2016-05-12T07:06:51-05:00 2015-06-30 BDO USA LLP 8401 GREENSBORO DRIVE 8TH FLOOR MCLEAN VA 22102 990 2014-07-01 521539258 NATIONAL CENTER ON EDUCATION AND THE ECONOMY % SUSAN SULLIVAN NATI 2023791800 2121 K Street NW Suite 700 WASHINGTON DC 20037 RICHARD MOGLIA-CANNON CFO 2023791800 2016-05-11 true JEFFREY J SCHRAGG P00234543 7038930600 2016-05-11 2014 2016-08-17 19:52:53Z MARC TUCKER 2121 K STREET NW SUITE 700 WASHINGTON DC 20037 19120967 false X WWW.NCEE.ORG X 1987 DC THE CENTER IS DEDICATED TO PROVIDING TOOLS THE NATION NEEDS TO LEAD THE WORLD IN EDUCATION & TRAINING IN A SWIFTLY GLOBALIZING WORLD ECONOMY. 10 9 56 9 0 0 382703 804915 6448044 5616279 8214740 7253945 14688 18852 15060175 13693991 2737520 25000 0 0 6245509 9619958 0 0 159853 7113344 8261799 16096373 17906757 -1036198 -4212766 99949500 87916642 3539051 3348242 96410449 84568400 X THE CENTER IS DEDICATED TO PROVIDING TOOLS THE NATION NEEDS TO LEAD THE WORLD IN EDUCATION & TRAINING IN A SWIFTLY GLOBALIZING WORLD ECONOMY. false false 2145928 25000 CENTER ON INTERNATIONAL EDUCATION BENCHMARKING: THE CENTER SEEKS TO IDENTIFY THE FACTORS THAT ENABLE THE COUNTRIES TOPPING THE WORLD LEAGUE TABLES OF STUDENT ACHIEVEMENT TO ATTAIN THEIR TOP-PERFORMER STATUS. THE CENTER'S RESEARCH FOCUSES ON THE CHARACTERISTICS OF SUPERIOR SYSTEMS AT SCALE DEFINED IN TERMS OF STUDENT ACHIEVEMENT, EQUITY, AND PRODUCTIVITY. THE FINDINGS FROM THIS RESEARCH ARE ADAPTED FOR USE IN THE UNITED STATES AND ARE PRESENTED TO THE PUBLIC THROUGH PUBLICATIONS, MEETINGS, A WEBSITE, AND AT CONFERENCES. 4129403 8000 EXCELLENCE FOR ALL: THIS INITIATIVE COMBINES RIGOROUS ALIGNED INSTRUCTIONAL SYSTEMS WITH CLEARLY DEFINED GATEWAYS TO PREPARE STUDENTS FOR THE RIGORS OF POST-SECONDARY WORK, INCLUDING CERTIFICATED CAREER AND TECHNICAL PROGRAMS, COMMUNITY COLLEGE PROGRAMS AND SELECTIVE UNIVERSITY PROGRAMS. THE GOAL OF EXCELLENCE FOR ALL IS FOR EVERY STUDENT TO GRADUATE HIGH SCHOOL ACADEMICALLY PREPARED FOR AT LEAST THE RIGORS OF INITIAL CREDIT-BEARING COURSES AT THE STATE'S OPEN-ENROLLMENT COLLEGES WHILE AT THE SAME TIME PREPARING A GROWING NUMBER OF STUDENTS FOR THE RIGORS OF SELECTIVE UNIVERSITIES THROUGHOUT THE UNITED STATES. 9119960 5608279 NATIONAL INSTITUTE FOR SCHOOL LEADERSHIP: NISL PROVIDES LEADERSHIP TRAINING FOR K-12 SCHOOL LEADERS, PREPARING THEM TO MEET THE CHALLENGES OF CREATING AND RUNNING A WORLD-CLASS SCHOOL. THE TRAINING PROGRAMS ARE THE RESULT OF YEARS OF INTENSIVE RESEARCH, DEVELOPMENT, FIELDWORK AND PLANNING, INCLUDING A WORLDWIDE SURVEY OF BEST PRACTICES IN THE TRAINING OF SCHOOL ADMINISTRATORS, A THOROUGH EXAMINATION OF THE TECHNIQUES USED BY THE LEADING BUSINESS