDGE ROAD CHAPEL HILL NC 27517 CONSULTANT 305956 GLOBAL PRINTING 3670 WHEELER AVE ALEXANDRIA VA 22304 PRINTING 180286 FOX ARCHITECTS 8484 WESTPARK DR SUITE 620 MCLEAN VA 22102 ARCHITECTS 176230 14 994854 17041918 10788634 18036772 INDEPENDENT RESEARCH 541900 920546 920546 920546 1999952 1999952 10734155 10786599 -52444 -52444 -52444 71225 994854 184818 -113593 -113593 BOOK & PUBLICATION SALES 511130 977 977 977 20792210 921523 0 1833915 X 1299363 967895 210497 120971 3554422 2647689 575816 330917 186507 138929 30214 17364 832432 620079 134854 77499 353749 263508 57307 32934 74468 55471 12064 6933 163260 121612 26448 15200 45000 45000 40269 29996 6524 3749 2012030 1532282 333239 146509 404713 304253 68169 32291 239205 194540 42308 2357 758334 564883 122850 70601 377927 297441 64687 15799 230984 262374 57061 -88451 126827 94473 20546 11808 43087 32096 6980 4011 PRINTING AND PUBLICATIO 203248 162205 35276 5767 PHOTOGRAPHY AND MEDIA S 37575 27990 6087 3498 10983400 8317716 1810927 854757 5718 5268 2415982 2221178 1885944 1574019 46548 697324 37012 162421 1306586 1098776 356621 207810 24265617 30392796 2971793 1373706 0 3270086 31985235 39904608 1244418 1886946 1087601 1090250 450000 0 0 2038561 2782019 5015757 X 25473598 28195485 3729618 6693366 29203216 34888851 31985235 39904608 9808810 -4123174 0 X X 0 1 X 1 0 X 3907886 13796319 12094778 11305549 18036772 59141304 3907886 13796319 12094778 11305549 18036772 59141304 27287963 31853341 126088 505622 734318 1157162 1999952 4523142 63664446 3302292 0.50030 0.61920 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 23135957 8094837 -2188833 1296798 27745163 22219452 2240936 904879 2229310 23135957 19930273 150405 3078799 940025 22219452 14917826 5094051 1437370 1518974 19930273 13333920 1166301 581771 164166 14917826 1.00000 0 0 766126 756475 9651 540460 342301 198159 207810 LEASEHOLD IMPROVEMENTS IN PROCESS 3270086 3270086 DEFERRED LEASEHOLD IMPROVEMENT ALLOWANCE 2038561 2038561 X 16843034 -4123174 -4123174 20966208 10820 -184818 -173998 20792210 11157399 184818 184818 10972581 10820 10820 10983401 PART V, LINE 4: HUDSON USES ITS ENDOWMENT FUNDS TO PROVIDE A PREDICTABLE STREAM OF REVENUE FOR OPERATIONS WHILE SEEKING TO MAINTAIN AND EXPAND THE PRINCIPAL. PART X, LINE 2: THE INSTITUTE HAS NO UNCERTAIN TAX POSITIONS THAT QUALIFY FOR EITHER RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. NO INTEREST AND PENALTIES HAVE BEEN RECORDED IN THE ACCOMPANYING FINANCIAL STATEMENTS RELATED TO UNCERTAIN TAX POSITIONS. PART XI, LINE 4B - OTHER ADJUSTMENTS: FUNDRAISING DINNER EXPENSES NETTED AGAINST REVENUES -184,818. PART XII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING DINNER EXPENSES NETTED AGAINST REVENUES 184,818. RUSSIA AND ITS NEIGHBORING STATES 0 1 PROGRAM SERVICES RESEARCH AND TEACHING ON GLOBAL SECURITY POLICY AND GEORGIAN CIVIL SOCIETY. 107410 0 1 0 0 0 1 107410 0 107410 0 0 0 0 0 0 X X X X X X X 1 ASTIC PRODUCTIONS 850 SEVENTH AVE PH-B NEW YORK NY 10019 MANAGEMENT OF GLA DINNER AND RELATED FUNDRAISING 0 1066079 45000 1021079 1066079 45000 1021079 AL AR CA CO CT DC FL GA IL KS KY MD MA MI MN MS MO NV NH NJ NM NY NC OH OK OR PA SC TN UT VA WA WV WI GLOBAL LEADERSHIP AWARDS DINNER 1066079 994854 71225 105929 123889 1066079 994854 71225 105929 123889 229818 -158593 FORM 990, SCHEDULE G CONTRACT STATES THAT HUDSON WILL REIMBURSE FUNDRAISER FOR REASONABLE AND DOCUMENTED EXPENSES. PAYMENTS FOR REIMBURSABLE EXPENSES IN 2015 TOTALED $1,723. X X X 0 0 0 