2017-02-13T18:42:30-06:00 2016-06-30 COHNREZNICK LLP 7501 WISCONSIN AVENUE 400E BETHESDA MD 208146583 990 2015-07-01 943212616 National PACE Association % RHONDA ROSE NATI 7035351565 675 N WASHINGTON ST SUITE 300 Alexandria VA 22314 SHAWN BLOOM President and CEO 2016-11-15 true DANIEL O'SHEA P00957510 3016529100 2015 2017-02-10 21:41:12Z SHAWN BLOOM 675 N WASHINGTON ST STE 300 ALEXANDRIA VA 22314 5847569 false X WWW.NPAONLINE.ORG X 1994 CA INCREASE THE PROVISION OF COMPREHENSIVE HEALTH CARE SERVICES TO OLDER ADULTS IN THE U.S. 19 19 21 100 48879 38950 29185 0 4365059 5371941 47725 41247 290312 237479 4732281 5650667 0 0 0 0 2742409 2736354 0 0 0 1816088 2086553 4558497 4822907 173784 827760 2121465 3134239 465885 679199 1655580 2455040 X NATIONAL PACE ASSOCIATION'S PRINCIPAL PURPOSE IS TO INCREASE THE PROVISION OF QUALITY, COMPREHENSIVE HEALTH CARE SERVICES TO FRAIL, OLDER ADULTS THROUGH THE PROGRAM OF ALL-INCLUSIVE CARE FOR THE ELDERLY, AND TO SUPPORT, MAINTAIN, AND PROMOTE THE PACE MODEL OF CARE. false false 2084961 70515 MEMBER SERVICES - A COLLECTION OF EFFORTS UNDERTAKEN TO ASSIST NATIONAL PACE ASSOCIATION MEMBERS WITH COMPLEX ISSUES THEY FACE. 1365260 PUBLIC POLICY - NPA MAINTAINS AN ACTIVE VOICE ON REGULATORY ISSUES AND WORKS WITH STATES TO IMPLEMENT PACE PROGRAMS. 1138345 1084697 EDUCATION - CONFERENCE AND EDUCATION REGARDING THE PROGRAM OF ALL INCLUSIVE CARE FOR THE ELDERLY (PACE). 4588566 true false false true false false false false false false true false false false true true true false false false false false false false false false false false false true false false false false false false false false false false false false false true false false false true 39 0 true 21 true true true false false false false false false false false false X 19 19 false false false false true true false true true false false true true true true true true true false false CA X RHONDA ROSE 7035351565 675 N WASHINGTON ST SUITE 300 ALEXANDRIA VA 22314 JUDITH BASKINS DIRECTOR 1.0 0.0 X 0 0 0 CLIFF BAUER TREASURER 1.0 0.0 X X 0 0 0 KELLY CARTER DIRECTOR 1.0 0.0 X 0 0 0 SAMIRA BECKWITH DIRECTOR 1.0 0.0 X 0 0 0 TIMOTHY CLONTZ DIRECTOR 1.0 0.0 X 0 0 0 ADAM BURROWS DIRECTOR 1.0 0.0 X 0 0 0 PETER DEGOLIA DIRECTOR 1.0 0.0 X 0 0 0 KATHRYN MCGUIRE DIRECTOR 1.0 0.0 X 0 0 0 GRACE LI DIRECTOR 1.0 0.0 X 0 0 0 JOANN GAGO CHAIR-ELECT 1.0 0.0 X X 0 0 0 MATTHEW MCNABNEY DIRECTOR 1.0 0.0 X 0 0 0 ELLEN GARCIA SECRETARY 1.0 0.0 X X 0 0 0 TOM MUSZYNSKI DIRECTOR 1.0 0.0 X 0 0 0 KELLY HOPKINS DIRECTOR 1.0 0.0 X 0 0 0 LINDA SHAW DIRECTOR 1.0 0.0 X 0 0 0 JOAN KWIATKOWSKI CHAIR 1.0 0.0 X X 0 0 0 WAYNE OLSON DIRECTOR 1.0 0.0 X 0 0 0 BRUCE ROBERTSON IMMEDIATE PAST CHAIR 