2016-03-15T12:29:38-05:00 2015-04-30 470900880 CALIBRE CPA GROUP PLLC 7501 WISCONSIN AVENUE SUITE 1200 WEST BETHESDA MD 20814 990 2014-05-01 454931719 SCREEN ACTORS GUILD-AMERICAN FEDERATION OF TELEVISION AND RADIO ARTISTS SCRE 3235496689 5757 WILSHIRE BOULEVARD 7TH FLOOR LOS ANGELES CA 90036 ARIANNA OZZANTO CFO 3235496689 2016-03-15 1 JOANN WOODSON CPA P01293745 2023319880 2014 2016-08-17 19:52:53Z DAVID WHITE 5757 WILSHIRE BOULEVARD 7TH FLOOR LOS ANGELES CA 90036 120468778 0 X WWW.SAGAFTRA.ORG X 2012 DE SEE SCHEDULE O. 82 82 566 0 475793 244687 0 0 93612473 96479211 1168522 893095 2578661 4289551 97359656 101661857 0 296058 0 0 49265485 52991327 0 0 0 39459615 38886742 88725100 92174127 8634556 9487730 209678969 231163338 183598115 195977208 26080854 35186130 X SEE SCHEDULE O (A) INCREASING THE POWER AND LEVERAGE OF OUR MEMBERS IN THEIR BARGAINING RELATIONSHIPS WITH THE EMPLOYERS IN OUR INDUSTRIES;(B) ORGANIZING WORKERS IN THE ENTERTAINMENT AND MEDIA INDUSTRIES IN ORDER TO MAXIMIZE OUR BARGAINING STRENGTH;(C) INCREASING OUR POWER IN DEALING WITH THE VARIOUS GOVERNMENTAL BODIES THAT ADDRESS THE SIGNIFICANT PUBLIC POLICY ISSUES CONFRONTING OUR MEMBERS;(D) PROTECTING AND SECURING THE RIGHTS OF OUR MEMBERS IN THEIR PROFESSIONAL ACTIVITIES, INCLUDING SECURING MEANINGFUL LEGISLATION AND REGULATIONS ON MATTERS AFFECTING THEIR WORK AND TAKING APPROPRIATE PROTECTIVE ACTION IN RESPONSE TO THE UNAUTHORIZED USE OF THEIR WORK;(E) COOPERATING, COORDINATING AND COMBINING WITH OTHER ORGANIZATIONS WHOSE OBJECTIVES INCLUDE THE ADVANCEMENT AND IMPROVEMENT OF MEMBERS' COMPENSATION AND WORKING CONDITIONS WHENEVER SUCH ACTION IS IN THE BEST INTEREST OF OUR MEMBERS; (F) ESTABLISHING, CONDUCTING, SPONSORING AND MAINTAINING SUCH EDUCATIONAL, RECREATIONAL, SOCIAL AND 0 0 THE UNION HOLDS FUNDS IN TRUST FOR MEMBERS IN SECONDARY MARKETS. SAG-AFTRA HOLDS AN ANNUAL AWARD SHOW TO HONOR SCREEN ACTORS FOR THEIR ACCOMPLISHMENTS. ACTIVITIES OF THE CONSERVATORY COMMITTEE PROVIDE EDUCATION IN THE CRAFT OF ACTING IN THE FORM OF SEMINARS, WORKSHOPS, LECTURES, ETC. OPTIONAL PARTICIPATION FOR MEMBERS IN THE FILM SOCIETY. MEMBERS CAN JOIN FOR THE PURPOSE OF REVIEWING FILMS. 