2016-04-18T13:13:57-05:00 2015-11-30 GRANT THORNTON LLP 2001 MARKET STREET SUITE 700 PHILADELPHIA PA 19103 990PF 2014-12-01 232686151 OBERKOTTER FOUNDATION % BRUCE A ROSENFIELD EXEC DI OBER 1600 MARKET STREET SUITE 3600 PHILADELPHIA PA 191037286 BRUCE A ROSENFIELD EXECUTIVE DIRECTOR 2157512601 2016-04-13 true Russlee Armstrong P00288383 2155614200 2014 2016-08-17 19:52:53Z X 155872023 X 1000000 2984188 3106319 5950632 6761736 28392 -36125 9963212 9831930 830003 63000 767003 654400 654400 103596 2029 101568 127208 8592 0 118616 143277 0 0 143277 2614928 381420 2251280 167388 2167 50282 50282 196306 196306 286759 286759 5174147 457208 0 4569491 8696580 8689080 13870727 457208 0 13258571 -3907515 9374722 12917712 14021466 14021466 89019180 83997710 141838940 7189 1416 7189 7189 0 4428 4428 101938308 98030793 155872023 0 X 101938308 98030793 101938308 98030793 101938308 98030793 101938308 -3907515 98030793 98030793 BROWN BROTHERS HARRIMAN & CO. 2622609 HAVERFORD TRUST COMPANY 3234501 GOLDMAN SACHS 93522 1818 PARTNERS LP 364146 SPRUCEGROVE NON-US EQUITY 29937 DYNAMIC EQ MGRS 113513 REAL ESTATE MEZZ PARTNERS -9487 VONTOBEL NON-US EQUITY OFFSHORE 16659 GS TACS ENHANCED DIV (LARGE) 296336 6761736 false 12329070 162975508 0.07565 19174089 149092651 0.128605 13136102 133191867 0.098625 19013605 131522223 0.144566 16652261 125547529 0.132637 0.580083 0.116017 159319399 18483759 93747 18577506 13268772 187494 187494 187494 210324 210324 22830 22830 false false false 0 0 0 false true false false true true PA true false false false false true www.oberkotterfoundation.org BRUCE A ROSENFIELD EXEC DIR 2157512601 1600 MARKET ST STE 3600 PHILADELPHIA PA 191037286 false false false false true false false false false false false false false false false false true false true true false false false Mildred L Oberkotter 1600 MARKET STREET SUITE 3600 PHILADELPHIA PA 191037286 TRUSTEE 10.0 0 0 0 Bruce Rosenfield 1600 MARKET STREET SUITE 3600 PHILADELPHIA PA 191037286 TRUSTEE & EXECUTIVE DIRECTOR 25.0 350000 0 0 David Pierson 1600 MARKET STREET SUITE 3600 PHILADELPHIA PA 191037286 TRUSTEE 10.0 50000 0 0 Amy Newnam 1600 MARKET STREET SUITE 3600 PHILADELPHIA PA 19103 Assoc. Exec. Director 40.0 230000 1496 6310 Teresa Caraway 1600 MARKET STREET SUITE 3600 PHILADELPHIA PA 191037286 CEO, HEARING FIRST 40.0 200003 0 0 JONI ALBERG 1600 MARKET ST PHILADELPHIA PA 19103 FAM ENGAGE OFFICER 40.0 161100 0 0 WENDY DEMOSS 1600 MARKET STREET PHILADELPHIA PA 19103 DIR, LEARNING PROG 40.0 150000 0 0 JUDY HORVATH 1600 MARKET ST PHILADELPHIA PA 19103 COMMUNITY DIR, HF 40.0 132718 0 0 KATHRYN WILSON 1600 MARKET ST PHILADELPHIA PA 19103 COACH & MENTOR DIR 40.0 93200 0 0 ROSANNE DIMARTINO 1600 MARKET ST PHILADELPHIA PA 19103 EXECUTIVE ASSISTANT 40.0 62382 4891 0 1 Create Digital 1015 Technology Park Drive GLEN ALLEN VA 23059 Digital Strategy 1628359 Vermilion Films 820 N River St 201 PORTLAND OR 97227 Film Producer 180438 Brown Brothers Harriman & Co One Logan Square 14th Floor PHILADELPHIA PA 19103 Investment Advisor 168589 Xrisncosey LLC 2138 Cowper Drive RALEIGH NC 27608 Film Prod/Accting 153765 The Mom Complex 3324 West Cary St Suite C RICHMOND VA 23221 Marketing Consultant 129750 4 SUPPORT FOR LISTENING AND SPOKEN LANGUAGE SERVICES TO CHILDREN AND FAMILIES (SEE ATTACHMENT 18) 8696580 SUPPORT FOR HEARING FIRST, A VIRTUAL CONNECTION POINT FOR FAMILIES AND PROFESSIONALS TO IMPROVE OUTCOMES FOR CHILDREN WHO ARE DEAF OR HARD OF HEARING THROUGH LSL(STMT18) 3543370 146611496 15134087 0 161745583 0 161745583 2426184 159319399 7965970 7965970 187494 187494 7778476 7778476 7778476 13258571 0 10201 0 0 13268772 13268772 7778476 0 2012 2011 2010 0 10190704 12731910 6629864 12548981 4449495 46550954 13268772 0 7778476 5490296 52041250 0 0 0 0 1000000 9190704 41850546 12731910 6629864 12548981 4449495 5490296 MILDRED L OBERKOTTER NONE X AG Bell Assoc for the Deaf and Hard of Hearing 3417 Volta Place NW Washington DC 200072778 N/A PC LSL Support -- Children and Families 1090000 Arkansas Children's Hospital 1 Childrens Way Slot 113 Little Rock AR 72202 N/A PC LSL Support -- Children and Families 15000 Atlanta Speech School 3160 Northside Parkway NW Atlanta GA 30327 N/A PC LSL Support -- Children and Families 242500 Auditory Oral School of New York 3321 Avenue M Brooklyn NY 11210 N/A PC LSL Support -- Children and Families 500000 Bergen County Special Services District 41 East Center Street Midland Park NJ 07432 N/A PC LSL Support -- Children and Families 151366 Buffalo Hearing & Speech Center 50 E North Street Buffalo NY 14203 N/A PC LSL Support -- Children and Families 35000 Carle Auditory Oral School 611 W Park Street Urbana IL 61801 N/A PC LSL Support -- Children and Families 17500 CASTLE 5501 Fortunes Ridge Drive Suite A Durham NC 27713 N/A PC LSL Support -- Children and Families 88980 CCHAT Center - Sacramento 11100 Coloma Road Rancho Cordova CA 95670 N/A PC LSL Support -- Children and Families 412250 Chicago Hearing Society-a division of Anixter CTR 2001 N Clybourn Ave Chicago IL 60614 N/A PC LSL Support -- Children and Families 40000 Child's Voice 180 Hansen Court Wood Dale IL 60191 N/A PC LSL Support -- Children and Families 440279 Child Aid 917 SW Oak Street Suite 208 Portland OR 97205 N/A PC LSL Support -- Children and Families 75000 Clarke Schools for Hearing and Speech 45 Round Hill Road Northamption MA 01060 N/A PC LSL Support -- Children and Families 950264 Desert Voices 3426 E Shea Blvd Phoenix AZ 85028 N/A PC LSL Support -- Children and Families 25000 Fontbonne University 6800 Wydown Blvd St Louis MO 631053098 N/A PC LSL Support -- Professional Learning 52325 Foundation for Hearing Research Inc 3518 Jefferson Avenue Redwood City CA 94062 N/A PC LSL Support -- Children and Families 752300 Hands & Voices PO Box 3093 Boulder CO 80307 N/A PC LSL Support -- Children and Families 95000 HEAR in New Hampshire 1650 Elm Street Suite 203 Manchester NH 031011217 N/A PC LSL Support -- Children and Families 21000 Hear ME Now PO Box 896 Portland ME 04104 N/A PC LSL Support -- Children and Families 230000 Hearts for Hearing 3525 NW 56th Street Suite A-150 Oklahoma City OK 73112 N/A PC LSL Support -- Children and Families 295460 HOPE School 310 N Riverpoint Blvd Box V Spokane WA 99202 N/A PC LSL Support -- Children and Families 97187 Idaho State University 921 S 8th Ave STOP 8046 Pocatello ID 832098046 N/A PC LSL Support -- Children and Families 37571 Listen and Talk 8610 8th Avenue NE Seattle WA 98115 N/A PC LSL Support -- Children and Families 742500 Listen Foundation Inc 6950 E