2016-02-10T13:19:18-06:00 2015-06-30 462108854 KENDALL PREBOLA AND JONES LLC PO BOX 259 BEDFORD PA 155220259 990 2014-07-01 016004776 COUNCIL OF INDEPENDENT COLLEGES COUN 2024667230 ONE DUPONT CIRCLE NW NO 320 WASHINGTON DC 20036 RICHARD EKMAN PRESIDENT 2024667230 2016-02-10 1 RICHARD M JONES CPA P00621721 8146231880 2016-02-10 X 2014 2016-04-25 22:37:26Z RICHARD EKMAN ONE DUPONT CIRCLE NW NO 320 WASHINGTON DC 20036 20469959 0 X WWW.CIC.EDU X 1956 ME THE COUNCIL OF INDEPENDENT COLLEGES IS AN ASSOCIATION OF INDEPENDENT COLLEGES AND UNIVERSITIES WORKING TOGETHER TO SUPPORT COLLEGE LEADERSHIP, ADVANCE INSTITUTIONAL EXCELLENCE, AND ENHANCE PRIVATE HIGHER EDUCATION'S CONTRIBUTIONS TO SOCIETY. TO FULFILL ITS MISSION, THE COUNCIL OF INDEPENDENT COLLEGES PROVIDES IDEAS, RESOURCES, AND SERVICES THAT ASSIST INSTITUTIONS IN IMPROVING LEADERSHIP EXPERTISE, EDUCATIONAL PROGRAMS, ADMINISTRATIVE AND FINANCIAL PERFORMANCE, AND INSTITUTIONAL VISIBILITY. 36 35 29 36 7404 6404 8141325 9138493 1727135 1781315 1731535 2338147 0 0 11599995 13257955 3383088 3460945 0 0 4133499 4447160 0 0 76158 3925475 4839242 11442062 12747347 157933 510608 67744934 69327986 15553674 18102114 52191260 51225872 X THE COUNCIL OF INDEPENDENT COLLEGES IS AN ASSOCIATION OF INDEPENDENT COLLEGES AND UNIVERSITIES WORKING TOGETHER TO SUPPORT COLLEGE LEADERSHIP, ADVANCE INSTITUTIONAL EXCELLENCE, AND ENHANCE PRIVATE HIGHER EDUCATION'S CONTRIBUTIONS TO SOCIETY. TO FULFILL ITS MISSION, THE COUNCIL OF INDEPENDENT COLLEGES PROVIDES IDEAS, RESOURCES, AND SERVICES THAT ASSIST INSTITUTIONS IN IMPROVING LEADERSHIP EXPERTISE, EDUCATIONAL PROGRAMS, ADMINISTRATIVE AND FINANCIAL PERFORMANCE, AND INSTITUTIONAL VISIBILITY. 0 0 5886944 3426997 383398 INSTITUTIONAL DEVELOPMENT PROGRAMS AND SERVICESCIC'S PROJECTS, PROGRAMS, AND SERVICES PROVIDE OPPORTUNITIES FOR PROGRAM DEVELOPMENT AND INSTITUTIONAL IMPROVEMENT IN KEY AREAS, LEADERSHIP DEVELOPMENT FOR SENIOR CAMPUS STAFF, AND FACULTY DEVELOPMENT WORKSHOPS. AMONG THE MAIN INSTITUTIONAL IMPROVEMENTS PROGRAMS ARE: THE PROJECT ON THE FUTURE OF INDEPENDENT HIGHER EDUCATION THAT, THROUGH RESEARCH PROJECTS AND STEERING COMMITTEE GUIDANCE, EXPLORES NEW COLLEGE BUSINESS MODELS AND POTENTIALLY DISRUPTIVE CHANGES TO AMERICAN SOCIETY AND EDUCATION TOGETHER WITH THE DISTINCTIVE CHARACTERISTICS AND MISSIONS OF INDEPENDENT COLLEGES. A CONSORTIUM ON DIGITAL RESOURCES FOR TEACHING AND RESEARCH PROVIDES ACCESS A MEANS TO ORGANIZE, PRESERVE, AND SHARE UNIQUE COLLECTIONS OF DIGITAL TEACHING AND RESEARCH ARTIFACTS. THE CONSORTIUM FOR ONLINE HUMANITIES INSTRUCTION THAT ALLOWS CAMPUS TEAMS TO ASSESS THE EFFECTIVENESS OF ONLINE TEACHING IN UPPER-LEVEL HUMANITIES COURSES AT LIBERAL ARTS COLLEGES. SEVERAL PROGRAMS WITHIN THE NETWORK FOR VOCATION IN UNDERGRADUATE EDUCATION TO DEEPEN AND BROADEN THE THEOLOGICAL EXPLORATION OF VOCATION. STATE FUND MEMBER PROGRAMS THAT PROVIDE PROGRAM DEVELOPMENT GRANT SUPPORT TO STATE FUNDRAISING CONSORTIA OF INDEPENDENT COLLEGES AND UNIVERSITIES AS WELL AS CONSULTING AND PROFESSIONAL DEVELOPMENT OPPORTUNITIES THROUGH CONFERENCES AND BEST PRACTICES WORKSHOPS FOR CONSORTIA EXECUTIVES. SEMINARS ON TEACHING INTERFAITH UNDERSTANDING TO HELP FACULTY MEMBERS ENGAGE INTERFAITH ISSUES IN THE CLASSROOM AND REACH A BROAD UNDERSTANDING OF WHAT STUDENTS IN INTERFAITH PROGRAMS SHOULD KNOW. 1681605 21000 961028 CONFERENCES AND OTHER EVENTSCIC'S CONFERENCES AND OTHER EVENTS PROVIDE WITH OPPORTUNITIES FOR PROFESSIONAL DEVELOPMENT AND PERSONAL RENEWAL TO CAMPUS LEADERS AND ON SELECTED, CRITICAL CAMPUS ISSUES FOR OTHER ADMINISTRATORS. PARTICIPANTS IN THE 35TH PRESIDENTS INSTITUTE, THE LARGEST GATHERING OF COLLEGE AND UNIVERSITY PRESIDENTS IN THE COUNTRY, EXPLORED THE THEME "POWER OF INDEPENDENT COLLEGES: BETTER EDUCATION, BETTER OUTCOMES." THE 