2016-02-12T14:47:03-06:00 2015-06-30 314419361 JOHN GERLACH & COMPANY LLP 37 W BROAD ST STE 530 COLUMBUS OH 43215 990 2014-07-01 460843878 OHIO STATE INNOVATION FOUNDATION OHIO 6142921315 1524 N HIGH STREET COLUMBUS OH 43201 STAN MICEK VICE PRESIDENT 6142921315 2016-02-12 TJ CONGER CPA P00068140 6142242164 2016-02-12 2014 2016-08-17 19:52:53Z STAN MICEK 1524 N HIGH STREET COLUMBUS OH 43201 6990840 0 X N/A X 2012 OH OHIO STATE INNOVATION FOUNDATION ("OSIF") IS A NOT-FOR-PROFIT OHIO CORPORATION FORMED TO MANAGE INTELLECTUAL PROPERTY DEVELOPED AT OR CREATED BY THE OHIO STATE UNIVERSITY ("OSU") AND TO FACILITATE THE COMMERCIALIZATION OF SUCH INTELLECTUAL PROPERTY ("IP"). OSU IS THE SOLE MEMBER OF OSIF, AND A MAJORITY OF THE DIRECTORS ON THE OSIF BOARD OF DIRECTORS ARE REPRESENTATIVES OF OSU. OSIF HAS NO EMPLOYEES. THE OPERATIONS OF THE OSIF ARE CONDUCTED BY THE OSU'S TECHNOLOGY COMMERCIALIZATION & KNOWLEDGE TRANSFER OFFICE, PURSUANT TO CONTRACT. 4 0 0 0 -26038 -26038 2000000 4600000 1571393 2416878 0 0 0 -26038 3571393 6990840 0 0 0 0 0 0 0 0 0 5972384 8104141 5972384 8104141 -2400991 -1113301 745914 2079557 3146905 5561910 -2400991 -3482353 X OHIO STATE INNOVATION FOUNDATION ("OSIF") IS A NOT-FOR-PROFIT OHIO CORPORATION FORMED TO MANAGE INTELLECTUAL PROPERTY DEVELOPED AT OR CREATED BY THE OHIO STATE UNIVERSITY ("OSU") AND TO FACILITATE THE COMMERCIALIZATION OF SUCH INTELLECTUAL PROPERTY ("IP"). OSU IS THE SOLE MEMBER OF OSIF, AND A MAJORITY OF THE DIRECTORS ON THE OSIF BOARD OF DIRECTORS ARE REPRESENTATIVE OF OSU. OSIF HAS NO EMPLOYEES. THE OPERATIONS OF OSIF ARE CONDUCTED BY OSU'S TECHNOLOGY COMMERCIALIZATION & KNOWLEDGE TRANSFER OFFICE, PURSUANT TO CONTRACT. 0 0 2650344 2416878 MANAGED LICENSES OF TECHNOLOGY DEVELOPED AT THE OHIO STATE UNIVERSITY. 5453797 MANAGED INTELLECTUAL PROPERTY PORTFOLIO OF THE OHIO STATE UNIVERSITY. 8104141 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 X 4 0 1 1 0 0 1 1 0 1 0 0 0 1 1 1 1 1 0 0 0 0 OH X CHERYL TURNBULL VICE PRESIDENT 6142921315 1524 N HIGH STREET COLUMBUS OH 43201 STANLEY MICEK PRESIDENT FROM APRIL 2015 4.00 40.00 X X 0 170632 43033 TIMOTHY R WRIGHT PRESIDENT THRU APRIL 2015 4.00 40.00 X X 0 408218 65783 GEOFFREY S CHATAS CHAIRMAN 0.30 40.00 X 0 733772 220644 CHRISTINE POON EX-OFFICIO DIRECTOR THRU SEPT 2014 0.30 40.00 X 0 512942 52610 CHRISTOPHER CULLEY EX-OFFICIO DIRECTOR THRU SEPT 2014 0.10 40.00 X 0 559502 271915 LONNIE KING