2016-04-02T05:22:27-05:00 2015-12-31 560747981 DIXON HUGHES GOODMAN LLP PO BOX 973 CHARLESTON SC 29402 990PF 2015-01-01 582479387 THE CERES FOUNDATION INC CERE 8433770782 328 EAST BAY STREET CHARLESTON SC 29401 STEPHEN GAVEL EXECUTIVE DIRECTOR 8433770782 2016-03-30 1 RUDY THOMAS P00535354 8437226443 2016-03-30 2015 2016-09-27 15:27:22Z X 30058245 X X 131557 131557 547941 547941 2426032 24526528 2426032 7670 2504 3113200 3108034 96888 0 96888 24900 0 24900 5812 0 4650 5000 0 2500 376100 360871 15229 67613 21910 0 52304 0 96013 0 96013 18433 10075 8358 743063 392856 248538 1117513 1117513 1860576 392856 1366051 1252624 2715178 34443 34443 2191532 1577693 1577693 39960 45600 45600 460184 926038 926740 15905775 10290692 10729010 2712302 1984289 1967338 5596509 13422588 12486432 2348043 669054 1721293 1678989 1678989 612000 612000 612000 29239555 30572332 30058245 16567 351941 448661 368508 448661 X 28871047 30123671 28871047 30123671 29239555 30572332 28871047 1252624 0 30123671 0 30123671 RAYMOND JAMES - 7137 4784135 4913587 -129452 -129452 RAYMOND JAMES - 7137 10952244 8237498 2714746 2714746 RAYMOND JAMES - 7137 294 294 294 RAYMOND JAMES - 7137 (FOREIGN) 4012 4781 -769 -769 RAYMOND JAMES - 7137 (FOREIGN) 73509 63497 10012 10012 RAYMOND JAMES - 9034 150000 150000 0 0 RAYMOND JAMES - 5170 1725677 1744926 -19249 -19249 RAYMOND JAMES - 5170 1935056 1911182 23874 23874 RAYMOND JAMES - 5170 376626 376626 0 0 RAYMOND JAMES - 5432 3594028 3903210 -309182 -309182 RAYMOND JAMES - 5432 845257 795189 50068 50068 CAPITAL GAINS DIVIDENDS P 85690 85690 85690 2426032 0 1387967 29720217 0.046701 1242697 27919722 0.044510 1245686 25661886 0.048542 1268573 26789690 0.047353 1389633 26271606 0.052895 0.240001 0.048000 28578904 1371787 27152 1398939 1366051 54304 0 54304 0 54304 45600 45600 X 8704 0 0 0 0 0 0 0 0 0 0 1 1 SC 1 0 0 0 0 1 N/A STEPHEN GAVEL 8433770782 328 EAST BAY STREET CHARLESTON SC 29401 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 STEPHEN L GAVEL BREWTON PLANTATION YEMASSEE SC 29945 PRESIDENT/EXEC. DIRECTOR 30.00 96888 24900 0 FRANK GAVEL JR 14 WILLOW BROOK LANE NEWTOWN CT 06470 TREASURER 2.00 0 0 0 LINDA GAVEL WEBB 3861 COUNTRY CLUB ROAD TROUTVILLE VA 24175 VICE PRESIDENT 1.00 0 0 0 SHARON O'QUINN 328 EAST BAY STREET CHARLESTON SC 29401 SECRETARY 1.00 0 0 0 NONE 0 EAGLE ASSET MANAGEMENT 880 CARILLON PARKWAY ST PETERSBURG FL 33733 INVESTMENT MANAGEMENT 360871 0 0 27312062 1702054 0 29014116 0 0 29014116 435212 28578904 