42ND INSTITUTE FOR CHIEF ACADEMIC OFFICERS TO WHICH CHIEF FINANCIAL OFFICERS WERE INVITED, OFFERED A PROGRAM UNDER THE THEME "FOSTERING CAO-CFO PARTNERSHIPS FOR INTUITIONAL SUCCESS" FOCUSED ON STRATEGIES FOR COLLABORATION BETWEEN THOSE TWO CAMPUS LEADERS TO HELP THEIR INSTITUTIONS STRENGTHEN THE PATHWAYS FOR STUDENTS' SUCCESS. THE 29TH COLLEGE MEDIA CONFERENCE PROVIDED OPPORTUNITIES FOR INDEPENDENT AND PUBLIC CAMPUS PUBLIC RELATIONS OFFICERS TO EXPLORE THE THEME "NEW MEDIA, INNOVATIVE STRATEGIES, IMPORTANT CONNECTIONS" WITH JOURNALIST FROM A BROAD RANGE OF MEDIA ORGANIZATIONS. THE ANNUAL CONVERSATION BETWEEN FOUNDATION OFFICERS AND COLLEGE AND UNIVERSITY PRESIDENTS PROVIDES OPPORTUNITIES FOR PRESIDENTS AND FOUNDATION OFFICERS TO DISCUSS TOPICS OF EMERGING IMPORTANCE FOR PRIVATE COLLEGES AND UNIVERSITIES. AN ANNUAL CONFERENCE FOR EXECUTIVES OF CIC'S STATE FUND MEMBERS FOCUSES ON EMERGING TRENDS IN THE NEEDS, WORK, AND MISSION OF PRIVATE COLLEGE FUNDRAISING CONSORTIA. 716560 2948 253985 LEADERSHIP DEVELOPMENT PROGRAMSLEADERSHIP DEVELOPMENT PROGRAMS INCLUDE THE PRESIDENTIAL VOCATION AND INSTITUTIONAL MISSION PROGRAM TO HELP PRESIDENTS AND PROSPECTIVE PRESIDENTS ALIGN THEIR PERSONAL SENSE OF CALLING WITH THE MISSIONS OF THE INSTITUTIONS THAT THEY LEAD OR WILL CONSIDER LEADING. A PROGRAM FOR COLLEGE PRESIDENTS IN THEIR FIRST OR SECOND YEAR-AND CONCURRENTLY A PROGRAM FOR THEIR SPOUSES OR PARTNERS-THAT ADDRESSES THE PRACTICAL NEEDS AND STRATEGIC QUESTIONS FOR SUCCESS AS LEADERS OF INDEPENDENT COLLEGES AND UNIVERSITIES. THE PRESIDENTS GOVERNANCE ACADEMY TO HELP PRESIDENTS RESPOND EFFECTIVELY TO TODAY'S CHALLENGES WHILE STRENGTHENING THE GOVERNANCE OF THEIR INSTITUTIONS. THE EXECUTIVE LEADERSHIP ACADEMY THAT THAT PREPARES EXPERIENCED VICE PRESIDENTS AND OTHER CABINET-LEVEL ADMINISTRATORS OF ALL DIVISIONS OF A COLLEGE OR UNIVERSITY TO SERVE AS EFFECTIVE COLLEGE PRESIDENTS. THE SENIOR LEADERSHIP ACADEMY THAT PREPARES COLLEGE AND UNIVERSITY LEADERS IN MID-LEVEL POSITIONS TO MOVE INTO VICE PRESIDENCIES AND EVENTUALLY PRESIDENCIES. AN ANNUAL SERIES OF WORKSHOPS FOR DEPARTMENT AND DIVISION CHAIRS FOR NEW AND EXPERIENCED ADMINISTRATORS.TEACHING STRATEGY-ORIENTED DEVELOPMENT SEMINARS ARE OFFERED FOR NON-SPECIALIST FACULTY ON TOPICS IN AMERICAN HISTORY, ART HISTORY, AND CLASSICAL STUDIES. 1345193 10000 182904 1345193 10000 182904 9630302 1 1 0 0 0 0 0 0 0 1 1 1 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 138 0 1 29 1 1 1 0 0 0 0 0 0 0 0 0 X 36 35 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 X CINDY PAGE 2024667230 ONE DUPONT CIRCLE NW WASHINGTON DC 20036 CHRISTOPHER W KIMBALL CHAIR 2.00 X X 0 0 0 THOMAS HELLIE VC FOR PROGRAMS 2.00 X 0 0 0 TONY ARETZ SECRETARY & VC FOR MEMBERS 2.00 X X 0 0 0 WILLIAM T LUCKEY TREASURER 2.00 X X 0 0 0 MARJORIE HASS VC FOR RESOURCE DEVELOPMENT 2.00 X 0 0 0 MICHELE PERKINS VC FOR PUBLIC INFORMATION 2.00 X 0 0 0 KURT KUEHN VC FOR INVESTMENT 2.00 X 0 0 0 GEORGE E MARTIN PAST CHAIR 2.00 X 0 0 0 WILLIAM T ABARE DIRECTOR 2.00 X 0 0 0 RICHARD B ARTMAN DIRECTOR 2.00 X 0 0 0 DAVID L BECKLEY DIRECTOR 2.00 X 0 0 0 JENNIFER L BRAATEN DIRECTOR 2.00 X 0 0 0 NANCY J CABLE DIRECTOR 2.00 X 0 0 0 CHRISTINA R CUTLIP DIRECTOR 2.00 X 0 0 0 LARRY L EARVIN DIRECTOR 2.00 X 0 0 0 ROBERT A GERVASI DIRECTOR 2.00 X 0 0 0 MICHAEL GILLIGAN DIRECTOR 2.00 X 0 0 0 PAMELA J GUNTER-SMITH DIRECTOR 2.00 X 0 0 0 BILLY C HAWKINS DIRECTOR 2.00 X 0 0 0 ROBERT C HELMER DIRECTOR 2.00 X 0 0 0 DAVID G HORNER DIRECTOR 2.00 X 0 0 0 ROBERT R LINDGREN DIRECTOR 2.00 X 0 0 0 MICHAEL LOMAX DIRECTOR 2.00 X 0 0 0 JUAN OLIVAREZ DIRECTOR 2.00 X 0 0 0 JEROLD PANAS DIRECTOR 2.00 X 0 0 0 LYNN PASQUERELLA DIRECTOR 2.00 X 0 0 0 M LEE PELTON DIRECTOR 2.00 X 0 0 0 FRED P PESTELLO DIRECTOR 2.00 X 0 0 0 KIM PHIPPS DIRECTOR 2.00 X 0 0 0 