2016-07-12T17:27:00-05:00 2015-08-31 420714325 RSM US LLP 501 NORTH 44TH STREET SUITE 300 PHOENIX AZ 850086586 990 2014-09-01 135265940 INSTITUTE FOR SUPPLY MANAGEMENT INST 4807526276 2055 E CENTENNIAL CIRCLE TEMPE AZ 85284 THOMAS DERRY OFFICER 4807526276 2016-07-12 1 BROOKE WILSON P01359686 6026366000 2014 2016-09-27 15:27:22Z THOMAS DERRY 2055 E CENTENNIAL CIRCLE TEMPE AZ 85284 17618141 0 X WWW.ISM.WS X 1915 NY WE ADVANCE THE PRACTICE OF SUPPLY CHAIN MANAGEMENT TO DRIVE VALUE AND COMPETITIVE ADVANTAGE AND CONTRIBUTE TO A PROSPEROUS, SUSTAINABLE WORLD. 12 11 75 900 307439 0 4248500 3432915 9168012 10435533 132919 4452 679238 764855 14228669 14637755 64881 82152 0 0 6179250 6432531 0 0 308896 7582188 7734541 13826319 14249224 402350 388531 12151774 12490922 3852760 4159477 8299014 8331445 X BY EXECUTING AND EXTENDING ITS MISSION THROUGH EDUCATION, RESEARCH, STANDARDS OF EXCELLENCE, INFLUENCE BUILDING AND INFORMATION DISSEMINATION - INCLUDING THE RENOWNED MONTHLY ISM REPORT ON BUSINESS - ISM CONTINUES TO EXTEND THE GLOBAL IMPACT OF SUPPLY MANAGEMENT. ISM IS A NOT-FOR-PROFIT MEMBERSHIP ASSOCIATION SERVING MORE THAN 45,000 SUPPLY MANAGEMENT PROFESSIONALS IN 75 COUNTRIES. ISM OFFERS CREDENTIALING TO PROFESSIONALS AROUND THE WORLD WITH THE CERTIFIED PROFESSIONAL IN SUPPLY MANAGEMENT (CPSM) QUALIFICATION. 0 0 2818172 2973550 CONFERENCES: ISM HELD THE 100TH ANNUAL INT'L SUPPLY MANAGEMENT CONFERENCE & EDUCATIONAL EXHIBIT IN PHOENIX, AZ. CLOSE TO 2000 SUPPLY MANAGEMENT PROFESSIONALS ATTENDED THE 3 DAY EVENT WHICH INCLUDED OVER 150 BOOTHS IN THE EDUCATIONAL EXHIBIT. OTHER CONFERENCES HELD BY ISM INCLUDED SERVICES/INDIRECT CONFERENCE, WOMEN'S EXECUTIVE SUPPLY MANAGEMENT SUMMIT, BLACK EXECUTIVE SUPPLY MANAGEMENT SUMMIT, HISPANIC EXECUTIVE SUPPLY MANAGEMENT SUMMIT, RISK MANAGEMENT CONFERENCE AND THE METRICS CONFERENCE. THESE ADDITIONAL CONFERENCES WERE ATTENDED BY BETWEEN 50 TO 300 SUPPLY MANAGEMENT PROFESSIONALS EACH. 1407666 1705581 CAPS RESEARCH, AFFILIATED WITH ISM AND THE ARIZONA STATE UNIVERSITY'S W. P. CAREY SCHOOL OF BUSINESS, HAS THE MISSION TO EMPOWER SUPPLY CHAIN PROFESSIONALS WITH PROFOUND DISCOVERY, POWERFUL CONNECTIONS, AND CLEAR FORESIGHT. IN 2015, CAPS RESEARCH PUBLISHED MORE THAN 30 SPECIFIC STUDIES, INCLUDING BENCHMARKING REPORTS, CRITICAL ISSUES, AND RESEARCH PUBLICATIONS. IT HOSTED DOMESTIC AND INTERNATIONAL EXECUTIVE ROUNDTABLES, BEST PRACTICES WORKSHOPS, AND CRITICAL ISSUES EVENTS. 