SCHOOLS AND CORPORATE TRAINING CENTERS ACROSS THE UNITED STATES, A SURVEY OF METHODS USED TO TRAIN AMERICA'S MILITARY LEADERS AND EXTENSIVE INTERVIEWS AND .... CONTINUED ON SCHEDULE O 587339 15982630 true true false false false false false false false false true false false false true true false true false false true true false false false false false false false true false false false false false false true false false false false false true false false false false true 133 0 56 true false false false false false false false false false false X 10 9 false false false false false false false true true false false true true true true true true true true false NY X SUSAN SULLIVAN 2023791800 2121 K STREET NW SUITE 700 WASHINGTON DC 20037 X MARC S TUCKER PRESIDENT 50.0 0.0 X 485121 0 60155 RAY MARSHALL BOARD CO-CHAIRMAN & TRUSTEE 1.0 0.0 X 0 0 0 SUE S STEWART BOARD CO-CHAIRMAN & TRUSTEE 1.0 0.0 X 0 0 0 DAVID J BARRAM BOARD TRUSTEE 1.0 0.0 X 0 0 0 VANBUREN N HANSFORD JR BOARD TRUSTEE 1.0 0.0 X 0 0 0 MARION W PINES BOARD TRUSTEE 1.0 0.0 X 0 0 0 LEWIS H SPENCE BOARD TRUSTEE 1.0 0.0 X 0 0 0 VIVIEN STEWART BOARD TRUSTEE 1.0 0.0 X 0 0 0 ROBERT SCHWARTZ BOARD TRUSTEE 1.0 0.0 X 0 0 0 ROBERT KING BOARD TRUSTEE 1.0 0.0 X 0 0 0 RICHARD MOGLIA-CANNON TREASURER & CFO 50.0 0.0 X 255427 0 41833 JASON DOUGAL COO/CEO (CRITERION EDUCATION) 50.0 0.0 X 337530 0 51991 SUSAN SULLIVAN SECRETARY OF CORPORATION 50.0 0.0 X 146438 0 22597 DAVID MANDEL DIR, RESEARCH&POLICY ANALYSIS 50.0 0.0 X 281275 0 44100 BETSY BROWN RUZZI VICE PRESIDENT 50.0 0.0 X 337530 0 51991 LAWRENCE MOLINARO DIR. CURRICULUM & OPERATIONS 50.0 0.0 X 286859 0 49818 MISCHELLE HANDLEY National Director of Strategic 50.0 0.0 X 165486 0 42308 ANN BORTHWICK Instructional Systems Architec 50.0 0.0 X 211434 0 30053 SUSAN RUCKER Mississippi State Coordinator 50.0 0.0 X 245618 0 41666 FELICIA CUMINGS SMITH NISL PROGRAM DIRECTOR 50.0 0.0 X 194404 0 43238 DAVID OSBORNE CHIEF OF STAFF 50.0 0.0 X 160664 0 40969 3107786 0 520719 31 false true false DEANNA BURNEYLEADING BY LEARNING 2324-1919 CHESTNUT STREET PHILADELPHIA PA 19103 PRODUCT DEVELOPMENT 199400 REGENTS OF THE UNIVERSITY OF MICHIG 3003 SOUTH STATE STREET ANN ARBOR MI 48109 EVALUATION SVCS 311837 CHEVALLIER EDUCATIONAL CONSULTING L 15160 WILD DUCK WAY ROANOKE TX 76262 MASTER FACULTY 129600 BDO USA LLP PO BOX 642743 PITTSBURGH PA 15264 AUDIT & TAX PREP 148948 MANNING NAPIER ADVISORS INC 655 METRO PLACE SOUTH DUBLIN OH 43017 INVESTMENT MGMT FEES 230050 9 458806 346109 804915 CRITERION EDUCATION LLC PROGRAM SERVICE 611600 5616279 5616279 5616279 982865 982865 0 1814 1814 0 0 0 11698056 5426976 6271080 6271080 6271080 