2016-05-13T09:59:50-05:00 2015-06-30 953322166 KUSHNER SMITH JOANOU & GREGSON LLP 100 SPECTRUM CENTER DRIVE STE 1000 IRVINE CA 92618 990 2014-07-01 953635496 PACIFIC SYMPHONY PACI 7147555788 3631 SOUTH HARBOR BLVD NO 100 SANTA ANA CA 92704 SEAN SUTTON EXECUTIVE VP AND COO 7147555788 2016-05-12 1 MARGOT ANDREWS P00177103 9492612808 2016-05-12 2014 2016-08-17 19:52:53Z SEAN SUTTON 3631 SOUTH HARBOR BLVD NO 100 SANTA ANA CA 92704 26761408 0 X WWW.PACIFICSYMPHONY.ORG X 1980 CA TO PROVIDE MUSICAL CONCERTS AND EDUCATION. 74 71 356 2000 14430 4060 11607424 11399827 7927332 7895242 446199 496679 1210351 1220980 21191306 21012728 0 0 0 0 9856505 10506190 47376 45668 1900457 9763422 9490153 19667303 20042011 1524003 970717 39263897 39619744 5338842 5449432 33925055 34170312 ENRICHING THE HUMAN SPIRIT THROUGH SUPERIOR PERFORMANCES OF SYMPHONIC MUSIC AND COMMUNITY ENGAGEMENT. 0 0 11474653 7084013 CLASSICAL, POPS CONCERTS, OUTDOOR CONCERTS, CONCERTS FOR BALLET, CHORALE GROUPS AND OTHER ORGANIZATIONS APPROXIMATELY 157,314 OF EXPERIENCES PROVIDED. 1852441 811229 EDUCATIONAL EVENTS AND COMMUNITY OUTREACH PROGRAMS INCLUDING APPRECIATION OF MUSIC IN SCHOOL PROGRAMS, FAMILY CONCERTS, YOUTH ORCHESTRA AND OTHERS APPROXIMATELY 156,332 EXPERIENCES PROVIDED. 13327094 1 1 0 0 0 0 0 0 0 1 1 1 0 0 0 1 1 0 0 0 0 0 0 1 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 186 0 1 356 1 1 1 0 0 0 0 1 1 0 0 0 0 X 74 71 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X SEAN SUTTON 7147555788 3631 S HARBOR BLVD SUITE 100 SANTA ANA CA 927048908 JOHN E FORSYTE PRESIDENT 40.00 X X 279176 0 21973 MR MIKE KERR BOARD CHAIR 5.00 X X 0 0 0 MR MARK NIELSEN VICE CHAIR, FINANCE & TREASURER 5.00 X X 0 0 0 MR CHRISTOPHER TOWER CO-VICE CHAIR, DEVELOPMENT 5.00 X X 0 0 0 MS JOANN LEATHERBY CO-VICE CHAIR, DEVELOPMENT 5.00 X X 0 0 0 SALLY ANDERSON IMMEDIATE PAST CHAIR 5.00 X X 0 0 0 MS SUSAN ANDERSON SECRETARY 5.00 X X 0 0 0 DR RICHARD AFABLE THRU 615 DIRECTOR 0.50 X 0 0 0 MRS LEONA ARONOFF-SADACCA DIRECTOR 0.50 X 0 0 0 MR JOHN R STAHR DIRECTOR 0.50 X 0 0 0 DR JO ELLEN ALLEN-CHATHAM DIRECTOR 0.50 X 0 0 0 DR HAZEM H CHEHABI DIRECTOR 0.50 X 0 0 0 MR JOHN W DANIELS DIRECTOR 0.50 X 0 0 0 MRS GINNY DAVIES DIRECTOR 0.50 X 0 0 0 MR LOUIS DELMONICO DIRECTOR 0.50 X 0 0 0 MS LUCY DUNN DIRECTOR 0.50 X 0 0 0 MR JAMES EMMI THRU 615 DIRECTOR 0.50 X 0 0 0 MR JOHN R EVANS DIRECTOR 0.50 X 0 0 0 MS BARBARA FOSTER DIRECTOR 0.50 X 0 0 0 MS PATRICIA A ROCHE-FUKUSHIMA DIRECTOR (THRU 6/15) 0.50 X 0 0 0 MR MICHAEL S GORDON DIRECTOR 0.50 X 0 0 0 MR BRIAN GRADO THRU 615 DIRECTOR 0.50 X 0 0 0 MR NICHOLAS GREENKO DIRECTOR 0.50 X 0 0 0 MR RONDELL B HANSON DIRECTOR 0.50 X 0 0 0 DR DONALD HECHT DIRECTOR 0.50 X 0 0 0 MR GARTH HOGAN DIRECTOR 0.50 X 0 0 0 MRS MICHELLE HODGES DIRECTOR (THRU 6/15) 0.50 X 0 0 0 MRS MICHELLE HOROWITZ DIRECTOR 0.50 X 0 0 0 MRS JANICE M