0 0 0 1 0 0 0 1 0 1 0 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 1 147 0 1 566 1 1 1 0 0 0 0 0 X 82 82 0 0 0 0 1 1 1 1 1 0 1 1 0 1 1 1 0 1 1 1 0 CA X STELLA BI 3235496689 5757 WILSHIRE BLVD LOS ANGELES CA 90036 KEN HOWARD PRESIDENT 1.00 X X 0 0 0 AMY AQUINO SECRETARY-TREASURER 1.00 X X 0 0 0 GABRIELLE CARTERIS EXECUTIVE VICE PRESIDENT 1.00 X X 0 0 0 CLYDE KUSATSU VICE PRESIDENT, LOS ANGELES 1.00 X X 0 0 0 MIKE HODGE VICE PRESIDENT, NEW YORK 1.00 X X 0 0 0 ILYSSA FRADIN VICE PRESIDENT, MID-SIZED LOCALS 1.00 X X 0 0 0 DAVID HARTLEY-MARGOLIN VICE PRESIDENT, SMALL LOCALS 1.00 X X 0 0 0 ROBERT NEWMAN VICE PRESIDENT, ACTOR/PERFORMERS 1.00 X X 0 0 0 CATHERINE BROWN VICE PRESIDENT, BROADCASTERS 1.00 X X 0 0 0 DAN NAVARRO VICE PRESIDENT, RECORDING ARTISTS 1.00 X X 0 0 0 POLLY ADAMS NAT'L BOARD MEMBER - ACTOR/PERFORMER 1.00 X 0 0 0 DON AHLES NATIONAL BOARD MEMBER 1.00 X 0 0 0 JANE AUSTIN NAT'L BOARD MEMBER - STUNT PERFORMER 1.00 X 0 0 0 JEFF AUSTIN NATIONAL BOARD MEMBER 1.00 X 0 0 0 BOBBIE BATES NAT'L BOARD MEMBER - DANCER 1.00 X 0 0 0 RANDAL BERGER NATIONAL BOARD MEMBER 1.00 X 0 0 0 SUSAN BOYD JOYCE NAT'L BOARD MEMBER - SINGER/RECORDING ARTIST 1.00 X 0 0 0 RODGER BRAND NATIONAL BOARD MEMBER 1.00 X 0 0 0 SUZANNE BURKHEAD NATIONAL BOARD MEMBER 1.00 X 0 0 0 BOB BUTLER NAT'L BOARD MEMBER - BROADCAST 1.00 X 0 0 0 L SCOTT CALDWELL NATIONAL BOARD MEMBER 1.00 X 0 0 0 JOHN CARTER BROWN NATIONAL BOARD MEMBER 1.00 X 0 0 0 JOANNA CASSIDY NATIONAL BOARD MEMBER 1.00 X 0 0 0 WILLIAM CHARLTON NATIONAL BOARD MEMBER 1.00 X 0 0 0 ASSAF COHEN NATIONAL BOARD MEMBER 1.00 X 0 0 0 STEPHEN COLLINS NATIONAL BOARD MEMBER 1.00 X 0 0 0 ROY COSTLEY NATIONAL BOARD MEMBER 1.00 X 0 0 0 MIMI COZZENS NATIONAL BOARD MEMBER 1.00 X 0 0 0 ELLEN CRAWFORD NATIONAL BOARD MEMBER 1.00 X 0 0 0 REBECCA DAMON NAT'L BOARD MEMBER - ACTOR/PERFORMER 1.00 X 0 0 0 DEE DAWSON NATIONAL BOARD MEMBER 1.00 X 0 0 0 DENNY DELK NAT'L BOARD MEMBER - PERFORMER 1.00 X 0 0 0 MAUREEN DONNELLY NAT'L BOARD MEMBER - ACTOR/PERFORMER 1.00 X 0 0 0 CECE DUBOIS NATIONAL BOARD MEMBER 1.00 X 0 0 0 NANCY DUERR NATIONAL BOARD MEMBER 1.00 X 0 0 0 MICHELLE DUNKER NATIONAL BOARD MEMBER 1.00 X 0 0 0 ABBY DYLAN NATIONAL BOARD MEMBER 1.00 X 0 0 0 HAL EISNER NAT'L BOARD MEMBER - BROADCASTER 1.00 X 0 0 0 PATRICK FABIAN NATIONAL BOARD MEMBER 1.00 X 0 0 0 CHARLES FERRARA NATIONAL BOARD MEMBER 1.00 X 0 0 0 JEFF GARLIN NATIONAL BOARD MEMBER 1.00 X 0 0 0 ANNE GARTLAN NAT'L BOARD MEMBER - ACTOR/PERFORMER 1.00 X 0 0 0 JASON GEORGE NATIONAL BOARD MEMBER 1.00 X 0 0 0 MARGIE GHIGO NATIONAL BOARD MEMBER 1.00 X 0 0 0 HOLTER GRAHAM