0 0 0 SPEAKING FEES 900099 16689 16689 OTHER INCOME 900099 349 349 17038 13693991 5616279 7272797 X 0 0 25000 25000 0 2788214 2151349 576684 60181 0 5391910 5052059 293890 45961 495772 463849 27697 4226 598694 566334 27257 5103 345368 326147 16277 2944 0 25542 25542 118522 118522 0 0 203239 203239 4006631 3984869 21762 384191 347763 36428 269619 199923 69696 0 0 697639 630168 67471 1415559 1373612 36937 5010 0 240557 177849 62708 0 0 49863 41709 8154 55530 55530 TRAINING MATERIALS 565325 565325 MISCELLANEOUS 229582 76674 152908 17906757 15982630 1764274 159853 0 0 3263653 4317752 0 48266 1722689 740615 0 0 0 0 0 0 223180 213872 315169 558748 569842 242464 383013 327378 94041796 81710011 0 0 0 0 0 0 0 0 99949500 87916642 1260022 1222007 1825846 487582 330328 1263625 0 0 0 0 0 0 0 0 0 0 122855 375028 3539051 3348242 X 96410449 84568400 0 0 0 0 96410449 84568400 99949500 87916642 -4212766 -7629283 X false true X true false X 2375513 1208118 1104077 382703 804915 5875326 0 0 2375513 1208118 1104077 382703 804915 5875326 4241761 1633565 1034073 1547857 1508108 1290516 984679 6365233 0 2855 10500 15700 9510 17038 55603 12296162 12169332 0.13285 0.15563 X 10% FACTS AND CIRCUMSTANCES TEST FORM 990, SCHEDULE A, PART II, SECTION C, LINE 17A: THIS STATEMENT IS ATTACHED IN ACCORDANCE WITH THE INSTRUCTIONS FOR SCHEDULE A (FORM 990) REGARDING AN ORGANIZATION THAT BELIEVES IT IS PUBLICLY SUPPORTED ACCORDING TO APPLICABLE REGULATIONS. TREAS. REG. SEC. 1.170A-9(F)(3) PROVIDES THAT AN ORGANIZATION MAY BE TREATED AS "PUBLICLY SUPPORTED" UNDER THE FACTS AND CIRCUMSTANCES TEST EVEN IF IT FAILS TO MEET THE 33 1/3 PERCENT MECHANICAL TEST. UNDER THE FACTS AND CIRCUMSTANCES TEST, AN ORGANIZATION WILL BE TREATED AS PUBLICLY SUPPORTED IF IT NORMALLY RECEIVES A SUBSTANTIAL PART OF ITS SUPPORT FROM GOVERNMENTAL UNITS, FROM DIRECT OR INDIRECT CONTRIBUTIONS FROM THE GENERAL PUBLIC, OR FROM A COMBINATION OF THESE SOURCES, AND MEETS CERTAIN OTHER REQUIREMENTS. THE PERTINENT FACTORS SET FORTH IN THE REGULATIONS ARE DISCUSSED BELOW: I) TEN PERCENT-OF-SUPPORT LIMITATION NATIONAL CENTER ON EDUCATION AND THE ECONOMY, "NCEE", RECEIVES SUPPORT FROM CONTRIBUTIONS MADE DIRECTLY BY THE GENERAL PUBLIC in EXCESS OF THE MINIMUM 10% THRESHHOLD. II) ATTRACTION OF PUBLIC SUPPORT NCEE SEARCHES FOR STATE AND FEDERAL GRANT FUNDING SOURCES ON AN ON-GOING BASIS. WHEN OPPORTUNITIES TO APPLY FOR GRANTS ARE FOUND, NCEE STAFF PERFORM THE PLANNING AND PROPOSAL WRITING NECESSARY TO COMPETE FOR THE AWARDS. IN DECEMBER 2014, NCEE WAS AWARDED A TWELVE MILLION DOLLAR, FIVE-YEAR, INVESTING IN INNOVATION (I3) GRANT FROM THE U.S. DEPARTMENT OF EDUCATION THAT