2016-05-13T14:30:43-05:00 2015-06-30 521855942 TATE AND TRYON 2021 L STREET NW SUITE 400 WASHINGTON DC 20036 990 2014-07-01 521219434 AMERICAN ACADEMY OF OTOLARYNGOLOGY - HEAD & NECK SURGERY FOUNDATION AMER 7038364444 1650 DIAGONAL ROAD ALEXANDRIA VA 22314 JAMES DENNENY III MD EVP/CEO 7038364444 2016-05-13 1 DEBORAH G KOSNETT P00290720 2022932200 2014 2016-08-17 19:52:53Z JAMES DENNENY III MD 1650 DIAGONAL ROAD ALEXANDRIA VA 22314 21798808 0 X WWW.ENTNET.ORG X 1981 DC ADVANCE THE ART & SCIENCE OF OTOLARYNGOLOGY-HEAD & NECK SURGERY THROUGH EDUCATION, RESEARCH AND TRAINING. 17 15 72 500 0 0 1079119 1300580 8774233 8292953 192712 273148 1289230 1335092 11335294 11201773 395889 580302 0 0 3949792 4056497 0 0 427494 6031527 4760569 10377208 9397368 958086 1804405 35642016 35956726 23036165 22399754 12605851 13556972 X ADVANCE THE ART & SCIENCE OF OTOLARYNGOLOGY-HEAD & NECK SURGERY THROUGH EDUC, RESEARCH & LEARNING 0 0 2409829 6937263 ANNUAL MEETING: THE AAO-HNSF ANNUAL MEETING & OTO EXPO IS THE WORLD'S MOST PRESTIGIOUS GATHERING OF OTOLARYNGOLOGIST-HEAD AND NECK SURGEONS. THE MEETING AND OTO EXPO IS ATTENDED BY OVER 6,000 GLOBAL PHYSICIANS, RESEARCHERS AND ALLIED HEALTH PROFESSIONALS WHO GATHER TO REVIEW THE LATEST RESEARCH, COLLABORATE WITH COLLEAGUES AND PARTICIPATE IN HUNDREDS OF HOURS OF OTOLARYNGOLOGY-HEAD AND NECK SPECIFIC CONTINUING MEDICAL EDUCATION. 2008578 68000 1355690 EDUCATION: THE FOUNDATION PRESENTS A WIDE RANGE OF EDUCATIONAL INITIATIVES AIMED AT INCREASING THE QUALITY OF PATIENT OUTCOMES THROUGH SUPPORTING KNOWLEDGEABLE, COMPETENT, AND PROFESSIONAL PHYSICIANS. THE FOUNDATION CURATES THE KNOWLEDGE BASE AND THEN CONDUCTS THE PLANNING AND PRODUCTION OF EDUCATIONAL ACTIVITIES FOR THE SPECIALTY AS WELL AS OUTREACH EFFORTS FOR NON-OTOLARYNGOLOGIST PHYSICIANS AND ALLIED HEALTH PROFESSIONALS. EDUCATION IS CONDUCTED THROUGH LIVE EVENTS, SUBSCRIPTION PRODUCTS, ONLINE ACTIVITIES, PRINT AND E-PUBLICATIONS AND MOBILE APPLICATIONS. 1315894 GUIDELINES AND QUALITY IMPROVEMENT: THROUGH THE DEVELOPMENT OF EVIDENCE-BASED GUIDANCE THAT IS UPDATED AND REFINED BASED ON FEEDBACK FROM OUR CURRENT PRACTICE DATA, WE EMPOWER PHYSICIANS TO PROVIDE THE BEST PATIENT CARE. 986355 512302 RESEARCH: PROMOTE RESEARCH IN CURRENT TOPICS IN OTOLARYNGOLOGY AND ADMINISTER A RESEARCH GRANT PROGRAM FOR RESIDENTS AND PRACTITIONERS. 306351 COMMUNICATIONS: PUBLICATIONS OF OTOLARYNGOLOGY HEAD AND NECK SURGERY, THE LATEST PEER-REVIEWED ARTICLES, LITERATURE REVIEWS, AND CASE REPORTS ON DEVELOPMENTS IN THE TREATMENT OF THE EAR, NOSE, THROAT, AND RELATED STRUCTURES OF THE HEAD AND NECK. SPECIAL SUPPLEMENTS INCLUDE CLINICAL PRACTICE GUIDELINES AND OTHER TOPICS. 