0 0 0 0 1 0 KENNETH R WEINSTEIN PRESIDENT AND CEO 397185 0 48443 0 0 0 21200 0 10529 0 477357 0 0 0 LEWIS LIBBY SENIOR VICE PRESIDENT 337138 0 0 0 0 0 21200 0 11189 0 369527 0 0 0 JOHN P WALTERS CHIEF OPERATING OFFICER 416859 0 0 0 0 0 21200 0 11728 0 449787 0 0 0 CHRISTOPHER DEMUTH DISTINGUISHED FELLOW 202266 0 0 0 0 0 16000 0 10450 0 228716 0 0 0 HILLEL FRADKIN DIRECTOR, CENTER ON ISLAM AND DEMOCR 227274 0 0 0 0 0 18000 0 10782 0 256056 0 0 0 HERMAN ARTHUR SENIOR FELLOW 211771 0 0 0 0 0 0 0 7315 0 219086 0 0 0 HUSAIN HAQQANI DIRECTOR SOUTH & CENTRAL ASIA 201403 0 0 0 0 0 13333 0 7065 0 221801 0 0 0 MICHAEL DORAN SENIOR FELLOW 226419 0 0 0 0 0 0 0 6919 0 233338 0 0 0 PART I, LINE 7 THE EXECUTIVE COMMITTEE OF THE BOARD DETERMINES THE AMOUNTS OF THE BONUSES GIVEN EACH YEAR. X 28 10788634 STOCK QUOTE 0 0 1 PART I, LINE 32B: WELLS FARGO SELLS NON-CASH CONTRIBUTIONS OF PUBLICLY TRADED STOCK FOR HUDSON. FORM 990, PART VI, SECTION A, LINE 2 SARAH MAY STERN AND WALTER STERN HAVE A FAMILY RELATIONSHIP. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS REVIEWED IN DETAIL BY THE PRESIDENT, COO, AND DIRECTOR OF FINANCE, AND IT IS ALSO PROVIDED TO THE FULL BOARD BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY COVERS ALL MEMBERS OF THE BOARD AND ALL OFFICERS. COMPLIANCE WITH THE POLICY IS MONITORED BY THE CORPORATE SECRETARY WHO MAINTAINS THE DISCLOSURE FORMS. EACH YEAR, TRUSTEES AND CORPORATE OFFICERS ARE REQUIRED TO FILL OUT ANNUAL DISCLOSURE FORMS THAT ARE DESIGNED TO ELICIT POTENTIAL CONFLICTS OF INTEREST THAT MAY ARISE THROUGH DEALINGS OR RELATIONSHIPS WITH STAFF MEMBERS, TRUSTEES OR INSTITUTE VENDORS. THESE DISCLOSURES ARE REVIEWED BY THE CORPORATE SECRETARY, THE INSTITUTE PRESIDENT AND THE CHAIRMAN OF THE BOARD. THE BOARD CHAIRMAN REVIEWS EACH TRANSACTION TO COME BEFORE THE BOARD FOR POTENTIAL OR ACTUAL CONFLICTS OF INTEREST. BOARD MEMBERS ARE ASKED TO RECUSE THEMSELVES FROM ANY VOTES THAT MAY ENTAIL A CONFLICT OF INTEREST. FOR INSTANCE, A BOARD MEMBER WHO HANDLED A PORTION OF THE INSTITUTE'S HOLDINGS AS AN INVESTMENT MANAGER SERVED AS A NON-VOTING MEMBER OF THE INVESTMENT COMMITTEE. THOUGH HE TOOK PART IN COMMITTEE DELIBERATIONS, AND OFFERED ADVICE BASED ON DECADES OF EXPERIENCE, HE HAD NO VOTE ON INVESTMENT DECISIONS. THE IDENTIFIED CONFLICTS OF INTEREST AND APPROPRIATE RECUSALS ARE DOCUMENTED IN THE MINUTES OF EACH BOARD OR COMMITTEE MEETING. FORM 990, PART VI, SECTION B, LINE 15 THE PROCESS FOR DETERMINING COMPENSATION OF THE FOLLOWING PERSONS INCLUDES A REVIEW AND APPROVAL BY INDEPENDENT MEMBERS OF THE COMPENSATION COMMITTEE. COMPARABILITY DATA USED IN THE REVIEW PROCESS IS OBTAINED FROM THE FORM 990 OF OTHER ORGANIZATIONS. THE DELIBERATIONS AND DECISIONS ARE DOCUMENTED IN THE MINUTES OF THE BOARD. THE COMPENSATION DETERMINATION PROCESS APPLIES TO THE FOLLOWING OFFICES/POSITIONS AND THE MOST RECENT YEAR FOR WHICH THIS PROCESS WAS UNDERTAKEN FOR EACH IS IDENTIFIED: PRESIDENT AND CEO FEBRUARY 2016 CHIEF OPERATING OFFICER APRIL 2016 SENIOR VICE PRESIDENT OCTOBER 2014 FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G CONSULTANTS/SUBCONTRACTORS: PROGRAM SERVICE EXPENSES 1,532,282. MANAGEMENT AND GENERAL EXPENSES 333,239. FUNDRAISING EXPENSES 146,509. TOTAL EXPENSES 2,012,030. FORM 990 PART XII LINE 2C THE PROCESS HAS NOT CHANGED. HUDSON ANALYTICAL SERVICES INC 1015 15TH STREET NW SUITE 600 WASHINGTON DC 20005 351645201 RESEARCH NY C 1.00000 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0