JOHNSON DIRECTOR (THRU 6/15) 0.50 X 0 0 0 MR PHILLIP N LYONS DIRECTOR 0.50 X 0 0 0 MR DAVID V MELILLI DIRECTOR 0.50 X 0 0 0 MR TIMOTHY MOLNAR DIRECTOR 0.50 X 0 0 0 MR CARLOS MOLLURA DIRECTOR 0.50 X 0 0 0 MS KATHRYN MOORE DIRECTOR 0.50 X 0 0 0 MS STACEY NICHOLAS DIRECTOR 0.50 X 0 0 0 MR DAVID ONTKO DIRECTOR 0.50 X 0 0 0 MS ANOOSHEH OSKOUIAN DIRECTOR 0.50 X 0 0 0 MR DENNIS PARROT DIRECTOR 0.50 X 0 0 0 MR STEWART B ROBERTS DIRECTOR 0.50 X 0 0 0 MRS CHIYO ROWE DIRECTOR 0.50 X 0 0 0 MR RONALD SIMON DIRECTOR 0.50 X 0 0 0 MRS JANICE FREY SMITH DIRECTOR (THRU 6/15) 0.50 X 0 0 0 MRS ELIZABETH STAHR DIRECTOR 0.50 X 0 0 0 MR LYLE SCHEPPELE DIRECTOR 0.50 X 0 0 0 MR DAVID TROOB DIRECTOR 0.50 X 0 0 0 MR BART VAN AARDENNE DIRECTOR 0.50 X 0 0 0 MR HENRY WALKER DIRECTOR 0.50 X 0 0 0 MRS JANE FUJISHIGE YADA DIRECTOR 0.50 X 0 0 0 MR WILLIAM F PODLICH DIRECTOR 0.50 X 0 0 0 MR MIGUEL PULIDO DIRECTOR 0.50 X 0 0 0 MR PATRICK DIRK DIRECTOR 0.50 X 0 0 0 MRS NANCY KELLEY THRU 914 DIRECTOR 0.50 X 0 0 0 MR JIM MCCLUNEY DIRECTOR 0.50 X 0 0 0 MR ALEX MCKINNON DIRECTOR 0.50 X 0 0 0 MR MICHAEL NILSSON THRU 914 DIRECTOR 0.50 X 0 0 0 MR WARREN SIEGEL DIRECTOR 0.50 X 0 0 0 MRS VINA WILLIAMS THRU 615 DIRECTOR 0.50 X 0 0 0 MRS HOPE MILLER RUHL DIRECTOR 0.50 X 0 0 0 MR SETH JOHNSON DIRECTOR 0.50 X 0 0 0 MS JENNIFER CHENG DIRECTOR 0.50 X 0 0 0 MR S PAUL MUSCO DIRECTOR 0.50 X 0 0 0 MR JAMES NEWTON HOWARD DIRECTOR 0.50 X 0 0 0 MR PASCAL HOUILLON DIRECTOR 0.50 X 0 0 0 MS DIANE SAWYER DIRECTOR 0.50 X 0 0 0 MR ERIC CHAMBERLAIN DIRECTOR 0.50 X 0 0 0 MR RAYMOND FRANCIS DIRECTOR 0.50 X 0 0 0 MRS TINA GUILDER DIRECTOR 0.50 X 0 0 0 MR DONALD HU DIRECTOR 0.50 X 0 0 0 MR HECTOR J INFANTE DIRECTOR 0.50 X 0 0 0 MR BENEDICT KWON DIRECTOR 0.50 X 0 0 0 MS SUZY LEE DIRECTOR 0.50 X 0 0 0 MR JOHN PELLER DIRECTOR 0.50 X 0 0 0 MS JUDITH POSNIKOFF DIRECTOR 0.50 X 0 0 0 MR JOSEPH SVEHLA DIRECTOR 0.50 X 0 0 0 MRS ROCHELLE WARD DIRECTOR 0.50 X 0 0 0 MR CHARLES ZHANG DIRECTOR 0.50 X 0 0 0 MR SEAN SUTTON EVP & COO 40.00 X 150626 0 11490 MR CARL ST CLAIR MUSIC DIRECTOR 40.00 X 408677 0 8159 RAYMOND KOBLER CONCERT MASTER 40.00 X 154370 0 27608 GARY GOOD SR. EXEC. SPECIAL CAMPAIGNS 40.00 X 151242 0 5182 GREGORY COX ASSOC. VP OF DEVELOPMENT 40.00 X 171143 0 9188 EILEEN JEANETTE VP - ARTISTIC & ORCHESTRA OPS 40.00 X 110202 0 8496 BETH BROOKS THRU 1114 VP - MARKETING 40.00 X 100379 0 2692 1525815 0 94788 8 0 1 0 SEGERSTROM CENTER FOR THE ARTS 600 TOWN CENTER DR COSTA MESA CA 92626 RENTAL & SERVICES 1227109 AFMEPF ONE PENN PLAZA STE 3115 NEW YORK NY 10119 PENSION 452939 SD&A TELESERVICES INC 5757 W CENTURY BLVD 300 LOS ANGELES CA 90045 MARKETING SERVICES AND TELEFUNDING 361411 VERIZON WIRELESS AMPHITHEATER 8808 IRVINE CENTER DR IRVINE CA 92618 RENTAL & SERVICES 336337 ARDEN REALTY LTD PARTNERSHIP PO BOX 31001-75051 LOCKBOX NO 9107 PASADENA CA 91110 REAL ESTATE 