COMMENCED JANUARY 1, 2015. SUBSEQUENT TO FISCAL YEAR ENDED JUNE 30, 2015, NCEE WAS AWARDED A THREE-YEAR ELEVEN MILLION DOLLAR, SUPPORTING EFFECTIVE EDUCATOR DEVELOPMENT (SEED) GRANT FROM THE U.S. DEPARTMENT OF EDUCATION EFFECTIVE OCTOBER 1, 2015. III) PERCENTAGE OF FINANCIAL SUPPORT UNDER THE REGULATIONS, THE HIGHER THE PERCENTAGE OF SUPPORT ABOVE THE 10% REQUIREMENT FROM PUBLIC SOURCES THE LESSER WILL BE THE BURDEN OF ESTABLISHING THE PUBLICLY SUPPORTED NATURE OF THE ORGANIZATION THROUGH OTHER FACTORS. THE PERCENTAGE OF SUPPORT RECEIVED FROM THE GENERAL PUBLIC FOR THE YEAR ENDED JUNE 30, 2015 IS greater than 13%. AS A RESULT OF THE U.S. DEPARTMENT OF EDUCATION I3 AND SEED GRANTS, NCEE HAS PROJECTED THE PUBLIC SUPPORT PERCENTAGE TO BE 44% AND 59% FOR THE FISCAL YEARS ENDING JUNE 30, 2016 AND JUNE 30, 2017, RESPECTIVELY. IV) SOURCES OF SUPPORT NCEE EXCEEDS THE 10% MINIMUM THRESHOLD BY DERIVING SUPPORT FROM UNRELATED INDIVIDUALS AND FOUNDATIONS, RATHER THAN RECEIVING ALMOST ALL OF ITS SUPPORT FROM THE MEMBERS OF A SINGLE FAMILY. NCEE'S ACTIVITIES APPEAL TO A BROAD CROSS-SECTION OF PERSONS NATIONWIDE WHO ARE INTERESTED IN THE ANALYSIS AND UNDERSTANDING OF THE IMPLICATIONS CHANGES IN THE INTERNATIONAL ECONOMY HAVE ON AMERICAN EDUCATION. NCEE DOES NOT LIMIT ITS ACTIVITIES TO A PARTICULAR COMMUNITY OR REGION OR TO ACTIVITIES WHICH APPEAL TO A LIMITED NUMBER OF PERSONS. V) REPRESENTATIVE GOVERNING BODY NCEE HAS A GOVERNING BODY REPRESENTATIVE OF THE BROAD INTERESTS OF THE PUBLIC, HAVING SPECIAL KNOWLEDGE OR EXPERTISE IN THE PARTICULAR FIELD IN WHICH THE ORGANIZATION OPERATES. VI) AVAILABILITY OF PUBLIC FACILITIES OR SERVICES; PUBLIC PARTICIPATION IN PROGRAMS OR POLICIES NCEE PROVIDES SERVICES DIRECTLY TO EDUCATORS, SCHOOLS AND SCHOOL DISTRICTS TO IMPROVE STUDENT ACHIEVEMENTS FOR THE BENEFIT OF THE GENERAL PUBLIC. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 313483 50506 262977 205307 165712 39595 51052 26246 24806 327378 0 DEFERRED RENT 375028 375028 X 5861469 -7629283 -7629283 13490752 203239 203239 13693991 17703518 17703518 203239 203239 17906757 INCOME TAXES FORM 990, SCHEDULE D, PART X, LINE 2: IN ACCORDANCE WITH AUTHORITATIVE GUIDANCE ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES ISSUED BY THE FASB, THE ORGANIZATION RECOGNIZES TAX LIABILITIES FOR UNCERTAIN TAX POSITIONS WHEN IT IS MORE LIKELY THAN NOT THAT A TAX POSITION WILL NOT BE SUSTAINED UPON EXAMINATION AND SETTLEMENT WITH VARIOUS TAXING AUTHORITIES. LIABILITIES FOR UNCERTAIN TAX POSITIONS ARE MEASURED BASED UPON THE LARGEST AMOUNT OF BENEFIT THAT IS GREATER THAN 50% LIKELY OF BEING REALIZED UPON SETTLEMENT. THE GUIDANCE ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES ALSO ADDRESSES DE-RECOGNITION, CLASSIFICATION, INTEREST AND PENALTIES ON INCOME TAXES, AND ACCOUNTING IN INTERIM PERIODS. WITH FEW EXCEPTIONS, THE ORGANIZATION IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY THE U.S. FEDERAL, STATE OR LOCAL TAX AUTHORITIES FOR YEARS ENDED JUNE 30, 2011 AND PRIOR. MANAGEMENT HAS EVALUATED THE ORGANIZATION'S TAX POSITIONS AND HAS CONCLUDED THAT THE ORGANIZATION HAS TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE FINANCIAL STATEMENTS TO COMPLY WITH THE PROVISIONS OF THIS GUIDANCE. true Europe (Including Iceland and Greenland) 3 Program Services CIEB 69688 Europe (Including Iceland and Greenland) 5 Program Services EXCELLENCE FOR ALL 15587 East Asia and the Pacific 1 Program Services CIEB 304787 9 9 390062 390062 East Asia and the Pacific STUDY OF TEACHER PROFESSIONAL LEARNING IN SHANGAI. 25000 1 false false false false false false PROCEDURES FOR MONITORING THE USE OF GRANTS FORM 990, SCHEDULE F, PART I, LINE 2: The Organization enters into a written grant agreement with the grantee that includes specific financial and programmatic accomplishment reporting requirements. These reports are reviewed by both Program and Administrative staff. X true true X X X X false false false false false false false false false MARC S TUCKER PRESIDENT 460121 0 25000 0 0 0 43500 0 16655 0 545276 0 RICHARD MOGLIA-CANNON TREASURER & CFO 246927 0 8500 0 0 0 24693 0 17140 0 297260 0 JASON DOUGAL COO/CEO (CRITERION EDUCATION) 321457 0 16073 0 0 0 26000 0 25991 0 389521 0 SUSAN SULLIVAN SECRETARY OF CORPORATION 135591 0 10847 0 0 0 13559 0 9038 0 169035 0 DAVID MANDEL DIR, RESEARCH&POLICY ANALYSIS 267881 0 13394 0 0 0 26000 0 18100 0 325375 0 BETSY BROWN RUZZI VICE PRESIDENT 321457 0 16073 0 0 0 26000 0 25991 0 389521 0 MISCHELLE HANDLEY National Director of Strategic 165486 0 0 0 0 0 16549 0 25759 0 207794 0 ANN BORTHWICK Instructional Systems Architec 201366 0 10068 0 0 0 20137 0 9916 0 241487 0 SUSAN RUCKER Mississippi State Coordinator 233922 0 11696 0 0 0 23392 0 18274 0 287284 0 LAWRENCE MOLINARO DIR. 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FORM 990, PART III, LINE 4C - CONTINUED FOCUS GROUPS WITH SCHOOL PRINCIPALS FROM MANY DIFFERENT KINDS OF SCHOOLS IN SEVERAL COUNTRIES. OVER 10,000 SCHOOL LEADERS HAVE COMPLETED THE FLAGSHIP PROGRAM, THE EXECUTIVE DEVELOPMENT PROGRAM FOR SCHOOL LEADERS, SINCE IT WAS LAUNCHED IN 2005. AN ADDITIONAL 7,000 EDUCATORS HAVE ATTENDED A NISL LEADERSHIP INSTITUTE. OTHER PROGRAM SERVICES FORM 990, PART III, LINE 4D EXPENSES: 587,339 KENTUCKY RISING: Kentucky Rising is a statewide