2016-04-11T12:26:14-05:00 2015-06-30 430765316 RUBINBROWN LLP 1900 16TH STREET SUITE 300 DENVER CO 80202 990 2014-07-01 846032307 MORRIS ANIMAL FOUNDATION MORR 3037902345 720 S COLORADO BLVD NO 174-A DENVER CO 80246 WALTER GEORGE INTERIM PRESIDENT & CEO 3037902345 2016-04-06 1 KIMBERLY ANN RYAN P00829977 3036981883 2014 2016-08-17 19:52:53Z WALTER GEORGE 720 S COLORADO BLVD NO 174-A DENVER CO 80246 73918787 0 X WWWW.MORRISANIMALFOUNDATION.ORG X 1951 CO MORRIS ANIMAL FOUNDATION HELPS ANIMALS ENJOY LONGER, HEALTHIER LIVES WORLDWIDE. FOUNDED IN 1948 THE FOUNDATION IS A WORLD LEADER IN FUNDING VETERINARY RESEARCH TO ENHANCE THE LIVES, HEALTH, AND WELL-BEING OF DOGS, CATS, HORSES, LLAMAS/ALPACAS, AND HUNDREDS OF WILDLIFE SPECIES. OVER 2,000 ANIMAL HEALTH STUDIES HAVE BEEN FUNDED, MANY LEADING TO SIGNIFICANT SCIENTIFIC BREAKTHROUGHS IN DIAGNOSTICS, TREATMENTS, PREVENTIONS, AND CURES FOR COMPANION ANIMALS AND WILDLIFE. 17 17 40 75 0 0 8063763 9806280 236593 355155 2274003 1378866 431548 213543 11005907 11753844 7637488 9224944 0 0 2757968 2986795 231278 363287 2247097 2853813 2359064 13480547 14934090 -2474640 -3180246 86340689 91171668 4341654 5899119 81999035 85272549 X TO IMPROVE THE HEALTH AND WELL-BEING OF COMPANION ANIMALS AND WILDLIFE BY FUNDING HUMANE ANIMAL HEALTH STUDIES AND DISSEMINATING INFORMATION ABOUT THOSE STUDIES. 0 0 9158218 9063444 ANIMAL HEALTH STUDIES: SINCE 1948, MORRIS ANIMAL FOUNDATION HAS FUNDED MORE THAN 2,400 ANIMAL HEALTH STUDIES, MANY OF WHICH HAVE LED TO SIGNIFICANT BREAKTHROUGHS IN DIAGNOSTICS, TREATMENTS, PREVENTIONS AND CURES THAT BENEFIT COMPANION ANIMALS, HORSES AND WILDLIFE. ALL OF THEM HAVE ADVANCED THE STATE OF KNOWLEDGE SPECIFIC TO VETERINARY MEDICINE. RECENT SUCCESSES INCLUDE FUNDING THAT HELPED SCIENTISTS: 1. IDENTIFY TWO DIFFERENT TYPES OF POLYSACCHARIDE STORAGE MYOPATHY, A PAINFUL MUSCLE DISORDER IN HORSES, AND AN ASSOCIATED GENETIC MUTATION THAT WILL IMPROVE DIAGNOSTIC TESTING FOR THIS DEVASTATING MUSCLE DISORDER; 2. VALIDATE A TB FECAL SCREENING TESTS IN CHIMPANZEES LIVING IN GOMBE NATIONAL PARK, TANZANIA. THIS SIGNIFICANT ADVANCE IN TB EPIDEMIOLOGY ALLOWS RESEARCHERS TO SAFELY AND NONINVASIVELY STUDY LARGE-SCALE DISEASE IMPACT IN WILD PRIMATES; 3. DEVELOP A HUMANE APPROACH TO REDUCING RABIES IN DOGS IN AFRICA THOUGH A VACCINATION PROGRAM THAT WILL CURB OUTBREAKS; 4. GIVE VETERINARIANS NEW TREATMENT OPTIONS TO TREAT CHRONIC UPPER RESPIRATORY DISEASE IN SHELTER CATS, THE LEADING CAUSE OF EUTHANASIA IN THESE CATS. MORRIS ANIMAL FOUNDATION ALSO FUNDED TRAINING GRANTS IN 2015 ADDRESSING THE CRITICAL NEED TO PROVIDE ADVANCED TRAINING TO VETERINARIANS AND ANIMAL HEALTH RESEARCHERS. 