1.0 0.0 X X 0 0 0 DAVID WILNER DIRECTOR 1.0 0.0 X 0 0 0 SHAWN BLOOM PRESIDENT AND CEO 40.0 0.0 X 278929 0 27559 RHONDA ROSE SR VP FINANCE & ADMINISTRATION 40.0 0.0 X 138940 0 23060 PETER FITZGERALD EXEC VP OF POLICY AND STRATEGY 40.0 0.0 X 225175 0 25820 JOY CAMERON SR DIRECTOR OF STATE POLICY 40.0 0.0 X 120010 0 18526 ROBERT GREENWOOD VP OF PUBLIC AFFAIRS 40.0 0.0 X 129787 0 19535 AMEETA MISTRY VP OF DATA AND INFORMATICS 40.0 0.0 X 150483 0 22737 SHARON PEARCE VP OF ADVOCACY 40.0 0.0 X 145386 0 15006 DEL CONYERS VP OF QUALITY AND COMPLIANCE 40.0 0.0 X 124308 0 15682 1313018 0 167925 8 false true false TOTAL BENCHMARK SOLUTION LLC 2625 REDWING ROAD SUITE 230 FORT COLLINS CO 80526 DATA SERVICES 105000 MEHLAN CASTAGNETTI ROSEN BINGEL T 1341 G STREET NW SUITE 1100 WASHINGTON DC 20005 CONSULTING 120000 UNIVERSITY OF ROCHESTER 601 ELMWOOD AVENUE BOX 644 ROCHESTER NY 14642 DATA SERVICES 167473 3 0 MEMBERSHIP FEES 900099 4167850 4167850 CONFERENCE FEES 900099 808297 808297 MEMBERSHIP SERVICES 900099 70515 70515 EDUCATIONAL EVENTS 900099 276400 276400 SERVICE FEES 900099 48879 48879 5371941 54087 54087 0 234053 234053 0 0 0 184062 196902 -12840 -12840 -12840 0 0 0 OTHER INCOME 900099 3426 3426 3426 5650667 5323062 48879 278726 0 0 0 0 755690 482421 273269 0 1574662 1440414 134248 92972 85884 7088 166504 138162 28342 146526 122922 23604 0 39221 39221 25600 25600 0 0 10324 10324 628988 527685 101303 0 171646 45176 126470 71158 71158 0 369802 369802 60551 34241 26310 0 187175 187175 0 0 67997 67997 14815 14815 ALLOC. OF OVERHEAD EXPENSE 0 1087384 -1087384 0 HOTEL AND CATERING 349795 349795 GOVERNMENT TAXES 11837 11837 DUES AND SUBSCRIPTIONS 11385 62 11323 66259 16087 50172 4822907 4588566 234341 0 602546 875825 967338 1833006 0 0 301330 90244 0 0 0 0 0 0 0 0 52359 114846 427074 206756 197892 220318 0 0 0 0 0 0 0 0 0 0 2121465 3134239 355061 308337 0 0 110824 115340 0 0 0 0 0 0 0 0 0 0 0 255522 465885 679199 X 1655580 2455040 0 0 0 0 1655580 2455040 2121465 3134239 827760 -28300 X false true X true false X 2407073 2834157 3187466 3400329 4167850 15996875 810138 1064809 942885 949610 1155212 4922654 0 0 0 3217211 3898966 4130351 4349939 5323062 20919529 0 0 0 20919529 149896 139385 175004 226282 288140 978707 17110 25443 33107 75660 149896 139385 192114 251725 321247 1054367 0 68180 122288 923 107816 3426 302633 3435287 4160639 4323388 4709480 5647735 22276529 0.93908 0.94367 0.04733 0.03766 X OTHER INCOME SCHEDULE A, PART III, LINE 12 INCOME FROM ACTIVITIES NOT REGULARLY CARRIED ON. 227427 227427 4595480 4822907 391145 97786 350282 353226 377925 391145 1472578 2208867 187092 207972 244551 227427 867042 87571 88307 94481 97786 368145 552218 35810 