261860 22 1075686 152980 10171161 48200 11399827 CONCERT TICKET SALES 711190 6195930 6195930 EDN. PROGRAMS/CONCERTS 711190 811229 811229 CONTRACTED CONCERTS 711190 741040 741040 OTHER PROGRAM REVENUE 711190 147043 147043 7895242 370680 370680 4200 36179 0 0 4200 36179 40379 40379 5261804 5135805 125999 125999 125999 1715889 1075686 604117 1111772 1111772 31214 8758 22456 22456 MISCELLANEOUS 711190 31943 31943 PROGRAM AD REVENUES 711190 14430 14430 46373 21012728 7895242 14430 1703229 1357615 836892 520723 7491969 5226466 1069611 1195892 549242 500657 25382 23203 437374 284734 108386 44254 669990 476362 107365 86263 5292 5292 57538 57538 45668 45668 65263 65263 386603 17444 284164 84995 2097665 1800328 297337 584469 44859 439802 99808 79250 79250 90512 90512 266603 169020 87071 10512 50034 12846 30257 6931 16577 2415 9517 4645 188792 124603 64189 71649 30368 41281 PRODUCTION & EXHIBITION 4867264 4867264 EDUCATIONAL PROGRAMS 566317 566317 OTHER 90451 76335 13167 949 UBI TAX 5874 5874 20042011 13327094 4814460 1900457 1181134 2293845 4775459 3063420 12669996 13926164 416254 525044 222 0 568598 577444 2295434 1815954 579290 479480 18075791 17965265 997153 789082 39263897 39619744 1355658 1699579 351055 295500 3632129 3454353 5338842 5449432 X -31313 -1155553 11909970 13227279 22046398 22098586 33925055 34170312 39263897 39619744 X 970717 -517390 -208070 X X 0 1 X 1 0 X 10955277 5900335 14358556 11607424 11399827 54221419 10955277 5900335 14358556 11607424 11399827 54221419 6331863 47889556 361448 394964 401553 368789 411059 1937813 13820 17630 30720 14430 76600 10819 8707 5966 25706 31943 83141 56318973 48066693 0.85030 0.85770 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 22046398 257664 -205476 22098586 20824257 1148226 73915 22046398 19537719 40477 1246061 20824257 20207511 -206552 -463240 19537719 20142816 221206 -72546 83965 20207511 1.00000 0 0 114377 104064 10313 2181057 1711890 469167 479480 ENDOWMENT - FIRST AMERICAN HOLDINGS 16024542 F ENDOWMENT - PACIFIC DIVERSIFIED STRATEGIES 1940723 F 17965265 X 20287268 -517390 -208070 -725460 21012728 0 21012728 20042011 0 20042011 0 20042011 PART V, LINE 4: THE ORGANIZATION HOLDS A DIVERSIFIED ENDOWMENT FUND WHICH IS PROFESSIONALLY MANAGED BY AN INDEPENDENT ADVISOR. PART X, LINE 2: THE ORGANIZATION HAS ADOPTED THE ACCOUNTING STANDARDS RELATED TO ACCOUNTING AND REPORTING FOR UNCERTAINITY IN INCOME TAXES. FOR THE SYMPHONY, THESE STANDARDS COULD BE APPLICABLE TO THE INCURRENCE OF ANY UNRELATED BUSINESS INCOME ATTRIBUTABLE TO THE SYMPHONY. BECAUSE OF THE GENERAL TAX-EXEMPT STATUS, THESE STANDARDS ARE NOT ANTICIPATED TO HAVE A MATERIAL IMPACT ON THE SYMPHONY'S FINANCIAL STATEMENTS. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF BENEFICIAL INTEREST -205,476. CHANGE IN VALUE OF INSURANCE ASSIGNMENTS -2,594. X X X X X X X 1 SD&A 5757 W CENTURY BLVD STE 300 LOS ANGELES CA 90045 TELEFUNDING SOLICITATION 0 44407 15395 29012 DCM INC 330 WEST 38TH STREET STE 207 NEW YORK NY 10018 TELEFUNDING SOLICITATION 0 34910 30273 4637 79317 45668 33649 CA GALA 2013566 786566 1227000 109149 30753 203088 WINE FESTIVAL 332665 40500 292165 46057 0 104508 3 445344 248620 196724 47121 4000 59441 2791575 1075686 1715889 202327 34753 367037 604117 1111772 CA 1 0 0 0 0 0 X 0 1 X X X 0 0 0 0 0 0 0 0 0 JOHN E FORSYTE PRESIDENT 247576 0 25000 0 6600 0 18000 0 3973 0 301149 0 0 0 MR SEAN SUTTON EVP & COO 140626 0 10000 0 0 0 5097 0 6393 0 162116 0 0 0 MR CARL ST CLAIR MUSIC DIRECTOR 394680 0 0 0 13997 0 0 0 8159 0 416836 0 0 0 RAYMOND KOBLER CONCERT MASTER 154370 0 0 0 0 0 20702 0 6906 0 181978 0 0 0 GARY GOOD SR. EXEC. SPECIAL CAMPAIGNS 138742 0 12500 0 0 0 4582 0 600 0 156424 0 0 0 GREGORY COX ASSOC. VP OF DEVELOPMENT 171143 0 0 0 0 0 5215 0 3973 0 180331 0 0 0 PART I, LINE 1A MR. CARL ST. CLAIR RECEIVES A HOUSING ALLOWANCE THAT IS INCLUDED IN HIS REPORTABLE COMPENSATION. X WINE AUCTION ITEMS 10 45700 AUCTION PRICE DTL AV X GIFT CERTIFICATE 1 2500 FACE VALUE 0 0 0 FORM 990, PART VI, SECTION A, LINE 2 JOHN AND ELIZABETH STAHR ARE MARRIED. FORM 990, PART VI, SECTION B, LINE 11 THE BOARD NOMINATES BOARD MEMBERS FOR THE AUDIT COMMITTEE. THE AUDIT COMMITTEE REVIEWS THE FINANCIAL DOCUMENTS BEFORE THEY ARE SUBMITTED AND FINALIZED. THE AUDIT COMMITTEE REVIEWS THE 990. A COPY OF THE 990 IS DISTRIBUTED TO THE FULL BOARD BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 11 THE FULL FORM 990, AS FILED WITH THE GOVERNMENT, IS REVIEWED BY THE AUDIT COMMITTEE. ADDITIONALLY, THE FULL FORM 990, WAS DISTRIBUTED TO THE ENTIRE BOARD BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C THE BOARD HAS INSTITUTED AN ANNUAL STATEMENT OF COMPLIANCE WHICH IS DISTRIBUTED TO ALL BOARD MEMBERS TO COMPLETE. THIS ANNUAL DISCLOSURE IS USED TO MONITOR TRANSACTIONS THAT COULD GIVE RISE TO CONFLICTS OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 ORGANIZATION USES WRITTEN EMPLOYMENT CONTRACTS, COMPENSATION SURVEYS OR STUDIES, AND BOARD APPROVAL FOR THE COMPENSATION PROCESS. FORM 990, PART VI, SECTION C, LINE 18 THE ORGANIZATION'S FORM 1023 AND 990 ARE AVAILABLE FOR PUBLIC INSPECTION UPON REQUEST. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF BENEFICIAL INTEREST -205,476. CHANGE IN VALUE OF INSURANCE ASSIGNMENTS -2,594. FORM 990, PART XI, LINE 2C THE BOARD OF DIRECTORS HAD CONSTITUED AN AUDIT COMMITTEE AND DELEGATED TO THAT COMMITTEE THE RESPONSIBILITY FOR ENGAGING INDEPENDENT AUDITORS AND MONITORING THE AUDIT PROCESS. THIS STRUCTURE HAS BEEN IN EFFECT IN PRIOR YEARS AND WAS NOT CHANGED IN 2015. PART IX, STATEMENT OF FUNCTIONAL EXPENSES MANAGEMENT AND GENERAL EXPENSES INCLUDE ALL MARKETING COSTS. THERE ARE NO MARKETING EXPENSES REFLECTED IN PROGRAM SERVICES.