1066908 161500 PROGRAM AWARENESS: MORRIS ANIMAL FOUNDATION'S MISSION IS TO IMPROVE THE HEALTH AND WELL-BEING OF COMPANION ANIMALS AND WILDLIFE BY FUNDING HUMANE HEALTH STUDIES AND DISSEMINATING INFORMATION ABOUT THESE STUDIES. RAISING AWARENESS ABOUT THE FOUNDATION'S PROGRAMS AND IMPACT IS A CRITICAL COMPONENT TO FULFILLING OUR MISSION. THE FOUNDATION'S WEBSITE PROVIDES A VALUABLE RESOURCE FOR SUPPORTERS, INCLUDING A BLOG THAT HIGHLIGHTS ORGANIZATIONAL AND STUDY SUCCESSES, CAMPAIGNS AND DONOR/PARTNER STORIES. THE WEBSITE ALSO IS USED TO PROMOTE RETENTION FOR THE ORGANIZATION'S GOLDEN RETRIEVER LIFETIME STUDY, THE LARGEST AND LONGEST STUDY EVER UNDERTAKEN IN THE UNITED STATES TO UNDERSTAND CANCER IN DOGS. THE FOUNDATIONS UNITE TO FIGHT PET CANCER CAMPAIGN INCLUDES WEBINARS, DOWNLOADABLE INFORMATION AND ARTICLES TO HELP PET OWNERS LEARN MORE ABOUT HOW PETS DEVELOP CANCER AND TO RAISE AWARENESS ABOUT CANCER IN PETS. THE ORGANIZATION ALSO SUPPORTS A VOLUNTEER-DRIVEN K9 CANCER WALK PROGRAM. THE WALK PROGRAM SIGNIFICANTLY INCREASES AWARENESS OF THE FOUNDATION'S CANCER RESEARCH EFFORTS AND PROVIDES A WAY FOR SUPPORTERS TO GET INVOLVED WITHIN THEIR COMMUNITIES. THE ORGANIZATION ALSO PROVIDES ANIMAL HEALTH INFORMATION THROUGH AN EXTENSIVE DIRECT RESPONSE PROGRAM TO DONORS, WHICH INCLUDES DIRECT MAIL, A QUARTERLY PRINT NEWSLETTER, AN EMAIL NEWSLETTER PROGRAM AND EDUCATIONAL WEBINARS. THE ORGANIZATION ALSO HAS A NUMBER OF CONTENT PARTNERSHIPS THROUGH WHICH IT DISSEMINATES INFORMATION ABOUT ITS WORK THROUGH VARIOUS CONSUMER AND VETERINARY PUBLICATIONS. 1294371 GRANT MANAGEMENT: PROCESSED 582 APPLICATIONS FOR FUNDING WHICH ALL RECEIVED PRELIMINARY REVIEW INTERNALLY FOR RELEVANCE AND GUIDELINE ADHERENCE AND ADDITIONALLY A SCIENTIFIC ABSTRACT REVIEW TO DETERMINE IF FULL REVIEW MERITED. 1. COORDINATED FULL REVIEW OF 209 PROPOSALS INCLUDING REVIEWER ASSIGNMENT, WRITTEN REVIEW AND SCORING, PRIORITIZATION, WITH THREE MEETINGS OF VOLUNTEER SCIENTIFIC ADVISORY BOARDS (SMALL ANIMAL, LARGE ANIMAL, AND WILDLIFE) TO DETERMINE RECOMMENDATIONS FOR FUNDING. 2. AWARDED AND CONTRACTED 96 NEW ANIMAL HEALTH STUDIES AND 25 VETERINARY STUDENT SCHOLARSHIPS. 3. MONITORED OVER 200 ACTIVE HEALTH STUDIES INCLUDING TWO PROGRESS REPORTS PER YEAR FOR EACH, SCIENTIFIC ADVISORY BOARD REVIEW, PROTOCOL REVISIONS, AND QUARTERLY PAYMENTS. 4. INITIATED TWO PROACTIVE RESEARCH CALLS: ONE FOR THE HUMAN-ANIMAL BOND RESEARCH INITIATIVE (HABRI) INCLUDING EXTENSIVE WORK WITH THIS DONOR, CREATION OF CUSTOMIZED GUIDELINES AND REVIEW PROCESS, PROCESSING 20 SUBMISSIONS, COORDINATING OUT OF SEQUENCE REVIEW FOR 9, AND FUNDING 6 NEW HABRI AWARDS AND ONE FOR THE ZOETIS MAF TRAINING FELLOWSHIPS INCLUDING CREATING AND DISTRIBUTING AN RFP, REVIEWING 14 SUBMISSIONS, AND AWARDING TWO NEW FELLOWSHIPS. 