4197 31613 65562 49674 15888 325702 152885 172817 220318 0 DEFERRED RENT 255522 255522 X 5612043 -28300 -28300 5640343 10324 10324 5650667 4812583 4812583 10324 10324 4822907 FIN 48 DISCLOSURE PART X, LINE 2 IN ACCORDANCE WITH THE PROVISIONS IN THE INCOME TAXES TOPIC 740 OF THE FASB FINANCIAL ACCOUNTING STANDARDS CODIFICATION (FASB ASC), NPA HAS PERFORMED AN EVALUATION OF ITS TAX POSITIONS AND BELIEVES IT HAS APPROPRIATE SUPPORT FOR ITS TAX POSITIONS TAKEN; THEREFORE, THERE IS NO PROVISION IN THE FINANCIAL STATEMENTS FOR INTEREST AND PENALTIES RELATED TO INCOME TAXES ON UNCERTAIN TAX POSITIONS. IT IS NPA'S POLICY TO RECORD INTEREST AND PENALTIES RELATED TO INCOME TAXES ON UNCERTAIN TAX POSITIONS IN MANAGEMENT AND GENERAL EXPENSE ON THE STATEMENTS OF ACTIVITIES AND CHANGE IN NET ASSETS AND IN INCOME TAXES PAYABLE ON THE STATEMENTS OF FINANCIAL POSITION. X X X false false false false false false false true false SHAWN BLOOM PRESIDENT AND CEO 258218 0 20435 276 15921 11638 306488 0 0 RHONDA ROSE SR VP FINANCE & ADMINISTRATION 138424 0 0 516 8468 14592 162000 0 0 PETER FITZGERALD EXEC VP OF POLICY AND STRATEGY 224899 0 0 276 12437 13383 250995 0 0 AMEETA MISTRY VP OF DATA AND INFORMATICS 149967 0 0 516 9135 13602 173220 0 0 SHARON PEARCE VP OF ADVOCACY 145386 0 0 0 8297 6709 160392 0 0 PART I, LINE 7 THE ORGANIZATION PAID A BONUS OF $20,435 TO SHAWN BLOOM, PRESIDENT AND CEO, AT THE DISCRETION OF THE BOARD OF DIRECTORS. MEMBER CLASSES PART VI, SECTION A, LINE 6 MEMBERS: The Corporation shall have members. The characteristics, qualifications, rights, limitations and obligations attaching to each or any class of members shall be determined by the Board of Directors; provided, however, that only two (2) classes of members, Provider Members and Prospective Provider Members, shall have the right to vote and hold office in the Corporation. MEMBERSHIP CLASSIFICATIONS AND QUALIFICATIONS: The Board of Directors shall determine the characteristics, qualifications, rights, limitations and obligations attaching to each or any class of the members. Application for membership in the Corporation shall be made pursuant to procedures established by the Board of Directors. Membership eligibility qualifications shall be determined by the Board of Directors in its sole discretion. MEMBERS WITH RIGHTS TO VOTE OR HOLD OFFICE PART VI, SECTION A, LINE 7A Provider Members shall be: (1) entities that operate PACE programs under Sections 1894 and 1934 of the Social Security Act, (2) entities that operate PACE programs under dual Medicare and Medicaid waivers, (3) organizations operating under dual Medicare and Medicaid capitation that predominantly serve the