NAT'L BOARD MEMBER - ACTOR/PERFORMER 1.00 X 0 0 0 SUMI HARU NATIONAL BOARD MEMBER 1.00 X 0 0 0 JON HUERTAS NATIONAL BOARD MEMBER 1.00 X 0 0 0 DAVID JOLLIFFE NATIONAL BOARD MEMBER 1.00 X 0 0 0 EZRA KNIGHT NAT'L BOARD MEMBER - ACTOR/PERFORMER 1.00 X 0 0 0 JOE KREBS NATIONAL BOARD MEMBER 1.00 X 0 0 0 ALLEN LULU NATIONAL BOARD MEMBER 1.00 X 0 0 0 ART LYNCH NATIONAL BOARD MEMBER 1.00 X 0 0 0 SAMANTHA MATHIS NAT'L BOARD MEMBER - ACTOR/PERFORMER 1.00 X 0 0 0 MARY MCDONALD-LEWIS NATIONAL BOARD MEMBER 1.00 X 0 0 0 HELEN MCNUTT NATIONAL BOARD MEMBER 1.00 X 0 0 0 DW MOFFETT NATIONAL BOARD MEMBER 1.00 X 0 0 0 BILL MOOTOS NATIONAL BOARD MEMBER 1.00 X 0 0 0 ESAI MORALES NATIONAL BOARD MEMBER 1.00 X 0 0 0 RON MORGAN NATIONAL BOARD MEMBER 1.00 X 0 0 0 CHRISTINE NAGY NAT'L BOARD MEMBER - BROADCAST/NEWS & INFORMATI 1.00 X 0 0 0 DEBRA NELSON NATIONAL BOARD MEMBER 1.00 X 0 0 0 JENNY O'HARA NATIONAL BOARD MEMBER 1.00 X 0 0 0 CONRAD E PALMISANO NATIONAL BOARD MEMBER 1.00 X 0 0 0 JANICE PENDARVIS NAT'L BOARD MEMBER - SINGER/DANCER/RECORDING AR 1.00 X 0 0 0 ROBERT PINE NATIONAL BOARD MEMBER 1.00 X 0 0 0 JAY POTTER NAT'L BOARD MEMBER - ACTOR/PERFORMER 1.00 X 0 0 0 LINDA POWELL NAT'L BOARD MEMBER - ACTOR/PERFORMER 1.00 X 0 0 0 ROBERTA REARDON NAT'L BOARD MEMBER - ACTOR/PERFORMER 1.00 X 0 0 0 PATRICIA RICHARDSON NATIONAL BOARD MEMBER 1.00 X 0 0 0 MARK ROBERTS NATIONAL BOARD MEMBER 1.00 X 0 0 0 SCOTT ROGERS NATIONAL BOARD MEMBER 1.00 X 0 0 0 WOODY SCHULTZ NATIONAL BOARD MEMBER 1.00 X 0 0 0 KEVIN SCULLIN NAT'L BOARD MEMBER - ACTOR/PERFORMER 1.00 X 0 0 0 RICHARD SHAVZIN NATIONAL BOARD MEMBER 1.00 X 0 0 0 MARTIN SHEEN NATIONAL BOARD MEMBER 1.00 X 0 0 0 LESLIE SHREVE NAT'L BOARD MEMBER - ACTOR/PERFORMER 1.00 X 0 0 0 SUSAN SNYDER NATIONAL BOARD MEMBER 1.00 X 0 0 0 JEFF SPURGEON NAT'L BOARD MEMBER - BROADCAST/ENTERTAINMENT 1.00 X 0 0 0 PETER TOCCO NATIONAL BOARD MEMBER 1.00 X 0 0 0 SHEILA IVY TRAISTER NATIONAL BOARD MEMBER 1.00 X 0 0 0 LISA VIDAL NATIONAL BOARD MEMBER 1.00 X 0 0 0 LIZ ZAZZI NATIONAL BOARD MEMBER - ACTOR/PERFORMER 1.00 X 0 0 0 DAVID WHITE NATIONAL EXECUTIVE DIRECTOR 40.00 X 599799 0 176941 ARIANNA OZZANTO CFO 40.00 X 312944 0 92319 JOHN MCGUIRE SENIOR ADVISOR 40.00 X 306304 0 90360 DUNCAN CRABTREE-IRELAND DNED & GENERAL COUNSEL 40.00 X 311265 0 91823 RAY RODRIGUEZ DNED - CONTRACTS 40.00 X 354187 0 104485 MARTHA LOMELI HOLDRIDGE CHIEF HUMAN RESOURCES OFFICER, HR 