2016-05-16T10:14:27-05:00 2015-12-31 420714325 RSM US LLP 801 NICOLLET MALL SUITE 1100 MINNEAPOLIS MN 55402 990PF 2015-01-01 416406915 RIVERWAY FOUNDATION RIVE 9529213994 8400 NORMANDALE LAKE BLVD NO 920 BLOOMINGTON MN 55437 TERRY R BECKER TRUSTEE 9529213994 2016-05-09 1 TODD A JACKSON P00092672 6123324300 2015 2016-09-27 15:27:22Z X 3795827 X X 44 44 79824 80145 20229 4537702 20229 7551 7551 0 107648 107969 0 0 0 0 0 5810 2905 0 2905 33515 33458 0 57 6200 0 0 0 970 0 0 970 115 0 0 115 46610 36363 0 4047 190000 190000 236610 36363 0 194047 -128962 71606 0 46603 16003 16003 64761 72278 72281 2884169 2752536 3016831 113475 86178 83912 468256 431310 446800 70000 160000 160000 3647264 3518305 3795827 0 0 X 0 0 0 0 3647264 3518305 3647264 3518305 3647264 3518305 3647264 -128962 198 3518500 195 3518305 PUBLICLY TRADED SECURITIES P 4529839 4518387 11452 11452 PUBLICLY TRADED SECURITIES - WASH SALES P 914 914 CAPITAL GAINS DIVIDENDS P 7863 7863 7863 20229 0 170509 4100484 0.041583 177680 4080937 0.043539 179274 3570509 0.050210 182947 3626331 0.050450 131000 3150960 0.041575 0.227357 0.045471 3933863 178877 716 179593 194047 X 716 0 716 0 716 5526 5526 4810 4810 0 0 0 0 0 0 0 0 0 0 0 1 1 MN 1 0 0 0 0 1 N/A SHIRLEY A MOEN 9529213994 8400 NORMANDALE LAKE BLVD 920 BLOOMINGTON MN 55437 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 HM BASKERVILLE JR 8400 NORMANDALE LAKE BLVD 920 BLOOMINGTON MN 55437 TRUSTEE 0.50 0 0 0 TERRY R BECKER 8400 NORMANDALE LAKE BLVD 920 BLOOMINGTON MN 55437 TRUSTEE 4.00 0 0 0 LAURA LEE BASKERVILLE BECKER 8400 NORMANDALE LAKE BLVD 920 BLOOMINGTON MN 55437 TRUSTEE 0.50 0 0 0 NONE 0 NONE 0 0 3777078 96692 120000 3993770 0 0 3993770 59907 3933863 196693 196693 716 716 195977 0 195977 0 195977 194047 0 194047 716 193331 195977 189903 0 0 194047 189903 0 0 4144 0 0 0 0 0 0 0 0 191833 0 0 0 HM BASKERVILLE JR TERRY R BECKER TERRY R BECKER 8400 NORMANDALE LAKE BLVD 920 BLOOMINGTON MN 55437 9529213994 LETTER FORMAT/STATEMENT INCLUDING COPY OF IRS DETERMINATION LETTER NONE TRUST IS OPERATED EXCLUSIVELY FOR RELIGIOUS, CHARITABLE, SCIENTIFIC, LITERARY AND EDUCATIONAL PURPOSES WITHIN THE MEANING OF I.R.C. 170(C) AND 501(C). THE TRUST WILL FUND GRANTS TO ORGANIZATIONS WHICH ARE EXEMPT FROM FEDERAL INCOME TAXATION UNDER I.R.C. 501(A) BY VIRTUE OF BEING DESCRIBED IN I.R.C. 501(C)(3) OR TO ORGANIZATIONS CONTRIBUTIONS TO WHICH ARE DEDUCTIBLE UNDER I.R.C. 170(C)(2), 2055(A) AND 2522(A). ALZHEIMERS ASSOCIATION 7900 W 78TH STREET EDINA MN 55439 NONE PC PROGRAM SUPPORT 2500 ANGEL