2017-05-12T14:08:27-05:00 2016-06-30 030225774 GALLAGHER FLYNN & COMPANY LLP 45 LYME RD SUITE 205 HANOVER NH 03755 990 2015-07-01 030179434 LUND FAMILY CENTER INC LUND 8028647467 76 GLEN ROADPO BOX 4009 BURLINGTON VT 054064009 BARBARA RACHELSON EXECUTIVE DIRECTOR 8028647467 2017-05-12 1 PHILIP A LAPP CPA P00356904 6036430043 2015 2017-02-10 21:41:12Z BARBARA RACHELSON 76 GLEN ROADPO BOX 4009 BURLINGTON VT 054064009 8747984 0 X WWW.LUNDVT.ORG X 1890 VT LUND HELPS CHILDREN THRIVE BY EMPOWERING FAMILIES TO BREAK CYCLES OF POVERTY, ADDICTION AND ABUSE. LUND OFFERS HOPE AND OPPORTUNITY TO FAMILIES THROUGH EDUCATION, TREATMENT, FAMILY SUPPORT AND ADOPTION. 23 23 207 238 0 0 4066950 824041 4250851 7737872 20095 24996 101848 117179 8439744 8704088 137109 100659 0 0 6078141 7032006 0 0 374138 1826280 1910260 8041530 9042925 398214 -338837 12459791 11763935 6105062 6056944 6354729 5706991 SEE SCHEDULE O 0 0 4134166 100659 4520244 SEE SCHEDULE O 2322310 2034290 SEE SCHEDULE O 1231620 1183338 SEE SCHEDULE O 7688096 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 0 1 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 8 0 1 207 1 0 0 0 0 0 0 0 0 0 0 X 23 23 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 X X LOREI DAWSON 8006391741 76 GLEN ROADPO BOX 4009 BURLINGTON VT 054064009 SARA BYERS PRESIDENT 4.00 X X 0 0 0 EMILY LEE VICE PRESIDENT 4.00 X X 0 0 0 BARBARA RACHELSON EXECUTIVE DIRECTOR 40.00 X 125962 0 2119 LOREI DAWSON DIRECTOR OF FINANCE 40.00 X 76531 0 7867 STEPHANIE MILLER-TAYLOR SECRETARY 4.00 X X 0 0 0 EILEEN SIMOLLARDES TREASURER 4.00 X X 0 0 0 LISA PIZZAGALLI IMMEDIATE PAST PRESIDENT 4.00 X X 0 0 0 PAULETTE THABAULT MEMBER AT LARGE 4.00 X X 0 0 0 LUCY ABAIR TRUSTEE 2.00 X 0 0 0 MATTHEW CARTER TRUSTEE 2.00 X 0 0 0 CHRISTOPHER CURTIS TRUSTEE 2.00 X 0 0 0 TJDONOVAN TRUSTEE 2.00 X 0 0 0 MARIA ARNOLD TRUSTEE 2.00 X 0 0 0 MAURINE GILBERT TRUSTEE 2.00 X 0 0 0 KATIE HALSEY TRUSTEE 2.00 X 0 0 0 HEIDI VIENS TRUSTEE 2.00 X 0 0 0 JEANNE B KENNEDY TRUSTEE 2.00 X 0 0 0 BARBARA LANDE TRUSTEE 2.00 X 0 0 0 LARRY MACKINNON TRUSTEE 2.00 X 0 0 0 ALLEGRA MILLER TRUSTEE 2.00 X 0 0 0 BIBI MUKHERJEE TRUSTEE 2.00 X 0 0 0 SUSAN NOSTRAND TRUSTEE 2.00 X 0 0 0 MANON O' CONNOR TRUSTEE 2.00 X 0 0 0 KAREN PAUL TRUSTEE 2.00 X 0 0 0 202493 0 9986 1 0 0 0 0 98565 725476 824041 RESIDENTIAL AND TREATM 624100 4520244 4520244 CHILD AND FAMILY SERVI 624100 2034290 2034290 