1292706 512302 7027007 1 1 0 0 0 0 0 0 0 1 1 0 0 1 1 0 0 1 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 1 77 0 1 72 1 0 0 0 0 0 0 0 0 0 0 X 17 15 0 0 0 0 1 1 1 1 1 0 0 1 1 0 1 1 1 1 0 0 AL AK AZ AR CA CO CT DC FL GA HI IL KS KY ME MD MA MI MN MS MO NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI X CARRIE HANLON SR DIR FIN OPS 7038364444 1650 DIAGONAL ROAD ALEXANDRIA VA 22314 GAYLE S WOODSON MD PRESIDENT 5.00 5.00 X X 0 0 0 SUJANA CHANDRASEKHAR MD PRESIDENT-ELECT 5.00 5.00 X X 0 0 0 RICHARD W WAGUESPACK MD IMMED. PAST PRESIDENT 5.00 5.00 X 18750 18750 0 JAMES L NETTERVILLE MD IMMED. PAST PRESIDENT (JUL 5.00 5.00 X 0 0 0 J GAVIN SETZEN MD SECRETARY-TREASURER 5.00 5.00 X X 0 0 0 PETER ABRAMSON MD CHAIR - BOG (JUL-SEPT) 5.00 5.00 X 0 9000 0 WENDY B STERN MD CHAIR - BOG 5.00 5.00 X 0 3000 0 DAVID R EDELSTEIN MD CHAIR ELECT - BOG 5.00 5.00 X 0 0 0 JERRY SCHREIBSTEIN MD AT-LARGE DIRECTOR (JUL-SEPT) 5.00 5.00 X 0 0 0 BRADLEY MARPLE MD AT-LARGE DIRECTOR (JUL-SEPT) 5.00 5.00 X 0 0 0 MICHAEL G STEWART MD AT-LARGE DIRECTOR 5.00 5.00 X 0 0 0 PAUL T FASS MD AT-LARGE DIRECTOR 5.00 5.00 X 0 0 0 KAREN T PITMAN MD AT-LARGE DIRECTOR 5.00 5.00 X 0 0 0 MICHAEL D SEIDMAN MD AT-LARGE DIRECTOR 5.00 5.00 X 0 0 0 JAY S YOUNGERMAN MD AT-LARGE DIRECTOR 5.00 5.00 X 0 0 0 CAROL R BRADFORD MD AT-LARGE DIRECTOR 5.00 5.00 X 0 0 0 DUANE J TAYLOR MD AT-LARGE DIRECTOR 5.00 5.00 X 0 0 0 KATHLEEN I YAREMCHUK MD AT-LARGE DIRECTOR, CHAIR-ELECT, SSAC 5.00 5.00 X 0 0 0 RICHARD M ROSENFELD MD CHAIR, SSAC 5.00 5.00 X 37500 0 0 DAVID R NIELSEN MD CEO (OUTGOING) 20.00 20.00 X X 246599 246599 79536 JAMES C DENNENY III MD CEO (INCOMING) 20.00 20.00 X 19101 19101 1452 BRENDA S HARGETT COO 20.00 20.00 X 147376 147376 43652 MARY PAT CORNETT SR. DIR., MTGS & EDUC 40.00 0.00 X 187564 0 29485 JEAN M BRERETON SR. DIR., RESH. QI & HLTH POLICY 24.00 16.00 X 110745 73830 25035 PAMELA S WOOD SR. DIR., HR & FACILITIES 20.00 20.00 X 76582 76582 22000 MICHAEL A ROBEY SR. DIR., IT 20.00 20.00 X 76391 76391 15108 CARRIE L HANLON SR. DIR., FIN. OPS. 20.00 20.00 X 71368 71368 20938 KATHERINE E LEWIS SR. DIR., COMMUNICATIONS 2.00 38.00 X 6984 132698 20566 RONALD F SALLERSON SR. DIR., DEVELOPMENT 28.00 12.00 X 89580 38391 26569 1088540 913086 284341 6 0 1 0 ACT PO BOX 4072 IOWA CITY IA 52243 TESTING/GRADING SERVICES 595537 DESIGN DATA 610 PROFESSIONAL DRIVE GAITHERSBURG MD 20879 IT SERVICES 479266 PSAV NATIONAL OPERATIONS 23918 NETWORK PLACE CHICAGO IL 60673 A/V SERVICES 402201 SAGE PUBLICATIONS INC 2355 TELLER RD THOUSAND OAKS CA 91320 JOURNAL PRINTING 274041 SOCIAL DRIVER 1030 15TH ST NW STE 105 WASHINGTON DC 20005 WEB DESIGN/CONSULTANT 202486 12 1300580 1300580 MEETINGS 900099 6937263 6937263 PRODUCT SALES 900099 1355690 1355690 8292953 265877 265877 1212932 1212932 147875 128871 19004 19004 19004 10475435 10468164 7271 7271 7271 OTHER REVENUE 900099 103156 103156 103156 11201773 8292953 0 1608240 580302 580302 878235 590211 257746 30278 2492772 1628054 773972 90746 189071 121776 60073 7222 275755 183288 72552 19915 220664 142124 70111 8429 81746 