40.00 X 251641 0 74234 KATHY CONNELL EXEC. PRODUCER SAG AWARDS & NAT'L PROG 40.00 X 239415 0 70627 DEBORAH SKELLY ASSIST. NAT'L EXEC DIR IND. REL 40.00 X 195506 0 57674 LINDA DOWELL ASSIST. NAT'L EXEC DIR, LOCALS 40.00 X 157901 0 46580 DAVID VIVIANO CHIEF ECONOMIST, OFFICE OF MEDIA & LABOR ECONOMICS 40.00 X 222399 0 65607 PAMELA ANN GREENWALT COMM. EXECUTIVE DIRECTOR 40.00 X 231874 0 68403 DANIEL ELLIOT INUKAI CHIEF INFORMATION OFFICER 40.00 X 227634 0 67152 JOAN HALPERN WEISE ASSIST NAT'L EXEC DIR, CONTRACTS 40.00 X 211245 0 62317 MATHIS DUNN JR ASSOC. NAT'L EXEC DIR, LOCALS ADMIN 40.00 X 288655 0 85153 MARY CAVALLARO CHIEF BROADCAST OFFICER, NEWS/BROADCAST 40.00 X 210962 0 62234 PHIL DENNISTON ASSIST. NAT'L EXEC DIRECTOR ORGANIZING 40.00 X 140945 0 41579 4262676 0 1257488 98 0 1 0 BUSH GOTTLIEB SINGER LOPEZ 500 CENTRAL AVENUE GLENDALE CA 91203 LEGAL 400449 TEKSYSTEMS PO BOX 198568 ATLANTA GA 30384 IT CONSULTING 334252 COHEN WEISS & SIMON LLP 330 WEST 42ND STREET NEW YORK NY 10036 LEGAL 303754 PRICEWATERHOUSECOOPERS LLP POBOX 514038 LOS ANGELES CA 90051 ACCOUNTING 190000 JUSTRIGHT SOLUTIONS INC 5800 GREEN VALLEY CIRCLE CULVER CITY CA 90230 IT CONSULTING 178654 7 MEMBERSHIP & INITIATION DUES 900099 92987225 92987225 AWARDS SHOW INCOME 900099 2710589 2710589 FILM SOCIETY 900099 629201 629201 CONSERVATORY 900099 152196 152196 96479211 698021 698021 1072029 0 1072029 1072029 1072029 19001995 18806921 195074 195074 195074 MISCELLANEOUS 900099 1503624 1503624 LATE FEES 900099 715124 715124 ADVERTISING 511120 475793 475793 522981 522981 3217522 101661857 99220940 475793 1965124 296058 5337642 32896152 3639703 8272287 2845543 1246702 308301 226953 1835184 198752 3780428 4288079 15286445 2842997 367015 1431329 2812944 621933 TAX PAYMENT - STATE & F 85217 PROPERTY USE TAXES 998303 CREDIT CARD FEES 916177 DUES AND SUBSCRIPTIONS 381525 1258458 92174127 24052260 32532355 458725 194183 1072411 2315669 41829914 32071423 9354685 9758491 21571887 21925575 153169001 164437065 209678969 231163338 13873724 16535463 5368630 4001641 153077683 164317478 11278078 11122626 183598115 195977208 X 26080854 35186130 26080854 35186130 209678969 231163338 9487730 -382454 0 X X 0 1 X 1 0 1 0 0 0 153077683 83423642 72183847 164317478 1 X 9105017 5940513 3164504 32724897 26130910 6593987 9758491 ADVANCES AND DEPOSITS 119587 FUNDS HELD IN TRUST 164317478 164437065 