1428945 1428945 54304 54304 1374641 0 1374641 0 1374641 1366051 0 1366051 0 1366051 1374641 0 0 97395 97395 1366051 0 0 0 1366051 0 8590 8590 88805 0 0 0 0 0 0 88805 0 X ABILITY BEYOND DISABILITY 4 BERKSHIRE BOULEVARD BETHEL CT 06801 NONE PUBLIC CHARITY GENERAL FUND 10000 AMI KIDS BEAUFORT 60 HONEYBEE ISLAND RD SEABROOK SC 29940 NONE PUBLIC CHARITY GENERAL FUND 5000 AMOS HOUSE 34 ROCKY GLEN RD DANBURY CT 06810 NONE PUBLIC CHARITY GENERAL FUND 10000 ANN'S PLACE 39 OLD RIDGEBURY RD P-4 SUITE 17 DANBURY CT 06810 NONE OTHER PUBLIC CHARITY GENERAL FUND 10000 AUDUBON SC 336 SANCTUARY RD HARLEYVILLE SC 29448 NONE OTHER PUBLIC CHARITY EDUCATION & CONSERVATION 20000 BARRIER ISLANDS FREE MEDICAL CLINIC 220 RHETTS BLUFF KIAWAH ISLAND SC 29455 NONE OTHER PUBLIC CHARITY GENERAL FUND/ HONOR B. KUNES 3000 BEAUFORT MEMORIAL HOSPITAL FOUNDATION PO BOX 2233 BEAUFORT SC 29901 NONE OTHER PUBLIC CHARITY LIFE FIT FUND 5000 BEST PETS INC 4567 W MONCRIEFF PLACE DENVER CO 80212 NONE OTHER PUBLIC CHARITY GENERAL FUND 5000 BLUE RIDGE LITERACY 706 S JEFFERSON STREET ROANOKE VA 24016 NONE PUBLIC CHARITY OPERATING FUND 20000 BOYS FARM INC PO BOX 713 NEWBERRY SC 29108 NONE OTHER PUBLIC CHARITY PER PROPOSAL 15000 BUSINESS & INDUSTRY FOUNDATION OF WEST CONNECTICUT 39 WEST STREET DANBURY CT 06810 NONE OTHER PUBLIC CHARITY GENERAL FUND 5000 CATESBY COMMEMORATIVE TRUST 102 MARSH ELDER COURT KIAWAH ISLAND SC 29455 NONE OTHER PUBLIC CHARITY GENERAL FUND 3000 CENTER FOR HEIRS PROPERTY 1535 SAM RITTENBERG BLVD STE D CHARLESTON SC 29407 NONE PUBLIC CHARITY GENERAL FUND 5000 CENTER IN THE SQUARE 1 MARKET SQ SE ROANOKE VA 24011 NONE OTHER PUBLIC CHARITY TABLE SPONSORSHIP 400 CHANNEL 3 KIDS CAMP 73 TIMES FARM RD ANDOVER CT 06232 NONE OTHER PUBLIC CHARITY GENERAL FUND 5000 CHARLESTON ANIMAL SOCIETY 2455 REMOUNT ROAD NORTH CHARLESTON SC 29406 NONE OTHER PUBLIC CHARITY SPAY/NEUTER 3000 CHARLESTON HORTICULTURAL SOCIETY 46 WINDERMERE BOULEVARD CHARLESTON SC 29407 NONE OTHER PUBLIC CHARITY YEAMANS HALL EVENT 5000 CHARLESTON LIBRARY SOCIETY 164 KING STREET CHARLESTON SC 29401 NONE PUBLIC CHARITY DIGITIZING COLLECTION 10000 COMMUNITY HIGH SCHOOL 302 CAMPBELL AVENUE SE ROANOKE VA 24013 NONE PUBLIC CHARITY GENERAL FUND 2500 CONNECTICUT BURNS CARE FOUNDATION INC 601 BOSTON POST ROAD MILFORD CT 06460 NONE OTHER PUBLIC CHARITY GENERAL FUND 5000 CONNECTICUT CHILDREN'S MEDICAL CENTER FOUNDATION INC 282 WASHINGTON STREET HARTOFRD CT 06106 NONE OTHER PUBLIC CHARITY GENERAL FUND 5000 