81746 23115 16544 5156 1415 6219 4451 1387 381 874962 872674 2013 275 1199872 811216 292096 96560 290091 207627 64704 17760 281132 178396 80610 22126 278010 227900 40155 9955 1228190 1114920 18818 94452 342734 245305 76446 20983 95547 54221 36688 4638 58951 47998 8594 2359 9397368 7027007 1942867 427494 10680233 5155361 864769 639633 90582 908 285524 390608 15773672 3572256 12541504 12201416 7753078 14362920 3426326 3205880 35642016 35956726 1410130 1364626 4352143 3961451 17273892 17073677 23036165 22399754 X 6072208 7137784 2396874 1921390 4136769 4497798 12605851 13556972 35642016 35956726 X 1804405 -558043 -295241 X X 0 1 X 1 0 X 2584943 1645575 1189516 1079119 1300580 7799733 2584943 1645575 1189516 1079119 1300580 7799733 7799733 1685387 1892469 1691995 1390442 1626684 8286977 28132 73467 55207 227125 103155 487086 16573796 41268395 0.47060 0.47840 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 5466996 398224 -161721 198158 5505341 4877097 292134 416715 118950 5466996 4304489 329640 286073 43105 4877097 4032387 234350 14458 145616 4304489 2491184 1057410 502182 56856 4032387 0.00000 0.81700 0.18300 0 0 2327631 2327631 10658047 1741549 8916498 1117764 671158 446606 1670230 1159549 510681 12201416 DUE FROM ACADEMY 2203260 LIFE INSURANCE POLICIES 397001 BOND ISSUANCE COSTS 260443 RESTRICTED CASH 345176 3205880 INTEREST RATE SWAP 3356362 BONDS PAYABLE 13680000 OBLIGATIONS UNDER CAPITAL LEASES 37315 17073677 10477360 -558043 -166370 -724413 11201773 0 11201773 9526239 128871 128871 9397368 0 9397368 PART V, LINE 4: THE HAL FOSTER ENDOWMENT IS THE UMBRELLA FOR ALL OF THE FOUNDATION'S PERMANENTLY RESTRICTED FUNDS; IT INCLUDES FUNDS FOR GENERAL RESEARCH PROJECTS, AS WELL AS SPECIFIC DONOR-FUNDED PROJECTS. PART XI, LINE 2D - OTHER ADJUSTMENTS: LOSS ON INTEREST RATE SWAP -295,241. RENTAL EXPENSE REPORTED ON PART VIII 128,871. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSE REPORTED ON PART VIII 128,871. 1 CORE RESEARCH GRANTS 39 512302 TRAVEL AWARDS 55 54000 OTHER GRANTS 12 14000 PART I, LINE 2: THE CENTRALIZED OTOLARYNGOLOGY RESEARCH EFFORT (CORE) GRANT PROGRAM USES THE PROPOSAL CENTRAL GRANTS MANAGEMENT SOFTWARE TO MANAGE THE AAO-HNS RESEARCH GRANTEES AND THOSE OF THE PARTICIPATING SPECIALTY SOCIETIES. ONCE EACH GRANTEE IS SELECTED TO RECEIVE FUNDING, A NOTIFICATION LETTER IS SENT ALONG WITH A TERMS AND CONDITIONS CONTRACT. ALL GRANTEES ARE REQUIRED TO SUBMIT A TERMS AND CONDITIONS CONTRACT, PRIOR TO ANY GRANTS FUNDS BEING RELEASED. THE CONTRACT STIPULATES THAT THE FUNDS WILL BE USED AS OUTLINED IN THEIR ORIGINAL GRANT PROPOSAL BUDGET. ANY DEVIATIONS FROM THE ORIGINAL BUDGET MUST BE APPROVED BY THE FUNDING ORGANIZATION. ALL GRANTEES ARE REQUIRED TO SUBMIT PROGRESS REPORTS EVERY 6-MONTHS, A FINAL PROGRESS REPORT (TO SHARE HOW THE FINDINGS WILL BE PRESENTED AND/OR PUBLISHED) AND A FINAL FINANCIAL REPORT