KENNETH P RUSCIO DIRECTOR 2.00 X 0 0 0 LISA MARSH RYERSON DIRECTOR 2.00 X 0 0 0 BECK A TAYLOR DIRECTOR 2.00 X 0 0 0 A HOPE WILLIAMS DIRECTOR 2.00 X 0 0 0 JB WILSON DIRECTOR 2.00 X 0 0 0 CYNTHIA ZANE DIRECTOR 2.00 X 0 0 0 RICHARD EKMAN EX OFFICIO AND PRESIDENT 35.00 X X 573142 0 178345 BARBARA HETRICK SENIOR VICE PRESIDENT 35.00 X 201989 0 38981 EDWARD MOORE EXEC DIRECTOR FIHE/VP CIC 35.00 X 200537 0 38459 HAROLD V HARTLEY III SENIOR VICE PRESIDENT 35.00 X 201292 0 39395 CHRISTOPH KUNKEL VP FOR OPERATIONS 35.00 X 176098 0 23739 LAURA A WILCOX VP FOR COMMUNICATIONS 35.00 X 156529 0 39059 KATHERINE M WHATLEY VP OF ANNUAL PROGRAMS 35.00 X 168812 0 36076 CYNTHIA D PAGE DIRECTOR OF FINANCE 35.00 X 138819 0 32381 ALLISON BLACKBURN DIRECTOR OF CONFERENCES 35.00 X 119829 0 23205 STEPHEN GIBSON DIRECTOR OF PROGRAMS 35.00 X 103074 0 27258 2040121 0 476898 11 0 1 0 0 3878974 100000 5159519 9138493 REGISTRATION FEES 900099 1596216 1596216 TUITION EXCHANGE FEES 900099 149425 149425 CONSULTING FEES 900099 31480 31480 PUBLICATION SALES & OTHER 900099 4194 4194 1781315 1582933 7404 1575529 7967218 7212004 755214 755214 755214 13257955 1781315 7404 2330743 3460945 3460945 2627463 1337604 1249507 40352 1268901 683462 564827 20612 121934 70988 48770 2176 224533 130719 89807 4007 204329 118957 81725 3647 18032 18032 43601 5211 38390 189711 189711 1190551 1181498 9053 35421 32038 3383 339930 146472 192772 686 66308 32375 33933 383021 44997 338024 341233 318239 18808 4186 1824127 1807594 16533 1596 1596 137436 16483 120953 18804 2256 16548 PRINTING & DUPLICATING 217971 217265 573 133 DUES & SUBSCRIPTIONS 14302 3253 10690 359 CONTRIBUTIONS 7200 7200 AWARDS 6181 6147 34 3817 13799 -9982 12747347 9630302 3040887 76158 244980 276218 17233516 20158300 300000 441000 51222 109891 154844 146245 1520440 1241119 360931 279321 38540791 36306894 10593789 11303233 264861 306884 67744934 69327986 412677 342789 14513317 16956497 12475 8540 615205 794288 15553674 18102114 X 9082500 9159550 38873720 37831282 4235040 4235040 52191260 51225872 67744934 69327986 510608 -1665707 189711 0 X 0 1 X 1 0 X 43933409 6834946 7528784 8141325 9138493 75576957 1617265 1585267 1622755 1727135 1781315 8333737 45550674 8420213 9151539 9868460 10919808 83910694 0 0 0 83910694 726429 952359 966717 1285428 1582933 5513866 726429 952359 966717 1285428 1582933 5513866 46277103 9372572 10118256 11153888 12502741 89424560 0.93830 0.95100 0.06170 0.04900 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 42760760 830721 2070875 105643 41414963 38490486 6216423 1842133 104016 42760760 36421750 4071765 1909100 93929 38490486 39379879 -1133824 1725850 98455 36421750 36180692 3400150 130223 70740 39379879 0.10000 0.90000 0 0 611730 496671 115059 908710 744448 164262 279321 DIVERSIFIED MULTI STRATEGY - PRIVATE 6562007 F PRIVATE EQUITY 4741226 F 11303233 RETIREMENT ANNUITY CONTRACTS 304835 DEFERRED COMPENSATION PAYABLE 489453 794288 X 11592248 -1665707 -1665707 13257955 0 13257955 12557636 0 12557636 189711 189711 12747347 PART V, LINE 4: AS OF JUNE 30, 2015, THE CIC STATE FUND ENDOWMENT HAD A DIVERSIFIED PORTFOLIO VALUED AT OVER $40 MILLION. GRANT AND SCHOLARSHIP PROGRAMS IN SUPPORT OF CIC STATE FUND MEMBER AND THEIR MEMBER COLLEGES AND UNIVERSITIES ARE FUNDED THROUGH A DRAWDOWN FROM THE ENDOWMENT. SINCE ITS IMPLEMENTATION IN 1985, THE UPS SCHOLARSHIP PROGRAM HAS BEEN A CORE INITIATIVE OF FIRST FIHE AND NOW CIC. THROUGH ITS ENDOWMENT, FIHE AND CIC HAVE BEEN ABLE TO AWARD OVER $50 MILLION IN SCHOLARSHIP GRANTS TO DESERVING STUDENTS AT INDEPENDENT COLLEGES ACROSS THE COUNTRY. THE SCHOLARSHIPS ARE GIVEN IN THE NAME OF UNITED PARCEL SERVICE (UPS), WHOSE CONTINUING SUPPORT HAS BEEN CRITICAL TO THE GROWTH AND DEVELOPMENT OF THE NETWORK OF STATE ASSOCIATION OF INDEPENDENT COLLEGES