ADOPTION FEES & SRVCS 624100 1183338 1183338 7737872 18496 18496 18352 0 18352 18352 18352 6500 0 6500 6500 6500 132308 43896 88412 88412 MISCELLANEOUS 624100 10415 10415 10415 8704088 7744372 0 135675 100659 100659 129306 129306 5470640 4741389 515996 213255 37513 33387 3001 1125 986412 874772 80887 30753 408135 363240 32651 12244 7523 2239 5284 32303 32303 216764 93108 73391 50265 223094 209924 8146 5024 156002 151636 2190 2176 269020 251758 9248 8014 313406 267667 36038 9701 57066 45318 9542 2206 SUPPLIES 289604 267772 17540 4292 OTHER PROGRAM EXPENSES 88309 88259 50 DUES AND FEES 62926 50772 8700 3454 OTHER 55271 42727 9194 3350 138972 103469 7224 28279 9042925 7688096 980691 374138 1341665 1185798 157366 157448 587387 284664 647582 595730 18266 10914 49411 67524 10610195 2101327 8722669 8508868 841570 883274 93875 69715 12459791 11763935 448252 525448 26610 19461 3463060 3335940 456460 0 1710680 1685028 0 491067 6105062 6056944 X 5880826 5143177 200986 290897 272917 272917 6354729 5706991 12459791 11763935 X -338837 -17289 -291612 X 0 1 X 1 1 1 X 3008414 4356016 3722951 4120459 5182884 20390724 3491171 4153492 4936957 4274715 3485793 20342128 6499585 8509508 8659908 8395174 8668677 40732852 78507 58570 87938 65825 39456 330296 0 78507 58570 87938 65825 39456 330296 40402556 27712 24875 23182 27285 18496 121550 27712 24875 23182 27285 18496 121550 39515 28385 28550 24475 10415 131340 6566812 8562768 8711640 8446934 8697588 40985742 0.98580 0.98370 0.00300 0.00390 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 0 0 1 0 0 1 0 0 0 0 PART II-B, LINE 1: LUND FAMILY CENTER HAS A LOBBYIST, JEANNE KENNEDY OF JB KENNEDY ASSOCIATES, LLC, WHO IS REGISTERED WITH THE OFFICE OF THE SECRETARY OF STATE IN VERMONT. KENNEDY PROVIDES PRO BONO LOBBYING SERVICES FOR LUND. KENNEDY FOLLOWS ISSUES OF INTEREST TO LUND AND ITS CLIENTS AND PROVIDES INFORMATION ABOUT SUCH ISSUES TO LUND'S EXECUTIVE DIRECTOR OR HER DESIGNEES AND BOARD OF TRUSTEES. KENNEDY ALSO PROVIDES INFORMATION ABOUT LUND, ITS SERVICES, AND ITS CLIENTS TO APPROPRIATE MEMBERS OF THE GENERAL ASSEMBLY AND THE ADMINISTRATION. 