CORNELIA CONNELLY CENTER 220 EAST FOURTH STREET NEW YORK NY 10009 NONE OTHER PUBLIC CHARITY GENERAL FUND 5000 CYCLE FOR SURVIVAL 1275 YORK AVENUE NEW YORK NY 10065 NONE PUBLIC CHARITY HONOR OF LISA CLARK 10000 CYSTIC FIBROSIS FOUNDATION - IOWA CHAPTER 1025 ASHWORTH RD SUITE 512 WEST DES MOINES IA 50312 NONE OTHER PUBLIC CHARITY SHOOT FOR THE CURE 5000 DOROTHY DAY HOSPITALITY HOUSE PO BOX 922 DANBURY CT 06813 NONE OTHER PUBLIC CHARITY GENERAL FUND 5000 EAST COOPER MEALS ON WHEELS PO BOX 583 MT PLEASANT SC 29465 NONE PUBLIC CHARITY GENERAL FUND 5000 FENNELL ELEMENTARY SCHOOL PO BOX 427 YEMASSEE SC 29945 NONE OTHER PUBLIC CHARITY PER PROPOSAL 50000 FOOD AND ALLERGY RESEARCH AND EDUCATION 7925 JONES BRANCH DRIVE SUITE 1100 MCLEAN VA 22102 NONE PUBLIC CHARITY EVENT 650 FRIENDS OF CAROLINE HOSPICE 1110 13TH STREET PORT ROYAL SC 29935 NONE OTHER PUBLIC CHARITY GENERAL FUND 20000 FRIENDS OF THE BEAUFORT COUNTY LIBRARY 311 SCOTT ST BEAUFORT SC 29902 NONE OTHER PUBLIC CHARITY GENERAL FUND 1000 GIBBES MUSEUM OF ART 135 MEETING ST CHARLESTON SC 29401 NONE OTHER PUBLIC CHARITY CAPITAL CAMPAIGN 25000 GOLDEN OPPORTUNITIES NETWORK 1 RIVERSIDE ROAD SANDY HOOK CT 06482 NONE PUBLIC CHARITY GENERAL FUND 5000 GROWFOOD CAROLINA 900 MORRISON DRIVE CHARLESTON SC 29403 NONE PUBLIC CHARITY GENERAL FUND 25000 INTERNATIONAL MEDICAL CORPS 1919 SANTA MONICA BLVD SUITE 300 SANTA MONICA CA 90404 NONE OTHER PUBLIC CHARITY GENERAL FUND 20000 JEFFERSON CENTER FOUNDATION 541 LUCK AVENUE SW SUITE 221 ROANOKE VA 24016 NONE OTHER PUBLIC CHARITY GENERAL FUND 25000 KEVIN'S COMMUNITY CENTER 31 PECKS LANE NEWTOWN CT 06470 NONE OTHER PUBLIC CHARITY GENERAL FUND 5000 LIGHTHOUSE CHURCH 1177 GREGORIE FERRY RD MT PLEASANT SC 29466 NONE OTHER PUBLIC CHARITY LOCAL MISSIONS 5000 LITERACY VOLUNTEERS OF AMERICA - DANBURY 248 MAIN STREET DANBURY CT 06810 NONE OTHER PUBLIC CHARITY GENERAL FUND 5000 LOWCOUNTRY OPEN LAND TRUST 485 EAST BAY STREET CHARLESTON SC 29403 NONE OTHER PUBLIC CHARITY ACE/SOLO POSITION 30000 MILL MOUNTAIN ZOO PO BOX 13484 ROANOKE VA 24034 NONE PUBLIC CHARITY TOWARDS CHALLENGE 10000 NATIONAL PKU ALLIANCE PO BOX 501 TOMAHAWK WI 54487 NONE OTHER PUBLIC CHARITY GENERAL FUND 5000 THE NATURE CONSERVANCY OF SC PO BOX 20246 CHARLESTON SC 29413 NONE OTHER PUBLIC CHARITY ACE BASIC FUND 5000 OPERA ROANOKE 1 MARKET SQ SE STE 2 ROANOKE VA 24011 NONE OTHER PUBLIC CHARITY EDUCATION 5000 PRINCETON UNIVERSITY ART MUSEUM PO BOX 5357 PRINCETON NJ 08543 NONE OTHER PUBLIC