1628468 2727600 THE ISM CERTIFICATION PROGRAM WAS ESTABLISHED IN 1972 AND SINCE THAT TIME ISM HAS CERTIFIED NEARLY 60,000 PROFESSIONALS IN THE FIELD OF PURCHASING AND SUPPLY MANAGEMENT. CURRENTLY ISM OFFERS TWO CERTIFICATIONS: THE CERTIFIED PROFESSIONAL IN SUPPLY MANAGEMENT (CPSM) AND THE CERTIFIED PROFESSIONAL IN SUPPLIER DIVERSITY (CPSD). ISM HAS GRANTED OVER 13,000 CPSMS AND 400 CPSDS. ISM CONTINUES TO RECERTIFY HOLDERS OF THE CERTIFIED PURCHASING MANGER (C.P.M.) AND ACCREDITED PURCHASING PRACTITIONER (A.P.P.), MORE THAN 240,000 INDIVIDUALS HOLD THOSE CREDENTIALS. ISM'S CERTFICATION PROGRAMS ARE DEVELOPED TO MEASURE THE KNOWLEDGE, SKILLS AND ABILITIES THAT TODAY'S PROCUREMENT AND SUPPLY CHAIN PROFESSIONAL MUST POSSESS. 503172 82152 754537 EDUCATIONAL SUPPORT, DEVELOPMENT AND PRODUCTS 348920 CORPORATE DEVELOPMENT 679848 115121 VOLUNTEER AND ASSOCIATION GOVERNANCE 618717 918387 SEMINARS 363774 MEMBERSHIP DEVELOPMENT AND SUPPORT 587949 671026 NATIONAL GROUPS/FORUMS 125544 ACADEMIC ACTIVITIES 787093 376336 PUBLICATIONS 207400 REPORT ON BUSINESS/MARKET RESEARCH 4222417 82152 2835407 10076723 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 0 1 0 0 1 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 87 0 1 75 1 1 1 1 CH 0 0 0 0 0 0 0 0 X 12 11 0 0 0 0 1 1 1 1 1 0 1 1 1 1 1 1 1 0 1 1 1 0 AZ X SHERI GEORGE 4807526276 2055 E CENTENNIAL CIRCLE TEMPE AZ 85284 THOMAS W DERRY CEO JULY 2012-PRESENT 40.00 X X 388861 0 7553 THOMAS K LINTON 2014 BOARD CHAIR 1.00 X X 0 0 0 JOSEPH C BLACK JR 2014 DIRECTOR 1.00 X 0 0 0 KIMBERLY A BROWN 2014 DIRECTOR, 2015 DIRECTOR/TREASURER 1.00 X X 0 0 0 TIMOTHY R FIORE 2014 DIRECTOR/TREASURER 1.00 X X 0 0 0 NIK HIREMATH 2014/2015 DIRECTOR 1.00 X 0 0 0 JASON KWAN 2014/2015 DIRECTOR 1.00 X 0 0 0 LISA MARTIN 2014 DIRECTOR 1.00 X 0 0 0 JANICE DAVIS 2015 DIRECTOR 1.00 X 0 0 0 HANS MELOTTE 2014 DIRECTOR 2015 BOARD CHAIR 1.00 X X 0 0 0 STEVEN G MILLER 2014/2015 DIRECTOR 1.00 X 0 0 0 ANN OKA 2014/2015 DIRECTOR 1.00 X 0 0 0 RICHARD SPOOR 2014 DIRECTOR 1.00 X 0 0 0 R DAVID NELSON 2014 BOARD ADVISOR 1.00 X 0 0 0 TODD FISTER 2015 DIRECTOR 1.00 X 0 0 0 BEVERLY GASKIN 2015 DIRECTOR 1.00 X 0 0 0 CHRISTOPHER LEDGER 2015 DIRECTOR 1.00 X 0 0 0 MARIA LINDENBERG 2015 DIRECTOR 1.00 X 0 0 0 CHAE-UNG UM 2015 DIRECTOR 1.00 X 0 0 0 NORA P NEIBERGALL SR VP/SECRETARY 40.00 X 209171 0 32106 DEBORAH STANTON EXECUTIVE VICE PRESIDENT CAPS RESEARCH 40.00 X 148596 0 20617 SHERI GEORGE VP FINANCE AND ACCOUNTING 40.00 X 109906 0 20595 TONY CONANT CHIEF OPERATING OFFICER ISM 40.00 X 127679 0 17144 ML PECK