272917 272917 272917 272917 272917 272917 272917 272917 1.00000 0 0 233177 233177 9716520 1601441 8115079 502592 366829 135763 157906 133057 24849 8508868 FAIR VALUE OF INTEREST RATE SWAP AGREEMENT 491067 491067 X 8686799 -17289 -17289 8704088 0 8704088 9042925 0 9042925 0 9042925 PART V, LINE 4: TO BE MAINTAINED IN PERPETUITY IN ORDER TO PROVIDE INVESTMENT INCOME FOR USE IN SUPPORTING THE AGENCY'S PROGRAMS. PART X, LINE 2: EACH YEAR, MANAGEMENT CONSIDERS WHETHER ANY MATERIAL TAX POSITION THE AGENCY HAS TAKEN IS MORE LIKELY THAN NOT TO BE SUSTAINED UPON EXAMINATION BY THE APPLICABLE TAXING AUTHORITY. MANAGEMENT BELIEVES THAT ANY POSITIONS THE AGENCY HAS TAKEN ARE SUPPORTED BY SUBSTANTIAL AUTHORITY AND, THEREFORE, DO NOT NEED TO BE MEASURED OR DISCLOSED IN THESE FINANCIAL STATEMENTS. TAX RETURNS FOR YEARS SUBSEQUENT TO JUNE 30, 2012 ARE SUBJECT TO EXAMINATION BY TAX AUTHORITIES. 0 BIKE RIDE 30369 30369 43896 GALA 101939 101939 30000 132308 132308 73896 73896 58412 1 FAMILY ASSISTANCE 200 28941 RESIDENTIAL TREATMENT PROGRAM 70 63801 JOB TRAINING 27 5871 RESPITE 6 2046 A VERMONT ECONOMIC DEVELOPMENT 036024497 NONEAVAIL 2007-04-01 3200000 CONSTRUCTION OF BUILDING 0 0 0 B VERMONT ECONOMIC DEVELOPMENT 036024497 NONEAVAIL 2007-04-01 1000000 CONSTRUCTION OF BUILDING 0 0 0 A 3200000 0 0 1 1 B 934028 0 0 1 1 A 0 0 0 0 0 0 0 B 0 0 0 0 0 0 0 A 0 0 1 0 1 1 TD BANK NA 15.800000000000 0 0 0 0 0 B 0 0 1 0 1 1 TD BANK NA 15.800000000000 0 0 0 0 0 A 0 B 0 PIZZAGALLI PROPERTIES LLC BUSINESS OWNED BY TWO FORMER TRUSTEES FINANCING OF BUILDING RENOVATIONS X 2497093 0 0 1 1 FORM 990, PART VI, SECTION A, LINE 2 SARA BYERS PURCHASED THE HOUSE OF MANON O'CONNOR, IN A TRANSACTION UNRELATED TO THEIR WORK AT LUND. FORM 990, PART VI, SECTION B, LINE 11 IT IS THE POLICY OF THE LUND FAMILY CENTER TO PRESENT THE FORM 990 TO ITS BOARD OF TRUSTEES. EACH MEMBER OF THE BOARD OF TRUSTEES WILL RECEIVE A COPY OF THE FORM 990, INCLUDING SIGNIFICANT SCHEDULES PRIOR TO THE SUBMISSION OF THE FORM 990 TO THE INTERNAL REVENUE SERVICE. LUND'S FINANCE COMMITTEE REVIEWS THE COMPLETED FORM 990 BEFORE THE FORM IS FILED. FORM 990, PART VI, SECTION B, LINE 12C THE LUND FAMILY CENTER REGULARLY AND CONSISTENTLY MONITORS AND ENFORCES COMPLIANCE WITH THE CONFLICT OF INTEREST STATEMENT AND CODE OF ETHICS. THIS IS DONE THROUGH DIRECT BOARD COMMUNICATION AT BOARD MEETINGS. THE BOARD ROUTINELY AND AS NEEDED, REVIEWS ITS ESTABLISHED POLICIES TO DETERMINE THEIR RELEVANCY AND CURRENCY. FORM 990, PART VI, SECTION B, LINE 15A SALARIES OF ALL EMPLOYEES, INCLUDING THE EXECUTIVE DIRECTOR AND KEY EMPLOYEES, ARE REVIEWED ANNUALLY TAKING INTO CONSIDERATION MARKET DATA, INCLUDING LOCAL