CHARITY BERLIN PAINTER EXHIBIT 10000 QUALITY DEER MANAGEMENT ASSOCIATION PO BOX 160 BOGART GA 30622 NONE OTHER PUBLIC CHARITY GENERAL FUND 5000 REGIONAL HOSPICE OF WESTERN CT 405 MAIN STREET DANBURY CT 06810 NONE OTHER PUBLIC CHARITY GENERAL FUND 25000 REGIONAL YMCA OF WESTERN CONNECTICUT 2 HUCKELBERRY HILL RD BROOKFIELD CT 06804 NONE OTHER PUBLIC CHARITY GOLF TOURNAMENT 5000 ROANOKE AREA YOURTH SUBSTANCE ABUSE COALITION PO BOX 13543 ROANOKE VA 24035 NONE PUBLIC CHARITY CHALLENGE 30288 ROANOKE SYMPHONY ORCHESTRA 541 LUCK AVENUE SW SUITE 200 ROANOKE VA 24016 NONE PUBLIC CHARITY GENERAL FUND 25000 SAFE HAVEN OF GREATER WATERBURY 29 CENTRAL AVENUE WATERBURY CT 06702 NONE OTHER PUBLIC CHARITY GENERAL FUND 5000 SHELDON FIRE DEPARTMENT PO BOX 129 SHELDON SC 29941 NONE OTHER PUBLIC CHARITY GENERAL FUND 2000 SIMPLY SMILES 1771 POST ROAD EAST WESTPORT CT 06880 NONE OTHER PUBLIC CHARITY ORGANIC MICRO FARM 30000 SOUTH CAROLINA AQUARIUM 100 AQUARIUM WHARF CHARLESTON SC 29401 NONE OTHER PUBLIC CHARITY EDUCATIONAL PROGRAMS 10000 SOUTHERN ENVIRONMENTAL LAW CENTER 201 WEST MAIN ST SUITE 14 CHARLOTTESVILLE VA 22902 NONE OTHER PUBLIC CHARITY CHARLESTON OFFICE 15000 TAUBMAN MUSEUM OF ART 110 SALEM AVENUE SE ROANOKE VA 24011 NONE OTHER PUBLIC CHARITY TABLE LUNCHEON 1100 TULANE UNIVERSITY 3439 PRYTANIA STREET NEW ORLEANS LA 70115 NONE PUBLIC CHARITY GENERAL FUND 10000 UNIVERSITY OF CT MASTER GARDENER 2390 ALUMNI DRIVE UNIT 3206 STORRS CT 06269 NONE OTHER PUBLIC CHARITY GENERAL FUND 5000 WATER MISSIONS INTERNATIONAL PO BOX 31258 CHARLESTON SC 29417 NONE OTHER PUBLIC CHARITY GENERAL FUND 4000 WEST END CENTER 1226 PATTERSON AVE SW ROANOKE VA 24016 NONE OTHER PUBLIC CHARITY GENERAL FUND 5000 WESTERN CT HEALTH NETWORK 24 HOSPITAL AVENUE DANBURY CT 06810 NONE OTHER PUBLIC CHARITY GENERAL FUND 50000 AMI KIDS BEAUFORT 60 HONEYBEE ISLAND RD SEABROOK SC 29940 NONE PUBLIC CHARITY CROQUET TOUR 2000 BEAUFORT COUNTY OPEN LAND TRUST PO BOX 75 BEAUFORT SC 29901 NONE PUBLIC CHARITY BATTERY CREEK PARK 250000 BIG BROTHERS BIG SISTERS 124 WELLS AVENUE NW ROANOKE VA 24016 NONE PUBLIC CHARITY GENERAL FUND 5000 BRAIN INJURY SERVICES OF SW VA PO BOX 2023 CLINTWOOD VA 24228 NONE PUBLIC CHARITY GENERAL FUND 10000 CAMP HAPPY DAYS 1622 ASHLEY HALL RD CHARLESTON SC 29407 NONE OTHER PUBLIC CHARITY GENERAL FUND 3000 CENTER IN THE SQUARE ONE MARKET SQUARE SE 5TH FLOOR ROANOKE VA 240111434 NONE GENERAL FUND 25000 CHARLESTON MUSEUM 360 MEETING STREET CHARLESTON SC 29403 NONE