2016-02-12T18:25:49-07:00 2015-06-30 990 2014-07-01 410693960 TRUSTEES OF THE HAMLINE UNIVERSITY OF MINNESOTA TRUS 6515232800 1536 Hewitt Ave MS B1809 Saint Paul MN 551041235 Margaret A Tungseth SR VP for Business Finance Tech 6515232329 2016-02-12 2014 2016-08-17 19:52:53Z Hamline University Margaret A Tungseth 1536 Hewitt Ave MS B1809 Saint Paul MN 551041235 132084458 0 X www.hamline.edu X 1854 MN Hamline University is a nationally ranked comprehensive university serving 4,500 students in its College of Liberal Arts, School of Education, School of Business and School of Law. It offers undergraduate, masters, doctorate and professional degrees, as well as certificate and continuing studies programs. 29 28 2548 295 0 -16072 8189507 7091059 111284288 111933947 3743082 4582372 103064 726217 123319941 124333595 39514078 41966963 0 0 50898284 52004474 106694 61520 1862538 33039488 34010911 123558544 128043868 -238603 -3710273 233530811 224727310 76536621 72782416 156994190 151944894 X The mission of the university is to create a diverse and collaborative community of learning dedicated to the development of students' knowledge, values and skills for successful lives of leadership, scholarship and service. 0 1 74085711 41966963 106103709 Hamline University is a nationally ranked comprehensive university serving about 5,000 students in its College of Liberal Arts, School of Education, School of Business and School of Law. It offers undergraduate, masters, doctorate and professional degrees, as well as certificates and continuing studies programs. Founded in 1854, Hamline was the first institution of higher learning in Minnesota. During the past 160 years, Hamline has established a national reputation for academic quality, as well as providing students with personal attention and exceptional experiences. Hamline is one of only 283 Phi Beta Kappa institutions in the United States. Among comprehensive universities, US News and World Reports ranks Hamline first in Minnesota for its undergraduate programs. Hamline is ranked fourteenth in the nation by Washington Monthly's College Rankings of service-oriented schools. The School of Law's Alternative Dispute Resolution Program is ranked fourth in the nation by US News and World Report. Hamline University is recognized as a diverse, learning-centered university that is rooted in a tradition of excellence in teaching, research and scholarship. Among its longstanding values are commitments to rigorous academics, creation, dissemination, and practical application of knowledge; multicultural competencies; the development and education of the whole person; and an ethic of social justice and civic responsibility. 14529002 0 126831 Academic support - administrative support functions such as libraries that are directly related to instructional programs. 13770099 0 771890 Student services - expenditures of those offices and activities whose primary purpose is to contribute to students' well-being and development. 7788799 0 4931517 Auxiliaries - Expenditures for primarily student housing, etc. 1404243 0 0 Other Program Services - Expenditures of those offices and activities whose primary purpose is to support the program activities of the University. 9193042 0 4931517 111577854 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 0 1 0 1 1 1 0 1 1 1 0 0 1 1 1 1 0 1 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 1 432 0 2548 1 1 1 1 CJ 0 0 0 1 1 0 0 0 0 0 0 X 29 28 0 0 0 0 0 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AK MA MI MN OR WA X X Margaret A Tungseth 6515232203 1536 Hewitt Ave MS B1809 Saint Paul MN 551041235 Linda N Hanson President 40 0 X X 469655 0 86641 Robert C Klas Jr Chair 4 0 X X 0 0 0 Gwen Lerner Vice Chair 2 0 X X 0 0 0 Cindy M Gregorson Secretary 2 0 X X 0 0 0 Richard Mack JD Treasurer 2 0 X X 0 0 0 Karen Bach Trustee 2 0 X 0 0 0 Lorinda Burgess Trustee 2 0 X 0 0 0 Ching-Meng Chew Trustee 2 0 X 0 0 0 Doron Clark Trustee 2 0 X 0 0 0 Bryce A Doty Trustee 2 0 X 0 0 0 Winston Folkers Trustee 2 0 X 0 0 0 Jeanne M