FOUNDATION 1155 CENTRE POINTE DRIVE MENDOTA HEIGHTS MN 55120 NONE PC PROGRAM SUPPORT 2500 BIG BROTHERSBIG SISTERS TWIN CITIES 2550 UNIVERSITY AVE W ST PAUL MN 55114 NONE PC PROGRAM SUPPORT 3000 BOYS & GIRLS CLUB OF TWIN CITIES 690 JACKSON STREET ST PAUL MN 55130 NONE PC PROGRAM SUPPORT 2500 BRIDGE FOR YOUTH 111 W 22ND ST MINNEAPOLIS MN 55405 NONE PC PROGRAM SUPPORT 2000 BRIDGING 201 W 87 STREET BLOOMINGTON MN 55420 NONE PC PROGRAM SUPPORT 2500 CARING BRIDGE WEBSITE 1715 YANKEE DOODLE RD 301 EAGAN MN 55121 NONE PC PROGRAM SUPPORT 2500 CHILDREN'S CANCER RESEARCH 7301 OHMS LANE MINNEAPOLIS MN 55439 NONE PC PROGRAM SUPPORT 5000 CHRISTO RAY JESUIT HIGH SCHOOL 2924 FOURTH AVENUE S MINNEAPOLIS MN 55408 NONE PC PROGRAM SUPPORT 7500 DOMESTIC ABUSE PROJECT 204 W FRANKLIN AVE MINNEAPOLIS MN 55404 NONE PC PROGRAM SUPPORT 2500 DUNWOODY INSTITUTE 818 DUNWOODY BLVD MINNEAPOLIS MN 55403 NONE PC PROGRAM SUPPORT 3000 EMERGE 1101 W BROADWAY AVE MINNEAPOLIS MN 55411 NONE PC PROGRAM SUPPORT 2500 FRASER 2400 W 64 STREET MINNEAPOLIS MN 55423 NONE PC PROGRAM SUPPORT 2500 GOLFERS AGAINST CANCERINC 1700 LAKE KINGWOOD TR KINGWOOD TX 77339 NONE PC PROGRAM SUPPORT 3000 GOODWILL-EASTER SEALS 553 FAIRVIEW AVE NO ST PAUL MN 55104 NONE PC PROGRAM SUPPORT 2500 GREATER MINNEAPOLIS CRISIS NURSERY 4544 FOURTH AVENUE SOUTH MINNEAPOLIS MN 55419 NONE PC PROGRAM SUPPORT 2500 GUARDALUPE ALTERNATIVE 381 E ROBIE STREET ST PAUL MN 55107 NONE PC PROGRAM SUPPORT 2000 HIRED 1200 PLYMOUTH AVE N MINNEAPOLIS MN 55411 NONE PC PROGRAM SUPPORT 2000 HOPE ACADEMY 2300 CHICAGO AVE S MINNEAPOLIS MN 55404 NONE PC PROGRAM SUPPORT 21800 KINSHIP MINNEAPOLIS 1100 E LAKE STREET MINNEAPOLIS MN 55407 NONE PC PROGRAM SUPPORT 2000 LIFETRACK 409 UNIVERSITY AVE W ST PAUL MN 55410 NONE PC PROGRAM SUPPORT 2000 LIVING LANDS & WATERS 17615 ROUTE 843 N EAST MOLINE IL 61244 NONE PC PROGRAM SUPPORT 35000 LOPPET FOUNDATION 1301 THEODORE WIRTH PARKWAY MINNEAPOLIS MN 55422 NONE PC PROGRAM SUPPORT 2000 MINNESOTA DARE PO BOX 279 ST BONIFACIUS MN 55375 NONE PC PROGRAM SUPPORT 1200 PAGE EDUCATION FUND PO BOX 581254 MINNEAPOLIS MN 55454 NONE PC PROGRAM SUPPORT 2500 PEOPLE SERVING PEOPLE 614 S THIRD ST MINNEAPOLIS MN 55415 NONE PC PROGRAM SUPPORT 2500 ST STEPHENS HUMAN SERVICES 2309 NICOLLET AVE S MINNEAPOLIS MN 55404 NONE PC PROGRAM SUPPORT 3000 TREE HOUSE 5666 LINCOLN DR EDINA MN 55436 NONE PC PROGRAM SUPPORT 3000 TRUE FRIENDS CAMPS (FKA COURAGE CENTER CAMPS) 10509 108TH ST NW ANNANDALE MN 55302 NONE PC PROGRAM SUPPORT 2500 URBAN HOMEWORKS 2015 EMERSON AVENUE