frail elderly, or (4) pre-PACE programs, or those organizations operating under Medicaid capitation only. Provider Members may be not-for-profit corporations operating under 501(c)(3) tax status or for-profit corporations. Provider members shall maintain a membership in their respective NPA-chartered State PACE Association (if one is available in their state). If a Provider organization is related to a parent organization that has multiple Provider or Prospective Provider organizations, all of the organizations must be a member in order for any one of the organizations to be a member. PROVIDER MEMBERS SHALL HAVE THE FOLLOWING RIGHTS AND PRIVILEGES: (1)THE RIGHT TO NOMINATE ONE EMPLOYEE OF ANY CURRENT PROVIDER MEMBER, OR AN EMPLOYEE OF ANY PROVIDER MEMBER'S SPONSORING ORGANIZATION, TO SERVE ON THE CORPORATION'S BOARD OF DIRECTORS; (2)THE RIGHT TO VOTE IN EACH ANNUAL ELECTION TO FILL OPEN SEATS ON THE BOARD OF DIRECTORS, OR VOTE ON ANY MATTER SUBMITTED TO A VOTE OF THE MEMBERS OF THE CORPORATION; (3)THE RIGHT TO HAVE EITHER THE MEDICAL DIRECTOR (OR EQUIVALENT) OR A PRIMARY CARE PROFESSIONAL OF THE PROVIDER MEMBER SERVE ON THE PRIMARY CARE COMMITTEE; (4)THE PRIVILEGE TO HAVE SPECIFIC PERSONS ASSOCIATED WITH THE PROVIDER MEMBER SERVE ON STANDING AND WORKING COMMITTEES OF THE BOARD OF DIRECTORS UPON THE REQUEST OF THE BOARD OF DIRECTORS; AND (5)THE PRIVILEGE TO ACCESS CERTAIN MATERIALS, INCLUDING OFFICIAL PUBLICATIONS AND OTHER DOCUMENTS DISTRIBUTED BY THE CORPORATION, AS WELL AS CONFERENCES OFFERED BY THE CORPORATION. Prospective Provider Members shall be: (1) entities that are evaluating or pursuing PACE development, or (2) entities that are completing or have submitted PACE Provider Applications. Prospective Provider Members may be not-for-profit corporations operating under 501(c)(3) tax status or for-profit corporations. Prospective Provider members shall maintain a membership in their respective NPA-chartered State PACE Association (if one is available in their state). If a Prospective Provider organization is related to a parent organization that has multiple Provider or Prospective Provider organizations, all of the organizations must be a member in order for any one of the organizations to be a member. PROSPECTIVE PROVIDER MEMBERS SHALL HAVE THE FOLLOWING RIGHTS AND PRIVILEGES: (1)THE RIGHT TO NOMINATE ONE EMPLOYEE OF ANY CURRENT PROSPECTIVE PROVIDER MEMBER, OR AN EMPLOYEE OF ANY PROSPECTIVE PROVIDER MEMBER'S SPONSORING ORGANIZATION, TO SERVE ON THE CORPORATION'S BOARD OF DIRECTORS; (2)THE RIGHT TO VOTE IN EACH ANNUAL ELECTION TO FILL OPEN SEATS ON THE BOARD OF DIRECTORS, OR VOTE ON ANY MATTER SUBMITTED TO A VOTE OF THE MEMBERS OF