SENIOR VICE PRESIDENT 40.00 X 134512 0 24195 PAUL LEE DIRECTOR ISM RESEARCH 40.00 X 109287 0 14089 1228012 0 136299 10 0 1 0 TIAA CREF PO BOX 933326 ATLANTA GA 31193 INVESTMENT SERVICES 728520 NCS PEARSON INC 13036 COLLECTION CTR DR CHICAGO IL 60693 CERTIFICATION TESTING CENTER SERVICES 431858 AV CONCEPTS INC 1917 W 1ST ST TEMPE AZ 85281 AV SERVICES 285161 MORT CRIM COMMUNICATIONS INC 155 W CONGRESS STE 501 DETROIT MI 48226 PUBLIC RELATIONS 258501 PRISMA GRAPHIC CORPORATION 2937 E BROADWAY RD PHOENIX AZ 85040 PRINTING SERVICES 208782 16 3432915 3432915 CONFERENCES 900099 2973550 2973550 CERTIFICATIONS 900099 1972471 1972471 CAPS PROGRAMS 900099 1705581 1705581 SEMINARS 900099 918387 918387 REPORT ON BUSINESS/MARKET RESEARC 900099 770406 770406 2095138 1787699 307439 10435533 2892243 2887791 4452 4452 4452 857450 92595 764855 764855 14637755 10892949 307439 4452 X 82152 82152 613031 467332 145699 4719256 3303487 1121623 294146 421225 314230 106995 381159 284341 96818 297860 222201 75659 141827 77408 64419 92541 92541 1644901 901358 743280 263 14757 1977 12780 394494 59359 334267 868 152634 87888 56382 8364 182936 182824 112 282853 2740 279680 433 557214 539239 13224 4751 1843814 1825458 18356 230944 19774 211170 106694 16643 90051 EQUIPMENT RENTAL 577453 470943 106510 PRINTING/PUBLICATIONS 506141 363661 142417 63 EXAM EXPENSES 446099 446099 POSTAGE/SHIPPING 381137 345915 35222 178102 61694 116400 8 14249224 10076723 3863605 308896 3788138 4804704 2902924 2781887 47741 22070 373617 504737 5066741 4580280 654939 486461 2740726 2658592 1643689 1232471 12151774 12490922 832175 1005680 3020585 3153797 3852760 4159477 X 5958183 6028474 2340831 2302971 8299014 8331445 12151774 12490922 388531 -356101 0 X X 0 1 X 1 0 X 3654865 3422598 3659770 4248500 3432915 18418648 11010925 10271622 10279364 9777015 10985544 52324470 14665790 13694220 13939134 14025515 14418459 70743118 0 0 0 70743118 1630 409 50 109 2198 1630 409 50 109 2198 14667420 13694629 13939184 14025624 14418459 70745316 1.00000 1.00000 0.00000 X 2548115 2360163 187952 595640 579979 15661 1922986 1640138 282848 486461 1000 F INVESTMENTS - CHALKSTREAM 1231471 F 1232471 X PART X, LINE 2: THE INSTITUTE ADOPTED THE ACCOUNTING STANDARD ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES (FASB ASC TOPIC 740-10), WHICH ADDRESSES THE DETERMINATION OF WHETHER TAX BENEFITS CLAIMED OR EXPECTED TO BE CLAIMED ON A TAX RETURN SHOULD BE RECORDED IN THE FINANCIAL STATEMENTS. UNDER THIS GUIDANCE, THE INSTITUTE