DEFERRED RENT 11122626 11122626 X 100532552 -382454 -382454 100915006 746851 746851 101661857 91427276 0 91427276 746851 746851 92174127 PART IV, LINE 2B: PRODUCERS' PRODUCTION AND RESIDUAL DEPOSITS ARE HELD IN TRUST TO ENSURE PAYMENT OF PEFORMERS SALARIES AND RESIDUALS. PERFORMERS' RESIDUAL PAYMENTS, SETTLEMENTS AND FOREIGN ROYALTIES ARE HELD IN TRUST PENDING DISTRIBUTION TO PERFORMERS. PART X, LINE 2: THE UNION IS INTENDED TO QUALIFY PURSUANT TO SECTION 501(C)(5) OF THE INTERNAL REVENUE CODE, AND ACCORDINGLY, THE UNION'S NET CHANGE IN UNRESTRICTED ASSETS IS EXEMPT FROM INCOME TAXES. MANAGEMENT BELIEVES THAT UNION CONTINUES TO QUALIFY AND TO OPERATE IN ACCORDANCE WITH APPLICABLE PROVISIONS OF THE INTERNAL REVENUE CODE. ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA REQUIRE UNION MANAGEMENT TO EVALUATE TAX POSITIONS TAKEN BY THE UNION AND RECOGNIZE A TAX LIABILITY (OR ASSET) IF THE UNION HAS TAKEN AN UNCERTAIN POSITION THAT MORE LIKELY THAN NOT WOULD NOT BE SUSTAINED UPON EXAMINATION BY THE INTERNAL REVENUE SERVICE. UNION MANAGEMENT HAS ANALYZED THE TAX POSITIONS BY THE UNION, AND HAS CONCLUDED THAT AS OF APRIL 30, 2015, THERE ARE NO UNCERTAIN POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OF A LIABILITY (OR ASSET) OR DISCLOSURE IN THE FINANCIAL STATEMENTS. THE UNION IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS; HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. PART XI, LINE 4B - OTHER ADJUSTMENTS: ADVERTISING REVENUE NETTED IN EXPENSES 475,793. GRANT EXPENSE NETTED IN REVENUE 271,058. PART XII, LINE 4B - OTHER ADJUSTMENTS: ADVERTISING REVENUE NETTED IN EXPENSES 475,793. GRANT EXPENSE NETTED IN REVENUE 271,058. 1 SAG FOUNDATION 5757 WILSHIRE BLVD LOS ANGELES CA 90036 953967876 501(C)(3) 296058 GENERAL ASSISTANCE X 1 1 X X 0 0 0 DAVID WHITE NATIONAL EXECUTIVE DIRECTOR 599799 0 0 0 0 0 71616 0 105325 0 776740 0 0 0 ARIANNA OZZANTO CFO 312944 0 0 0 0 0 37366 0 54953 0 405263 0 0 0 JOHN MCGUIRE SENIOR ADVISOR 306304 0 0 0 0 0 36573 0 53787 0 396664 0 0 0 DUNCAN CRABTREE-IRELAND DNED & GENERAL COUNSEL 311265 0 0 0 0 0 37165 0 54658 0 403088 0 0 0 RAY RODRIGUEZ DNED - CONTRACTS 354187 0 0 0 0 0 42290 0 62195 0 458672 0 0 0 MARTHA LOMELI HOLDRIDGE CHIEF HUMAN RESOURCES OFFICER, HR 251641 0 0 0 0 0 30046 0 44188 0 325875 0 0 0 KATHY CONNELL EXEC. PRODUCER SAG AWARDS & NAT'L PR 239415 0 0 0 0 0 28586 0 42041 0 310042 0 0 0 DEBORAH SKELLY ASSIST. NAT'L EXEC DIR IND. REL 195506 0 0 0 0 0 23343 0 34331 0 253180 0 0 0 LINDA DOWELL ASSIST. 