5. REVIEWED 10 AND AWARDED 1 WILDLIFE RAPID RESPONSE FUND AWARD AND REVIEWED AND AWARDED FIVE FELINE SNP CHIP AWARDS. CANINE LIFETIME HEALTH PROJECT - THIS PROJECT, WHICH STARTED IN 2012, WILL IDENTIFY CAUSES OF IMPORTANT HEALTH CONDITIONS IN DOGS AND FIND NEW TESTS, DIETS AND THERAPIES FOR THEIR PREVENTION, DIAGNOSIS AND TREATMENT. THE GOLDEN RETRIEVER LIFETIME STUDY, THE FIRST STUDY FUNDED UNDER THE CANINE LIFETIME HEALTH PROJECT UMBRELLA, IS THE FIRST PROSPECTIVE LONGITUDINAL STUDY ATTEMPTED IN VETERINARY MEDICINE TO IDENTIFY THE MAJOR DIETARY, GENETIC AND ENVIRONMENTAL RISK FACTORS FOR CANCER AND OTHER IMPORTANT DISEASES IN DOGS. THE STUDY IS AN OBSERVATIONAL STUDY THAT FOLLOWS A COHORT OF 3,000+ PUREBRED GOLDEN RETRIEVERS EQUALLY DISTRIBUTED BY GENDER THROUGHOUT THEIR LIVES BY THE COLLECTION OF ANNUAL ONLINE DOG OWNER QUESTIONNAIRES, AND ANNUAL PHYSICAL EXAMINATIONS AND COLLECTION OF BIOLOGICAL SAMPLES AND HEALTH DATA BY THE PRIMARY CARE VETERINARIAN. THE GOLDEN RETRIEVER LIFETIME STUDY WILL PROVIDE A LIFETIME DATA SET OF LIFESTYLE AND ACTIVITY, ENVIRONMENTAL EXPOSURE AND DIET HISTORY COMBINED WITH SIMULTANEOUS ANNUAL BIOLOGICAL SAMPLE SETS AND DETAILED HEALTH OUTCOMES TO IDENTIFY DISEASE INCIDENCE DATA FOR THIS COHORT OF GEOGRAPHICALLY DISPERSED DOGS, AND OUTCOMES NECESSARY TO INTERROGATE COMPLEX ASSOCIATIONS BETWEEN GENES AND ENVIRONMENTAL INFLUENCES AND CANCER AND OTHER DISEASES. 11519497 1 1 0 0 0 1 0 0 0 1 1 1 0 0 1 0 1 0 0 0 1 1 0 1 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 X 16 0 1 40 1 0 1 CA CJ EI HK UC 0 0 1 1 1 1 0 0 0 0 X 17 17 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CO X X X KATHRYN HOLM 3037902345 720 S COLORADO BLVD NO 174-A DENVER CO 80246 JIM KUTSCH JR PHD DVM CHAIR OF THE BOARD 2.00 X X 0 0 0 COLIN GILES BVETMED PHD MRCVS TREASURER 2.00 X X 0 0 0 AMY HUNKELER DVM DACVO VICE CHAIR 2.00 X X 0 0 0 SUSAN GIOVENGO DVM PHD MA BS SECRETARY 2.00 X X 0 0 0 PREMA ARASU PHD DVM MBA TRUSTEE 2.00 X 0 0 0 DEBORAH DAVENPORT DVM MS DACVIM TRUSTEE 2.00 X 0 0 0 ROBERT C GAIN TRUSTEE 2.00 X 0 0 0 WALTER N GEORGE III INTERIM PRESIDENT & CEO 2.00 X 0 0 0 CLINTON A LEWIS JR TRUSTEE 2.00 X 0 0 0 PATRICK LONG DVM TRUSTEE 2.00 X 0 0 0 JONNA MAZET DVM MPVM PHD TRUSTEE 2.00 X 0 0 0 BETTE MORRIS PHD TRUSTEE 2.00 X 0 0 0 CYNTHIA MORRIS TRUSTEE 2.00 X 0 0 0 DAVID MORRIS TRUSTEE 2.00 X 0 0 0 DAVID PETRIE TRUSTEE 2.00 X 0 0 0 STAN TEETER DVM TRUSTEE 2.00 X 0 0 0 KATHRYN HOLM CHIEF OPERATING OFFICER 40.00 X 0 0 0 JOHN TAYLOR CHIEF OPERATING OFFICER THRU 4/15 40.00 X 141882 0 32261 JOHN DAVID HAWORTH PRESIDENT & CEO 40.00 X 177786 0 28169 JOHN D REED CHIEF DEVELOPMENT OFFICER 40.00 X 130968 0 21355 DIANE BROWN CHIEF SCIENTIFIC OFFICER - AS OF 2/24 40.00 X 140099 0 32559 SCOTT KOSKOWSKI DIRECTOR OF PHILANTHROPY 40.00 X 124317 0 19692 715052 0 134036 5 0 1 0 UBC PO BOX 75253 BALTIMORE MD 21275 GOLDEN RETRIEVER LIFETIME STUDIES 1174908 DONOR POINT 649 N HORNERS LANE ROCKVILLE MD 20850 DIRECT MAIL AND FUNDRAISING