AND UNIVERSITIES. FOR THE 2014-2015 MEMBERSHIP YEAR, CIC AWARDED UPS SCHOLARSHIPS TOTALING OVER $1.48 MILLION TO STATE FUND MEMBERS, PROVIDING FINANCIAL AID TO 613 STUDENTS NATIONWIDE. THE ENDOWMENT ALSO FUNDS GRANT PROGRAMS AND PROFESSIONAL DEVELOPMENT PROGRAMS SUPPORTING STATE FUND MEMBERS. GRANT PROGRAMS SUPPORTING STATE FUND MEMBERS INCLUDE SCHOLARSHIP CHALLENGE GRANTS (RECIPIENTS WILL RAISE MATCHING FUNDS FOR THEIR INDIVIDUAL SCHOLARSHIP CAMPAIGNS); NATIONAL VENTURE FUND GRANTS (DEDICATED TO PROGRAMS BENEFITTING MEMBER COLLEGES COLLABORATING ON A PROJECT TO ADDRESS AN ISSUE OF MUTUAL INTEREST); FIRST OPPORTUNITY PARTNERS GRANTS (DEDICATED TO PROGRAMS BENEFITTING FIRST GENERATION, MINORITY, OR LOW INCOME STUDENTS); AND THE CAPACITY-BUILDING GRANTS (PROVIDING SEED MONEY FOR INITIATIVES THAT ENHANCE THE STATE FUNDS ABILITY TO RAISE NEW MONEY TO BENEFIT THEIR MEMBER COLLEGES). PART X, LINE 2: IN JUNE 2006, THE FINANCIAL ACCOUNTING STANDARDS BOARD (FASB) ISSUED FASB ASC NO. 740-10 [FORMERLY INTERPRETATION NO. 48 (FIN 48)], ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, WHICH IS AN INTERPRETATION OF ASC 740'S (FORMERLY SFAS NO. 109), ACCOUNTING FOR INCOME TAXES. FASB ASC NO. 740-10 CLARIFIES THE ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES RECOGNIZED IN COUNCIL OF INDEPENDENT COLLEGE'S FINANCIAL STATEMENTS IN ACCORDANCE WITH ASC 740'S AND PRESCRIBES A RECOGNITION THRESHOLD AND MEASUREMENT ATTRIBUTE FOR THE FINANCIAL STATEMENT RECOGNITION AND MEASUREMENT OF A TAX POSITION TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. FASB ASC NO. 740-10 REQUIRES THE EVALUATION OF TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN THE COURSE OF PREPARING THE COUNCIL OF INDEPENDENT COLLEGE'S TAX RETURN TO DETERMINE WHETHER THE TAX POSITIONS HAVE A "MORE-LIKELY-THAN-NOT" PROBABILITY OF BEING SUSTAINED BY THE APPLICABLE TAX AUTHORITY. THE COUNCIL OF INDEPENDENT COLLEGES PERFORMED AN EVALUATION OF UNCERTAIN TAX POSITIONS FOR THE YEAR ENDED JUNE 30, 2015, AND DETERMINED THAT THERE WERE NO MATTERS THAT WOULD REQUIRE RECOGNITION IN THE FINANCIAL STATEMENTS OR THAT MAY HAVE ANY EFFECT ON ITS TAX-EXEMPT STATUS. AS OF JUNE 30, 2015, THE STATUTE OF LIMITATIONS FOR TAX YEARS 2011 THROUGH 2013 REMAINS OPEN WITH THE U.S. FEDERAL JURISDICTION OR THE VARIOUS STATES AND LOCAL JURISDICTIONS IN WHICH THE ORGANIZATION FILES TAX RETURNS. IT IS THE COUNCIL'S POLICY TO RECOGNIZE INTEREST AND/OR PENALTIES RELATED TO UNCERTAIN TAX POSITIONS, IF ANY, IN INCOME TAX EXPENSE. AS OF JUNE 30, 2015, THE COUNCIL HAD NO ACCRUALS FOR INTEREST AND/OR PENALTIES. 1 ALABAMA ASSOCIATION OF INDEPENDENT COLLEGES & UNIVERSITIES 5950 CARMICHAEL PLACE SUITE 213 MONTGOMERY AL 361172347 630422143 501(C)(3) 33950 UPS SCHOLARSHIPS ARKANSAS INDEPENDENT COLLEGES & UNIVERSITIES ONE RIVERFRONT PLACE SUITE 610 NORTH LITTLE ROCK AR 72114 710266514 501(C)(3) 5000 CAPACITY BUILDING GRANT ARKANSAS INDEPENDENT COLLEGES & UNIVERSITIES ONE RIVERFRONT PLACE SUITE 610 NORTH LITTLE ROCK AR 72114 710266514 501(C)(3) 26675 UPS SCHOLARSHIPS ASHLAND UNIVERSITY 401 COLLEGE AVENUE ASHLAND OH 44805 340714828 501(C)(3) 25000 NETVUE PROGRAM DEVELOPMENT GRANT ASSOCIATED COLLEGES OF ILLINOIS 70 E LAKE STREETSUITE 1418 CHICAGO IL 60601 362252360 501(C)(3) 8000 FIRST OPPORTUNITY PARTNERS FUND ASSOCIATED COLLEGES OF ILLINOIS 70 E LAKE STREET SUITE 1418 CHICAGO IL 60601 362252360 501(C)(3) 55775 UPS SCHOLARSHIPS ASSOCIATED COLLEGES OF ILLINOIS 70 E LAKE STREET SUITE 1418 CHICAGO IL 60601 362252360 501(C)(3) 3500 NAMED SCHOLARSHIP GRANT ASSOCIATION OF INDEPENDENT COLLEGES AND UNIVERSITIES OF PENNSYLVANIA 101 NORTH FRONT STREET HARRISBURG PA 171011404 251666617 501(C)(3) 5500 NATIONAL VENTURE FUND ASSOCIATION OF INDEPENDENT COLLEGES AND UNIVERSITIES OF PENNSYLVANIA 101 NORTH