DIRECTOR THRU SEPTEMBER 2014 0.10 40.00 X 0 312746 127290 SUSAN MALLERY DIRECTOR THRU SEPTEMBER 2014 0.10 40.00 X 0 159521 30213 TOM WALKER EX-OFFICIO DIRECTOR THRU SEPT 2014 0.10 X 0 0 0 CAROLINE WHITACRE EX-OFFICIO DIRECTOR THRU SEPT 2014 0.10 40.00 X 0 392394 60266 JOSEPH STEINMETZ EX-OFFICIO DIRECTOR 0.10 40.00 X 0 0 0 ALEX FISCHER EX-OFFICIO DIRECTOR THRU SEPT 2014 0.10 X 0 0 0 HERBERT BRESLER DIRECTOR THRU SEPTEMBER 2014 0.10 X 0 0 0 RUANN ERNST DIRECTOR THRU SEPTEMBER 2014 0.10 X 0 0 0 ERIN BENDER VICE PRESIDENT 4.00 40.00 X 0 110197 43600 CHERYL TURNBULL VICE PRESIDENT 4.00 40.00 X 0 176876 28319 MICHAEL MITCHELL SECRETARY 0.30 40.00 X 0 304613 49965 MICHAEL PAPADAKIS TREASURER 0.10 40.00 X 0 434263 75058 BRIAN CUMMINGS FORMER PRESIDENT 0.00 0.00 X 0 257760 0 0 4533436 1068696 0 1 1 0 0 4600000 4600000 PATENET ROYALTY REVENU 900099 2095061 2095061 REIMBURSEMENTS FROM LI 900099 321817 321817 2416878 CANCERLINK LLC, EIN: 4 900099 -26038 -26038 -26038 6990840 2416878 -26038 0 2479220 2479220 162942 162942 8181 8181 1817936 1817936 PATENT EXPENSES 3635862 3635862 8104141 8104141 0 0 273541 1930554 472373 143102 0 5901 745914 2079557 3146905 5561910 3146905 5561910 X -2400991 -3482353 -2400991 -3482353 745914 2079557 X -1113301 31939 X 0 0 0 X X X 1 THE OHIO STATE UNIVERSITY 316025986 2 1 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 0 0 0 0 0 0 0 0 STANLEY MICEK PRESIDENT FROM APRIL 2015 0 169566 0 0 0 1066 0 23217 0 19816 0 213665 0 0 TIMOTHY R WRIGHT PRESIDENT THRU APRIL 2015 0 376297 0 0 0 31921 0 43937 0 21846 0 474001 0 29065 GEOFFREY S CHATAS CHAIRMAN 0 677291 0 0 0 56481 0 197277 0 23367 0 954416 0 50289 CHRISTINE POON EX-OFFICIO DIRECTOR THRU SEPT 2014 0 511699 0 0 0 1243 0 44873 0 7737 0 565552 0 0 CHRISTOPHER CULLEY EX-OFFICIO DIRECTOR THRU SEPT 2014 0 551540 0 0 0 7962 0 257190 0 14725 0 831417 0 0 LONNIE KING DIRECTOR THRU SEPTEMBER 2014 0 308065 0 0 0 4681 0 110677 0 16613 0 440036 0 0 SUSAN MALLERY DIRECTOR THRU SEPTEMBER 2014 0 157786 0 0 0 1735 0 22340 0 7873 0 189734 0 0 CAROLINE WHITACRE EX-OFFICIO DIRECTOR THRU SEPT 2014 0 389559 0 0 0 2835 0 44943 0 15323 0 452660 0 0 ERIN BENDER VICE PRESIDENT 0 106481 0 3000 0 716 0 16323 0 27277 0 153797 0 0 CHERYL TURNBULL VICE PRESIDENT 0 173324 0 3000 0 552 0 24722 0 3597 0 205195 0 0 MICHAEL MITCHELL SECRETARY 0 252908 0 0 0 51705 0 42000 0 7965 0 354578 0 50698 MICHAEL PAPADAKIS TREASURER 0 312702 0 94686 0 26875 