CAMPAIGN 401622 FISHER BIOSERVICES PO BOX 418395 BOSTON MA 02241 BIOREPOSITORY SERVICES FOR GRLS 318606 VANGUARD PO BOX 1106 VALLEY FORGE PA 19482 403(B) PLAN 205887 PEAR WORKPLACE SOLUTIONS 1515 ARAPAHOE ST STE 100 DENVER CO 80202 OFFICE FURNITURE 119154 5 9806280 9806280 PROGRAM AWARENESS WALKS 900099 355155 355155 355155 245293 245293 3513 3513 63298516 62164943 1133573 1133573 1133573 GRANT REFUNDS 900099 210030 210030 210030 11753844 565185 0 1382379 8630213 8630213 594731 594731 1188208 743676 217747 226785 1493163 540349 263666 689148 53529 15513 15289 22727 48429 6595 41834 203466 93438 35998 74030 16923 8109 8814 28300 28300 363287 363287 357791 357791 68883 50488 1745 16650 51572 48805 2767 218884 165499 17402 35983 181763 105432 11820 64511 149488 66785 20065 62638 361882 99960 9431 252491 236208 126863 102491 6854 26130 11314 5302 9514 16387 7530 5879 2978 POSTAGE AND MAILING 179054 30994 2753 145307 HIRING COSTS 133191 59722 51541 21928 PROFESSIONAL DEVELOPMEN 86358 38728 7528 40102 MISCELLANEOUS 73644 12348 -11366 72662 172606 77109 9410 86087 14934090 11519497 1167496 2247097 2091521 2650490 18574 490688 23735 24005 548965 337120 27149 211845 14190522 2331554 69989188 83596272 0 1866814 86340689 91171668 371915 398121 3098256 4591218 871483 909780 4341654 5899119 X 29929213 28490927 11803443 9710591 40266379 47071031 81999035 85272549 86340689 91171668 -3180246 6453760 0 X X 0 1 X 1 0 X 11159967 8954333 10266589 8063763 9806280 48250932 236593 355155 591748 11159967 8954333 10266589 8300356 10161435 48842680 2000645 2084000 1340500 1695000 7120145 0 2000645 2084000 1340500 1695000 7120145 41722535 5849891 404567 447854 487253 248806 7438371 5849891 404567 447854 487253 248806 7438371 433893 370154 197287 1001334 17009858 9792793 11084597 8984896 10410241 57282385 0.72840 0.76080 0.12990 0.23920 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 9 859315 475144 12288933 1 1 40266379 5980801 935213 111362 47071031 39980709 285670 40266379 39076926 903783 39980709 39754005 2003376 2680455 39076926 36024608 1023871 4600625 1895099 39754005 1.00000 0 0 109669 61013 48656 262842 145619 117223 176454 130488 45966 211845 HEDGE FUNDS & PRIVATE EQUITY FUNDS 83596272 F 83596272 ANNUITIES PAYABLE 909780 909780 19158755 6453760 1287899 7741659 11417096 336748 336748 11753844 15885241 1287899 1287899 14597342 336748 336748 14934090 PART V, LINE 4: THE ENDOWMENT ASSETS ARE INVESTED IN A MANNER THAT IS INTENDED TO PRODUCE A LONG-TERM RATE OF RETURN OF 6% PLUS INFLATION, NET OF ALL FEES, ROLLING OVER TEN YEAR PERIODS. EARNINGS ARE INTENDED TO SUPPORT HEALTH STUDY PROGRAMS AND/OR GENERAL OPERATING EXPENSES. 