Forneris Trustee 2 0 X 0 0 0 Brenda Edmondson Heim Trustee 2 0 X 0 0 0 Denise Holloman Trustee 2 0 X 0 0 0 Michael LaFontaine Trustee 2 0 X 0 0 0 Kent T Larson Trustee 2 0 X 0 0 0 Barbara K Lupient Trustee 2 0 X 0 0 0 Kita McVay Trustee 2 0 X 0 0 0 Nneka Morgan Trustee 2 0 X 0 0 0 Kenneth W Morris Trustee 2 0 X 0 0 0 Christie Cozad Neuger Trustee 2 0 X 0 0 0 Jay Novak Trustee 2 0 X 0 0 0 Bruce R Ough Trustee 2 0 X 0 0 0 Carl Pellettieri Trustee 2 0 X 0 0 0 Dale E Peterson Trustee 2 0 X 0 0 0 Stephen L Richards Trustee 2 0 X 0 0 0 Julie Hagen Showers Trustee 2 0 X 0 0 0 Gary Stern Trustee 2 0 X 0 0 0 Wendy B Watson JD Trustee 2 0 X 0 0 0 Douglas P Anderson Sr VP for Business Finance and Technology 40 0 X X 180937 0 19659 Margaret Tungseth Sr VP of Business Finance and Technology 40 0 X X 63315 0 8485 Eric Jensen Provost 40 0 X 241813 0 31773 Len Biernat Professor of Law 40 0 X 227422 0 841 Jean Holloway Dean of School of Law 40 0 X 250827 0 18514 Anne M McCarthy Dean of School of Business 40 0 X 195233 0 21860 Catherine P Wassberg General Counsel 40 0 X 202099 0 22945 Nancy Sorenson Dean of School of Education 40 0 X 177213 0 20097 2008514 0 230815 43 0 1 0 ARAMARK CAMPUS SERVICES INC MS C1928 1536 HEWITT AVE SAINT PAUL MN 55104 FOOD SERVICE 4079590 ABM JANITORIAL NORTH CENTRAL 75 REMITTANCE DR SUITE 3048 CHICAGO IL 60675 JANITORIAL 1688279 Level Brand Inc 724 N First St Minneapolis MN 55401 Advertising 780083 McGough Construction NW5970 PO Box 1450 Minneapolis MN 554855670 Construction 676332 Marco Inc NW 7128 PO Box 1450 Minneapolis MN 55485 Copy and Print Services 524109 27 0 0 54325 0 2768113 4268621 1440064 7091059 Tuition and fees 611310 106103709 106103709 0 0 Auxilliary Enterprises 611310 4931517 4931517 0 0 Sales and Services of Educational Activities 611310 771890 771890 0 0 Other Sources 611310 126831 126831 0 0 0 0 0 0 111933947 2565215 0 0 2565215 0 0 0 0 0 0 0 0 415717 0 22786 0 392931 0 392931 0 0 392931 5975887 0 3958730 0 2017157 0 2017157 0 0 2017157 28105 54325 108040 -79935 0 -79935 0 0 0 0 0 0 4074528 3661307 413221 413221 0 0 0 124333595 112347168 0 4895368 65145 65145 41901818 41901818 0 0 0 0 1104063 0 1104063 0 0 0 0 0 41226666 34349642 5826970 1050054 2305933 1921704 325487 58742 4609175 3641769 808789 158617 2758637 2298276 390104 70257 749685 749685 0 0 542883 19747 523136 0 79751 720 79031 0 154122 44551 109571 0 61520 61520 513466 5807 507659 0 2680879 1862587 779915 38377 2450205 1837234 522822 90149 3555635 2853422 566588 135625 1849134 509965 1339169 0 2172 2172 0 0 5892755 5882993 8845 917 2874817 2621959 211677 41181 0 0 0 0 1784189 1421841 237033 125315 2301845 2192476 100663 8706 0 0 0 0 6711869 6519930 168861 23078 665944 302915 363029 0 Other Expenses - Bank and Credit Card Fees 101244 4049 97195 0 Other Expenses - Bad Debt Expenses 325548 548 325000 0 Program Expense 7694 437476 428292 9184 0 337292 138607 198685 0 128043868 111577854 14603476 1862538 15837023 11721321 4404070 1967928 4403706 5363329 184619 177723 1578763 1541463 211765344 111978466 103469662 99786878 69276598 72752128 25469177 22735185 7230044 6986798 1677149 1694557 233530811 224727310 7713263 7989805 9198775 9185392 3515158 3636310 48365918 45361265 6000000 5000000 1743507 1609644 76536621 72782416 X 48633205 44569858 40949830 40017256 67411155 67357780 156994190 151944894 233530811 224727310 X -3710273 -190863 0 0 0 -1148160 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 1 44551 0 1 109571 154122 0 Schedule C, Part II-B, Line 1 The University engaged one firm to assist in legislative activities that affect the University and paid the firm $44,551. The University is a member of Minnesota Private College Council (MPCC), an organization described in section 501(c)(4) of the Internal Revenue Code. MPCC is an association of private nonprofit institutions of higher education that serves a variety of its members' shared needs, including, but not only, nonpartisan and non-electoral advocacy for public policy that meets students' needs and advances the interests of private