Belleview Ave Ste 203 Greenwood Village CO 80120 N/A PC LSL Support -- Children and Families 35000 Magnolia Speech School 733 Flag Chapel Road Jackson MS 39209 N/A PC LSL Support -- Children and Families 42500 Memphis Oral School for the Deaf 7901 Poplar Avenue Germantown TN 38138 N/A PC LSL Support -- Children and Families 62500 Montreal Oral School for the Deaf Inc 4670 St Catherine Street West Westmount QUEBEC CA H3Z 1S5 N/A NC LSL Support - Children and Families 7500 New Orleans Oral School 4000 W Esplanade Ave Metairie LA 70002 N/A PC LSL Support -- Children and Families 45000 Northern Voices 1660 W County Rd B Roseville MN 55113 N/A PC LSL Support -- Children and Families 136000 Ohio Valley Voices 6642 Branch Hill-Guinea Pike Loveland OH 45140 N/A PC LSL Support -- Children and Families 131672 OPTION Schools Inc 11205 Wright Circle Suite 140 Omaha NE 68144 N/A PC LSL Support -- Research 82865 Presbyterian Ear Institute Oral School 415 Cedar St SE Albuquerque NM 87106 N/A PC LSL Support -- Children and Families 130000 Smith College Office of Corporate and Foundation Northamption MA 01063 N/A PC LSL Support -- Children and Families 203189 St Joseph Institute for the Deaf 9192 Waldemar Road Indianapolis IN 46268 N/A PC LSL Support -- Children and Families 216867 The Moog Center for Deaf Education 12300 South Forty Drive St Louis MO 63141 N/A PC LSL Support -- Children and Families 274365 Tucker Maxon School 2860 SE Holgate Boulevard Portland OR 97202 N/A PC LSL Support -- Children and Families 96250 University of Southern California 3500 S Figueeroa St Suite 102 Los Angeles CA 900898001 N/A PC LSL Support -- Children and Families 99291 University of Texas Health Science Ctr-San Antonio 8300 Floyd Curl Drive Mail Code 777 San Antonio TX 78229 N/A PC LSL Support -- Professional Learning 143200 Utah State University 2615 Old Main Hill Logan UT 84322 N/A PC LSL Support -- Children and Families 179962 Vanderbilt University Medical Center 1215 21st Avenue South Nashville TN 37232 N/A PC LSL Support -- Children and Families 133299 WA State Center for Childhood Deafness & Hearing 611 Grand Blvd Vancouver WA 98661 N/A PC LSL Support -- Children and Families 60000 Washington University School of Medicine 660 S Euclid Ave Campus Box 8042 St Louis MO 63110 N/A PC LSL Support -- Professional Learning 205038 Washtenaw Intermediate School District DHH Prgrm 1819 South Wagner Road PO Box 1406 Ann Arbor MI 48106 N/A GOV LSL Support -- Children and Families 5600 8696580 AG Bell Assoc for the Deaf and Hard of Hearing 3417 Volta Place NW Washington DC 200072778 N/A PC LSL Support -- Children and Families 4680000 Atlanta Speech School 3160 Northside Parkway NW Atlanta GA 30327 N/A PC LSL Support -- Children and Families 395000 Auditory Oral School of New York 3321 Avenue M Brooklyn NY 11210 N/A PC LSL Support -- Children and Families 500000 BEGINNINGS 156 Wind Chime Court Suite A Raleigh NC 27615 N/A PC LSL Support -- Children and Families 33200 Bergen County Special Services District 41 East Center Street Midland Park NJ 07432 N/A PC LSL Support -- Children and Families 248866 CASTLE 5501 Fortunes Ridge Drive Suite A Durham NC 27713 N/A PC LSL Support -- Children and Families 51480 CCHAT Center - Sacramento 11100 Coloma Road Rancho