1 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 GRANTMAKING 354205 NORTH AMERICA 0 0 GRANTMAKING 116975 EAST ASIA AND THE PACIFIC 0 0 GRANTMAKING 123551 CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 22189183 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 INVESTMENTS 7244549 NORTH AMERICA 0 0 INVESTMENTS 7310019 EAST ASIA AND THE PACIFIC 0 0 INVESTMENTS 2002881 0 0 0 0 0 0 39341363 0 39341363 EUROPE ANIMAL HEALTH STUDIES 12500 WIRE TRANSFER EUROPE ANIMAL HEALTH STUDIES 21870 WIRE TRANSFER EUROPE ANIMAL HEALTH STUDIES 90357 WIRE TRANSFER EUROPE ANIMAL HEALTH STUDIES 15973 WIRE TRANSFER EUROPE ANIMAL HEALTH STUDIES 8100 WIRE TRANSFER EUROPE ANIMAL HEALTH STUDIES 5131 WIRE TRANSFER EUROPE ANIMAL HEALTH STUDIES 24245 WIRE TRANSFER EUROPE ANIMAL HEALTH STUDIES 55627 WIRE TRANSFER EUROPE ANIMAL HEALTH STUDIES 13062 WIRE TRANSFER EUROPE ANIMAL HEALTH STUDIES 36035 WIRE TRANSFER EUROPE ANIMAL HEALTH STUDIES 66150 WIRE TRANSFER EUROPE ANIMAL HEALTH STUDIES 13778 WIRE TRANSFER NORTH AMERICA ANIMAL HEALTH STUDIES 16431 WIRE TRANSFER NORTH AMERICA ANIMAL HEALTH STUDIES 48669 WIRE TRANSFER NORTH AMERICA ANIMAL HEALTH STUDIES 38097 WIRE TRANSFER EAST ASIA AND PACIFIC ANIMAL HEALTH STUDIES 5400 WIRE TRANSFER EAST ASIA AND PACIFIC ANIMAL HEALTH STUDIES 31917 WIRE TRANSFER EAST ASIA AND PACIFIC ANIMAL HEALTH STUDIES 30047 WIRE TRANSFER EAST ASIA AND PACIFIC ANIMAL HEALTH STUDIES 5123 WIRE TRANSFER EAST ASIA AND PACIFIC ANIMAL HEALTH STUDIES 49680 WIRE TRANSFER 0 20 1 0 1 1 0 0 SCHEDULE F, PART I, LINE 2 DISTRIBUTIONS OF GRANT PAYMENTS ARE TYPICALLY MADE IN QUARTERLY INSTALLMENTS, SUBJECT TO PERFORMANCE OF THE PROJECT TO THE SATISFACTION OF THE FOUNDATION. GRANT PERFORMANCE IS ASSESSED BASED ON INDEPENDENT SCIENTIFIC REVIEW OF PROGRESS REPORTS THAT ARE REQUESTED TWICE ANNUALLY. ONE-HALF OF THE FINAL QUARTERLY PAYMENT WILL BE WITHHELD BY THE FOUNDATION UNTIL RECEIPT OF A COMPLETE AND SATISFACTORY FINAL REPORT AND ACCOUNTING. X 0 DONOR POINT 649 N HORNERS LANE ROCKVILLE MD 20850 FUNDRAISING 0 797764 401622 396152 797764 401622 396152 SCHEDULE G, PART I, LINE 2B, COLUMN (V) DIRECT FUNDRAISING EXPENSES ARE PAID BY THE FUNDRAISING ORGANIZATION. OF THE $401,622 RETAINED BY THE VENDOR, $38,336 WAS EXPENSE RELATED TO POSTAGE, PRINTING, AND MAILING. 1 AMERICAN HUMANE ASSOCIATION 1400 16TH STREET NW 360 WASHINGTON DC 20036 840432950 20197 ANIMAL HEALTH STUDIES AUBURN UNIVERSITY 301 SAMFORD HALL AUBURN AL 36849 636000724 12554 ANIMAL HEALTH STUDIES BAYLOR COLLEGE OF MEDICINE 1 BAYLOR PLAZA HOUSTON TX 77030 741613878 12500 ANIMAL HEALTH STUDIES BOSTON UNIVERSITY 881 COMMONWEALTH AVE BOSTON MA 02215 042103547 16871 ANIMAL HEALTH STUDIES BRIGHAM & WOMEN'S HOSPITAL BANK OF AMERICA NA PO BOX 3149 BOSTON MA 02241 042312909 34276 ANIMAL HEALTH STUDIES CALIFORNIA STATE UNIVERSITY-STANISLAUS 1 UNIVERSITY CIR MSR 270 TURLOCK CA 95382 770207337 13449 ANIMAL HEALTH STUDIES COLORADO STATE UNIVERSITY 6015 CAMPUS DELIVER