higher education. The University paid membership dues to MPCC in the amount of $155,795 during the taxable year. MPCC has divided its expenses for its taxable year ending June 30, 2015 into two groups. Group 1 consists of those expenses that did not in any support attempts to influence legislation within the meaning of section 501(c)(3) of te Internal Revenue Code (lobbying), and Group 2 consists of all other expenses. Group 2 includes many expenses, such as personnel costs, that supported both lobbying and nonlobbying activities. MPCC did not attempt to allocate the Group 2 expenses between lobbying and nonlobbying activities. MPCC has determined that the amount of the Group 2 expenses represent 70.33% of the amount of the dues that MPCC collected in the same taxable year. Assuming that all Group 2 expenses were paid from member dues, and allocating those expenses pro rata based on the dues paid by each member, $109,571 of the University's dues were used to pay Group 2 expenses. The amount of lobbying expenses paid from the University's dues was significantly less than that amount. 0 0 X X X 0 95281850 201951 3093190 1927135 1269955 761640 94618261 83029571 2759697 12812590 1632306 1035433 652269 95281850 74296487 3303082 8458653 1457756 916239 654656 83029571 75061893 1185092 1020990 1295290 1018278 657920 74296487 66540362 36052 11573990 1329895 1070882 687734 75061893 0.1346 0.6843 0.1811 1 0 0 3028079 3028079 0 141293287 61210607 80082680 0 8207770 5846908 2360862 0 37297094 29549217 7747877 0 21939114 15371734 6567380 99786878 5131496 F 5431697 F Hedge Funds 12171992 F 22735185 Annuities and Unitrusts 1609644 1609644 86355145 -348304 0 0 -37785648 -38133952 124489097 473617 -629119 -155502 124333595 87868752 0 0 0 3792133 3792133 84076619 473618 43493631 43967249 128043868 Schedule D, Part III, Line 1 The University's collections, which were acquired through purchases and contributions since the University's inception, are not recognized as assets on the balance sheet. Purchases of collection items are recorded as decreases in unrestricted net assets in the year in which the items are acquired or as temporarily restricted net assets if the assets that are used to purchase the items are restricted by the donors. Contributed collection items are not reflected on the financial statements. Proceeds from de-accessions or insurance recoveries are reflected as increases in the appropriate net asset classes. Schedule D, Part III, Line 4 The University's collection is made up of pottery, prints, musical instruments, and paintings that are held for educational and performance purposes. Each of the items is catalogued, preserved and cared for, and activities verifying their existence and assessing their condition are performed continuously. Schedule D, Part V, Line 4 The intended uses of the endowment funds are to establish a scholarship or prize, to create a chair in a specific academic area, to fund a particular research program, to fund other programs such as professorships, fellowships, library, buildings, equipment and lectures and discretionary use by the president (unrestricted). Schedule D, Part XI, Line 2d Student financial aid: 41,901,818; change in value of split interest: -157,440; appropriation of endowed assets: -3,958,730. Schedule D, Part XI, Line 4b Investment income: 3,163,014; cost of sales for auxiliaries: -3,661,307; cost of rental houses: -22,786; fundraising event expenses: -108,040. Schedule D, Part XII, Line 2d Cost of sales for auxiliaries: 3,661,307; cost of rental houses: 22,786; fundraising event expenses: 108,040. Schedule D, Part XII, Line 4b Student financial aid: 41,901,818; restructuring costs: 1,248,744; board designated expenses: 343,069. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 Schedule E, Part I, Line 3 The University publicizes its racially nondiscriminatory position in all major publications, including those related to admission and student services and Hamline Magazine as well as on the University website. Schedule E, Part I, Line 6 The University receives federal and state funding. 