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FORM 990, PART VI, SECTION A, LINE 7B APPROVAL OF CERTAIN ISSUES MAY BE REFERRED TO EITHER THE MEMBERSHIP FOR A REFERENDUM VOTE OR TO A BIENNUAL NATIONAL CONVENTION. FORM 990, PART VI, SECTION B, LINE 11 THE CFO AND CONTROLLER REVIEW THE 990 FOR MISSTATEMENTS OR ERRORS AND THE AMOUNTS REPORTED ARE COMPARED TO THE AUDITED FINANCIALS. THE 990 IS DISTRIBUTED TO THE FINANCE COMMITTEE FOR DISCUSSION AND REVIEW. THE FORM IS ALSO AVAILABLE UPON REQUEST TO ANY BOARD MEMBER. FORM 990, PART VI, SECTION B, LINE 12C THE POLICY IS REVIEWED ANNUALLY BY THE HUMAN RESOURCE DEPARTMENT AND UPDATED AS NECESSARY. EXEMPTIONS, IF ANY, WOULD HAVE TO BE APPROVED BY THE N.E.D. OR GENERAL COUNSEL FOR EMPLOYEES AND ARE SUBJECT TO CONSTITUTIONAL REVIEW FOR MEMBERS. SAG-AFTRA IS NOT AWARE OF ANY EXEMPTIONS AT THIS TIME. FORM 990, PART VI, SECTION B, LINE 15 A COMMITTEE COMPOSED OF NATIONAL BOARD MEMBERS REVIEWS AND COMPARES THE N.E.D.'S COMPENSATION WITH COMPENSATION FOR COMPARABLE POSITIONS, AND MAKES A RECOMMENDATION TO THE FULL BOARD FOR APPROVAL. THE ULTIMATE AUTHORITY RESIDES WITH THE NATIONAL BOARD. FORM 990, PART VI, SECTION C, LINE 19 UPON REQUEST, THESE DOCUMENTS ARE MADE AVAILABLE TO THE PUBLIC. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. SCREEN ACTORS GUILD AWARDS LLC 5757 WILSHIRE BLVD LOS ANGELES CA 90036 261703514 AWARDS SHOW PRESENTATION CA 2439528 15840709 SAG-AFTRA GUILD INTELLECTUAL PROPERTY REALIZATION LLC 5757 WILSHIRE BLVD LOS ANGELES CA 90036 270902453 RECOVER ASSIGNED DEBTS AND DISBURSE SUMS OWED TO MEMBERS CA -5804 231242 SAG-AFTRA SAG-AFTRA REAL PROPERTY HOLDINGS LLC 5757 WILSHIRE BLVD LOS ANGELES CA 30036 364797722 HOLD AND OPERATE REAL ESTATE ON BEHALF OF SAG-AFTRA DE -208165 112942 SAG-AFTRA THE AFTRA FOUNDATION INC 5757 WILSHIRE BLVD LOS ANGELES CA 90036 133904351 PROVIDES SUPPORT OF EDUCATIONAL & CHARITABLE PURPOSES OF AFTRA CA 501(C)(3) 11 0 AFTRA INDIVIDUAL ACCOUNT PLAN 260 MADISON AVE NEW YORK NY 10016 134048801 DEFINED CONTRIBUTION PROFIT SHARING PLAN NY 401 0 SCREEN ACTORS GUILD 401(K) RETIREMENT PLAN 5757 WILSHIRE BLVD LOS ANGELES CA 90036 951202270 PROVIDES RETIREMENT BENEFITS CA 401 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 1 0 0 0 0