OSP FORT COLLINS CO 80523 846000545 326983 ANIMAL HEALTH STUDIES CORNELL UNIVERSITY PO BOX 22 ITHACA NY 14851 150532082 307554 ANIMAL HEALTH STUDIES DUKE UNIVERSITY 327 NORTH BUILDING BOX 90077 DURHAM NC 27708 560532129 25451 ANIMAL HEALTH STUDIES DUQUESNE UNIVERSITY 600 FORBES AVE RM 301 ADMIN BUILDING PITTSBURGH PA 15282 251035663 22084 ANIMAL HEALTH STUDIES GREEN CHIMNEYS CHILDREN'S SERVICES 400 DOANSBURG RD BREWSTER NY 10509 141568025 17975 ANIMAL HEALTH STUDIES IOWA STATE UNIVERSITY 1138 PEARSON HALL AMES IA 50011 426004224 26696 ANIMAL HEALTH STUDIES JOHNS HOPKINS UNIVERSITY 615 N WOLFE STREET BALTIMORE MD 21205 520595110 42900 ANIMAL HEALTH STUDIES KANSAS STATE UNIVERSITY 10 ANDERSON HALL MANHATTAN KS 66506 480771751 62721 ANIMAL HEALTH STUDIES MICHIGAN STATE UNIVERSITY 301 ADMINISTRATION BLDG EAST LANSING MI 48824 386005984 115911 ANIMAL HEALTH STUDIES MISSISSIPPI STATE UNIVERSITY PO BOX 5328 MISSISSIPPI STATE MS 39762 646000819 32977 ANIMAL HEALTH STUDIES MONTANA STATE UNIVERSITY - BOZEMAN 309 MONTANA HALL BOZEMAN MT 59717 816010045 27751 ANIMAL HEALTH STUDIES NATIONAL CANCER INSTITUTE BUILDING 37 ROOM 5000 BETHESDA MD 20892 520858115 28041 ANIMAL HEALTH STUDIES NATIONAL MARINE MAMMAL FOUNDATION 2240 SHLETON ISLAND DR 200 SAN DIEGO CA 92016 261501109 9979 ANIMAL HEALTH STUDIES NEW ENGLAND AQUARIUM CENTRAL WHARF BOSTON MA 02110 042297514 34938 ANIMAL HEALTH STUDIES NEW MEXICO STATE UNIVERSITY MSC SPA PO BOX 30002 LAS CRUCES NM 88003 856000401 5400 ANIMAL HEALTH STUDIES NORTH CAROLINA STATE UNIVERSITY PO BOX 7214 RALEIGH NC 27695 566000756 441067 ANIMAL HEALTH STUDIES OCCIDENTAL COLLEGE 1600 CAMPUS RD M-20 LOS ANGELES CA 90041 951667177 12621 ANIMAL HEALTH STUDIES OKLAHOMA STATE UNIVERSITY 402 WHITEHURST - OSU STILLWATER OK 74078 736017987 69589 ANIMAL HEALTH STUDIES OREGON STATE UNIVERSITY PO BOX 1086 CORVALLIS OR 97339 611730890 207353 ANIMAL HEALTH STUDIES PURDUE UNIVERSITY 23510 NETWORK PLACE CHICAGO IL 60673 356002041 140777 ANIMAL HEALTH STUDIES RARE SPECIES CONSERVATORY FOUNDATION 1222 E ROAD LOXAHATCHEE FL 33470 650560456 17902 ANIMAL HEALTH STUDIES SMITHSONIAN INSTITUTION 24411 NETWORK PLACE CHICAGO IL 60673 053020627 46585 ANIMAL HEALTH STUDIES TEXAS A&M AGRILIFE RESEARCH 2147 TAMUS COLLEGE STATION TX 74843 746000541 237013 ANIMAL HEALTH STUDIES THE OHIO STATE UNIVERSITY 4TH FLOOR 1960 KENNY ROAD COLUMBUS OH 43210 316025986 291541 ANIMAL HEALTH STUDIES THE UNIVERSITY OF GEORGIA 475 NORTH LUMPKIN STREET ATHENS GA 30602 581353149 228692 ANIMAL HEALTH STUDIES THE UNIVERSITY OF TENNESSEE 2047 RIVER DR RM A 102 KNOXVILLE TN 37996 626001636 41453 ANIMAL HEALTH STUDIES TUFTS MEDICAL CENTER 800 WASHINGTON ST BOSTON MA 02111 043400617 36366 ANIMAL HEALTH STUDIES TUFTS UNIVERSITY 136 HARRISON AVE BOSTON MA 02111 042103634 96152 ANIMAL HEALTH