FRONT STREET HARRISBURG PA 171011404 251666617 501(C)(3) 203700 UPS SCHOLARSHIPS ASSOCIATION OF INDEPENDENT KENTUCKY COLLEGES AND UNIVERSITIES 484 CHENAULT ROAD FRANKFORT KY 40601 610469277 501(C)(3) 46075 UPS SCHOLLARSHIPS ASSOCIATION OF INDEPENDENT KENTUCKY COLLEGES AND UNIVERSITIES 484 CHENAULT ROAD FRANKFORT KY 40601 610469277 501(C)(3) 25000 SCHOLARSHIP CHALLENGE GRANT AUGUSTANA UNIVERSITY 2001 S SUMMIT AVE SIOUX FALLS SD 57197 460224588 501(C)(3) 25000 NETVUE PROGRAM DEVELOPMENT GRANT AUGUSTANA UNIVERSITY 2001 S SUMMIT AVE SIOUX FALLS SD 57197 460224588 501(C)(3) 10000 NETVUE PROFESSIONAL DEVELOPMENT GRANT AURORA UNIVERSITY 347 S GLADSTONE AVE AURORA IL 605065281 362166964 501(C)(3) 25000 NETVUE PROGRAM DEVELOPMENT GRANT AVILA UNIVERSITY 11901 WORNALL ROAD KANSAS CITY MO 641459990 440617326 501(C)(3) 8200 NETVUE REGIONAL GATHERING GRANT BARTON COLLEGE BOX 5000 WILSON NC 278937000 560529933 501(C)(3) 18350 NETVUE PROGRAM DEVELOPMENT GRANT BELLARMINE UNIVERSITY 2001 NEWBURG ROAD LOUISVILLE KY 40205 610482955 501(C)(3) 23316 NETVUE PROGRAM DEVELOPMENT GRANT BENEDICTINE UNIVERSITY 5700 COLLEGE ROAD LISLE IL 60532 362722198 501(C)(3) 24840 NETVUE PROGRAM DEVELOPMENT GRANT BLACKBURN COLLEGE 700 COLLEGE AVE CARLINVILLE IL 62626 370661491 501(C)(3) 25000 NETVUE PROGRAM DEVELOPMENT GRANT CAPITAL UNIVERSITY 1 COLLEGE AND MAIN COLUMBUS OH 432092394 314379435 501(C)(3) 21400 NETVUE PROGRAM DEVELOPMENT GRANT CARROLL UNIVERSITY 100 NORTH EAST AVENUE WAUKESHA WI 53186 390806325 501(C)(3) 25000 NETVUE PROGRAM DEVELOPMENT GRANT CENTENARY COLLEGE OF LOUISIANA 2911 CENTENARY BLVD SHEVEPORT LA 71104 720408915 501(C)(3) 16720 NETVUE PROGRAM DEVELOPMENT GRANT MOUNT ST JOSEPH UNIVERSITY 5701 DELHI ROAD CINCINNATI OH 45233 237179567 501(C)(3) 22000 NETVUE PROGRAM DEVELOPMENT GRANT CONCORDIA UNIVERSITY CHICAGO 7400 AUGUSTA STREET RIVER FOREST IL 603051499 362191242 501(C)(3) 25000 NETVUE PROGRAM DEVELOPMENT GRANT DAVIS & ELKINS COLLEGE 100 CAMPUS DRIVE ELKINS WV 26241 550357021 501(C)(3) 24470 NETVUE PROGRAM DEVELOPMENT GRANT ERSKINE COLLEGE PO BOX 338 DUE WEST SC 29639 570314390 501(C)(3) 16350 NETVUE PROGRAM DEVELOPMENT GRANT EUREKA COLLEGE 300 EAST COLLEGE AVENUE EUREKA IL 615301500 370673484 501(C)(3) 23125 NETVUE PROGRAM DEVELOPMENT GRANT FAIRFIELD UNIVERSITY 1073 NORTH BENSON ROAD FAIRFIELD CT 06824 060646623 501(C)(3) 10000 NETVUE PROFESSIONAL DEVELOPMENT GRANT FERRUM COLLEGE PO BOX 1000 FERRUM VA 240889001 540506457 501(C)(3) 10000 NETVUE PROFESSIONAL DEVELOPMENT GRANT FINLANDIA UNIVERSITY 601 QUINCY STREET HANCOCK MI 49930 381359570 501(C)(3) 24870 NETVUE PROGRAM DEVELOPMENT GRANT FLORIDA INDEPENDENT COLLEGE FUND 542 EAST PARK AVENUE TALLAHASSEE FL 32301 591919098 501(C)(3) 75175 UPS SCHOLARSHIPS GEORGIA INDEPENDENT COLLEGE ASSOCIATION ONE GEORGIA CENTER SUITE 1510 ATLANTA GA 30308 580684740 501(C)(3) 63050 UPS SCHOLARSHIPS GEORGIA INDEPENDENT COLLEGE ASSOCIATION ONE GEORGIA CENTER SUITE 1510 ATLANTA GA 30308 580684740 501(C)(3) 5000 NAMED SCHOLARSHIP GRANT GREENVILLE COLLEGE 315 EAST COLLEGE AVENUE PO BOX 159 GREENVILLE IL 622460159 370681530 501(C)(3) 24850 NETVUE PROGRAM DEVELOPMENT GRANT HAMPDEN-SYDNEY COLLEGE PO BOX 127 HAMPDENSYDNEY VA 23943 540505906 501(C)(3) 17475 NETVUE PROGRAM DEVELOPMENT GRANT HENDRIX COLLEGE 1600 WASHINGTON AVENUE CONWAY AR 72032 710236897 501(C)(3) 10000 NETVUE PROFESSIONAL DEVELOPMENT GRANT HIRAM COLLEGE PO BOX 67 11694 HAYDEN ST HIRAM OH 44234 340714670 501(C)(3) 20850 NETVUE PROGRAM DEVELOPMENT GRANT HOLY CROSS COLLEGE 54515 STATE ROAD 993 N PO BOX 308 NOTRE DAME IN 465560308 351148835 501(C)(3) 25000 NETVUE PROGRAM DEVELOPMENT GRANT HOPE COLLEGE PO BOX 9000 HOLLAND MI 494229000 381381271 501(C)(3) 9989 NETVUE PROFESSIONAL DEVELOPMENT GRANT HOUGHTON COLLEGE 1 WILLARD AVENUE HOUGHTON