N MINNEAPOLIS MN 55411 NONE PC PROGRAM SUPPORT 50000 URBAN VENTURES 3041 FOURTH AVE S MINNEAPOLIS MN 55408 NONE PC PROGRAM SUPPORT 5000 YMCA OF METRO MPLS- SOUTHDALE 30 S NINTH ST MINNEAPOLIS MN 55402 NONE PC PROGRAM SUPPORT 5000 190000 0 18 44 14 79824 14 7551 18 20229 0 107648 0 107648 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 5810 2905 0 2905 SPDR DJ WILSHIRE INTL REAL ESTATE ETF 86178 83912 ACCENTURE PLC G1151C101 8555 13584 AETNA INC 20270 21731 ALEXION PHARMACEUTICALS INC 2238 4768 ALPHABET INC 50598 65263 ALTRIA GROUP INC 28845 34343 AMERICAN INTL GROUP INC 14024 14810 APPLE INC 18496 31578 AT&T INC 12445 13145 AUTOZONE INC 5136 5193 BERKSHIRE HATHAWAY INC DEL 23963 24163 BIOGEN IDEC INC 8708 8271 BLACKROCK INC 12193 18048 BOEING CO 13644 14604 CARDINAL HEALTH INC 18629 22139 CARNIVAL CORP 3466 3868 CELGENE CORP 1346 5030 CHEVRON CORP 5876 5847 CHURCH & DWIGHT INC 20728 20880 CISCO SYS INC 10725 10156 CITIGROUP INC 12215 11437 COMCAST CORP 31869 38316 CONSTELLATION BRANDS INC 19705 23645 CVS HEALTH CORP 14284 29527 DELPHI AUTOMOTIVE PLC 4649 4972 DISNEY WALT CO 21667 29843 DOW CHEM CO 7497 8752 EASTMAN CHEM CO 8693 7831 ECOLAB INC 6272 8235 EQUIFAX INC 28475 32966 EXXON MOBIL CORP 22491 20735 FACEBOOK INC 16807 28572 FEDEX CORP 4739 7598 FISERV INC 5561 7134 GENERAL DYNAMICS CORP 12390 11264 GENERAL ELEC CO 16296 17351 GENERAL MTRS CO 7700 7006 GILEAD SCIENCES INC 22774 21048 HALLIBURTON CO 7484 5004 HANESBRANDS INC 3383 3090 HARRIS CORP DEL 6085 6431 HOME DEPOT INC 23360 37559 HONEYWELL INTL INC 10401 13361 INTEL CORP 10102 10611 J P MORGAN CHASE & CO 31168 31694 JOHNSON & JOHNSON 6013 6266 LILLY ELI & CO 6141 6151 LOWES COS INC 6455 8440 MARATHON PETE CORP 13056 15293 MASTERCARD INC 43601 47317 MCKESSON CORP 20226 21695 MERCK & CO INC 7300 7765 MICROSOFT CORP 25810 32900 NEXTERA ENERGY INC 18659 19116 NIKE INC 6155 7000 PALO ALTO NETWORKS INC 2737 4756 PFIZER INC 8228 7779 PG&E CORP 24626 26010 PNC FINL SVCS GROUP INC 12815 13820 PRICELINE GROUP INC 15720 16574 REYNOLDS AMERN INC 2802 3692 ROYAL CARIBBEAN CRUISES LTD 3409 3947 STANLEY BLACK & DECKER IN 12528 12808 STARBUCKS CORP 3413 5223 TESORO CORP 6363 7060 TEXTRON INC 6481 6091 THERMO FISHER SCIENTIFIC CORP 5463 8937 TIME WARNER INC NEW COM 7664 5626 TJX COS INC NEW 3429 3475 UNITEDHEALTH GROUP INC 39566 42350 US BANCORP DEL 33856 34776 VALERO ENERGY CORP NEW 3981 6152 VERIZON COMMUNICATIONS INC 16102 15391 VISA INC 12730 14579 WALGREENS BOOTS ALLIANCE INC 10776 10559 WELLS FARGO & CO NEW COM 14299 23701 