NATURAL HISTORY GALLERY 20000 CIVIL WARS PRESERVATION TRUST 1156 15TH STREET NW SUITE 900 WASHINGTON DC 20005 NONE PRESERVATION MEMORY OF MRS. J DOUTHAT 50000 COMMUNITY SCHOOL 7815 WILLIAMSON ROAD ROANOKE VA 24019 NONE MUSIC PROGRAM 5000 FRIENDS OF DRAYTON HALL NATIONAL TRUST FOR HISTORIC PRESERVATION 3380 ASHLEY RIVER ROAD CHARLESTON SC 29414 NONE COLLECTIONS FUND 5000 FRIENDS OF GARDENS CORNER PO BOX 120 SHELDON SC 29941 NONE GENERAL FUND 1000 LAND TRUST ALLIANCE 1660 L STREET NW WASHINGTON DC 200365635 NONE GENERAL FUND 5000 PRESERVATION SOCIETY OF CHARLESTON PO BOX 521 CHARLESTON SC 29402 NONE SERGEAANT JASPER 5000 PRESERVATION SOCIETY OF CHARLESTON PO BOX 521 CHARLESTON SC 29402 NONE STUDY OSCR 30000 SCAN PO BOX 41 NEWTOWN CT 06470 NONE GENERAL FUND 3000 SOUTH CAROLINA COASTAL CONSERVATION LEAGUE PO BOX 1765 CHARLESTON SC 294021765 NONE GENERAL FUND 20000 SOUTHWEST VIRGINIA BALLET COMPANY PO BOX 3275 ROANOKE VA 24015 NONE GENERAL FUND 5000 SUSAN G KOMEN BREAST CANCER FOUNDATION 4910 VALLEY VIEW BLVD SUITE 212 ROANOKE VA 24012 NONE TABLE LUNCHEON 775 TRUST FOR NATURAL WILDLIFE HABITATS 7272 HENDERSONVILLE HWY WALTERBORO SC 29488 NONE GENERAL FUND 5000 UNIVERSITY OF TEXAS AT AUSTIN 2210 SPEEDWAY C3400 AUSTIN TX 78712 NONE STUDENT TRAVEL 5000 YMCA OF ROANOKE VALLEY PO BOX 2130 ROANOKE VA 24016 NONE CHEFS TABLE 1800 1117513 0 14 131557 14 547941 14 7670 18 2426032 0 3113200 0 3113200 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 5000 0 2500 CASH GENERATED IN INVESTMENT ACCOUNTS IS TRANSFERRED PERIODICALLY INTO THE OPERATING ACCOUNT TO PAY ONGOING OPERATIONAL COSTS OF THE FOUNDATION. BUILDING 2003-04-15 1407046 422338 SL 39.000000000000 36078 0 BUILDING IMPROVEMENTS 2003-04-15 25520 7657 SL 39.000000000000 654 0 BUILDING IMPROVEMENTS 2003-08-01 329755 95542 SL 39.000000000000 8455 0 BUILDING IMPROVEMENTS 2003-09-01 38592 11187 SL 39.000000000000 990 0 BUILDING IMPROVEMENTS 2004-01-15 6843 1918 SL 39.000000000000 175 0 BUILDING IMPROVEMENTS 2004-03-18 15384 4252 SL 39.000000000000 394 0 BUILDING IMPROVEMENTS 2004-04-01 21684 5954 SL 39.000000000000 556 0 BUILDING IMPROVEMENTS 2004-04-01 385 107 SL 39.000000000000 10 0 BUILDING IMPROVEMENTS 2004-04-14 24847 6821 SL 39.000000000000 637 0 BUILDING IMPROVEMENTS 2004-10-01 86800 22724 SL 39.000000000000 2226 0 AQUARIUM 2003-08-06 2809 2809 200DB 7.000000000000 0 0 DESK 2003-05-01 7314 7314 200DB 10.000000000000 0 0 FURNITURE 2003-07-24 10426 10426 200DB 10.000000000000 0 