1 East Asia and the Pacific 0 1 Program Services Program exp, Recruit 163855 Europe (including Iceland and Greenland) 0 5 Program Services Program Exp, Study Abroad 511900 Middle East and North Africa 0 0 Program Services Program Expense 39829 North America (including Canada and Mexico, but not the United States) 0 0 Program Services Program Expense 16184 South America 0 0 Program Services Program Expense 68148 Sub-Saharan Africa 0 1 Program Services Program Expense 11540 Central America and the Caribbean 0 0 Program Services Program Expense 48775 North America (including Canada and Mexico, but not the United States) 0 0 Investments Investment expenses 74220 South America 0 0 Grantmaking 46500 East Asia and the Pacific 0 0 Grantmaking 184550 Europe (including Iceland and Greenland) 0 0 Grantmaking 68424 Sub-Saharan Africa 0 0 Grantmaking 100690 North America (including Canada and Mexico, but not the United States) 0 0 Grantmaking 10000 Central America and the Caribbean 0 0 Investments Investments 17430806 North America (including Canada and Mexico, but not the United States) 0 0 Investments Investments 100000 0 7 18875421 Educational/Financial Assistance South America 4 46500 Cash Payment 0 FMV Educational/Financial Assistance East Asia and the Pacific 14 184550 Cash Payment 0 FMV Educational/Financial Assistance Europe (including Iceland and Greenland) 3 68424 Cash Payment 0 FMV Educational/Financial Assistance Sub-Saharan Africa 5 100690 Cash Payment 0 FMV Educational/Financial Assistance North America (including Canada and Mexico, but not the United States) 1 10000 Cash Payment 0 FMV 0 0 0 0 0 0 Schedule F, Part I, Line 2 The University does not monitor academic achievement of recipients for the purpose of qualification for assistance. X X X X X X X 1 Catherine Gaynor 1062 Grandview Ave W Roseville MN 55113 Consultant 0 0 15000 -15000 Ruffalo Noel Levitz 1025 Kirkwood Pkwy SW Cedar Rapids IA 52404 Call center solicitation 0 0 56155 -56155 0 71155 -71155 All States Dean's Programming Dinner 49945 40360 9585 0 2166 750 31212 30575 25127 End Zone Club 18139 11887 6252 0 853 4084 6344 0 2582 1 14346 2078 12268 0 0 0 20 0 4328 82430 54325 28105 0 3019 4834 37576 30575 32037 108041 -79936 1 LRAP 600 Nicollet Mall Suite 380 Minneapolis MN 55402 411694745 501(c)(3) 8000 0 General support MN Justice Foundation 229 19th Ave S Minneapolis MN 55455 411447537 501(c)(3) 25000 0 Public service program Hamline Midway Coalition 1558 West Minnehaha Ave Saint Paul MN 55104 411395272 501(c)(3) 20000 0 General support 3 0 Educational scholarships and financial assistance for students 3193 41303647 0 Graduate tuition and fee reductions and exemptions 195 165231 0 ISEP Program tuition assistance 15 22775 0 Schedule I, Part I, Line 2 The financial aid office determines student eligibility for federal, state, and institutional scholarships according to the University's established criteria which followss federal and state guidelines for awarding any grant funds. There is an annual audit to ensure compliance with these regulations. X X X X X 1 1 X X X X X 0 1 0 0 0 0 0 1 0 Linda N Hanson President 374697 0 67297 0 27661 0 26650 0 59991 0 556296 0 0 0 Douglas P Anderson Sr VP for Business Finance and Technology 180937 0 0 0 0 0 13750 0 5909 0 200596 0 0 0 Eric Jensen Provost 241813 0 0 0 0 0 18750 0 13023 0 273586 0 0 0 Jean Holloway Dean of School of Law 250827 0 0 0 0 0 17313 0 1201 0 269341 0 0 0 Len Biernat Professor of Law 227422 0 0 0 0 0 841 0 0 0 228263 0 0 0 Catherine P Wassberg General Counsel 202099 0 0 0 0 0 15195 0 7750 0 225044 0 0 0 Anne M McCarthy Dean of School of Business 195233 0 0 0 0 0 14882 0 6978 0 217093 0 0 0 Nancy Sorenson Dean of School of Education 177213 0 0 0 0 0 13213 0 6885 0 197311 0 0 0 Schedule J, Part I, Line 1a The President of the University is provided these within the provisions of the written contract. Schedule J, Part I, Line 4 The President of the University participates in a supplemental nonqualified