XCEL ENERGY INC 12204 13969 ALLY FINL INC 15847 14763 AMERICAN FINL GROUP INC OHIO 38110 45266 AMTRUST FINL SVCS INC 2972 3079 AXIS CAP HLDGS LTD 7547 9051 CARTER HLDGS INC 6365 6054 CENTENE CORP 5921 6384 DIPLOMAT PHARMACY INC 4337 5201 DYCOM INDS INC 5060 4617 GOODYEAR TIRE & RUBR CO 9896 11206 HEARTLAND PMT SYS INC 4702 8249 HOLLYFRONTIER CORP 2937 2354 KAPSTONE PAPER & PACKAGING CORP 8552 9985 LEAR CORP 13186 21127 MANPOWERGROUP INC 5402 6069 MEDNAX INC 4277 4300 OWENS CORNING INC 3005 3574 TOWERS WATSON & CO 11458 14131 UNITED RENTALS INC 11541 11171 VCA INC 6581 6655 VOYA FINL INC 2877 2731 WABCO HLDGS INC 5056 5011 AIRCASTLE LTD 12950 12555 BANC CALIF INC 20515 22383 KORN FERRY INTL 3091 2953 LIONBRIDGE TECHNOLOGIES INC 10983 9206 OMEGA PROTEIN CORP 4650 5617 PAR PACIFIC HOLDINGS INC 4440 4567 PAREXEL INTL CORP 3342 3270 PRA GROUP INC 7740 4267 PREFERRED BK LOS ANGELES CALIF 6642 7066 TEEKAY TANKERS LTD 4526 4052 WNS HLDGS LTD 7520 9544 ACTELION LTD 9066 20640 AIA GROUP LTD 5983 6061 AIN HLDGS INC 7929 7666 AIR NEW ZEALAND LTD 15240 16530 ALIMENTATION COUCHE TARD INC 13882 15873 ALLIANZ SE 13424 13502 ALPS ELECTRIC CO LTD 5636 5208 ALTRI SGPS SA 12355 12441 ANHEUSER-BUSCH INBEV NV 14750 14167 ANTA SPORTS PRODUCTS LTD 5543 7412 ASSA ABLOY AB 21588 25336 AUTOGRILL SPA 14974 15253 AVAGO TECHNOLOGIES LTD 6380 8419 AVIVA PLC 21832 20552 AZIMUT HOLDING SPA 11536 11473 BANK OF NOVA SCOTIA 6182 4231 BARRETT DEVELOPMENTS PLC 15811 14483 BELLWAY PLC 15999 18135 BG GROUP 5993 4384 BNP PARIBAS SA 22697 21560 BP P L C 19866 16380 CAPGEMINI SA 15537 15436 CCL INDUSTRIES INC 22957 26005 CK HUTCHINSON HLDGS LTD 3125 2836 COMFORTDELGRO CORP LTD 9505 8802 CORE LABORATORIES N V 22689 21313 CSPC PHARMACEUTICAL GROUP LT 4683 4742 CYBERAGENT INC 4520 5018 DAI-ICHI LIFE INSURANCE CO 15776 16934 DCC PLC 5987 8752 DELHAIZE GROUP 12379 13851 EMERA INC 13975 13569 ENERGIA DE PORTUGAL SA 14795 20138 FOSTER ELECTRIC CO LTD 38846 36004 FRESENIUS SE & CO KGAA 8924 11538 GEMALTO NV 2966 2822 GLANBIA PLC 2965 2872 GMO INTERNET INC 4621 5327 GRIFOLS SA 3074 3519 GROUPE CGI INC 28867 27621 HEIDELBERGCEMENT AG 6197 6982 HUDSONS BAY CO NEW 3000 2411 ICON PLC 5418 8858 INTESA SANPAOLO SPA 17905 17578 JAPAN AIRLINES CO LTD 15770 20459 JAPAN TOBACCO INC 10551 10741 JULIUS BAER GROUP LTD 11689 12250 K'S HLDGS CORP 14158 13767 KDDI CORP 12418 20398 KONINKLIJKE AHOLD NV 6670 5938 LUXOTTICA GROUP S P A 4336 5315 MACQUARIE GROUP LTD 16491 16560 MEDIOLANUM SPA 16439 18192 MEDTRONIC PLC 15347 15307 MEIJI HLDGS CO LTD 