0 STATUE OF CERES 2004-12-14 6000 6000 200DB 7.000000000000 0 0 ARTWORK 2005-07-19 19892 0.000000000000 0 0 FAX MACHINE 1999-08-31 205 205 200DB 5.000000000000 0 0 COMPUTER AND PRINTER 2005-09-29 1602 1602 200DB 5.000000000000 0 0 LAND 2003-04-15 248300 L 0 0 BUILDING IMPROVEMENTS 2009-05-04 7121 1037 SL 39.000000000000 183 0 BUILDING IMPROVEMENTS 2009-07-09 26565 3746 SL 39.000000000000 681 0 BUILDING IMPROVEMENTS 2009-08-13 9740 1354 SL 39.000000000000 250 0 BUILDING IMPROVEMENTS 2009-10-15 12348 1664 SL 39.000000000000 317 0 COMPUTER 2009-07-02 1640 820 200DB 5.000000000000 0 0 BUILDING IMPROVEMENTS 2004-05-22 10797 277 SL 39.000000000000 277 0 BUILDING IMPROVEMENTS 2014-08-14 16428 176 SL 39.000000000000 421 0 BUILDING IMPROVEMENTS 2015-12-16 10000 SL 39.000000000000 0 0 RAYMOND JAMES - CORPORATE BONDS 1984289 1967338 RAYMOND JAMES - CORPORATE STOCK 10290692 10729010 926038 926740 0 0 RAYMOND JAMES - ASSET BACKED SECURITIES AT COST 1933125 1923008 RAYMOND JAMES - REITS/TANGIBLES AT COST 150106 131650 RAYMOND JAMES - ALTERNATIVE INVESTMENTS AT COST 1264703 1166978 RAYMOND JAMES - OPEN-END FUNDS AT COST 2508006 2288581 RAYMOND JAMES - EXCHANGE TRADED PRODUCTS AT COST 7566648 6976215 BUILDING 1407046 458416 948630 BUILDING IMPROVEMENTS 25520 8311 17209 BUILDING IMPROVEMENTS 329755 103997 225758 BUILDING IMPROVEMENTS 38592 12177 26415 BUILDING IMPROVEMENTS 6843 2093 4750 BUILDING IMPROVEMENTS 15384 4646 10738 BUILDING IMPROVEMENTS 21684 6510 15174 BUILDING IMPROVEMENTS 385 117 268 BUILDING IMPROVEMENTS 24847 7458 17389 BUILDING IMPROVEMENTS 86800 24950 61850 AQUARIUM 2809 2809 0 DESK 7314 7314 0 FURNITURE 10426 10426 0 STATUE OF CERES 6000 6000 0 ARTWORK 19892 0 19892 FAX MACHINE 205 205 0 COMPUTER AND PRINTER 1602 1602 0 LAND 248300 0 248300 BUILDING IMPROVEMENTS 7121 1220 5901 BUILDING IMPROVEMENTS 26565 4427 22138 BUILDING IMPROVEMENTS 9740 1604 8136 BUILDING IMPROVEMENTS 12348 1981 10367 COMPUTER 1640 1640 0 BUILDING IMPROVEMENTS 10797 554 10243 BUILDING IMPROVEMENTS 16428 597 15831 BUILDING IMPROVEMENTS 10000 0 10000 LEGAL FEES 5812 0 4650 PROGRAM RELATED ARTWORK 612000 612000 612000 OFFICE EXPENSES 8358 0 8358 ACCRUED INTEREST ON BONDS 10075 10075 0 NONDIVIDEND DISTRIBUTIONS 5166 0 5166 OTHER PORTFOLIO INCOME 2504 2504 2504 PAYROLL WITHHOLDING TAXES PAYABLE 1798 2798 PENDING TRANSACTIONS 350143 445863 INVESTMENT MANAGEMENT FEES 360871 360871 0 BOOKKEEPING 15229 0 15229 FOREIGN TAXES 21910 21910 0 EXCISE TAX 45703 0 0