THE CORPORATION; (3)THE PRIVILEGE TO HAVE SPECIFIC PERSONS ASSOCIATED WITH THE PROSPECTIVE PROVIDER MEMBER SERVE ON STANDING AND WORKING COMMITTEES OF THE BOARD OF DIRECTORS UPON THE REQUEST OF THE BOARD OF DIRECTORS; AND (4)THE PRIVILEGE TO ACCESS CERTAIN MATERIALS, INCLUDING OFFICIAL PUBLICATIONS AND OTHER DOCUMENTS DISTRIBUTED BY THE CORPORATION, AS WELL AS CONFERENCES OFFERED BY THE CORPORATION. REVIEW OF FORM 990 PART VI, SECTION B, LINE 11 THE FORM 990 IS REVIEWED BY THE SENIOR VICE PRESIDENT OF FINANCE AND ADMINISTRATION. A COPY OF THE FORM 990 IS THEN PROVIDED TO EACH MEMBER OF THE BOARD OF THE GOVERNING BODY BEFORE IT IS FILED. CONFLICT OF INTEREST POLICY PART VI, SECTION B, LINE 12C 1. DUTY TO DISCLOSE IN CONNECTION WITH ANY ACTUAL OR POSSIBLE CONFLICTS OF INTEREST, AN INTERESTED PERSON MUST DISCLOSE THE EXISTENCE AND NATURE OF HIS OR HER FINANCIAL INTEREST TO THE DIRECTORS AND MEMBERS OF COMMITTEES WITH BOARD-DELEGATED POWERS CONSIDERING THE PROPOSED TRANSACTION OR ARRANGEMENT. 2. DETERMINING WHETHER A CONFLICT OF INTEREST EXISTS AFTER DISCLOSURE OF THE FINANCIAL INTEREST, THE INTERESTED PERSON SHALL LEAVE THE BOARD OR COMMITTEE MEETING WHILE THE FINANCIAL INTEREST IS DISCUSSED AND VOTED UPON. THE REMAINING BOARD OR COMMITTEE MEMBERS SHALL DECIDE IF A CONFLICT OF INTEREST EXISTS. 3. PROCEDURES FOR ADDRESSING THE CONFLICT OF INTEREST (A)THE CHAIR OF THE BOARD OR COMMITTEE SHALL, IF APPROPRIATE, APPOINT A DISINTERESTED PERSON OR COMMITTEE TO INVESTIGATE ALTERNATIVES TO THE PROPOSED TRANSACTION OR ARRANGEMENT. (B)AFTER EXERCISING DUE DILIGENCE, THE BOARD OR COMMITTEE SHALL DETERMINE WHETHER NPA CAN OBTAIN A MORE ADVANTAGEOUS TRANSACTION OR ARRANGEMENT WITH REASONABLE EFFORTS FROM A PERSON OR ENTITY THAT WOULD NOT GIVE RISE TO A CONFLICT OF INTEREST. (C)IF A MORE ADVANTAGEOUS TRANSACTION OR ARRANGEMENT IS NOT REASONABLY ATTAINABLE UNDER CIRCUMSTANCES THAT WOULD NOT GIVE RISE TO A CONFLICT OF INTEREST, THE BOARD OR COMMITTEE SHALL DETERMINE BY A MAJORITY VOTE OF THE DISINTERESTED DIRECTORS WHETHER THE TRANSACTION OR ARRANGEMENT IS IN NPA'S BEST INTEREST AND FOR ITS OWN BENEFIT AND WHETHER THE TRANSACTION IS FAIR AND REASONABLE TO NPA AND SHALL MAKE ITS DECISION AS TO WHETHER TO ENTER INTO THE TRANSACTION OR ARRANGEMENT IN CONFORMITY WITH SUCH DETERMINATION. 