NY 147440128 160743045 501(C)(3) 25000 NETVUE PROGRAM DEVELOPMENT GRANT ILLINOIS COLLEGE 1101 WEST COLLEGE AVENUE JACKSONVILLE IL 626502299 370661211 501(C)(3) 25000 NETVUE PROGRAM DEVELOPMENT GRANT INDEPENDENT COLLEGE FUND OF MARYLAND 3225 ELLERSLIE AVENUE SUITE C160 BALTIMORE MD 212183519 520692469 501(C)(3) 24250 UPS SCHOLARSHIPS INDEPENDENT COLLEGE FUND OF MARYLAND 3225 ELLERSLIE AVENUE SUITE C160 BALTIMORE MD 212183519 520692469 501(C)(3) 5000 CAPACITY BUILDING GRANT INDEPENDENT COLLEGE FUND OF NEW JERSEY 797 SPRINGFIELD AVENUE SUMMIT NJ 079015109 221551931 501(C)(3) 25000 SCHOLARSHIP CHALLENGE GRANT INDEPENDENT COLLEGE FUND OF NEW JERSEY 797 SPRINGFIELD AVENUE SUMMIT NJ 079015109 221551931 501(C)(3) 33950 UPS SCHOLARSHIPS INDEPENDENT COLLEGES AND UNIVERSITIES OF TEXAS PO BOX 13105 AUSTIN TX 787113105 751540769 501(C)(3) 84875 UPS SCHOLARSHIPS INDEPENDENT COLLEGES AND UNIVERSITIES OF TEXAS PO BOX 13105 AUSTIN TX 787113105 751540769 501(C)(3) 25000 FIRST OPPORTUNITY PARTNERS FUND INDEPENDENT COLLEGES AND UNIVERSITIES OF TEXAS PO BOX 13105 AUSTIN TX 787113105 751540769 501(C)(3) 5000 CAPACITY BUILDING GRANT INDEPENDENT COLLEGES OF INDIANA INC 3135 NORTH MERIDIAN STREET INDIANAPOLIS IN 462084717 310901001 501(C)(3) 75175 UPS SCHOLARSHIPS INDEPENDENT COLLEGES OF WASHINGTON 600 STEWART STREET SUITE 600 SEATTLE WA 981011268 910614877 501(C)(3) 21869 FIRST OPPORTUNITY PARTNERS FUND INDEPENDENT COLLEGES OF WASHINGTON 600 STEWART STREET SUITE 600 SEATTLE WA 981011268 910614877 501(C)(3) 24250 UPS SCHOLARSHIPS INDEPENDENT HIGHER EDUCATION OF COLORADO FUND 1177 GRANT STREET 102 DENVER CO 80203 726028332 501(C)(3) 7275 UPS SCHOLARSHIPS IOWA COLLEGE FOUNDATION 505 FIFTH AVENUE SUITE 1034 DES MOINES IA 503092315 420745995 501(C)(3) 55775 UPS SCHOLARSHIPS IOWA COLLEGE FOUNDATION 505 FIFTH AVENUE SUITE 1034 DES MOINES IA 503092315 420745995 501(C)(3) 5000 NAMED SCHOLARSHIP GRANT JOHN CARROLL 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25000 NETVUE PROGRAM DEVELOPMENT GRANT OHIO FOUNDATION OF INDEPENDENT COLLEGES 250 EAST BROAD STREET SUITE 1700 COLUMBUS OH 432153722 314441082 501(C)(3) 82450 UPS SCHOLARSHIPS OHIO NORTHERN UNIVERSITY 525 SOUTH MAIN ST ADA OH 45810 344429091 501(C)(3) 25000 NETVUE PROGRAM DEVELOPMENT GRANT OKLAHOMA INDEPENDENT COLLEGES AND UNIVERSITIES PO BOX 57148 OKLAHOMA CITY OK 731577148 730632937 501(C)(3) 26675 UPS SCHOLARSHIPS OREGON ALLIANCE OF INDEPENDENT COLLEGES AND UNIVERSITIES 17600 PACIFIC HIGHWAY PO BOX 23 MARYLHURST OR 970360023 930452083 501(C)(3) 26675 UPS SCHOLARSHIPS OREGON ALLIANCE OF INDEPENDENT COLLEGES AND UNIVERSITIES 17600 PACIFIC HIGHWAY PO BOX 23 MARYLHURST OR 970360023 930452083 501(C)(3) 25000 FIRST OPPORTUNITY PARTNERS FUND OUR LADY OF THE LAKE COLLEGE 5414 BRITTANY DRIVE BATON ROUGE LA 70808 721173156 501(C)(3) 23675 NETVUE PROGRAM DEVELOPMENT GRANT PALM BEACH ATLANTIC UNIVERSITY PO BOX 24708 901 SOUTH FLAGER DRIVE DRIVE WEST PALM BEACH FL 334164708 591092732 501(C)(3) 22500 NETVUE PROGRAM DEVELOPMENT GRANT POINT LOMA NAZARENE UNIVERSITY 3900 LOMALAND DRIVE SAN DIEGO CA 917116101 951644035 501(C)(3) 25000 NETVUE PROGRAM DEVELOPMENT GRANT PRESBYTERIAN COLLEGE 503 SOUTH BROAD STREET CLINTON SC 293252865 570314408 501(C)(3) 25000 NETVUE PROGRAM DEVELOPMENT GRANT REGENT UNIVERSITY 1000 REGENT UNIVERSITY DR VIRGINIA BEACH VA 234649800 541061178 501(C)(3) 24766 NETVUE PROGRAM DEVELOPMENT GRANT ROBERTS WESLEYAN COLLEGE 2301 WESTSIDE DRIVE ROCHESTER NY 146241997 160743126 501(C)(3) 25000 NETVUE PROGRAM DEVELOPMENT GRANT SAINT PETER'S UNIVERSITY 2641 JOHN F KENNEDY BLVD JERSEY CITY NJ 073065997 221508627 501(C)(3) 22895 NETVUE PROGRAM DEVELOPMENT GRANT SAMFORD UNIVERSITY 800 LAKESHORE DRIVE BIRMINGHAM AL 35229 630312914 501(C)(3) 10000 NETVUE PROFESSIONAL DEVELOPMENT GRANT