Cordova CA 95670 N/A PC LSL Support -- Children and Families 862500 Center for Communication Hearing & Deafness 10243 W National Ave West Allis WI 53227 N/A PC LSL Support -- Children and Families 150000 Chicago Hearing Society-a division of Anixter CTR 2001 N Clybourn Ave Chicago IL 60614 N/A PC LSL Support -- Children and Families 80000 Child's Voice 180 Hansen Court Wood Dale IL 60191 N/A PC LSL Support -- Children and Families 427957 Clarke Schools for Hearing and Speech 45 Round Hill Road Northamption MA 01060 N/A PC LSL Support -- Children and Families 1515954 Desert Voices 3426 E Shea Blvd Phoenix AZ 85028 N/A PC LSL Support -- Children and Families 6000 Fdn for Hearing Research-Weingarten Children's Ctr 3518 Jefferson Avenue Redwood City CA 94062 N/A PC LSL Support -- Children and Families 1006000 Hands & Voices PO Box 3093 Boulder CO 80307 N/A PC LSL Support -- Children and Families 95000 Hear ME Now PO Box 896 Portland ME 04104 N/A PC LSL Support -- Children and Families 110000 Hearts for Hearing 3525 NW 56th Street Suite A-150 Oklahoma City OK 73112 N/A PC LSL Support -- Children and Families 949060 HOPE School 310 N Riverpoint Blvd Box V Spokane WA 99202 N/A PC LSL Support -- Children and Families 129057 Idaho State University 921 S 8th Ave STOP 8046 Pocatello ID 832098046 N/A PC LSL Support -- Children and Families 37572 Listen and Talk 8610 8th Avenue NE Seattle WA 98115 N/A PC LSL Support -- Children and Families 1190000 Listen Foundation Inc 6950 E Belleview Ave Suite 203 Greenwood Village CO 80120 N/A PC LSL Support -- Children and Families 35000 Mayo Clinic Rochester 200 First Street SW Rochester MN 55905 N/A PC Research 750000 Memphis Oral School for the Deaf 7901 Poplar Avenue Germantown TN 38138 N/A PC LSL Support -- Children and Families 125000 Northern Voices 1660 W County Rd B Roseville MN 55113 N/A PC LSL Support -- Children and Families 175000 Ohio Valley Voices 6642 Branch Hill-Guinea Pike Loveland OH 45140 N/A PC LSL Support -- Children and Families 390000 Placer County Office of Education Infant Program 360 Nevada St Auburn CA 95603 N/A PC LSL Support -- Children and Families 310500 Presbyterian Ear Institute Oral School 415 Cedar St SE Albuquerque NM 87106 N/A PC LSL Support -- Children and Families 140000 St Joseph Institute for the Deaf 9192 Waldemar Road Indianapolis IN 46268 N/A PC LSL Support -- Children and Families 85500 The Moog Center for Deaf Education 12300 South Forty Drive St Louis MO 63141 N/A PC LSL Support -- Children and Families 606780 Tucker Maxon School 2860 SE Holgate Boulevard Portland OR 97202 N/A PC LSL Support -- Children and Families 60000 University of Southern California 3500 S Figueroa St Suite 102 Los Angeles CA 900898001 N/A PC LSL Support -- Children and Families 373049 University of Texas Health Science Ctr-San Antonio 8300 Floyd Curl Drive Mail Code 7777 San Antonio TX 78229 N/A PC LSL Support -- Professional Learning 56250 Utah State University 2615 Old Main Hill Logan UT 84322 N/A PC LSL Support -- Children and Families 192062 Vanderbilt University Medical Center 1215 21st Avenue South Nashville TN 37232 N/A PC LSL Support -- Children and Families 91495 WA State Center for Childhood Deafness & Hearing 611 Grand Blvd Vancouver WA 98661 N/A PC LSL Support -- Children and Families 135250 Washtenaw Intermediate School District DHH 1819 South Wagner Road PO Box 1406 Ann Arbor MI 48106 N/A GOV LSL Support - Children and Families 9400 16002932 14 2984188 18 5950632 PREVIOUS GRANTS RETURNED TO FOUNDATION 16708 MISCELLANEOUS REVENUE 01 11684 8946504 16708 8963212 11 GRANTS THAT HAVE BEEN RETURNED TO THE FOUNDATION FOR A VARIETY OF ACCEPTABLE REASONS. false false false false false false false false false false X X 1 MILDRED L OBERKOTTER 1600 MARKET STREET STE 3600 PHILADELPHIA PA 19103 1000000 X ACCOUNTING FEES 143277 143277 Teresa Caraway *The Executive Director (B Rosenfield) and the Associate Executive Director (A Newnam), referred to in Part I, Line 13 and Part VIII, Line 1, and the Administrative Assistant, referred to in Part I, Line 16c and Part VIII, Line 2, are partners or employees of the law firm Schnader Harrison Segal & Lewis, LLP ("Schnader"). The Oberkotter Foundation ("Foundation") has contracted with Schnader to lease a percentage of each individual's time for matters relating to the administration of the Foundation. The Foundation pays its share of the compensation and related expenses, as applicable, for each individual and Schnader assumes the appropriate payroll responsibilities. These payments to Schnader are separate from the payments shown at Part I, Line 16a for legal and other administrative support fees. ** The CEO of the Foundation's Educational Endeavor (T Caraway), referred to in Part I, Line 13 and Part VIII, Line 1, is an employee of Learning Innovation Associates, LLC ("LIA"). The Foundat ROSANNE DIMARTINO *Foundation employee R DiMartino is an employee of the law firm of Schnader Harrison Segal & Lewis, LLP ("Schnader"). The Oberkotter Foundation ("Foundation") has contracted with Schnader to lease a percentage of her time for matters relating to the administration of the Foundation. The Foundation pays its share of the compensation and related expenses, as applicable, and Schnader assumes the appropriate payroll responsibilities. These payments to Schnader are separate from the payments shown at Part I, Line 16a for legal and other administrative support fees. Montreal Oral School for the Deaf 4670 St Catherine Street West Westmount Quebec CA H3Z 1S5 2014-03-14 15000 LSL Support - Children and Families 15000 NO 8/31/15 NOT APPLICABLE ACCENTURE PLC 467773 1318806 ALPHABET INC CL C 1031772 1897343 AMERICAN EXPRESS CO 1055903 902664 ANHEUSER-BUSCH INBEV SPN ADR 722995 822144 APPLE INC 1050544 1614795 BARCLAYS CAPITAL US AGGREGATE 915357 935222 BAXALTA INC COM STK 486991 705684 BBH INTERNATIONAL EQUITY FUND 1748181 2100046 BBH LIMITED DURATION FUND CL I 7511210 7350277 BBH LIMITED DURATION FUND CL N 1750000 1707668 BECTON DICKINSON & CO 329853 1217025 BED BATH & BEYOND INC 913469 871938 BERKSHIRE HATHAWAY INC-CL B 905890 2091804 BLACKROCK INC 447081 1054788 BRAXAIR INC 805886 857280 CELANESE CORP SERIES A 534840 884375 CHEVRON CORPORATION 467954 575316 CHUBB CORP 111154 339378 COCA COLA CO 280351 592418 COMCAST CORP CL A 1128050 3060771 COMCAST CORP NEW - CL. A 514527 620772 CVS HEALTH CORPORATION 461440 1204352 DENTSPLY INTL INC 139960 341273 DIAGEO PLC- SPONSORED ADR 431687 862064 DISCOVERY COMMUNICATIONS -C 941818 1056006 DISNEY WALT CO 