4. VIOLATIONS OF THE CONFLICT OF INTEREST POLICY (A)IF THE BOARD OR COMMITTEE HAS REASONABLE CAUSE TO BELIEVE THAT A MEMBER HAS FAILED TO DISCLOSE ACTUAL OR POSSIBLE CONFLICTS OF INTEREST, IT SHALL INFORM THE MEMBER OF THE BASIS FOR SUCH BELIEF AND AFFORD THE MEMBER AN OPPORTUNITY TO EXPLAIN THE ALLEGED FAILURE TO DISCLOSE. (B)IF, AFTER HEARING THE RESPONSE OF THE MEMBER AND MAKING SUCH FURTHER INVESTIGATION AS MAY BE WARRANTED IN THE CIRCUMSTANCES, THE BOARD OR COMMITTEE DETERMINES THAT THE MEMBER HAS IN FACT FAILED TO DISCLOSE AN ACTUAL OR POSSIBLE CONFLICT OF INTEREST, IT SHALL TAKE APPROPRIATE DISCIPLINARY AND CORRECTIVE ACTION. RECORDS OF PROCEEDINGS THE MINUTES OF THE BOARD AND ALL COMMITTEES WITH BOARD-DELEGATED POWERS SHALL CONTAIN: 1. THE NAMES OF THE PERSONS WHO DISCLOSED OR OTHERWISE WERE FOUND TO HAVE A FINANCIAL INTEREST IN CONNECTION WITH AN ACTUAL OR POSSIBLE CONFLICT OF INTEREST, THE NATURE OF THE FINANCIAL INTEREST, ANY ACTION TO DETERMINE WHETHER A CONFLICT OF INTEREST WAS PRESENT, AND THE BOARD'S OR COMMITTEE'S DECISION AS TO WHETHER A CONFLICT OF INTEREST IN FACT EXISTED. 2. THE NAMES OF THE PERSONS WHO WERE PRESENT FOR DISCUSSIONS AND VOTES RELATING TO THE TRANSACTION OR ARRANGEMENT, THE CONTENT OF THE DISCUSSION, INCLUDING ANY ALTERNATIVES TO THE PROPOSED TRANSACTION OR ARRANGEMENT, AND A RECORD OF ANY VOTES TAKEN IN CONNECTION THEREWITH. ANNUAL STATEMENTS EACH DIRECTOR, PRINCIPAL OFFICER AND MEMBER OF A COMMITTEE WITH BOARD-DELEGATED POWERS SHALL ANNUALLY SIGN A STATEMENT WHICH AFFIRMS THAT SUCH PERSON: (A)HAS RECEIVED A COPY OF THE CONFLICTS OF INTEREST POLICY, (B)HAS READ AND UNDERSTANDS THE POLICY, (C)HAS AGREED TO COMPLY WITH THE POLICY, AND (D)UNDERSTANDS THAT NPA IS A CHARITABLE ORGANIZATION AND THAT IN ORDER TO MAINTAIN ITS FEDERAL TAX EXEMPTION IT MUST ENGAGE PRIMARILY IN ACTIVITIES WHICH ACCOMPLISH ONE OR MORE OF ITS TAX-EXEMPT PURPOSES. EXECUTIVE COMPENSATION REVIEW PART VI, SECTION B, LINE 15A THE EXECUTIVE COMMITTEE OF THE GOVERNING BODY REVIEWED THE PRESIDENT/CEO'S COMPENSATION IN SEPTEMBER AS PART OF THE ANNUAL PERFORMANCE EVALUATION PROCESS. A COMPENSATION REVIEW WAS CONDUCTED BY AN INDEPENDENT FIRM WHICH REVIEWED A MARKET ANALYSIS OF SALARIES FOR THIS POSITION. THE COMPENSATION REVIEW WAS PROVIDED TO THE EXECUTIVE COMMITTEE AS PART OF THEIR DETERMINATION PROCESS. AT THE CONCLUSION OF THE PROCESS A SALARY DETERMINATION WAS MADE BY THE EXECUTIVE COMMITTEE, DOCUMENTED IN COMPLIANCE WITH THE ORGANIZATION'S POLICIES, AND PROVIDED TO THE FINANCE DEPARTMENT FOR INCLUSION IN THE NEXT PAY CYCLE. GOVERNING DOCUMENTS PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990 PART IX LINE 11G DESCRIPTION:PROGRAM SERVICE EXPENSE TOTAL FEES:527685 FORM 990 PART IX LINE 11G DESCRIPTION:OTHER PROFESSIONAL FEES TOTAL FEES:101303 ALLIANCE FOR PACE INNOVATION AND QUALITY 675 N WASHINGTON ST STE 300 ALEXANDRIA VA 22314 272423688 HEALTH CARE VA 501(C)(3) 11A TYPE I NPA false false false false false false false false false false false false false false false false false false false false