SEATTLE PACIFIC UNIVERSITY 3307 THIRD AVENUE WEST SUITE 112 SEATTLE WA 981191922 910565553 501(C)(3) 9885 NETVUE PROFESSIONAL DEVELOPMENT GRANT SOUTH CAROLINA INDEPENDENT COLLEGES AND 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PROGRAM DEVELOPMENT GRANT WHEATON COLLEGE 26 E MAIN STREET NORTON MA 02766 042103638 501(C)(3) 5000 WATERBURY SCHOLARSHIP WHEATON COLLEGE 501 COLLEGE AVENUE WHEATON IL 601875593 362182171 501(C)(3) 24981 NETVUE PROGRAM DEVELOPMENT GRANT WHITTENBERG UNIVERSITY PO BOX 720 SPRINGFIELD OH 455010720 310537177 501(C)(3) 21940 NETVUE PROGRAM DEVELOPMENT GRANT WISCONSIN ASSN OF INDEPENDENT COLLEGES AND UNIVERSITIES 122 WEST WASHINGTON AVENUE SUITE 700 MADISON WI 537032723 391039417 501(C)(3) 55775 UPS SCHOLARSHIPS WISCONSIN ASSN OF INDEPENDENT COLLEGES AND UNIVERSITIES 122 WEST WASHINGTON AVENUE SUITE 700 MADISON WI 537032723 391039417 501(C)(3) 5000 NAMED SCHOLARSHIP GRANT PART I, LINE 2: LARGER GRANTS ARE MONITORED THROUGH NARRATIVE AND FINANCIAL REPORTS DUE AT SPECIFIC TIMES DURING THE GRANT PERIOD. SMALLER TRAVEL GRANTS REQUIRE DOCUMENTATION OF EXPENDITURE FOR THE RELEASE OF THE GRANT FUNDS. X 1 1 X X X X X 0 1 0 0 0 0 0 0 0 RICHARD EKMAN EX OFFICIO AND PRESIDENT 571923 0 0 0 1219 0 137060 0 41285 0 751487 0 0 0 BARBARA HETRICK SENIOR VICE PRESIDENT 196770 0 4000 0 1219 0 0 0 38981 0 240970 0 0 0 EDWARD MOORE EXEC DIRECTOR FIHE/VP CIC 196349 0 3000 0 1188 0 0 0 38459 0 238996 0 0 0 HAROLD V HARTLEY III SENIOR VICE PRESIDENT 196518 0 4000 0 774 0 0 0 39395 0 240687 0 0 0 CHRISTOPH KUNKEL VP FOR OPERATIONS 172328 0 3500 0 270 0 0 0 23739 0 199837 0 0 0 LAURA A WILCOX VP FOR COMMUNICATIONS 152755 0 3000 0 774 0 0 0 39059 0 195588 0 0 0 KATHERINE M WHATLEY VP OF ANNUAL PROGRAMS 164624 0 3000 0 1188 0 0 0 36076 0 204888 0 0 0 CYNTHIA D PAGE DIRECTOR OF FINANCE 135045 0 3000 0 774 0 0 0 32381 0 171200 0 0 0 PART I, LINE 1A THE SOCIAL CLUB IS USED AS A VENUE FOR THE PRESIDENT TO MEET PRIVATELY WITH KEY HIGHER EDUCATION LEADERS. PART I, LINE 4B THE COUNCIL OF INDEPENDENT COLLEGES MAINTAINS AN INELIGIBLE PLAN OF DEFERRED COMPENSATION UNDER SECTION 457(F) OF THE INTERNAL REVENUE CODE. DEFERRED COMPENSATION REPRESENTS AN EXECUTIVE SALARY CONTINUATION AGREEMENT ENTERED INTO WITH THE PRESIDENT OF THE ORGANIZATION. THE AGREEMENT CALLS FOR ANNUAL PAYMENTS BY THE ORGANIZATION REPRESENTING TWENTY PERCENT (20%) OF BASE SALARY AS WELL AS INTEREST EXPENSE TO BE ACCRUED ON EACH ANNIVERSARY DATE BASED ON THE MOODY'S SEASONED AAA CORPORATE BOND YIELD. THE PARTICIPANT IS NOT PERMITTED TO MAKE SALARY REDUCTION DEFERRALS UNDER THIS PLAN. THE EXPENSE FOR THE YEAR ENDED JUNE 30, 2015 WAS $137,060. FORM 990, PART VI, SECTION A, LINE 6 CIC HAS MEMBERS. SPECIFICALLY, THE COUNCIL OF INDEPENDENT COLLEGES (CIC) IS AN ASSOCIATION OF INDEPENDENT COLLEGES AND UNIVERSITIES. INSTITUTIONAL MEMBERSHIP IN THE COUNCIL IS OPEN TO ALL AMERICAN NON-PROFIT, INDEPENDENT, BACCALAUREATE DEGREE-GRANTING COLLEGES OF LIBERAL ARTS AND SCIENCES. INTERNATIONAL MEMBERSHIP IS OPEN TO INDEPENDENT BACCALAUREATE DEGREE-GRANTING INSTITUTIONS WHOSE MAIN EDUCATIONAL PROGRAMS AND FACILITIES ARE LOCATED OUTSIDE THE UNITED STATES. ASSOCIATE MEMBERSHIP IS OPEN TO ASSOCIATE'S DEGREE-GRANTING, NON-PROFIT, INDEPENDENT, LIBERAL ARTS COLLEGES. AFFILIATE MEMBERSHIP IS OPEN TO ALL EDUCATIONAL ASSOCIATIONS AND ORGANIZATIONS WITH 501(C)(3) STATUS THAT SERVE INDEPENDENT COLLEGES AND UNIVERSITIES. STATE FUND MEMBERSHIP IS OPEN TO STATE FUNDS (LIMIT OF ONE PER STATE) WHOSE MEMBERS ARE PRIVATE COLLEGES AND UNIVERSITIES. FORM 990, PART VI, SECTION A, LINE 7A THE BOARD WILL BE SELF-PERPETUATING. IT WILL ELECT EACH INCOMING CLASS OF NEW DIRECTORS, ELECT MEMBERS OF THE EXECUTIVE COMMITTEE, AND FILL ALL VACANCIES FOR THE REMAINDER OF UNEXPIRED TERMS EXCEPT THAT OF