STUDIES TULANE UNIVERSITY 800 E COMMERCE RD 203 HARAHAN LA 70123 720423889 8100 ANIMAL HEALTH STUDIES UNIVERSITY OF CALIFORNIADAVIS ONE SHIELDS AVENUE DAVIS CA 95616 946036494 104723 ANIMAL HEALTH STUDIES UNIVERSITY OF CALIFORNIALOS ANGELES BOX 951432 1125 MURPHY HALL LOS ANGELES CA 90095 956006143 9990 ANIMAL HEALTH STUDIES UNIVERSITY OF CALIFORNIASAN DIEGO 9500 GILMAN SRIVE MAIL CODE 0717 LA JOLLA CA 92093 956006144 12423 ANIMAL HEALTH STUDIES UNIVERSITY OF CALIFORNIASANTA BARBARA 1212 SAASB SANTA BARBARA CA 93106 956006145 40493 ANIMAL HEALTH STUDIES UNIVERSITY OF CONNECTICUT 438 WHITNEY RD EXT RM 117 U-133 STORRS CT 06269 060772160 13345 ANIMAL HEALTH STUDIES UNIVERSITY OF FLORIDA 123 GRINTER HALL PO BOX 113001 GAINSEVILLE FL 32611 596002052 5751 ANIMAL HEALTH STUDIES UNIVERSITY OF ILLINOIS PO BOX 4610 SPRINGFIELD IL 62078 376000511 72407 ANIMAL HEALTH STUDIES UNIVERSITY OF IOWA 105 JESSUP HALL IOWA CITY IA 52242 426004813 7474 ANIMAL HEALTH STUDIES UNIVERSITY OF KENTUCKY PO BOX 931113 CLEVELAND OH 44193 616033693 162721 ANIMAL HEALTH STUDIES UNIVERSITY OF LOUISVILLE 300 E MARKET ST STE 300 LOUISVILLE KY 40202 611029626 23922 ANIMAL HEALTH STUDIES UNIVERSITY OF MARYLAND 4101 CHESAPEAKE BLDG COLLEGE PARK MD 20742 526002033 42368 ANIMAL HEALTH STUDIES UNIVERSITY OF MASSACHUSETTS RESEARCH ADMIN BUILDING 70 BUTTERFIELD TERRACE AMHERST MA 01003 043167352 16916 ANIMAL HEALTH STUDIES UNIVERSITY OF MINNESOTA NW 5957 PO BOX 1450 MINNEAPOLIS MN 55485 416007513 708515 ANIMAL HEALTH STUDIES UNIVERSITY OF MISSOURI 310 JESSE HALL COLOMBIA MO 65211 436003859 88380 ANIMAL HEALTH STUDIES UNIVERSITY OF NORTH CAROLINA WILMINGTON 601 S COLLEGE RD WILMINGTON NC 28403 561258660 33949 ANIMAL HEALTH STUDIES UNIVERSITY OF PENNSYLVANIA 3451 WALNUT STREET P 221 FRANKLIN BLDG PHILADELPHIA PA 19104 231352685 115644 ANIMAL HEALTH STUDIES UNIVERSITY OF ROCHESTER 513 HYLAN BLDG PO BOX 270140 ROCHESTER NY 14627 160743209 50829 ANIMAL HEALTH STUDIES UNIVERSITY OF WISCONSIN-MADISON 21 N PARK STREET 6401 MADISON WI 53715 396006492 311628 ANIMAL HEALTH STUDIES VIRGINIA POLYTECHNIC INSTITUTE AND STATE UNIVERSITY 460 TURNER ST STE 306 BLACKSBURG VA 24061 546001805 90222 ANIMAL HEALTH STUDIES WASHINGTON STATE UNIVERSITY PO BOX 641025 PULLMAN WA 99164 916001108 143190 ANIMAL HEALTH STUDIES WILDLIFE CONSERVATION SOCIETY 2300 SOUTHERN BLVD BRONX NY 10460 131740011 31934 ANIMAL HEALTH STUDIES 56 0 SCHEDULE I , PART I, LINE 2 DISTRIBUTIONS OF GRANT PAYMENTS ARE TYPICALLY MADE IN QUARTERLY INSTALLMENTS, SUBJECT TO PERFORMANCE OF THE PROJECT TO THE SATISFACTION OF THE FOUNDATION. GRANT PERFORMANCE IS ASSESSED BASED ON INDEPENDENT SCIENTIFIC REVIEW OF PROGRESS REPORTS THAT ARE REQUESTED TWICE ANNUALLY. ONE-HALF OF THE FINAL QUARTERLY PAYMENTS WILL BE WITHHELD BY THE FOUNDATION UNTIL RECEIPT OF A COMPLETE