10513 10861 MERCK KGAA 14074 14595 MUENCHENER RUECKVER AG 22545 21852 MURATA MFG CO 13275 19864 MYLAN INC 12223 13031 NISSAN MOTOR CO 7582 9083 NITTO DENKO CORP 13399 14224 NOKIA CORP 8676 8866 NOVO NORDISK A/S-B 9491 9780 NXP SEMICONDUCTORS NV 6750 7751 ORIENTAL LAND CO 6028 6343 PARAGON GROUP COMPANIES PLC 25195 19210 PENTA-OCEAN CONSTRUCTION CO LTD 3153 3165 QBE INS GROUP 2983 2968 RECKITT BENCKISER GROUP PLC 18739 30360 RED ELECTRICA DE ESPANA 4187 4272 REDROW PLC 8297 8770 REPLY SPA 15144 20104 ROYAL DUTCH SHELL PLC 20058 16027 RPC GROUP PLC 12363 14307 RYANAIR HLDGS PLC 7659 10116 SANOFI 4173 3796 SANTEN PHARMACEUTICAL CO LTD 11300 13791 SENKO CO LTD 7712 8024 SEPTENI HLDGS CO LTD 4914 6374 SHENZHOU INTL GROUP 3458 3777 SHIRE LTD 13301 10384 SIEMENS AG 15726 16989 SOMPO JAPAN NIPPONKOA HLDGS INC 17253 17505 STROEER SE 14016 14403 TAISEI CORP 7270 10774 TAKEUCHI MFG CO LTD 3202 3895 TAYLOR WIMPEY PLC 6109 6092 TECNICAS REUNIDAS SA 13353 9881 TELENOR ASA 14173 13655 TOTAL SA 3923 3990 UBS GROUP AG 11797 11796 VEOLIA ENVIRONNEMENT 18254 18360 VESTAS WIND SYSTEM 17307 20634 WESFARMERS LTD 3324 3572 WILMAR INTL LTD 12858 10679 YAMADA DENKI CO LTD 15663 14986 ALIBABA GROUP HLDG LTD 4707 4470 BANK OF CHINA LTD - H 7209 7342 BDO UNIBANK INC 5981 5420 BRAAS MONIER BUILDING GROUP 4145 4558 BYD CO LDT 16915 15012 CHINA COMMUNICATIONS CONST CO 6145 5968 GROUPO FINANCIERO BANORTE 13762 13255 GRUPO BIMBO SAB DE CV 1602 1434 INDUSTRIAL & COMMERCIAL BK OF 4425 4298 KOREA ELECTRIC PWR 15193 15666 MONDI LTD 9469 10510 NICE SYS LTD 13641 13585 PING AN INSURANCE GROUP CO H 5622 8245 TAIWAN SEMICONDUCTOR MFG LTD 17159 16562 TELEKOMUNIKASI INDONESIA PERSERO 14072 14053 TENCENT HOLDINGS LTD 19982 27784 TEVA PHARMACEUTICAL INDS LTD 11493 11815 UNIVERSAL ROBINA CORP 3948 10811 VIPSHOP HLDGS LTD 19772 16873 AQR DIVERSIFIED ARBITRAGE FUND CL I 126040 111624 PRUDENTIAL SHORT-TERM COP BD FUND INC CL Z AT COST 0 0 ROBECO BOSTON PARTNERS LONG/SHORT RES FUND AT COST 195257 194327 ISHARES COHEN & STEERS REIT ETF AT COST 146718 187067 CREDIT SUISSE COMMODITY-RETURN STRATEGY FUND CL I AT COST 89335 65406 URBAN HOMEWORKS LLC - LOAN 70000 60000 60000 URBAN HOMEWORKS LLC - LOAN 100000 100000 BASIS ADJUSTMENT BY BROKER 195 MINNESOTA ATTORNEY GENERAL 25 0 0 25 BUSINESS CHECK EXPENSE 90 0 0 90 URBAN HOMEWORKS - INTEREST PYMT ON NOTE 7551 7551 LIMITED PARTNERSHIPS CASH DISTRIBUTIONS 198 INVESTMENT ADVISORY & ADR FEES 33458 33458 0 0 CHECKING ACCOUNT FEES 57 0 0 57 FEDERAL EXCISE TAXES PAID - PRIOR YEAR 6200 0 0 0