0 48894 0 26164 0 509321 0 25000 BRIAN CUMMINGS FORMER PRESIDENT 0 0 0 0 0 257760 0 0 0 0 0 257760 0 0 PART I, LINE 4A ON SEPTEMBER 6, 2013 BRIAN CUMMINGS RECEIVED A LUMP SUM PAYMENT OF $86,622 WHICH INCLUDED THREE ITEMS: A PAYMENT OF $25,362 FOR THE REMAINDER OF SEPTEMBER, A LUMP SUM PAYMENT OF $17,880, AND PAYMENT FOR UNUSED VACTION OF $43,380. FROM OCTOBER 2013 - AUGUST 2014 BRIAN RECEIVED $31,340 PER MONTH AND IN SEPTEMBER 2014 RECEIVED $7,120. FORM 990, PART VI, SECTION A, LINE 2 DUE TO THE RELATIONSHIP WITH RELATED ENTITIES, SEVERAL MEMBERS SERVE ON THE BOARD OF RELATED ENTITIES. FORM 990, PART VI, SECTION A, LINE 3 OSU TECHNOLOGY COMMERCIALIZATION CONTRACTS WITH OHIO STATE INNOVATION FOUNDATION TO MANAGE THE ORGANIZATION'S OPERATIONS. FORM 990, PART VI, SECTION A, LINE 6 THE OHIO STATE UNIVERSITY IS THE SOLE MEMBER OF THE ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 7A PER SECTION 2.01 MEMBERSHIP, OF THE CODE OF REGULATIONS, THE PRESIDENT OF THE OHIO STATE UNIVERSITY HAS THE POWER TO DESIGNATE A MEMBER OF THE BOARD. FORM 990, PART VI, SECTION A, LINE 8B NO COMMITTEES EXIST THAT HAVE AUTHORITY TO ACT ON BEHALF OF THE GOVERNING BODY. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS PREPARED BY AN EXTERNAL ACCOUNTING FIRM, REVIEWED BY OFFICERS AND SHARED ELECTRONICALLY WITH DIRECTORS FOR COMMENT PRIOR TO SUBMISSION. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY BOARD MEMBERS ARE REMINDED OF POLICIES AND ASKED TO REVIEW AND DISCLOSE CONFLICTS OR OTHER MATTERS RELEVANT TO SERVING THE UNIVERSITY. FORM 990, PART VI, SECTION C, LINE 18 THE ORGANIZATION'S FORMS 1023 AND 990 ARE AVAILABLE UPON REQUEST. FURTHER, THE FORM 990 IS AVAILABLE VIA ANOTHER'S WEBSITE, WWW.GUIDESTAR.ORG. FORM 990, PART VI, SECTION C, LINE 19 UPON WRITTEN REQUEST, DOCUMENTS, POLICIES AND FINANCIAL STATEMENTS WILL BE MADE AVAILABLE FOR REVIEW. FORM 990, PART XI, LINE 9: BOOK/TAX DIFFERENCE ON PASS-THROUGH 31,939. THE OHIO STATE UNIVERSITY 2020 BLANKENSHIP HALL 901 WOODY HAY COLUMBUS OH 43210 316025986 EDUCATION OH 501(C)(3) LINE 2 OHIO STATE 0 SCARLET INNOVATIONS INC 1524 NORTH HIGH STREET COLUMBUS OH 43201 472034000 OTHER BUSINESS SUPPORT ACTIVITIES OH OSIF C 1.00000 0 0 0 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 THE OHIO STATE UNIVERSITY C 4600000 CASH THE OHIO STATE UNIVERSITY M 2479220 ACCRUED MANAGEMENT FEES THE OHIO STATE UNIVERSITY R 1817936 PATENT DISTRIBUTIONS PAYABLE