AND SATISFACTORY FINAL REPORT AND ACCOUNTING. X X X X X 1 0 0 0 0 0 0 0 0 JOHN TAYLOR CHIEF OPERATING OFFICER THRU 4/15 101248 0 0 0 40634 0 14312 0 17949 0 174143 0 0 0 JOHN DAVID HAWORTH PRESIDENT & CEO 177786 0 0 0 0 0 19200 0 8969 0 205955 0 0 0 JOHN D REED CHIEF DEVELOPMENT OFFICER 130968 0 0 0 0 0 0 0 21355 0 152323 0 0 0 DIANE BROWN CHIEF SCIENTIFIC OFFICER - AS OF 2/2 140099 0 0 0 0 0 0 0 32559 0 172658 0 0 0 PART I, LINE 4A JOHN TAYLOR RECEIVED A ONE-TIME SEVERANCE PAYMENT OF $40,634. SCHEDULE J, PART I, LINE 3 THE PRESIDENT/CEO HAS A WRITTEN EMPLOYMENT CONTRACT. COMPENSATION OF THE PRESIDENT/CEO IS DETERMINED BY REFERENCE TO OTHER NON-PROFIT ORGANIZATIONS OF A SIMILAR SIZE THAT COMPLETE THE FORM 990, LOCAL MARKET CONDITIONS, AND OTHER INDEPENDENT SALARY SURVEYS. THE PERFORMANCE OF THE CEO IS EVALUATED ANNUALLY BY THE CHAIR OF THE BOARD OF TRUSTEES. COMPENSATION RECOMMENDATIONS ARE MADE BY THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES (WHICH INCLUDES THE CHAIR OF THE BOARD) AND ARE RATIFIED BY THE FULL BOARD. FORM 990, PART VI, SECTION A, LINE 2 TRUSTEE BETTE MORRIS IS THE MOTHER OF TRUSTEES DAVID MORRIS AND CYNTHIA MORRIS. FORM 990, PART VI, SECTION B, LINE 11 A DRAFT OF THE IRS FORM 990 AND ALL SCHEDULES IS REVIEWED BY THE BOARD OF TRUSTEES, CEO, AND OTHER OFFICERS BEFORE IT IS FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C ALL MEMBERS OF THE BOARD OF TRUSTEES AND BOARD COMMITTEES ARE REQUIRED TO COMPLETE AN ANNUAL CONFLICT OF INTEREST QUESTIONNAIRE. THE BOARD REVIEWS ALL FORMS AND FOR ANY THAT DECLARE A CONFLICT, THOSE MATTERS ARE BROUGHT BEFORE THE FULL BOARD. THE BOARD ALSO ENFORCES COMPLIANCE BY PROMOTING AWARENESS OF THE POLICY AT BOARD MEETINGS. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION COMMITTEE IS RESPONSIBLE FOR REVIEWING THE PERFORMANCE OF THE PRESIDENT/CEO AND MAKING RECOMMENDATIONS AT LEAST ANNUALLY TO THE EXECUTIVE COMMITTEE AND THE BOARD OF TRUSTEES FOR HIS/HER COMPENSATION. THIS SHALL BE DONE IN ACCORDANCE WITH THE POLICY AND OTHER BEST PRACTICES IN THE JUDGMENT OF THE MEMBERS OF THE COMPENSATION COMMITTEE. IN ADDITION, THE COMPENSATION COMMITTEE SHALL ANNUALLY REVIEW ANY CHANGES IN THE COMPENSATION FOR OTHER OFFICERS AND KEY EMPLOYEES ACCORDING TO POLICY. FOR THE PURPOSES OF THESE POLICIES, "COMPENSATION" REFERS TO THE COMBINATION OF SALARY AND BENEFITS AS DEFINED IN THE IRS FORM 990 PROCESS INSTRUCTIONS. THE CEO SETS THE OTHER OFFICERS' SALARIES WITH INPUT FROM THE BOARD AND USING COMPARATIVE DATA AND SET PAYGRADES. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING AND FINANCIAL DOCUMENTS ADE AVAILABLE UPON REQUEST AND ARE ALSO POSTED ON THE FOUNDATION'S WEBSITE AS WELL AS OTHER EXTERNAL WEBSITES THAT MONITOR NON-PROFIT ACTIVITIES. FORM 990, PART XII, LINE 2C NO CHANGE FROM PRIOR YEAR.