MAY RECOGNIZE THE TAX BENEFIT FROM AN UNCERTAIN TAX POSITION ONLY IF IT IS MORE-LIKELY-THAN-NOT THAT THE TAX POSITION WILL BE SUSTAINED ON EXAMINATION BY TAXING AUTHORITIES, BASED ON THE TECHNICAL MERITS OF THE POSITION. THE TAX BENEFITS RECOGNIZED IN THE FINANCIAL STATEMENTS FROM SUCH A POSITION ARE MEASURED BASED ON THE LARGEST BENEFIT THAT HAS A GREATER THAN 50 PERCENT LIKELIHOOD OF BEING REALIZED UPON ULTIMATE SETTLEMENT. THE GUIDANCE ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES ALSO ADDRESSES DE-RECOGNITION, CLASSIFICATION, INTEREST AND PENALTIES ON INCOME TAXES, AND ACCOUNTING IN INTERIM PERIODS. MANAGEMENT EVALUATED THE INSTITUTE'S TAX POSITIONS AND CONCLUDED THAT THE INSTITUTE HAD TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE FINANCIAL STATEMENTS TO COMPLY WITH THE PROVISIONS OF THIS GUIDANCE. THE INSTITUTE FILES INCOME TAX RETURNS IN THE U.S. FEDERAL JURISDICTION. GENERALLY, THE INSTITUTE IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY THE U.S. FEDERAL, STATE OR LOCAL TAX AUTHORITIES FOR THE YEARS BEFORE 2011. EAST ASIA AND THE PACIFIC - 0 0 PROGRAM SERVICES CAPS AND EDUCATIONAL SUPPORT 37419 NORTH AMERICA - CANADA AND MEXICO, BUT 0 0 PROGRAM SERVICES CERTIFICATION, CONFERENCE, G&A, GROUP & FORUMS, PUBLICATIONS, ROB/MARKETING RESEARCH 21963 AFRICA 0 0 PROGRAM SERVICES CONFERENCE 2669 EUROPE 0 0 PROGRAM SERVICES ACADEMIC, CAPS, EDUCATIONAL SUPPORT, G&A 16617 0 0 0 0 0 0 78668 0 78668 0 0 1 0 0 0 1 2014 ISG SCLRSHP/ASU 3 3000 2014 ISG SCLRSHP/RUTGERS UNV 3 3000 2015 RICHTER SCHOLAR 6 30000 ASIALA/BAKER/STOWE 1 3000 BOHON/CARPENTER/WALBRDIGE 1 3000 CASE COMPETITION AWARDS 9 7000 DIVERSITY SUMMIT CASE COMP 4 4000 DIVERSITY SUMMIT FEB15 1 350 ESSAY COMP SCHOLARSHIP 12 12000 KLINE/PILLAY/BIENIEK 1 3000 SCHOLARSHIP BEST PAPER JSCM 1 1000 SCM ENDOWED SCHOLARSHIP/RUTGER 10 10000 WELLS FARGO SCHOLARSHIP 2 2000 WF BACK TO SCHOOL SCHOLARSHIP 1 1000 PART I, LINE 2: ISM MONITORS THE USE OF DOCTORAL GRANTS IN THE US BY ALLOCATING 50% OF THE GRANT UPON AWARD AND THE REMAINING 50% OF THE GRANT UPON COMPLETION OF THE GRANTEES DOCTORATE. X 1 1 X X X 0 0 0 0 0 0 0 1 0 THOMAS W DERRY CEO JULY 2012-PRESENT 325000 0 81250 0 -17389 0 0 0 7553 0 396414 0 0 0 NORA P NEIBERGALL SR VP/SECRETARY 182000 0 23500 0 3671 0 24660 0 7446 0 241277 0 0 0 DEBORAH STANTON EXECUTIVE VICE PRESIDENT CAPS RESEAR 135551 0 0 0 13045 0 16266 0 4351 0 169213 0 0 0 ML PECK SENIOR VICE PRESIDENT 120820 0 20550 0 -6858 0 16964 0 7231 0 158707 0 0 0 PART