NONPROFIT SALARY DATA, LONGEVITY WITH AGENCY, EDUCATION, PROFESSIONAL CERTIFICATIONS AND LICENSES AND YEARS OF EXPERIENCE. THE EXECUTIVE DIRECTOR APPROVES THE SALARY AND SALARY ADJUSTMENTS OF ALL EMPLOYEES, INCLUDING KEY EMPLOYEES. THE BOARD OF TRUSTEES' EXECUTIVE COMMITTEE APPROVES THE SALARY AND SALARY ADJUSTMENTS OF THE EXECUTIVE DIRECTOR. FORM 990, PART VI, SECTION C, LINE 19 THE LUND FAMILY CENTER MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE UPON REQUEST. FINANCIAL STATEMENTS CONSIST OF AUDITED FINANCIALS AND FORM 990. FORM 990, PART XI, LINE 9: ADJUSTMENTS TO PRIOR PERIOD -291,612. FORM 990 PART III LINE 1 - ORGANIZATION MISSION LUND HELPS CHILDREN THRIVE BY EMPOWERING FAMILIES TO BREAK CYCLES OF POVERTY, ADDICTION AND ABUSE. LUND OFFERS HOPE AND OPPORTUNITY TO FAMILIES THROUGH EDUCATION, TREATMENT, FAMILY SUPPORT AND ADOPTION. LUND IS VERMONT'S OLDEST & LARGEST PRIVATE NON-PROFIT ADOPTION AGENCY; SERVING BIRTH PARENTS, ADOPTIVE FAMILIES AND ADOPTEES WITH COUNSELING, POST-ADOPTION SUPPORT, AND SEARCH/REUNION. LUND WORKS WITH THE STATE TO RUN PROJECT FAMILY, WHICH FINDS HOMES FOR VERMONT'S WAITING CHILDREN. LUND IS VERMONT'S ONLY RESIDENTIAL TREATMENT FOR PREGNANT OR PARENTING ADOLESCENTS/WOMEN, AND THEIR CHILDREN AND IS A DESIGNATED PARENT CHILD CENTER. OTHER SERVICES INCLUDE OUTPATIENT SUBSTANCE ABUSE/MENTAL HEALTH TREATMENT FOR WOMEN AND CHILDREN; TRANSITIONAL HOUSING; REACH UP WELFARE TO WORK AND JOB TRAINING; HOME VISITS TO AT-RISK FAMILIES; HIGH SCHOOL/COLLEGE SUPPORT SERVICES FOR PREGNANT AND PARENTING WOMEN; QUALITY CHILDCARE/EARLY EDUCATION; AND TEEN PREGNANCY PREVENTION PANELS. FORM 990 PART III LINE 4A - PROGRAM SERVICE ACCOMPLISHMENTS RESIDENTIAL PROGRAM VERMONT'S ONLY RESIDENTIAL TREATMENT PROGRAM WHERE PREGNANT OR PARENTING WOMEN CAN LIVE WITH THEIR CHILD OR CHILDREN WHILE ENGAGING IN GENDER SPECIFIC, TRAUMA INFORMED, MENTAL HEALTH AND SUBSTANCE ABUSE TREATMENT THAT IS HOLISTIC AND FAMILY CENTERED. LUND'S TREATMENT SERVICES INCLUDE LIFE SKILLS EDUCATION, PARENTING EDUCATION, INDIVIDUAL, GROUP AND FAMILY COUNSELING; AND MEDICAL CASE MANAGEMENT. 70 WOMEN ENGAGED IN RESIDENTIAL TREATMENT FOR SUBSTANCE ABUSE AND MENTAL HEALTH DISORDERS WITH 70 CHILDREN IN RESIDENCE WITH THEM. 100% OF BABIES BORN AT LUND WERE FREE OF ILLICIT SUBSTANCES. 