213654 1112006 DJ GBL EX-US SELECT REAL ESTAT 421616 444977 DOW JONES US REAL ESTATE INDEX 383873 464422 DU PONT E I DE NEMOURS & CO 375714 895622 DYNAMIC EQUITY MANAGERS: PORTF 435876 1250909 EATON CORPORATION PLC 500082 569968 EBAY INC 35868 220179 EGSHARES EM CONSUMER ETF 1302452 1243620 EOG RESOURCES INC 617490 1084590 EXXON MOBIL CORP 225230 743106 FTSE: EMERGING MARKETS INDEX F 605698 476560 GS TACTICAL TILT IMPLEMENTATIO 1031209 1097299 HARTFORD EMERGING MARKETS LOCA 352317 294641 HENRY SCHEIN INC COM STK 190415 473352 ISHARES CORE MSCI EMERGING 2726662 2358090 ISHARES S&P MIDCAP 400 INDEX 945760 1695456 ISHARES S&P SMALLCAP 600 FND 714026 1741500 JOHNSON & JOHNSON 349465 1447732 JP MORGAN ALERIAN MLP INDEX E 1769010 1380957 JPMORGAN CHASE & CO 704881 1140228 LIBERTY INTERACTIVE CORP Q-A 343007 788257 LONGLEAD PARTNERS SMALL CAP FD 2085000 2102905 MASTERCARD INC CLASS A 512038 714816 MEDTRONIC PLC 984154 1017090 MICROSOFT CORP 819839 1793550 MSCI EAFE 100% HEDGED TO USD I 1129237 1056217 NESTLE S A SPONS ADR 440440 1345708 NOVARTIS AG- ADR 820077 1434163 OCCIDENTAL PETROLEUM CORP 405563 876844 OPPORTUNITY FUND-I VONTOBEL 6044200 5355271 ORACLE CORP 1764842 1762652 ORACLE CORP 756564 779400 PAYPAL HOLDINGS INC- COM STK 274816 498612 PEPSICO INC 552675 1171872 PRIVATE EQUITY 3396 211561 PROCTER & GAMBLE CO 320129 808272 PROGRESSIVE CORP OHIO 636354 1128012 QUALCOMM INC 1203036 995316 RUSSELL 2000 INDEX FUND (ISHAR 511480 737229 S&P 500 INDEX FUND (SPDR) 30829 33390 SCHLUMBERGER LTD 842443 871795 SCHLUMBERGER LTD 625652 624915 SHORT-TERM CORPORATE BOND (VAN 1011495 1006579 SOUTHWSTN ENERGY CO 971618 244171 SPRUCEGROVE: NON-US EQUITY LLC 838668 587069 T. ROWE PRICE HIGH YIELD FUND 1251000 1096354 TACS: LARGE CAP CORE (ENHANCED 1220000 2818062 THE 1818 PARTNERS FUND 5000000 8994860 TJX COS INC NEW 595768 861320 TWENTY FIRST CENTURY FOX - B 673141 569050 U S BANCORP 885352 1735850 UNILEVER N V-NY SHARES 508327 581742 UNION PACIFIC GROUP 270006 847895 UNITED HEALTH GROUP INC 601995 1104558 UNITED PARCEL SERVICE CL B 225586 23329293 UNITED PARCEL SERVICE INC 41502 3758423 UNITED TECHNOLOGIES CORP 605481 946093 VANGUARD FTSE ALL WORLD EX-U S 749032 761280 VANGUARD FTSE EUROPE ETF 803396 771450 VANGUARD MSCI EUROPE PACIFIC 2927805 2933175 VONTOBEL: NON-US EQUITY LLC 245302 692225 WAL-MART STORES INC 384234 456657 WASTE MANAGEMENT INC 270375 529151 WELLS FARGO & CO 1271988 2220530 WELLS FARGO & CO NEW 573641 1559330 WW GRAINGER INC 1052413 882376 ZOETIS INC COM STK 857830 1324177 LEGAL AND ADMINISTRATIVE 127208 8592 118616 SUPPORT FEES DEPOSIT-RENTAL SPACE (PROGRAM) 0 4428 4428 SOFTWARE SUBSCRIPTIONS & REF 212230 212230 INSURANCE 52422 52422 COMPUTER EXPENSES 6154 6154 MOVING RELATED EXPENSES 5835 5835 BOOKS & SUBSCRIPTIONS 4150 4150 OFFICE SUPPLIES 2342 2342 FURNISHINGS & EQUIPMENT 1517 1517 POSTAGE, DELIVERY 1181 1181 LICENSES & FEES 460 460 MISCELLANEOUS 298 298 BANK FEES 170 170 PREVIOUS GRANTS RETURNED TO FOUNDATION 16708 Ordinary Income FROM PARTNERSHIPS 50060 Miscellaneous Revenue 11684 11684 Other Income/(Expense) from partnerships -97869 HEARING FIRST DEVELOP & ADMIN 2201180 2201180 FOUNDATION ADMINISTRATION 50100 50100 INVESTMENT MANAGEMENT 363648 381420 FEDERAL EXCISE TAX 165221 FOREIGN TAXES PAID 2167 2167