I, LINE 1A FIRST CLASS TRAVEL - TOM DERRY. FIRST CLASS TRAVEL IS NOT TREATED AS TAXABLE COMPENSATION. PART I, LINE 7 BONUSES ARE PAID TO TOM DERRY AS DECIDED BY A COMPENSATION COMMITTEE. BONUSES ARE PAID TO NORA NEIBERGALL BASED ON MEETING CERTAIN GOALS. FORM 990, PART VI, SECTION A, LINE 6 THE CLASSES OF MEMBERS WITH THE RIGHT TO ELECT MEMBERS OF THE GOVERNING BODY OR APPROVE SIGNIFICANT DECISIONS OF THE GOVERNING BODY ARE REGULAR MEMBERS, WHO BELONG TO BOTH THE NATIONAL AND AFFILIATE ORGANIZATIONS, AND DIRECT MEMBERS, WHO BELONG TO THE NATIONAL ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 7A REGULAR MEMBERS WHO BELONG TO BOTH THE NATIONAL AND AFFILIATE ORGANIZATIONS AND DIRECT MEMBERS WHO BELONG TO THE NATIONAL ORGANIZATION MAY ELECT MEMBERS OF THE GOVERNING BODY. THE NATURE OF THEIR VOTING RIGHTS IS DEFINED IN THE ORGANIZATION'S BYLAWS. FORM 990, PART VI, SECTION A, LINE 7B REGULAR AND DIRECT MEMBERS MUST APPROVE THE ELECTION OF THE GOVERNING BODY AND ANY CHANGES TO THE ORGANIZATION'S BYLAWS. THE NATURE OF THEIR VOTING RIGHTS IS DEFINED IN THE ORGANIZATION'S BYLAWS. FORM 990, PART VI, SECTION B, LINE 11 THE ORGANIZATION'S VP OF FINANCE, CEO AND BOARD OF DIRECTORS REVIEW THE RETURN BEFORE FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C OFFICERS AND KEY EMPLOYEES ARE REQUIRED TO SIGN A CONFLICT OF INTEREST AGREEMENT/DISCLOSURE EVERY YEAR. FORM 990, PART VI, SECTION B, LINE 15 THE CEO'S CONTRACT IS REVIEWED BY THE BOARD'S COMPENSATION COMMITTEE USING COMPARABILITY DATA. THE REVIEW, DISCUSSION, AND DECISION ARE RECORDED. IN ADDITION, IN THE FISCAL YEAR, THE BOARD UTILIZED AN INDEPENDENT COMPENSATION CONSULTANT TO REVIEW THE CEO'S COMPENSATION. ALL OTHER POSITIONS WITH THE COMPANY ARE BENCHMARKED EVERY 3 YEARS. FORM 990, PART VI, SECTION C, LINE 19 ISM'S GOVERNING DOCUMENTS AND THE ANNUAL REPORT WHICH CONTAINS FINANCIAL STATEMENTS ARE AVAILABLE ONLINE AT WWW.ISM.WS. THE CONFLICT OF INTEREST POLICY AND FORM 990 ARE AVAILABLE UPON REQUEST. FORM 990, PART IX, LINE 11G OTHER PROFESSIONAL SERVICES: PROGRAM SERVICE EXPENSES 901,358. MANAGEMENT AND GENERAL EXPENSES 743,280. FUNDRAISING EXPENSES 263. TOTAL EXPENSES 1,644,901. FORM 990, PART XII, LINE 2C THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. ISM SERVICES INC 2055 E CENTENNIAL CIRCLE TEMPE AZ 85284 383857397 SUPPLY CHAIN MANAGEMENT CONSULTING AZ INSTITUTE FOR SUPPLY MANAGEMENT C 1.00000 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 ISM SERVICES INC O 177400 N/A