WHICH OUTLINES THE USE OF THE FUNDS. IF THERE ARE UNEXPENDED FUNDS, THEY MUST BE RETURNED TO THE FUNDING ORGANIZATION. TRAVEL GRANTS ARE MONITORED THROUGH REVIEW OF ATTENDANCE RECORDS AT THE REALTED EVENT FOR WHICH THE TRAVEL GRANT WAS AWARDED. IN SOME CASES, REPORTS/ARTICLES ARE REQUIRED TO BE SUBMITTED DESICRIBING PARTICIPATION IN THE EVENT. OTHER GRANTS ARE MONITORED THROUGH REPORTING REQUIREMENTS SPECIFIC TO EACH GRANT. X 1 1 X X X X X 0 1 0 0 0 0 0 1 0 DAVID R NIELSEN MD CEO (OUTGOING) 246599 246599 0 0 0 0 29385 29385 11386 11386 287370 287370 0 0 BRENDA S HARGETT COO 147376 147376 0 0 0 0 13543 13543 9286 9286 170205 170205 0 0 MARY PAT CORNETT SR. DIR., MTGS & EDUC 187564 0 0 0 0 0 17318 0 14171 0 219053 0 0 0 JEAN M BRERETON SR. DIR., RESH. QI & HLTH POLICY 110745 73830 0 0 0 0 9965 6643 6259 4172 126969 84645 0 0 PAMELA S WOOD SR. DIR., HR & FACILITIES 76582 76582 0 0 0 0 6935 6935 5067 5067 88584 88584 0 0 MICHAEL A ROBEY SR. DIR., IT 76391 76391 0 0 0 0 3499 3499 5057 5057 84947 84947 0 0 CARRIE L HANLON SR. DIR., FIN. OPS. 71368 71368 0 0 0 0 6464 6464 5008 5008 82840 82840 0 0 KATHERINE E LEWIS SR. DIR., COMMUNICATIONS 6984 132698 0 0 0 0 630 11965 499 9476 8113 154139 0 0 RONALD F SALLERSON SR. DIR., DEVELOPMENT 89580 38391 0 0 0 0 8548 3663 11453 4909 109581 46963 0 0 PART I, LINE 1A THE EVP/CEO, THE PRESIDENT, AND THE PRESIDENT-ELECT ARE COMPENSATED FOR SPOUSAL TRAVEL WITH RESPECT TO ANNUAL MEETING EVENTS OR PRE-EVENTS. AMOUNTS ARE TREATED AS TAXABLE COMPENSATION TO THE RECIPIENTS. THERE WAS NO SPOUSAL TRAVEL DURING FISCAL YEAR 2014. PART I, LINE 4B DR. NIELSEN, 457F PLAN, $18,269 PART I, LINE 7 EACH YEAR THE ACADEMY AND FOUNDATION'S EVP/CEO IS ELIGIBLE FOR A PERFORMANCE-BASED BONUS UP TO, BUT NOT EXCEEDING, 8% OF HIS ANNUAL BASE SALARY, LESS TAXES AND WITHHOLDING. ANY BONUS AWARDED RESULTS FROM AN ANNUAL REVIEW AND FORMAL EVALUATION PROCESS, PERFORMED BY THE EXECUTIVE COMMITTEE, CHAIRED BY THE IMMEDIATE PAST PRESIDENT. A INDUSTRIAL DEVELOPMENT AUTHORITY OF THE CITY OF ALEXANDRIA 546001103 01530LAA8 2008-01-01 6310000 FINANCE COSTS OF HDQTRS BLDG 0 0 0 A 6310000 293915 6389 2008 0 0 1 1 A 0 0 0 0 0 0 0 A 0 0 0 0 1 1 BANK OF AMERICA 2038.500000000000 1 0 0 0 0 A 0 FORM 990, PART VI, SECTION A, LINE 1 THE FOUNDATION HAS AN EXECUTIVE COMMITTEE, WHICH CONSISTS OF THE PRESIDENT, THE MOST RECENT LIVING PAST PRESIDENT, THE PRESIDENT-ELECT, THE SECRETARY-TREASURER, THE CHAIR OF THE BOARD OF GOVERNORS OF AAO-HNS, AND TWO AT-LARGE DIRECTORS WHO ARE SERVING THE FOURTH AND FINAL YEAR OF THEIR TERM. THE EXECUTIVE COMMITTEE HAS, BETWEEN BOARD MEETINGS, ALL OF THE POWERS AND RESPONSIBILITIES CONFERRED UPON THE BOARD BY LAW, OR BY ITS BYLAWS, WITH RESPECT TO FOUNDATION OPERATIONS. THE EXECUTIVE COMMITTEE MAY REQUEST THAT THE BOARD BE CONVENED TO RATIFY ITS ACTIONS AND RECOMMENDATIONS. FORM 990, PART VI, SECTION