retirement plan. Schedule J, Part I, Line 7 A written contract between the University and its President provides for a non-fixed payment. This payment is reflected in Schedule J, Part II, Column B(ii). A MN HIGHER EDUCATION FACILITIES AUTHORITY 410988525 2013-09-30 2900000 REFUND OF PRIOR BOND 0 0 0 B MN HIGHER EDUCATION FACILITIES AUTHORITY 410988525 2013-09-30 6210000 Refund of prior bond 0 0 0 C MN HIGHER EDUCATION FACILITIES AUTHORITY 410988525 2013-09-30 730000 REFUND OF PRIOR BOND 0 0 0 D MN HIGHER EDUCATION FACILITIES AUTHORITY 410988525 60416HRM8 2010-06-28 14890000 REFUND OF PRIOR BOND AND REFINANCE A LOAN 0 0 0 A 930000 0 2900000 0 0 0 12429 0 0 0 0 0 2013 0 1 1 1 B 390000 0 6210000 0 0 0 51565 0 0 0 0 0 2013 0 0 1 1 C 235000 0 730000 0 0 0 3128 0 0 0 0 0 2013 0 0 1 1 D 1255000 0 15500882 1424883 0 0 158033 0 0 0 0 0 2013 0 0 1 1 A 0 0 0 0 0 1 0 0 B 0 0 0 0 0 1 0 0 C 0 0 0 0 0 1 0 0 D 0 0 0 0 0 1 0 0 A 0 0 0 0 0 0 0 0 0 B 0 0 0 0 0 0 0 0 0 C 0 0 0 0 0 1 RBC DAIN 6.00000 0 0 0 0 0 D 0 0 0 0 1 0 0 0 0 A 0 B 0 C 0 D 0 A MN HIGHER EDUCATION FACILITIES AUTHORITY 410988525 60416HWP5 2011-03-09 18330000 CONSTRUCTION OF UNIVERSITY CENTER 0 0 0 B MN HIGHER EDUCATION FACILITIES AUTHORITY 410988525 60416HWM2 2011-03-09 8810000 BRIDGE LOAN FOR CONSTRUCTION OF UNIVERSITY CENTER 0 0 0 C MN HIGHER EDUCATION FACILITIES AUTHORITY 410988525 2011-02-08 8000000 CONSTRUCTION OF ANDERSON CENTER 0 0 0 A 0 0 17979815 1591247 0 0 166993 0 0 17979815 0 0 2013 0 0 1 1 B 3510000 0 8856280 766240 0 0 80257 0 0 8856280 0 0 2013 0 0 1 1 C 3000000 0 8000000 0 0 0 0 0 0 8000000 0 0 2013 0 0 1 1 A 0 0 0 0 0 1 0 0 B 0 0 0 0 0 1 0 0 C 0 0 0 0 0 1 0 0 A 0 0 1 0 0 0 0 0 0 B 0 0 0 0 0 0 0 0 0 C 0 0 0 0 1 0 0 0 0 A 0 B 0 C 0 Thomas McGough Sr Life Trustee 629103 Construction 0 X 32 1440064 Market 0 1 0 Form 990, Part III, Line 3 In February 2015, the University entered into a definitive agreement to combine the Hamline School of Law and William Mitchell College of Law. The combined school will be named Mitchell|Hamline School of Law and will be located primarily on William Mitchell's existing campus. Mitchell|Hamline School of Law will be an autonomous, non-profit institution governed by an independent board of trustees. The combination will occur following acquiescence by the American Bar Association (ABA). ABA acquiescence is expected in December 2015. Form 990, Part VI, Section A, Line 7a The Trustees of the University are elected by the Board of Trustees and ratified by the Minnesota Annual Conference of the United Methodist Church. The President of the University and the Bishop of the Conference are Ex Officio Trustees with full voting powers. Form 990, Part VI, Section B, Line 11b The Form 990 was reviewed by management and audit committee prior to being filed with the IRS. The Form 990 was provided to the Board of Trustees. Form 990, Part VI, Section B, Line 12c The Audit Committee of the Board of Trustees is responsible for monitoring and responding to conflicts of interest. An individual with a conflict is required to abstain from discussions and voting on the issue. Form 990, Part VI, Section B, Line 15 The determination of compensation for the individuals identified included review and approval by independent persons, review of comparability data and contemporaneous substantiation of the decision. Form 990, Part VI, Section C, Line 19 The University's governing documents are available at the Minnesota Secretary of State's office. The University's financial statements are available on its website. The University's Form 990 is available at Guidestar.org or upon request. The University's conflict of interest policy is available to the public on its website. Form 990, Part XI, Line 9 During the year, the fair value of two endowment funds were legally transferred from the University to another University due to the dissolution of the program at the University to which the endowments were restricted ($148,160). During the year, an endowment pledge was written off ($1,000,000). Extension was filed.