initiative, requested by the Kentucky Department of Education, to carefully examine how the state compares to the top performing states and countries on major factors - from the quality of teachers, to the way it finances its schools - that affect the ability of its schools to educate students to the highest standards in the world and function well in a global economy. The initiative's ultimate goal is to implement changes based on this analysis that will enable Kentucky to create a world-class workforce that will allow its citizens to enjoy broadly shared prosperity in a fiercely competitive international economy. FORM 990 REVIEW PROCESS FORM 990, PART VI, SECTION B, LINE 11B: FORM 990 IS REVIEWED BY THE BOARD WITH THE CEO AND CFO AS PART OF ITS FORMAL MEETING. THE BOARD IS PROVIDED WITH A COPY OF THE DRAFT FORM 990 PRIOR TO THE BOARD MEETING AND GIVEN AN OPPORTUNITY TO RAISE ANY ISSUES AND ASK ANY QUESTIONS REGARDING THE DRAFT FORM 990 DURING THE BOARD MEETING. CONFLICT OF INTEREST POLICY FORM 990, PART VI, SECTION B, LINE 12C: NCEE ANNUALLY DISTRIBUTES THE CONFLICT OF INTEREST POLICY TO ALL NEW EMPLOYEES AND THE BOARD. ALL NEW EMPLOYEES AND TRUSTEES ARE REQUIRED TO SIGN THE CONFLICT OF INTEREST POLICY UPON STARTING WITH THE ORGANIZATION AND BOARD MEMBERS ARE REQUIRED ANNUALLY TO SIGN THE CONFLICT OF INTEREST POLICY. ALL BOARD MEMBERS AND KEY EMPLOYEES ARE REQUIRED TO DISCLOSE ANNUALLY INTERESTS THAT COULD GIVE RISE TO CONFLICTS. DETERMINING COMPENSATION FORM 990, PART VI, SECTION B, LINE 15: THE ORGANIZATION'S COMPENSATION REVIEW PROCESS INCLUDES APPROVAL BY INDEPENDENT PERSONS, USE OF COMPARABILITY DATA PROVIDED BY A THIRD-PARTY VALUATION/COMPENSATION EXPERT AND DOCUMENTATION OF THE REVIEW/APPROVAL PROCESS FOR ALL OF ITS DISQUALIFIED INDIVIDUALS. THE COMPENSATION AND SUPPORTING DOCUMENTATION IS REVIEWED AND APPROVED BY THE INDEPENDENT MEMBERS OF THE BOARD OF TRUSTEES. AVAILABILITY OF OTHER DOCUMENTS FORM 990, PART VI, SECTION C, LINE 19: THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990 PART IX LINE 11G DESCRIPTION:FACILITATION & COACHING TOTAL FEES:826086 FORM 990 PART IX LINE 11G DESCRIPTION:PRODUCT DEVELOPMENT TOTAL FEES:1511296 FORM 990 PART IX LINE 11G DESCRIPTION:RESEARCH & ANALYSIS TOTAL FEES:1025267 FORM 990 PART IX LINE 11G DESCRIPTION:EVALUATION SERVICES TOTAL FEES:505980 FORM 990 PART IX LINE 11G DESCRIPTION:PUBLIC RELATIONS TOTAL FEES:96000 FORM 990 PART IX LINE 11G DESCRIPTION:TEMPORARY SERVICES TOTAL FEES:5974 FORM 990 PART IX LINE 11G DESCRIPTION:OTHER TOTAL FEES:36028 CRITERION EDUCATION LLC 2121 K STREET NW WASHINGTON DC 20037 251918647 EDUCAT REFORM DE 6367419 3009853 NCEE