60 MOTHERS WORKED WITH FAMILY ENGAGEMENT SPECIALISTS TO ENSURE THAT THEY WERE WELL CONNECTED TO THE NECESSARY RESOURCES IN THE COMMUNITY OF THEIR CHOICE, AND HAD A STABLE AND STRONG GROUNDING IN PARENTING AND IN THEIR RECOVERY AFTER LEAVING LUND. FORM 990 PART III LINE 4B - PROGRAM SERVICE ACCOMPLISHMENTS FAMILY SUPPORT AND EDUCATIONAL SERVICES FAMILY EDUCATION: LUND PROVIDES SUPPORT AND EDUCATION TO PROMOTE CHANGE, ENCOURAGE PERSONAL GROWTH AND ENHANCE HEALTHY FAMILIES THROUGH OFFERING PARENTING GUIDANCE AND TEACHING CHILD DEVELOPMENT TO PARENTS IN ALL OF OUR PROGRAMS SO THAT PARENTS HAVE THE SKILLS THEY NEED TO BE SUCCESSFUL. LUND ENCOURAGES AND HELPS STAFF TO ENGAGE IN PROFESSIONAL DEVELOPMENT TO BEST SERVE OUR FAMILIES. IN 2016, SIX FAMILY EDUCATORS PARTICIPATED IN CULTURAL AND LINGUISTIC COMPETENCE TRAINING AND THREE WERE TRAINED IN THE 'PARENTS AS TEACHERS' CURRICULUM - AN EVIDENCE BASED HOME VISITING CURRICULUM. EARLY CHILDHOOD PROGRAM: LUND'S PLAY-BASED, YEAR-ROUND EARLY CHILDHOOD EDUCATION PROGRAM ALLOWS CHILDREN TO LEARN AND GROW IN A LOVING AND STRUCTURED ENVIRONMENT THAT MAKES THE MOST OF THIS CRUCIAL TIME OF BRAIN DEVELOPMENT. LUND WORKS CLOSELY WITH THE FAMILY AND COLLABORATES WITH OTHER COMMUNITY PARTNERS TO SUPPORT ALL ASPECTS OF A CHILD'S GROWTH AND TO MAKE SURE ALL FAMILY MEMBERS' BASIC NEEDS ARE MET. IN THE 2016/2017 SCHOOL YEAR, LUND WILL BE EXPANDING TO TWO PRESCHOOL CLASSROOMS IN ORDER TO INCREASE ACCESS TO HIGH QUALITY FULL-TIME, PRESCHOOL EDUCATION FOR VULNERABLE THREE AND FOUR YEAR OLDS. NEW HORIZONS EDUCATIONAL PROGRAM: THOUGH THERE ARE MANY CHALLENGES TO FINISHING SCHOOL FOR YOUNG WOMEN WHO ARE PREGNANT OR PARENTING, LUND'S NEW HORIZONS EDUCATIONAL PROGRAM (NHEP) PROVIDES A SUPPORTIVE AND INDIVIDUALIZED LEARNING ENVIRONMENT WHERE STUDENTS CAN MEET THEIR EDUCATIONAL GOALS. NHEP IS A YEAR-ROUND PROGRAM WITH ROLLING ADMISSION THAT PROVIDES HIGH SCHOOL CLASSES AND PARENTING EDUCATION, LIFE SKILLS CLASSES, AND CAREER EXPLORATION. THROUGH A SUCCESSFUL COLLABORATION WITH THE COMMUNITY COLLEGE OF VERMONT, THE INTRODUCTION TO COLLEGE STUDIES CLASS IS OFFERED ON SITE. LUND ALSO OFFERS TEEN PREGNANCY PREVENTION PRESENTATIONS AND SAFER SEX WORKSHOPS TO SCHOOLS AND COMMUNITY GROUPS THROUGH OUR TEEN PREGNANCY PREVENTION OUTREACH PROGRAM. A SECOND SESSION OF THE COMMUNITY COLLEGE OF VERMONT'S INTRODUCTION TO COLLEGE STUDIES CLASS WAS HELD AT LUND IN 2016, ENROLLING 14 STUDENTS IN POST SECONDARY EDUCATION AND OPENING