A, LINE 6 THE FOUNDATION HAS ONE MEMBER, THE AMERICAN ACADEMY OF OTOLARYNGOLOGY, HEAD AND NECK SURGERY, INC. FORM 990, PART VI, SECTION A, LINE 7A THE FOUNDATION'S BYLAWS SPECIFY THAT ITS BOARD MEMBERS MUST CONSIST OF MEMBERS OF THE BOARD OF ITS SOLE MEMBER, THE AMERICAN ACADEMY OF OTOLARYNGOLOGY-HEAD AND NECK SURGERY, INC. FORM 990, PART VI, SECTION A, LINE 7B THE BYLAWS ADOPTED BY THE FOUNDATION MAY BE AMENDED BY THE AFFIRMATIVE VOTE OF A MAJORITY OF THE BOARD OF DIRECTORS AND WITH APPROVAL OF THE MEMBER AT A MEETING OF THE MEMBER PROVIDED, HOWEVER, THAT NO AMENDMENT SHALL BE ACTED UPON UNLESS WRITTEN NOTICE, SETTING FORTH THE SUBSTANCE OF THE PROPOSED AMENDMENT, AND THE TIME AND PLACE OF MEETING, SHALL HAVE BEEN SENT TO THE BOARD OF DIRECTORS AT LEAST THIRTY DAYS IN ADVANCE OF THE MEETING. FORM 990, PART VI, SECTION B, LINE 11 AN EMAIL NOTICE CONTAINING A DIRECT LINK TO THE DOCUMENT IS SENT TO ALL BOARD MEMBERS PRIOR TO FILING THE FORM 990 WITH THE IRS. BOARD MEMBERS ARE INVITED TO DIRECT QUESTIONS OR COMMENTS TO ANY OFFICER OR KEY EMPLOYEE. FORM 990, PART VI, SECTION B, LINE 12C INQUIRIES OF INDIVIDUALS REGARDING CONFLICT OF INTERST ARE PERFORMED AND FOLLOWED UP ON. FORM 990, PART VI, SECTION B, LINE 15A A COMPENSATION COMMITTEE OF THE EXECUTIVE COMMITTEE OF THE ACADEMY AND THE FOUNDATION UNDERTAKE AN ANNUAL REVIEW OF THE EVP/CEO'S PERFORMANCE. THE COMMITTEES USE AS A GUIDE FOR DETERMINING THE COMPENSATION A FORMAL EVALUATION PROCESS ESTABLISHED BY THE EXECUTIVE AND FINANCE COMMITTEE. A SMALL SUBSET OF THE BOD, INCLUDING THE PRESIDENT, PRESIDENT ELECT, AND TREASURER, IS USED AS THE COMPENSATION COMMITTEE FOR THE EVP/CEO. DURING THE MOST RECENT CONTRACT RENEWAL IN 2010, THE COMMITTEE USED DATA FROM A CONSULTANT WHO SPECIALIZES IN BENCHMARKING EXECUTIVE COMPENSATION. THE EVP/CEO'S CONTRACT ALSO PROVIDES POLICIES ON ANNUAL INCREASES AND PERFORMANCE BONUSES. THESE ARE BOTH DETERMINED BY THE COMPENSATION COMMITTEE. THE COMPENSATION OF THE OTHER OFFICERS AND KEY EMPLOYEES ARE DETERMINED BY THE EVP/CEO. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE MADE AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: INTEREST RATE SWAP AGREEMENT -295,241. FORM 990, PART XII, LINE 2C THE PROCESS HAS REMAINED UNCHANGED FROM THE PRIOR YEAR. AMERICAN ACADEMY OF OTOLARYNGOLOGY - HEAD & NECK SURGERY 1650 DIANONAL ROAD ALEXANDRIA VA 22314 521219436 AAO-HNS IS THE WORLD'S LARGEST ORGANIZATION REPRESENTING SPECIALISTS DC 501(C)(6) 0 ENT RESOURCES INC 1650 DIAGONAL ROAD ALEXANDRIA VA 22314 541996469 PRODUCTS, SERVICES AND INFO TO BENEFIT PROVIDERS VA N/A C 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 0 AMERICAN ACADEMY OF OTOLARYNGOLOGY - HEAD AND NECK SURGERY N 273777 COST AMERICAN ACADEMY OF OTOLARYNGOLOGY - HEAD AND NECK SURGERY O 3473932 COST AMERICAN ACADEMY OF OTOLARYNGOLOGY - HEAD AND NECK SURGERY P 2179823 COST