CHAIR. THE BOARD WILL SEEK NOMINATIONS FOR NEW DIRECTORS FROM MEMBER COLLEGE PRESIDENTS, CHIEF EXECUTIVES OF STATE FUND MEMBERS, AND OTHER MEMBERS OF THE BOARD. FORM 990, PART VI, SECTION A, LINE 7B POLICY MATTERS OF MAJOR IMPORTANCE, INCLUDING AMENDMENT, REPEAL, OR ALTERATION OF THE CIC BYLAWS, IN WHOLE OR PART, MAY BE PERMITTED FROM TIME TO TIME BY EITHER A MAIL REFERENDUM OR SPECIAL MEETING OF THE INSTITUTIONAL MEMBERS. IN ADDITION, ANNUAL MEMBERSHIP DUES HAVE TO BE APPROVED BY THE INSTITUTIONAL MEMBERS. FORM 990, PART VI, SECTION B, LINE 11 THE EXECUTIVE COMMITTEE, WHEN IT MEETS IN JANUARY PRIOR TO THE FULL BOARD OF DIRECTORS MEETING, WILL REVIEW THE DRAFT FORM 990, AS PREPARED BY CIC'S AUDITORS AND RECOMMEND IT TO THE BOARD OF DIRECTORS FOR ACCEPTANCE, INCLUDING POSSIBLE REVISIONS; AND AT ITS JANUARY MEETING, THE BOARD OF DIRECTORS WILL REVIEW THE DRAFT FORM 990 AND ACCEPT IT, INCLUDING POSSIBLE REVISIONS; AT THE ANNUAL MEETING OF THE MEMBERSHIP IN JANUARY, THE TREASURER WILL REPORT ON THE PROCEDURES AND OUTCOMES OF THE REVIEW OF THE DRAFT FORM 990. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY BOARD MEMBERS AND STAFF COMPLETE A CONFLICT OF INTEREST DISCLOSURE FORM IDENTIFYING ANY RELATIONSHIPS OR CIRCUMSTANCES WHICH THE BOARD OR STAFF MEMBER BELIEVES COULD CONTRIBUTE TO A CONFLICT OF INTEREST. CIC COLLECTS THE DISCLOSURES. PROCEDURES: A. PRIOR TO BOARD ACTION ON A CONTRACT OR OTHER TRANSACTION INVOLVING A CONFLICT OF INTEREST, A BOARD MEMBER HAVING A CONFLICT OF INTEREST SHALL DISCLOSE ALL FACTS MATERIAL TO THE CONFLICT OF INTEREST. SUCH DISCLOSURE SHALL BE REFLECTED IN THE MINUTES OF THE MEETING. B. A PERSON WHO HAS A CONFLICT OF INTEREST SHALL NOT PARTICIPATE IN THE DECISION EXCEPT TO DISCLOSE MATERIAL FACTS AND TO RESPOND TO QUESTIONS. C. THE PERSON HAVING A CONFLICT OF INTERST MAY NOT VOTE ON THE CONTRACT OR TRANSACTION. D. STAFF MEMBERS WHO HAVE A CONFLICT OF INTEREST WITH RESPECT TO A CONTRACT OR TRANSACTION THAT IS NOT THE SUBJECT OF BOARD ACTION SHALL DISCLOSE TO THE PRESIDENT OF CIC ANY SUCH CONFLICT OF INTEREST. THAT STAFF MEMBER SHALL REFRAIN FROM ANY ACTION THAT MAY AFFECT CIC'S PARTICIPATION IN SUCH CONTRACT OR TRANSACTION. IN THE EVENT IT IS NOT ENTIRELY CLEAR THAT A CONFLICT OF INTEREST EXISTS, THE INDIVIDUAL WITH THE POTENTIAL CONFLICT SHALL DISCLOSE THE CIRCUMSTANCES TO THE PRESIDENT OF CIC. FORM 990, PART VI, SECTION B, LINE 15 PROCESS USED TO DETERMINE THE COMPENSATION OF: A. CEO - COMPENSATION COMMITTEE INCLUDES THE BOARD CHAIR AND TWO MEMBERS OF THE EXECUTIVE COMMITTEE APPOINTED BY THE CHAIR. THE COMPENSATION COMMITTEE REVIEWS SALARIES OF CEOS AND EXECUTIVE DIRECTORS OF HIGHER EDUCATION ASSOCIATIONS BASED IN THE DISTRICT OF COLUMBIA. THE STANDING PRACTICE IS THE CIC PRESIDENT WOULD RECEIVE A SALARY AT OR NEAR THE 75TH PERCENTILE OF THE REVIEWED SALARIES, IF PERFORMANCE WERE SATISFACTORY. THE COMPENSATION COMMITTEE REPORTS TO THE EXECUTIVE COMMITTEE ON SALARY RECOMMENDATIONS BASED ON THE COMPARISON RESEARCH AND PERFORMANCE BENCHMARKS. THE EXECUTIVE COMMITTEE APPROVES THE CEO'S ANNUAL COMPENSATION AT THE JUNE BOARD MEETING. B. OTHER OFFICERS OR KEY EMPLOYEES - THE CIC PRESIDENT, ACTING UNDER THE TOTAL COMPENSATION GUIDELINES SET BY THE BOARD, EVALUATES POSITIONS AND PERFORMANCE OF THE STAFF. THE PRESIDENT REVIEWS RESEARCH AND COMPARISONS FROM SIMILAR ORGANIZATIONS USING FORM 990 DATA AS WELL AS THE WASHINGTON HIGHER EDUCATION SECRETARIAT COMPENSATION SURVEY. FORM 990, PART VI, SECTION C, LINE 19 THESE DOCUMENTS AND POLICIES ARE PROVIDED UPON REQUEST. AMERICAN ACADEMIC LEADERSHIP INSTITUTE 1825 K STREET NW WASHINGTON DC 20006 521572800 EDUCATION DC 501(C)(3) LINE 11A, I N/A 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 AMERICAN ACADEMIC LEADERSHIP INSTITUTE C 100000 COST