UP COLLEGE AS A REAL AND ACHIEVABLE GOAL FOR LUND'S STUDENTS, MANY WHOM ARE FIRST GENERATION COLLEGE STUDENTS. KIDSAPART IS AN INNOVATIVE AND UNIQUE PARTNERSHIP WITH THE DEPARTMENT OF CORRECTIONS. IT IS THE ONLY PROGRAM OF ITS KIND IN VERMONT AND ONE OF A FEW NATIONALLY SERVING THIS UNIQUE POPULATION. THE GOALS OF THE PROGRAM ARE TO REDUCE THE TRAUMA CHILDREN EXPERIENCE AS A RESULT OF PARENTAL INCARCERATION; TO SUPPORT FAMILY RELATIONSHIPS BETWEEN INCARCERATED MOTHERS, THEIR CHILDREN AND CAREGIVERS; TO ASSIST WITH THE WOMEN'S REENTRY TO THEIR COMMUNITIES; AND TO MAINTAIN MEANINGFUL CONTACT BETWEEN MOTHER AND CHILDREN WHERE SAFE AND APPROPRIATE. THE KIDS-A-PART CASE MANAGER PROVIDED 13 WORKSHOPS TO A VARIETY OF PROVIDERS AND COMMUNITY GROUPS THROUGHOUT VERMONT TO INCREASE AWARENESS AND KNOWLEDGE OF BEST PRACTICES FOR WORKING WITH CHILDREN OF INCARCERATED PARENTS. FORM 990 PART III LINE 4C - PROGRAM SERVICE ACCOMPLISHMENTS ADOPTION SERVICES ADOPTION SERVICES: LUND IS VERMONT'S OLDEST AND LARGEST NONPROFIT ADOPTION AGENCY, COMPLETING PRIVATE ADOPTIONS FOR INFANTS AND FINDING FOREVER HOMES FOR OLDER CHILDREN IN STATE CUSTODY. PROJECT FAMILY, A FIFTEEN YEAR PARTNERSHIP WITH THE VERMONT DEPARTMENT OF CHILDREN AND FAMILIES, HAS FOUND FOREVER FAMILIES FOR 3,749 CHILDREN SINCE 2000. DURING THE YEAR, 239 ADOPTIONS WERE FINALIZED, 216 THROUGH PROJECT FAMILY, LUND'S COLLABORATION WITH DCF, 7 THROUGH WENDY'S WONDERFUL KIDS, A SIGNATURE PROGRAM OF THE DAVE THOMAS FOUNDATION FOR ADOPTION, AND 16 THROUGH LUND'S PRIVATE ADOPTION PROGRAM. LUND'S POST-PERMANENCE PROGRAM HELPS ADOPTIVE FAMILIES IDENTIFY STRENGTHS AND NEEDS, ESTABLISH GOALS AND CONNECT WITH COMMUNITY RESOURCES TO CELEBRATE MILESTONES AND TO ADDRESS CHALLENGES THAT CAN ARISE FOR FAMILIES WHOSE CHILDREN WHO HAVE EXPERIENCED A TRAUMATIC START IN LIFE. LUND SUPPORTS ADOPTIVE FAMILIES AT ANY TIME IN THEIR LIVES, REGARDLESS OF THEIR ABILITY TO PAY. DISCOVERING YOUR ROOTS SERVICES HELP MEMBERS OF THE ADOPTION CONSTELLATION FIND INFORMATION AND CONNECTION TO THEIR BIRTH FAMILIES. LUND PARTNERS WITH THE JOCKEY BEING FAMILY PROGRAM TO GIVE A PERSONALIZED BACKPACK, BLANKET AND TEDDY BEAR TO EVERY CHILD ON THEIR ADOPTION DAY. 330 INDIVIDUALS FROM 200 FAMILIES RECEIVED POST PERMANENCE SERVICES. 997 INDIVIDUALS USED LUND'S DISCOVERING YOUR ROOTS SERVICES TO FIND INFORMATION AND/OR CONNECT WITH BIRTH FAMILIES.